2023-11-13T19:40:51-06:00 2022-12-31 Foundation Source 3333 New Hyde Park Rd Ste 406 New Hyde Park NY 11042 990PF 2022-01-01 396125329 Theda and Tamblin Clark Smith Family Foundation Inc % Foundation Source THED 3034194714 po box 372 neenah WI 54957 David Redford Secretary 8008391754 2023-11-06 true David Redford 999009999 Jeffrey D Haskell P01345770 8008391754 2022 2023-04-26 12:10:37Z X 53074205 X 0 X 38470 38470 870837 870837 957539 25162298 919471 108967 62229 1975813 1891007 81000 81000 149735 149735 24916 24916 1615 0 0 1615 368408 315806 52602 71311 5770 105938 105938 15 15 355539 235369 90028 1158477 556945 0 505849 2476420 2476420 3634897 556945 0 2982269 -1659084 1334062 7263411 2755765 2755765 5547382 7148238 6528533 28730427 27183393 30619974 4372519 4228106 3775695 4236888 7183373 9394238 50150627 48498875 53074205 0 7332 0 7332 X 50150627 48491543 50150627 48491543 50150627 48498875 50150627 -1659084 48491543 48491543 Publicly-traded Securities 24024492 23586680 437812 437812 Passthrough K1 Capital Gain/(Loss) 398264 GLDNGTREALTY - GOLDEN GATE REALTY ASSOCIATES D 2017-12-29 2022-12-31 10 254 -244 -244 HOLDBACK - MILLENIUM INTERNATIONAL HEDGEFOCUS P 2022-07-14 2022-08-05 54438 54157 281 281 OPTPTNFND - OPTIMA PARTNERS FOCUS FUND P 2014-04-01 2022-07-14 1083358 1000000 83358 83358 919471 18543 18543 18543 17000 0 11600 28600 X 0 10057 10057 false false false false false true true false true true WI true false false false false true Foundation Source 8008391754 501 Silverside Road Suite 123 Wilmington DE 198091377 false false false false true false false false false false true false false false false false false false false false false false false David W Radford po box 372 neenah WI 54957 Dir, Sec 3.0 18000 0 0 Carlton Smith po box 372 neenah WI 54957 Dir, Pres 3.0 18000 0 0 Pierce Smith po box 372 neenah WI 54957 Dir, Treas 3.0 18000 0 0 Kristina M Vaccaro po box 372 neenah WI 54957 Dir 3.0 9000 0 0 Marc B Vaccaro po box 372 neenah WI 54957 Dir, Chair 3.0 18000 0 0 JOY RADFORD PO BOX 372 NEENAH WI 54957 ED, EXEC. PRGM. OFC. 40.0 123277 9431 0 BNY Mellon Bank 240 Greenwich Street NEW YORK NY 10286 Investment MGMT 222701 Foundation Source 55 Walls Drive 3rd Fl Fairfield CT 06824 Administrative 76133 Stratos Wealth Partners 51 SUGAR HOLLOW RD UNIT 201 DANBURY CT 068102575 Investment Mgmt 69655 44253612 5073743 8158405 57485760 0 57485760 862286 56623474 2831174 2831174 18543 18543 2812631 23416 2836047 2836047 2982269 0 0 0 0 2982269 2836047 2020 2019 2018 39377 39377 2982269 2836047 146222 185599 0 39377 146222 146222 NONE X 1000 GENERATIONS INC PO BOX 213 ELKHORN WI 53121 N/A PC General & Unrestricted 20000 1000 GENERATIONS INC PO BOX 213 ELKHORN WI 53121 N/A PC Northeast Site 5000 7SISTERS GLOBAL INC 4741 WHITEHALL LN HGHLNDS RANCH CO 80126 N/A PC General & Unrestricted 500 A Koepke 428 W 9th Ave Oshkosh WI 54902 NONE I Hardship Assistance Grant 6500 ALANO SOCIETY INC 511 N CARROLL ST MADISON WI 53703 N/A PC General & Unrestricted 18000 BIG BROTHERS BIG SISTERS OF EAST CENTRAL WISCONSIN 1331 AMERICAN DR NEENAH WI 54956 N/A PC General & Unrestricted 40500 BOYS & GIRLS BRIGADE ASSOCIATION INC 109 W COLUMBIAN AVE NEENAH WI 54956 N/A PC General & Unrestricted 2500 BOYS & GIRLS CLUB FOX VALLEY INC 160 S BADGER AVE APPLETON WI 54914 N/A PC General & Unrestricted 50000 BOYS & GIRLS CLUBS OF ELKHART COUNTY INC PO BOX 614 GOSHEN IN 46527 N/A PC General & Unrestricted 60500 BOYS AND GIRLS CLUB OF DANE COUNTY INC 1818 W BELTLINE HWY MADISON WI 53713 N/A PC Hardship Grants 3750 BOYS AND GIRLS CLUB OF DANE COUNTY INC 1818 W BELTLINE HWY MADISON WI 53713 N/A PC General & Unrestricted 70500 BRIARPATCH YOUTH SERVICES INC 2720 RIMROCK RD FITCHBURG WI 53713 N/A PC General & Unrestricted 500 CASA OF THE FOX CITIES INC 1500 N CASALOMA DR STE 401 APPLETON WI 54913 N/A PC General & Unrestricted 25000 CENTER FOR ACTION AND CONTEMPLATION INC 17055 POINTS ROAD SW ALBUQUERQUE NM 87105 N/A PC General & Unrestricted 2500 CHILDRENS HOSPITAL OF WISCONSIN FOUNDATION INC PO BOX 1997 MILWAUKEE WI 53201 N/A PC General & Unrestricted 25000 CHRISTINE ANN DOMESTIC ABUSE SERVICES INC 206 ALGOMA BLVD OSHKOSH WI 54901 N/A PC General & Unrestricted 25000 CLEAR CREEK COUNTY LIBRARY DISTRICT PO BOX 666 GEORGETOWN CO 80444 N/A GOV For Goldie Locks - 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Little Bear Fundraiser 625 FRIENDS OF THE NEENAH PUBLIC LIBRARY PO BOX 569 NEENAH WI 54957 N/A PC General & Unrestricted 2500 GLOUCESTER EDUCATION FOUNDATION 185 MAIN ST GLOUCESTER MA 01930 N/A PC For support of programs in the public schools. 8375 GOLDEN GATE NATIONAL PARKS CONSERVANCY 201 FORT MASON 3RD FL SAN FRANCISCO CA 94123 N/A PC General & Unrestricted 835 GORDON BUBOLZ NATURE PRESERVE INC 4815 N LYNNDALE DR APPLETON WI 54913 N/A PC General & Unrestricted 1250 GREEN BAY BOTANICAL GARDEN INC 2600 LARSEN RD GREEN BAY WI 54303 N/A PC General & Unrestricted 1250 GROTON SCHOOL 282 FARMERS ROW GROTON MA 01450 N/A PC General & Unrestricted 7500 H Davis 27 Emerald Lane Omro WI 54963 NONE I Hardship Assistance Grant 6500 HABITAT FOR HUMANITY INTERNATIONAL INC 921 MIDWAY RD MENASHA WI 54952 N/A PC Rock the Block 2023 85000 HABITAT FOR HUMANITY INTERNATIONAL INC 921 MIDWAY RD MENASHA WI 54952 N/A PC General & Unrestricted 5000 HABITAT FOR HUMANITY OF OSHKOSH INC PO BOX 2692 OSHKOSH WI 54903 N/A PC Rock the Block Oshkosh 25000 HEALING ABUSE WORKING FOR CHANGE INC 27 CONGRESS ST SALEM MA 01970 N/A PC For support of the Cape Ann office 8375 HECKRODT WETLAND RESERVE INC 1305 PLANK RD MENASHA WI 54952 N/A PC General & Unrestricted 29250 HIMALAYAN INTERNATIONAL INSTITUTE OF YOGA SCI & PH 952 BETHANY TPKE HONESDALE PA 18431 N/A PC General & Unrestricted 70000 HOPE CLINIC AND CARE CENTER INC 1814 APPLETON RD MENASHA WI 54952 N/A PC General & Unrestricted 3000 INLAND COUNTIES LEGAL SERVICES INC 1040 IOWA AVE STE 106 RIVERSIDE CA 92507 N/A PC Guardianship Project 20835 J Murn 216 Montreal Street Playa del Rey CA 90293 NONE I Hardship Assistance Grant 5000 J Murphy N1511 Meadow Park Dr Greenville WI 54942 N/A I Hardship Assistance Grant 6500 JACQUES PEPIN FOUNDATION PO BOX 28 BARRINGTON RI 02806 N/A PC General & Unrestricted 850 JEFFERSON COUNTY LIBRARY FOUNDATION INC 10790 W 50TH AVE SUITE 200 WHEATRIDGE CO 80033 N/A PC For the Goldie Locks - Little Bear Fundraiser (Eve 625 JEFFERSON COUNTY LIBRARY FOUNDATION INC 10790 W 50TH AVE SUITE 200 WHEATRIDGE CO 80033 N/A PC For the Goldie Locks - Little Bear Fundraiser (Con 625 LAW ENFORCEMENT CHARITABLE FOUNDATION INC 770 N WESTHILL BLVD APPLETON WI 54914 N/A PC General & Unrestricted 1000 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC Needy Children's Fund 40000 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 10000 LIFE ELEMENTAL INCORPORATED 47726 ASPEN RD SOLDIER GROVE WI 54655 N/A PC General & Unrestricted 6895 LIFE ELEMENTAL INCORPORATED 47726 ASPEN RD SOLDIER GROVE WI 54655 N/A PC General Support 30000 LOVE LIGHT AND MELODY A NOT FOR PROFIT CORPORATION 2921 W 38TH AVE PO BOX 129 DENVER CO 80211 N/A PC General & Unrestricted 500 MADISON AUDUBON SOCIETY INC 211 S PATERSON ST STE 340 MADISON WI 53703 N/A PC Empowering Kids through Nature Discovery! The Madi 20000 MADISON ICE INC 725 FORWARD DR MADISON WI 53711 N/A PC Skating Programs for Underprivileged Youth and Dis 13000 MADTOWN BMX INC PO BOX 557 DEFOREST WI 53532 N/A PC Upgrade of Loaner Bikes and Helmets for Madtown BM 5000 MOZAYIK 1934 MELROSE ST MADISON WI 53704 N/A PC General & Unrestricted 85000 NEIGHBORHOOD HOUSING SERVICES OF GREEN BAY INC 437 S JACKSON ST GREEN BAY WI 54301 N/A PC General & Unrestricted 10000 NORTHERN SKY THEATER INC 9058 COUNTY RD A FISH CREEK WI 54212 N/A PC General & Unrestricted 5000 OHIO SUICIDE PREVENTION FOUNDATION 175 S 3RD ST STE 700 COLUMBUS OH 43215 N/A PC General & Unrestricted 5000 OPAL COMMUNITY LAND TRUST PO BOX 1133 EASTSOUND WA 98245 N/A PC General & Unrestricted 2500 ORCAS FAMILY CONNECTIONS 374 N BEACH RD EASTSOUND WA 98245 N/A PC General & Unrestricted 8000 ORCAS ISLAND COMMUNITY FOUNDATION PO BOX 1496 EASTSOUND WA 98245 N/A PC Partners in Philanthropy 2500 OSHKOSH AREA COMMUNITY FOUNDATION CORPORATION 230 OHIO ST 100 OSHKOSH WI 54902 N/A PC COTS Oshkosh 30000 OSHKOSH AREA COMMUNITY FOUNDATION CORPORATION 230 OHIO ST 100 OSHKOSH WI 54902 N/A PC Oshkosh COTS 5000 OSHKOSH FINE ARTS ASSOCIATION INC PO BOX 2805 OSHKOSH WI 54903 N/A PC Art Scholarships to financially needy youth 5000 PACHAMAMA ALLIANCE PRESIDIO BLDG 1009 PO BOX 29191 SAN FRANCISCO CA 94129 N/A PC General & Unrestricted 2500 PAINE ART CENTER & GARDENS INC 1410 ALGOMA BLVD OSHKOSH WI 54901 N/A PC HVAC System Project 80000 PAINE ART CENTER & GARDENS INC 1410 ALGOMA BLVD OSHKOSH WI 54901 N/A PC General & Unrestricted 15000 PERUVIAN HEARTS 24918 GENESEE TRAIL RD GOLDEN CO 80401 N/A PC General & Unrestricted 5500 PERUVIAN HEARTS 24918 GENESEE TRAIL RD GOLDEN CO 80401 N/A PC The Theda and Tamblin Clark Smith International Sc 35000 PILLARS INC 605 E HANCOCK ST APPLETON WI 54911 N/A PC Pillars Adult Shelter: Case Management 35000 PILLARS INC 605 E HANCOCK ST APPLETON WI 54911 N/A PC General & Unrestricted 7500 PLAYING FIELD INC 3910 MINERAL POINT RD MADISON WI 53705 N/A PC General & Unrestricted 2000 POLLY HILL ARBORETUM INC PO BOX 561 WEST TISBURY MA 02575 N/A PC Creation of affordable housing on the campus. 8375 PROVIDENCE MINISTRIES INC 3435 SHAWANO AVE GREEN BAY WI 54313 N/A PC Financial aid for students in need 15000 REACH COUNSELING SERVICES INC 1509 S COMMERCIAL ST NEENAH WI 54956 N/A PC Support our Therapy Program for Survivors of Sexua 25000 REGIS UNIVERSITY 3333 REGIS BLVD B16 DENVER CO 80221 N/A PC General & Unrestricted 500 REGIS UNIVERSITY 3333 REGIS BLVD B16 DENVER CO 80221 N/A PC Media Center 2500 RIDGES SANCTUARY INC PO BOX 152 BAILEYS HBR WI 54202 N/A PC General & Unrestricted 1250 RIVERVIEW GARDENS INC 1101 S ONEIDA ST APPLETON WI 54915 N/A PC ServiceWorks - Building Economic Security and 25000 RIVERVIEW GARDENS INC 1101 S ONEIDA ST APPLETON WI 54915 N/A PC General & Unrestricted 10000 ROCKY NECK ART COLONY INC PO BOX 1451 GLOUCESTER MA 01931 N/A PC For workshops and art education for all ages. 8375 ROOM TO GROW NATIONAL INC 424 E 147TH ST FL 5 BRONX NY 10455 N/A PC General & Unrestricted 37500 ROOM TO GROW NATIONAL INC 424 E 147TH ST FL 5 BRONX NY 10455 N/A PC General Support of Room to Grow (RtG) 70000 RUNWAY OF DREAMS FOUNDATION 9 COVENTRY RD LIVINGSTON NJ 07039 N/A PC General Support 25000 SAFE COMMUNITY COALITION OF MADISON AND DANE COUNT 2453 ATWOOD AVE STE 210 MADISON WI 53704 N/A PC General Support for Recovery Coaching/Peer Support 80000 SAN FRANCISCO MUSEUM OF MODERN ART 151 3RD ST SAN FRANCISCO CA 94103 N/A PC General & Unrestricted 900 SENITIZO 2344 FOOTHILLS DR S GOLDEN CO 80401 N/A PC General & Unrestricted 500 SENITIZO 2344 FOOTHILLS DR S GOLDEN CO 80401 N/A PC Building Resiliency Though Positive Behavior Chang 5000 SILVER BIRCH RANCH INC N6120 SAWYER LAKE RD WHITE LAKE WI 54491 N/A PC Scholarships for students in need. 4000 SOLUTIONS RECOVERY INC 621 EVANS ST OSHKOSH WI 54901 N/A PC General Operations 15000 SOLUTIONS RECOVERY INC 621 EVANS ST OSHKOSH WI 54901 N/A PC General & Unrestricted 1000 ST IGNATIUS OF LOYOLA CATHOLIC SCHOOL 220 DOTY ST KAUKAUNA WI 54130 N/A PC General & Unrestricted 5000 ST JOSEPH FOOD PROGRAM INC 1465A OPPORTUNITY WAY MENASHA WI 54952 N/A PC Backpack Food Assistance Program 25000 ST JOSEPH FOOD PROGRAM INC 1465A OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 2500 ST NORBERT COLLEGE INC 100 GRANT ST DE PERE WI 54115 N/A PC General Support 25000 ST MARY CENTRAL HIGH SCHOOL 1050 ZEPHYR DR NEENAH WI 54956 N/A PC General & Unrestricted 5000 SUN VALLEY COMMUNITY CENTER 1260 DECATUR ST DENVER CO 80204 N/A PC General Support - Sun Valley Kitchen + Community C 30000 SUN VALLEY COMMUNITY CENTER 1260 DECATUR ST DENVER CO 80204 N/A PC General & Unrestricted 4500 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC Boys & Girls Club of Oshkosh Capital Project 35000 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC Be Great Graduate Mentoring Program 50000 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC General & Unrestricted 50500 THE TANDANA FOUNDATION INC 2933 LOWER BELLBROOK RD SPRING VALLEY OH 45370 N/A PC General & Unrestricted 2500 THE TANDANA FOUNDATION INC 2933 LOWER BELLBROOK RD SPRING VALLEY OH 45370 N/A PC Women's Literacy, Leadership, and Enterprise in Ba 20000 THEDACARE FAMILY OF FOUNDATIONS INC PO BOX 8025 APPLETON WI 54912 N/A PC Designated for Neenah 5000 THEDACARE FAMILY OF FOUNDATIONS INC PO BOX 8025 APPLETON WI 54912 N/A PC Second installment of $1M commitment for 200000 THREADS OF HOPE INC 8020 PLEASANT VALLEY RD LARSEN WI 54947 N/A PC General Support 20000 TRI-COUNTY COMMUNITY DENTAL CLINIC INC 9 TRI PARK WAY APPLETON WI 54914 N/A PC General & Unrestricted 2500 TRI-COUNTY COMMUNITY DENTAL CLINIC INC 9 TRI PARK WAY APPLETON WI 54914 N/A PC Robert Glass Focus on the Children Program 30000 TROUT MUSEUM OF ART INC 111 COLLEGE AVE APPLETON WI 54911 N/A PC General & Unrestricted 2500 TWIN CITIES CATHOLIC EDUCATIONAL SYSTEM 1050 ZEPHYR DR NEENAH WI 54956 N/A PC SMCS Tuition Assistance for Current Students 20000 UNIVERSITY OF DENVER - DIVISION OF ATHLETICS & REC 2201 E ASBURY AVE RM 4674 DENVER CO 80208 N/A PC Hockey Program 50000 UNIVERSITY OF DENVER - OFFICE OF GIFT PROCESSING 2190 E ASBURY AVE DENVER CO 80208 N/A PC General & Unrestricted 500 UNIVERSITY OF WISCONSIN FOUNDATION US BANK LOCKBOX 78807 MILWAUKEE WI 53278 N/A PC Center for Healthy Minds: Fund XXX-XX-XXXX 43855 VILLAGE HEALTH PARTNERSHIP 1601 E 19TH AVE STE 4450 DENVER CO 80218 N/A PC General & Unrestricted 5500 VILLAGE HEALTH PARTNERSHIP 1601 E 19TH AVE STE 4450 DENVER CO 80218 N/A PC Education and Training Program 5000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Girls Dormitory 10000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC General & Unrestricted 15000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Academy Fund 1000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Carla Smith Radford Scholarship Fund 5000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Karly Aubrey Fund 500 WEGERZYN GARDENS FOUNDATION 1301 E SIEBENTHALER AVE DAYTON OH 45414 N/A PC General & Unrestricted 5000 WHEELCHAIRS FOR NIGERIA 1542 PALM AVE SW SEATTLE WA 98116 N/A PC General & Unrestricted 1000 WINGS OVER THE ROCKIES AIR & SPACE MUSEUM 7711 E ACADEMY BLVD DENVER CO 80230 N/A PC General & Unrestricted 500 WINNEBAGO AREA LITERACY COUNCIL 106 WASHINGTON AVE OSHKOSH WI 54901 N/A PC General Support 35000 WINNEBAGO AREA LITERACY COUNCIL 106 WASHINGTON AVE OSHKOSH WI 54901 N/A PC General & Unrestricted 5000 WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC 3450 VINLAND ST OSHKOSH WI 54901 N/A PC Academic Assistance for Those Who Struggle Most 20000 WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC 3450 VINLAND ST OSHKOSH WI 54901 N/A PC General & Unrestricted 6000 YOUNG MENS CHRISTIAN ASSOCIATION OF METROPOLITAN D 2625 S COLORADO BLVD DENVER CO 80222 N/A PC General & Unrestricted 1000 YOUTH GO INC 213 NICOLET BLVD NEENAH WI 54956 N/A PC General Support 35000 YOUTH GO INC 213 NICOLET BLVD NEENAH WI 54956 N/A PC General & Unrestricted 2500 YWCA MADISON INC 101 E MIFFLIN ST STE 100 MADISON WI 53703 N/A PC General & Unrestricted 1000 2476420 14 38470 14 870836 525990 48800 18 908739 K-1 Inc/Loss 525990 20827 14 62859 1807 PAYROLL TAX REFUND 01 23416 Sec 751 Gain on Sale of Ptshp 525990 55 FORM 990-PF REFUND 01 4 69682 1904324 1807 1975813 11b Tax-exempt interest false false false false false false false false false false IRC SECTION 751 STATEMENT IRC SECTION 751 STATEMENT THE TAXPAYER HAS REPORTED ORDINARY INCOME UPON THE DISPOSITION OF UNITS IN FUGIO PRIVATE EQUITY FUND VIII, LP, AS PROVIDED BY THE GENERAL PARTNER. THE AMOUNT WAS DETERMINED IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 751 AND THE DETAILED INFORMATION IS AVAILABLE IN THE OFFICES OF THE GENERAL PARTNER UPON REQUEST. ABBVIE INC - 3.200% - 11/21/20 64515 54314 ADOBE SYSTEMS INC - 3.250% - 0 44087 43760 ALEXANDRIA REAL ESTATE E BOND 41985 38963 AMAZON INC - 1.650% - 05/12/20 79374 68867 AMERICAN HOMES - 4.900% - 02/1 51090 42529 AMGEN - 3.375% - 02/21/2050 76887 45185 ANHEUSER BUSCH COS INC - 4.900 49410 45827 APPLE INC - 4.375% - 05/13/204 60276 55449 ARROW ELECTRS INC NT - 2.950% 59855 47306 ASTRAZENECA FINANCE LLC NOTE - 34914 31161 AT&T - 4.550% - 03/09/2049 69367 61498 BANK OF AMERICA - 3.950% - 04/ 84161 82785 BP CAP MKTS - 2.721% - 01/12/2 60000 50008 BROADCOM INC - 3.500% - 01/15/ 59115 50200 CITIGROUP BOND - 4.450% - 09/2 80836 76448 CITIZENS BANK - 2.250% - 04/28 34911 32603 COMCAST CORP NEW NOTE - 5.350% 39990 40851 COSTCO - 1.600% - 04/20/2030 54904 45150 CREDIT SUISSE GRP FDG GUERNSEY 80189 67551 CVS HEALTH BOND - 4.780% - 03/ 64482 59210 DELTA - 3.204% - 10/25/2025 35000 34113 DEUTSCHE BK AG NY NOTE - 2.552 60000 51154 DISNEY WALT CO - 2.650% - 01/1 24983 21388 DOW DUPONT - 4.493% - 11/15/20 21266 19667 EBAY INC - 1.900% - 03/11/2025 62455 56156 FEDL HOME LN MTG #SE9057 - 2.0 72849 74906 FISERV INC NOTE CALL MAKE WHOL 66244 54135 GOLDMAN SACHS GROUP INC - 6.75 94682 90697 GOVT NATL MTG ASSN #MA8151 - 4 74172 71802 GOVT NATL MTG ASSN II #MA7523 23400 18622 GOVT NATL MTG ASSN II #MA7578 46683 37003 GWU - 4.126% - 09/15/2048 24619 20717 HOME DEPOT - 1.375% - 03/15/20 44732 34977 HSBC HOLDINGS PLC - 2.357% - 0 69429 53486 ISHARES BARCLAYS GNMA BOND FUN 22466 19928 JB HUNT - 3.875% - 03/01/2026 50163 48485 KLA CORP - 4.650% - 07/15/2032 34979 34283 KROGER CO - 1.700% - 01/15/203 49886 38548 LAM RESEARCH - 4.000% - 03/15/ 50421 47611 LLOYDS BANKING - 2.438% - 02/0 60000 55862 MICROSOFT CORP NOTE - 2.525% - 78500 53270 MORGAN STANLEY SER I MTN CALL 110928 96610 NATWEST MARKETS - 5.076% - 01/ 45082 42391 NUTRIEN - 1.900% - 05/13/2023 24978 24714 ONTARIO PROV - 3.050% - 01/29/ 64934 63747 ORACLE CORP - 3.900% - 05/15/2 61885 45994 ORACLE CORP NOTE CALL MAKE WHO 54974 49344 PRUDENTIAL - 4.350% - 02/25/20 39905 33869 SANTANDER - 2.746% - 05/28/202 45219 42115 SHELL INTL - 3.500% - 11/13/20 46226 44465 SIMON PPTY GROUP LP NT - 2.650 34899 28016 T MOBILE - 3.875% - 04/15/2030 65984 54349 TAKEDA PHARMA - 2.050% - 03/31 59325 48975 TOTAL SYSTEMS SERVICES - 4.800 46949 43869 TOYOTA - 1.800% - 02/13/2025 54906 51682 UNIFORM MBS POOL #9728 - 2.000 70732 57971 UNIFORM MBS POOL #BW1478 - 4.5 68721 65326 UNIFORM MBS POOL #CB2127 - 2.0 70738 57200 UNIFORM MBS POOL #FM8683 - 2.5 57828 47668 UNIFORM MBS POOL #FS1949 - 4.0 63849 60017 UNIFORM MBS POOL #MA4465 - 2.0 37295 30426 UNIFORM MBS POOL #MA4498 - 2.5 52530 46794 UNIFORM MBS POOL #MA4684 - 4.5 43872 41639 UNIFORM MBS POOL #MA4686 - 5.0 44167 42236 UNIFORM MBS POOL #SD1727 - 5.0 57680 58957 UNION PACIFIC - 3.150% - 03/01 39979 39182 UNITED STATES TREAS AL-202 - 1 90795 89835 UNITED STATES TREAS BL2023 - 0 99589 96145 UNITED STATES TREAS M-2029 - 3 167203 158257 UNITED STATES TREAS NTS - 2.03 169856 169673 UNITED STATES TREAS SER BONDS 9680 8767 UNITEDHEALTH GROUP INC - 1.150 45135 40189 VERIZON COMMUNICATIONS - 3.400 24986 18798 ABBOTT LABS 126674 120440 ABBVIE INC 140924 253566 ACCENTURE PLC 131215 122746 ADVANCED MICRO DEVICES INC 48909 37826 ADVANTEST CORP - ADR 22292 19155 AGNCP 6869 5803 AIA GROUP LTD ADR 17486 29768 AIR PRODS & CHEM INC 35965 57953 ALCON INC 15702 17686 ALEXANDRIA REAL ESTATE EQUITIE 24060 18937 ALIBABA GROUP HOLDING LTD 24522 9690 ALLSTATE CORP 91319 93564 ALPHABET INC CL A 149187 112052 ALTRIA GROUP INC 110708 91420 AMAZON COM 120720 70896 AMER INTERNATIONAL GROUP INC 77075 126480 AMERICAN CAPITAL AGENCY CORP 52216 49784 AMERICAN TOWER REIT INC 190234 158683 AMERIPRISE FINANCIAL INC 80638 108357 AMERISOURCEBERGEN CORP 10535 11103 AMPHENOL CORPORATION 128718 134006 ANGLO AM PLC ADR 26325 32553 APPLE INC 199597 257261 ARBOR REALTY 6.25 PFD 9022 5996 ARES CAPITAL CORPORATION - CLO 54171 56463 ARES MANAGEMENT CORPORATION 8739 11635 ASHTEAD GROUP PLC 17754 14929 ASTRAZENECA 64169 69359 AT&T, INC 211352 201958 ATLANTIC UN BANKSHARES 6.875% 10150 9880 AXA ADS 31095 29821 B. RILEY FINANCIAL 6 50 SENIOR 5971 5424 BAE SYSTEMS PLC 25378 27819 BAKER HUGHES COMPANY 47321 38094 BANK OF AMERICA CORP 67568 101678 BANK OF AMERICA CORPORATION DE 12245 9822 BARCLAYS PLC ADR 39847 34086 BAYER A G SPONSORED ADR 20266 14455 BLACKROCK STRAT INC OPP PORTFO 1264999 1124443 BNY MELLON INTL STOCK FD 512897 500817 BOEING CO 71149 77148 BOOZ ALLEN HAMILTON HOLDING CO 12925 26339 BOSTON SCIENTIFIC 73577 79584 BP PLC SPONSORED ADR 17242 18513 BRISTOL-MYERS SQUIBB CO 20088 25254 BRITISH AMERICAN TOBACCO PLC 20230 19590 BROADCOM INC 183786 206878 CDW CORP 26435 29109 CELANESE CORPORATION 54521 56948 CHAMPLAIN MID CAP FUND-INS 1010344 754601 CHEVRON CORP 49372 79873 CHR HANSEN HOLDINGS 15191 13448 CIGNA CORPORATION 77642 82172 CISCO SYSTEMS INC 34127 30585 CME GROUP, INC 133440 126120 COLGATE-PALMOLIVE COMPANY 23928 22455 COMCAST CORP 35051 27277 COMMERCE BANCSHARES, INC 545 COSTCO WHOLESALE CORPORATION 90104 95409 CRH PLC - AMERICAN DEPOSITARY 24174 27455 CRODA INTL 15110 12015 CROWN CASTLE INTL 23824 24551 CSX CORP 56967 126708 CVS CAREMARK CORP 19028 26093 DEERE CO 83814 227243 DEUTSCHE POST AG 12347 13875 DFA EMERGING MARKETS CORE EQ P 493150 530189 DIAGEO PLC ADS 32596 40449 DNB BANK ASA 12257 15618 DOLLAR GENERAL CORP 19191 25610 EAST JAPAN RAILWAY C 11322 11976 EASTMAN CHEMICAL CO 36162 25328 EATON CORP PLC 91990 173901 EBARA CORPORATION 13281 13606 ELEVANCE HEALTH INC 96081 104646 ELI LILLY & CO 116882 214382 EMERSON ELECTRIC CO 34960 53794 ENBRIDGE INC 77945 79764 EQUINIX, INC 85850 81879 ESTEE LAUDER COMPANIES INC 125649 111153 EXELON CORPORATION 112535 128609 EXXON MOBIL CORP 266690 295604 FANUC LIMITED UNSPONSORED 18517 14171 FOUR CORNERS PROPERTY TRUST IN 24330 21781 GALLAGHER ARTHUR J & CO 22999 37142 GENERAL MILLS INC 88233 91397 GENUINE PARTS COMPANY 31248 57258 GILEAD SCIENCES INC 17642 22321 GLADSTONE INV CORP - PFD 6.500 3871 3450 GQG PARTNERS EMERGING MARKETS 1196858 901260 HDFC BANK LTD ADR 13653 25449 HISCOX LTD 21732 23585 HOME DEPOT INC 141038 152560 HONEYWELL INTL 102013 179369 HUMANA INC 116931 122413 ILLINOIS TOOL WORKS 51842 107727 ISHARE SP SMALL CAP 600 INDEX 1458311 1419599 ISHARES BARCLAYS 1-3 YEAR TREA 236512 228250 ISHARES CORE MSCI EAFE ETF 500564 539042 ISHARES GOLD TR 303261 380490 ISHARES S&P 500 INDEX FD 1268658 1509944 ISHARES TR S & P MIDCAP 400 IN 1865489 1793613 ISHARESLEHMAN 7-10YR 45093 37258 JANUS HENDERSON AAA CLO ETF 36061 36108 JOHN HANCOCK FDS III DISCIPLIN 525669 513339 JOHNSON & JOHNSON 21916 25791 JP MORGAN CHASE 143328 177817 KEYCORP SER H 6.2% 7289 7114 KLA TENCOR CORP 85326 118010 L'AIR LIQUIDE ADR OTC 19374 17986 L'OREAL ADR 12031 15675 LAS VEGAS SANDS CORP 108323 140364 LINDE PLC COM 14379 27073 LOCKHEED MARTIN CORP 13819 42325 LONZA GROUP AG UNSP/ADR 14057 11213 LVMH MOET HENN UNSP 21844 20861 MARTIN MARIETTA MATLS INC 48928 47654 MASTERCARD INC 314995 321303 MCCORMICK & CO 11711 11853 MCDONALD'S CORP 238640 259050 MERCK & CO INC 196296 221345 METLIFE INC 22413 39080 MICRON TECHNOLOGY 183427 176429 MICROSOFT CORP 337560 534799 MONDELEZ INTERNATIONAL INC 28147 41990 MOWI ASA SPONSORED ADR 9941 7319 NATIONAL GRID TRANSCO PLC 10734 9651 NESTLE S.A 33180 31488 NEXTERA ENERGY, INC 95549 133760 NIKE INC-CL B 115290 123563 NOVARTIS AG ADR 28474 29030 NOVOZYMES A/S UNSP/ADR 18610 15138 ORACLE CORP 181556 189637 PAN PAC INTL HLDGS UNSPONSORED 19506 24769 PEPSICO INC 37048 47152 PFIZER INC 25479 36893 PHILIP MORRIS INTL 50499 53034 PING AN INSURANCE GROUP ADR 22954 12493 PINNACLE FINL PRTNRS PFD B 6.7 10532 10089 PIONEER NAT RES CO 100281 108714 PROCTER GAMBLE CO 89594 96089 PROLOGIS 63014 71809 PRUDENTIAL PLC SC 27223 23908 PUBLIC SVC ENTERPRISE GROUP IN 105852 92518 QUALCOMM INC 158858 126871 RAYTHEON TECHNOLOGIES CORP 126062 154307 READY CAPITAL CORP 5.75% 2/15/ 3688 3391 RECRUIT HOLDINGS CO 13765 10090 REGENERON PHARMACEUTICALS INC 71424 72870 RELX PLC 15439 18850 REPUBLIC SVCS INC 18470 27217 ROCHE HOLDING LTD ADR 60762 61426 S&P GLOBAL INC COM 61809 75696 SANOFI-AVENTIS SPONSORED ADR 34116 30995 SAP AKTIENGESELL ADS 25709 23115 SCHWAB INTERMEDIATE US TRS ETF 161934 151382 SELECT SECTOR SPDR ENERGY FUND 13136 15220 SELECT SECTOR SPDR UTILITIES 89588 89394 SEMPRA ENERGY COM 46968 54553 SHELL ADR EACH REPRESENTING 2 46154 51255 SL GREEN REALTY CORP 82 34 SONY GROUP CORP 25046 37377 SOUTHWESTERN ENERGY CO 71625 64058 SPDR BARCLAYS CAPITAL 1-3 MONT 23053 23050 SPDR PORTFOLIO SHORT TERM CORP 52201 51885 SSE PLC SPON ADR 12236 11519 STARWOOD PROPERTY TRUST INC 48740 46980 SWEDBANK AB S/ADR 17960 15246 SYNCHRONY FINANCIAL 51434 67692 T-MOBILE US INC 212631 247100 TARGET CORPORATION 55654 50823 TEXAS INSTRUMENTS INC 119266 117471 THE BLACKSTONE GROUP INC CL A 7900 7790 THE COCA-COLA CO 204970 228551 THERMO FISHER SCIENTIFIC INC 55089 86458 THOMSON REUTERS CORPORATION - 10415 20533 TOMRA SYSTEMS 12273 10603 TOYOTA INDUSTRIES CORPORATION 25134 21247 TRANE TECHNOLOGIES PLC 16986 63034 TRUIST FINANCIAL CORPORATION 101718 110630 UNITEDHEALTH GROUP INC 227196 371656 UNIVERSAL MUSIC GROUP 28380 29640 VALERO ENERGY CORP 52824 54804 VANGUARD INTERMEDIATE TERM COR 11458 11549 VANGUARD SHOR-TERM GOV BOND 365664 356923 VANGUARD SHORT TERM CORPORATE 315476 311663 VANGUARD ST BOND ETF 251444 252263 VANGUARD TOTAL STOCK MARKET ET 4651126 6835042 VERIZON COMMUNICATIONS 46057 36642 VINCI SA ADR 13710 14459 VOLKSWAGEN AG ADR 14995 7057 VOYA FINANCIAL INC 31495 70099 WAL-MART STORES INC 24346 28074 WINTRUST FINL 1 DS REPSTG 1000 11049 10654 ZIMMER BIOMET HOLDINGS 12038 13133 ZURICH INS GROU ADR 28405 42587 7003804 6398803 144434 129730 ALISO CANYON LP 598 204 CONCORD LODGING LTD 10008 3397 FUGIO FUND XI PE LP 1512392 1770174 FUGIO FUND XII PE LP 160121 200583 FUGIO FUND XII VC LP 138587 150916 FUGIO PRIVATE EQUITY FUND VIII 503551 1512179 FUGIO PRIVATE EQUITY FUND X, L 1558308 2448130 GEMSSTOCK CAV OFFSHORE, LP 1500000 1536564 ICAPITAL-ARES PCS II ACCESS FU 899808 842135 MILLENIUM INTERNATIONAL HEDGEF 400000 429956 NORTH ROCK FUND, LTD 500000 500000 General Consultations 1615 1615 Administrative Fees 74483 74483 Bank Charges 1898 1898 Computers/Electronic Devices 1771 1771 Digital Subscriptions 384 384 Equipment/Furniture Purchase 237 237 Foundation Dues & Memberships 2500 2500 Indemnification Insurance 5051 5051 K-1 Exp ALISO CANYON LP 20 20 K-1 Exp FUGIO FUND XI PE LP 72338 66844 K-1 Exp FUGIO FUND XII PE LP 33379 33379 K-1 Exp FUGIO FUND XII VC LP 11759 11723 K-1 Exp FUGIO PRIVATE EQUITY F 54296 34657 K-1 Exp FUGIO PRIVATE EQUITY F 64023 63866 K-1 Exp ICAPITAL-ARES PCS II A 27798 22982 Office & Supplies 4957 4957 Postage/Delivery Service 473 473 State or Local Filing Fees 10 10 Website Hosting/Support 162 162 K-1 Inc/Loss ALISO CANYON LP 5859 5859 K-1 Inc/Loss CONCORD LODGING LTD 1318 1318 K-1 Inc/Loss FUGIO FUND XI PE LP -11419 2864 K-1 Inc/Loss FUGIO FUND XII PE LP -6500 33 K-1 Inc/Loss FUGIO FUND XII VC LP 129 129 K-1 Inc/Loss FUGIO PRIVATE EQUITY FUND VIII, LP 32113 6026 K-1 Inc/Loss FUGIO PRIVATE EQUITY FUND X, LP 11095 5648 K-1 Inc/Loss ICAPITAL-ARES PCS II ACCESS FUND, L. 50568 38023 Class Action Lawsuit Proceeds 2206 2206 Royalty Income 123 123 Sec 751 Gain on Sale FUGIO PRIVATE EQUITY FUND VII 55 Payroll Tax Refund 23416 Form 990-PF Refund 4 OTHER LIABILITIES 0 7332 Investment Management Services 315806 315806 PHILANTHROPIC SERVICES 19248 19248 OTHER PROFESSIONAL SERVICES 1080 1080 PHILANTHROPIC VIDEO SERVICES 32274 32274 990-PF Estimated Tax for 2022 17000 990-PF Excise Tax for 2021 5741 990-PF Extension for 2021 42800 Foreign Tax Paid 5770 5770