2023-11-06T09:12:42-06:00 2022-12-31 130436940 ANCHIN BLOCK & ANCHIN LLP 3 TIMES SQUARE NEW YORK NY 100367001 990PF 2022-01-01 873339629 THE ROBERT & LYNDA ALTMAN FAMILY FOUNDATION ROBE 4102447414 750 EAST PRATT STREET 900 BALTIMORE MD 21202 MARIANNE SCHMITT HELLAUER TRUSTEE 4102447414 2023-11-03 1 MARIANNE SCHMITT HELLAUER 999009999 0 MARC GOLDBERG P00140875 2128403456 2023-11-03 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X X X 220064973 X X 3237308 2869216 -5254046 168012059 0 -4357 -4448 -2021095 2864768 0 0 0 13966 6983 6983 215110 215110 0 72981 32981 0 143566 143566 0 445623 398640 6983 4525684 0 4971307 398640 6983 -6992402 2466128 54532110 33636502 33636502 159691311 58315000 57450608 11565683 55062911 55019813 0 71752858 73958050 225789104 218767271 220064973 0 0 X 0 0 0 0 225789104 218767271 225789104 218767271 225789104 218767271 225789104 -6992402 13832 218810534 43263 218767271 LONG TERM CAPITAL GAIN DISTRIBUTION 2021-01-01 2022-12-31 561867 561867 561867 LONG TERM CAPITAL GAIN/(LOSS) 2021-01-01 2022-12-31 164602570 169543839 -4941269 -4941269 LONG TERM CAPITAL GAIN /(LOSS) FROM K-1S 2021-01-01 2022-12-31 82137 -82137 -82137 SHORT TERM CAPITAL GAIN/(LOSS) 2022-01-01 2022-12-31 2847622 3288222 -440600 -440600 SHORT TERM CAPITAL GAIN/(LOSS) FROM K-1S 2022-01-01 2022-12-31 351907 -351907 -351907 -5254046 34279 0 34279 0 34279 33916 0 40000 0 73916 X 10 39627 39627 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 N/A CO VENABLE LLP 4102447414 750 E PRATT STREET SUITE 900 BALTIMORE MD 21202 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JAMES ALTMAN 750 EAST PRATT STREET SUITE 900 BALTIMORE MD 21202 TRUSTEE 0.25 0 0 0 JESSICA ALTMAN 750 EAST PRATT STREET SUITE 900 BALTIMORE MD 21202 TRUSTEE 0.25 0 0 0 LYNDA CARTER ALTMAN 750 EAST PRATT STREET SUITE 900 BALTIMORE MD 21202 TRUSTEE 0.25 0 0 0 JOHN EMERSON 750 EAST PRATT STREET SUITE 900 BALTIMORE MD 21202 DISINTERESTED TRUSTEE 0.25 0 0 0 MARIANNE SCHMITT HELLAUER 750 EAST PRATT STREET SUITE 900 BALTIMORE MD 21202 DISINTERESTED TRUSTEE 0.25 0 0 0 NONE 0 PERSHING ADVISOR SOLUTIONS LLC ONE PERSHING PLAZA JERSEY CITY NJ 07399 INVESTMENT MANAGEMENT 148162 BROWN BROTHERS HARRIMAN 140 BROADWAY NEW YORK NY 10005 INVESTMENT MANAGEMENT 66948 0 0 76534908 121067657 20824114 218426679 0 0 218426679 3276400 215150279 10757514 10757514 34279 34279 10723235 0 10723235 0 10723235 6983 0 1 6984 10723235 0 0 54918958 54918958 6984 0 0 0 6984 0 10716251 10716251 44202707 0 0 0 0 0 0 0 44202707 44202707 X SMITHSONIAN INSTITUTION 1000 JEFFERSON DRIVE S W WASHINGTON DC 20560 PC GENERAL PURPOSE 200000 TRANSLATIONAL GENOMICS RESEARCH INSTITUTE FOUNDATION 445 N 5TH STREET SUITE 120 PHOENIX AZ 85004 PC ESTABLISHMENT OF THE ROBERT & LYNDA CARTER ALTMAN FAMILY RESEARCH FUND WITH TGEN AND ITS AFFILIATE, CITY OF HOPE, TO FACILITATE RESEARCH EFFORTS IN TWO COMPLEMENTARY AREAS SPECIFICALLY DESIGNED FOR RAPID IMPROVEMENT OF PATIENT OUTCOMES WHO SUFFER FROM MPN/SAML. ONE RESEARCH PROJECT, THE DIAGNOSTIC RESEARCH PROJECT, IS TO BE CONDUCTED BY TGEN TO DEVELOP TWO DIAGNOSTIC TESTS. THE FIRST DIAGNOSTIC RESEARCH PROJECT IS TO IDENTIFY THE MOST SENSITIVE TEST FOR THE TRANSITION FROM MPN TO SAML. THE SECOND DIAGNOSTIC RESEARCH PROJECT IS TO DEVELOP AND DEPLOY AN ULTRA-RAPID WHOLE GENOMIC SEQUENCING TEST TO IDENTIFY DRUG TREATMENT OPTIONS FOR PATIENTS WHO HAVE TRANSITIONED FROM MPN TO SAML. 3070884 TRANSLATIONAL GENOMICS RESEARCH INSTITUTE FOUNDATION 445 N 5TH STREET SUITE 120 PHOENIX AZ 85004 PC ESTABLISHMENT OF THE ROBERT & LYNDA CARTER ALTMAN FAMILY RESEARCH FUND WITH TGEN AND ITS AFFILIATE, CITY OF HOPE, TO FACILITATE RESEARCH EFFORTS IN TWO COMPLEMENTARY AREAS SPECIFICALLY DESIGNED FOR RAPID IMPROVEMENT OF PATIENT OUTCOMES WHO SUFFER FROM MPN/SAML. ONE RESEARCH PROJECT, THE THERAPEUTIC RESEARCH PROJECT, TO BE CONDUCTED BY THE CITY OF HOPE WILL COMPREHENSIVELY TEST AND SCALE UP THE MANUFACTURE OF THE DRUG DENOMINATED AS MIR-142. THIS "MIMETIC" DRUG SIMULATES (REPLACES) THE ACTION OF A NORMAL SIGNAL THAT IS MISSING IN MPN/SAML PATIENTS. 1254800 4525684 0 14 3237308 18 -5254046 NON-DIVIDEND DISTRIBUTIONS 14 91 FOREIGN CURRENCY GAIN 14 160 OTHER PORTFOLIO INCOME/(LOSS) FROM K-1S 14 -4608 0 -2021095 0 -2021095 0 0 0 0 0 0 0 0 0 0 AMOUNTS SET ASIDE - CASH DISTRIBUTION TESTTHE FOLLOWING INFORMATION IS PROVIDED IN ACCORDANCE WITH TREAS. REG. SECTION 53.4942(A)-3(B)(7)(II): (A) THE ROBERT & LYNDA ALTMAN FAMILY FOUNDATION (THE "FOUNDATION") IS SETTING ASIDE FUNDS TO DEVELOP AN ENDOWMENT FUND FROM WHICH GRANTS WILL BE MADE TO PUBLICLY SUPPORTED CHARITIES IN FURTHERANCE OF THEIR LONG-TERM SUPERVISED CHARITABLE PROJECTS. (B) THE AMOUNTS SET ASIDE FOR THE PROJECTS DESCRIBED ABOVE WILL ACTUALLY BE PAID WITHIN A PERIOD OF TIME THAT ENDS NOT MORE THAN 60 MONTHS AFTER THE DATE OF THE SET-ASIDE. (C) THE PROJECTS DESCRIBED ABOVE WILL NOT BE COMPLETED BEFORE THE END OF THE TAXABLE YEAR OF THE FOUNDATION IN WHICH THE SET ASIDE IS MADE. (D) THE DISTRIBUTABLE AMOUNT DETERMINED UNDER IRC SECTION 4942(D) FOR PAST TAXABLE YEARS IN THE FOUNDATION'S START-UP AND FULL PAYMENT PERIODS:YEAR OF CREATION: 2021START-UP PERIOD DISTRIBUTABLE AMOUNT START-UP PERIOD MINIMUM DISTRIBUTION2022 $10,723,235 20% 2023 N/A 40% 2024 N/A 60%2025 N/A 80% TOTAL $10,723,235 (E) AGGREGATE DISTRIBUTIONS FOR CHARITABLE PURPOSES DURING THE FOUNDATION'S START-UP AND FULL PAYMENT PERIODS:START-UP PERIOD CASH DISTRIBUTIONSYEAR OF CREATION: 2021 $02022 $4,525,6842023 N/A2024 N/A2025 N/ATOTAL $4,525,684 THE FOUNDATION IS NOT REQUIRED TO BE REGISTERED WITH ANY STATE. SUPERSEDING RETURN FORM 990-PF THE TAXPAYER IS FILING THIS RETURN AS A SUPERSEDING RETURN SINCE THE ORIGINAL RETURN WAS INADVERTANTLY FILED IN MAY 2023. THE TAXPAYER FILED A TIMELY EXTENSION WHICH EXTENDED THE FILING DEADLINE TO NOVEMBER 15, 2023.EXPLANATION OF CHANGES1) FORM 990-PF, PAGE 1 LINE 25, COLUMN D; PAGE 8, PART XI, LINE 1A; PAGE 9, PART XII, LINE 4THE TAXPAYER MADE A SET ASIDE ELECTION OF $65,000,000, ON ITS 2021 FORM 990-PF AND TREATED THIS AMOUNT AS A QUALIFYING DISTRIBUTION. CURRENT YEAR 2022 GRANTS, AS REFLECTED ON PART XIV, PAGE 11, TOTALING $4,525,684 ARE TO BE TREATED AS PAYMENTS MADE AGAINST THE SET ASIDE. THEREFORE, WE ARE NOT TREATING THESE GRANTS AS CURRENT YEAR QUALIFYING DISTRIBUTIONS.2) CHANGE TO TAXPAYER'S ADDRESS AND TELEPHONE NUMBER.3) FORM 990-PF, PAGE 6, PART VIICHANGE TO ADDRESS OF TRUSTEES4) FORM 990-PF PAGE 4, QUESTION 14INFORMATION RELATING TO BOOKS IN CARE OF CHANGED5) FORM 990-PF, PAGE 3, PART V, LINE 6CWE ENTERED EXTENSION PAYMENT OF $40,0006) FORM 990-PF, PAGE 11, PART XIVWE SEPARATED THE GRANT TO TRANSLATIONAL GENOMICS RESEARCH INSTITUTE FOUNDATION INTO TWO SEPARATE GRANTS AND WROTE A MORE DETAILED EXPLANATION FOR THE PURPOSE OF THE GRANT.7) WE ATTACHED THE EXPLANATION FOR THE SET-ASIDE UNDER THE CASH DISTRIBUTION TEST SHOWING HOW THE REQUIREMENT IS BEING MET DURING THE START-UP PERIOD (SEE STATEMENT 12).8) FORM 990-PF, PAGE 8, LINES 1A-1CWE RECLASSIFIED A PORTION OF THE AMOUNT ON LINE 1A TO LINE 1C, HOWEVER THE TOTAL ON LINE 1D DID NOT CHANGE. 3,583.00 SHS LINDE PLC COM STK 1055933 1168703 4,655.00 SHS BERKSHIRE HATHAWAY INC-CL B 1339589 1437930 4,075.00 SHS TRACTOR SUPPLY COMPANY COM STK 827129 916753 325.00 SHS BOOKING HOLDINGS INC COM STK 623606 654966 3,848.00 SHS MASTERCARD INCORPORATED 1291901 1338065 3,249.00 SHS MCDONALD'S CORP 808638 856209 9,114.00 SHS AMPHENOL CORP CL A 640205 693940 24,553.00 SHS ROCHE HLDG LTD SPONS ADR 1011849 961250 4,817.00 SHS AMERICAN TOWER REIT INC 952211 1020530 9,195.00 SHS GRACO INC COMMON STOCK 570316 618456 2,649.00 SHS DOLLAR GENERAL CORP COM STK 657086 652316 2,637.00 SHS DIAGEO PLC- SPONSORED ADR 477264 469887 2,424.00 SHS KLA CORPORATION 825505 913921 2,350.00 SHS S&P GLOBAL INC COM STK 814684 787109 15,461.00 SHS ORACLE CORP 1086846 1263782 14,954.00 SHS XCEL ENERGY INC 918331 1048425 9,619.00 SHS APPLE COMPUTER INC 1394504 1249797 40,396.00 SHS ENBRIDGE INC COM STK 1500412 1579484 455,463.35 SHS BBH PARTNER FUND - INTERNATIONAL EQUITY 6035000 6221629 5,192.00 SHS ZOETIS INC COM STK 856023 760888 8,457.00 SHS ABBOTT LABORATORIES 903671 928494 7,337.00 SHS JOHNSON & JOHNSON 1216431 1296081 7,094.00 SHS AMAZON.COM INC 922922 595896 7,028.00 SHS PROGRESSIVE CORP OHIO 871115 911602 610,636.04 SHS CLARKSTON FOUNDERS FUND - FOUNDERS CLASS 9085000 8536692 6,781.00 SHS UNITED PARCEL SERVICE CL B 1127958 1178809 8,776.00 SHS CELANESE CORP COM STK 907887 897258 6,151.00 SHS COPART INC COM STK 354780 374534 6,060.00 SHS NIKE INC CL B 648534 709081 6,017.00 SHS MICROSOFT CORP 1544031 1442997 5,792.00 SHS PROCTER & GAMBLE CO 743971 877836 5,508.00 SHS WASTE MANAGEMENT INC 935844 864095 5,506.00 SHS SIGNATURE BANK COM STK 891156 634401 5,465.00 SHS NESTLE S A SPONS ADR 618454 630333 5,409.00 SHS ARTHUR J GALLAGHER & CO 998375 1019813 14,898.00 SHS AO SMITH CORP COM STK 832654 852762 13,626.00 SHS ALPHABET INC CL C 1530984 1209035 11,990.00 SHS SYSCO CORP 919312 916636 10,049.00 SHS TEXAS INSTRUMENTS INC 1526529 1660296 1,919.00 SHS ADOBE INC 672991 645801 1,666.00 SHS BLACKROCK INC COM 966555 1180578 1,415.00 SHS THERMO FISHER SCIENTIFIC INC 808967 779226 1,571.00 SHS COSTCO WHOLESALE CORP 819826 717162 11,939.00 SHS ALCON INC COM STK 813169 818418 1,373.00 SHS UNITEDHEALTH GROUP INC 714763 727937 58315000 57450608 0 0 INVESTMENT IN VALLEY FORGE LARGE CAP EQUITY SERIES AT COST 15300987 16293095 INVESTMENT IN ALTAROCK PARTNER SERIES AT COST 13111415 12936598 INVESTMENT IN MAKAIRA PARTNERS SERIES AT COST 9029711 8934334 INVESTMENT IN GQG PARTNERS EMERGING MARKETS EQUITY SERIES AT COST 10512552 10796835 INVESTMENT IN BARES MID-LARGE CAP SERIES AT COST 6482185 6413995 INVESTMENT IN SELECT EQUITY SERIES AT COST 17316008 18583193 LEGAL FEES IN CONNECTION WITH FOUNDATION MATTERS 13966 6983 6983 WASH SALE ADJUSTMENT ON SALE OF INVESTMENTS 15009 UNREALIZED DEPRECIATION ON INVESTMENTS 28254 PORTFOLIO DEDUCTIONS FROM K-1S 143566 143566 0 NON-DIVIDEND DISTRIBUTIONS 91 91 FOREIGN CURRENCY GAIN 160 160 160 OTHER PORTFOLIO INCOME/(LOSS) FROM K-1S -4608 -4608 -4608 COST ADJUSTMENT ON INVESTMENTS 13832 INVESTMENT MANAGEMENT FEES 215110 215110 0 FOREIGN TAX PAID 32981 32981 0 FEDERAL EXCISE TAX ON NET INVESTMENT INCOME 40000 0 0