2023-11-15T15:40:02-06:00 2022-12-31 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2022-01-01 813609752 NEUBAUER FAMILY CHARITABLE TRUST C/O SILICON VALLEY COMMUNITY FOUNDATION NEUB 6504505400 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 GINA DALMA SECRETARY 6504505400 2023-11-15 1 GINA DALMA 999009999 1 TRACY S PAGLIA P00366884 2099556100 2023-11-08 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X JOSEPH NEUBAUER 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 16233728 0 X N/A X 2016 PA TO MAKE GRANTS IN SUPPORT OF CHARITABLE AND EDUCATIONAL ACTIVITIES 3 1 0 1 0 105847 23995522 4085000 0 0 0 0 0 0 23995522 4085000 16450341 11245960 0 0 0 0 0 0 0 2007364 645420 18457705 11891380 5537817 -7806380 307054683 311618519 0 13755 307054683 311604764 X TO MAKE GRANTS IN SUPPORT OF CHARITABLE AND EDUCATIONAL ACTIVITIES 0 0 9904100 9793061 0 HIGHER EDUCATION 657370 650000 0 ARTS & CULTURE 562962 556650 0 PUBLIC SAFETY 249041 246249 0 OTHER 249041 246249 0 11373473 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 1 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 3 1 1 1 0 0 1 1 0 1 0 0 0 1 1 1 1 1 1 0 0 0 CA X ELIZABETH A CAREY EVP OF FINANCE & OPERATIONS 6504505400 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 GINA DALMA SECRETARY 0.50 40.00 X X 0 357439 41534 JUDI POWELL TREASURER (AS OF 03/22) 0.50 40.00 X X 0 334576 20788 JOSEPH NEUBAUER CHAIRMAN 0.50 0.00 X X 0 0 0 MAEVE MICCIO BOARD MEMBER (THRU 03/22) 0.50 0.00 X 0 0 0 0 692015 62322 0 0 1 0 SPRING CREEK INVESTMENTS LP 1717 ARCH STREET SUITE 4050 PHILADELPHIA PA 19103 INVESTMENT MANAGEMENT 318401 SILICON VALLEY COMMUNITY FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 MANAGEMENT FEE 255025 2 4085000 4085000 4085000 12148728 12148728 0 4085000 0 0 0 11245960 11245960 255025 127513 127512 41904 41904 318401 318401 8043 8043 INCOME TAXES 22047 22047 11891380 11373473 517907 0 22351 293454 307032332 311325065 307054683 311618519 0 13755 0 13755 X 307054683 311604764 307054683 311604764 307054683 311618519 -7806380 12356461 0 X 0 1 X 0 0 X X X 1 SVCF 205205488 7 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, LINE 12G(I) "SVCF" IS AN ABBREVIATION FOR SILICON VALLEY COMMUNITY FOUNDATION. PART IV, SECTION A, LINE 1 THE CLASS OF PUBLICLY SUPPORTED ORGANIZATIONS ARE DESCRIBED IN SECTIONS 501(C)(3) AND 509(A)(1) OR (2) OF THE CODE, INCLUDING SILICON VALLEY COMMUNITY FOUNDATION ("SVCF"), THAT (A) ENGAGE IN CHARITABLE ACTIVITIES THAT ARE CONSISTENT WITH THE CHARITABLE PURPOSES OF THE SVCF, AND (B) ARE NOT CONTROLLED DIRECTLY OR INDIRECTLY BY A DONOR TO THIS TRUST OR ANY RELATED PARTY TO SUCH DONOR WITHIN THE MEANING OF CODE SECTION 509(F)(2). RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 LIMITED PARTNERSHIPS 311325065 F 311325065 X 16123060 12356461 12356461 3766599 318401 318401 4085000 11572979 0 11572979 318401 318401 11891380 PART X, LINE 2: THE TRUST IS A TAX-EXEMPT ORGANIZATION AND IS NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES, EXCEPT ON UNRELATED BUSINESS INCOME, IN ACCORDANCE WITH SECTION 501(A) OF THE INTERNAL REVENUE CODE. UNRELATED BUSINESS INCOME TAX, IF ANY, IS IMMATERIAL AND NO TAX PROVISION HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE TRUST DOES NOT HAVE ANY MATERIAL UNCERTAIN TAX POSITIONS AND FILES INFORMATIONAL TAX RETURNS IN THE U.S. FEDERAL AND CALIFORNIA JURISDICTIONS. 1 AMERICAN FRIENDS OF THE HEBREW UNIVERSITY INC 199 WATER STREET 11TH FLOOR NEW YORK NY 10038 131568923 501(C)(3) 430000 0 EDUCATION AMERICAN FRIENDS OF THE TEL AVIV UNIVERSITY INC 8 WEST 40TH STREET 8TH FLOOR NEW YORK NY 10018 131996126 501(C)(3) 1210000 0 EDUCATION ARTISTYEAR 1201 HARTDALE LANE GLADWYNE PA 19035 811281053 501(C)(3) 66667 0 ARTS EDUCATION BRANDEIS UNIVERSITY 415 SOUTH STREET WALTHAM MA 02453 042103552 501(C)(3) 91600 0 EDUCATION CENTER FOR CURATORIAL LEADERSHIP 174 EAST 80TH STREET NEW YORK NY 10075 462027985 501(C)(3) 50000 0 ARTS & CULTURE CHILDREN FIRST 990 SPRING GARDEN STREET SUITE 200 PHILADELPHIA PA 19123 232137461 501(C)(3) 20000 0 ARTS EDUCATION IMPACT SERVICES CORP 1952 E ALLEGHENY AVENUE PHILADELPHIA PA 19134 232087348 501(C)(3) 339677 0 PUBLIC SAFETY, WORKFORCE DEVELOPMENT ITREK INC 1460 BROADWAY NEW YORK NY 10036 455230138 501(C)(3) 50000 0 INTERNATIONAL STUDIES LEHIGH VALLEY PUBLIC TELECOMMUNICATIONS CORP 839 SESAME STREET BETHLEHEM PA 18015 231642883 501(C)(3) 350000 0 ARTS & CULTURE METROPOLITAN OPERA ASSOCIATION INC LINCOLN CENTER NEW YORK NY 10023 131624087 501(C)(3) 250000 0 ARTS & CULTURE PARTNERSHIP FOR POLICING INNOVATION AND REFORM 5409 OVERSEAS HWY NUMBER 189 MARATHON FL 33050 863949118 501(C)(3) 60000 0 PUBLIC SAFETY PHILADELPHIA ACADEMY OF SCHOOL LEADERS 230 SOUTH BROAD STREET 17TH FLOOR PHILADELPHIA PA 19102 825484855 501(C)(3) 1329254 0 EDUCATION PHILADELPHIA POLICE FOUNDATION PO BOX 4358 PHILADELPHIA PA 19118 233009913 501(C)(3) 140349 0 PUBLIC SAFETY PHILADELPHIA ROBOTICS COALITION INC 100 S JUNIPER STREET PHILADELPHIA PA 19107 823750832 501(C)(3) 20000 0 EDUCATION SPECIAL OLYMPICS PENNSYLVANIA INC 2570 BOULEVARD OF THE GENERALS SUITE 124 NORRISTOWN PA 19403 232078543 501(C)(3) 25000 0 YOUTH DEVELOPMENT STEPPINGSTONE SCHOLARS INC 1301 CECIL B MOORE AVERITTER ANNEX 004-016 PHILADELPHIA PA 191226091 421612131 501(C)(3) 166666 0 EDUCATION TEACH PLUS INCORPORATED 1 BEACON STREET 15TH FL STE 1500 BOSTON MA 02108 263849472 501(C)(3) 144260 0 EDUCATION TEMPLE UNIVERSITY OF THE COMMONWEALTH SYSTEM OF HIGHER EDUCATION 1801 N BROAD STREET PHILADELPHIA PA 19122 231365971 501(C)(3) 30022 0 EDUCATION THE PHILADELPHIA ACADEMIES INC 1500 JFK BOULEVARD SUITE 312 PHILADELPHIA PA 19102 222442433 501(C)(3) 118500 0 EDUCATION TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET SUITE 305 PHILADELPHIA PA 19104 231352685 501(C)(3) 102456 0 PUBLIC SAFETY, EDUCATION TRUSTEES OF TUFTS COLLEGE PO BOX 3306 BOSTON MA 022413306 042103634 501(C)(3) 18000 0 EDUCATION UNIVERSITY OF CHICAGO 5235 SOUTH HARPER COURT 4TH FLOOR CHICAGO IL 60615 362177139 501(C)(3) 6188309 0 EDUCATION YOUTH EMPOWERMENT FOR ADVANCEMENT HANGOUT 5257 WALTON AVENUE PHILADELPHIA PA 19143 832607046 501(C)(3) 45200 0 YOUTH DEVELOPMENT 23 0 PART I, LINE 2: GRANTS TO 501(C)(3) ORGANIZATIONS: BY ACCEPTING THE GRANT, GRANTEES MUST AGREE TO THE FOLLOWING STIPULATIONS: - ALL GRANT FUNDS, AND INCOME EARNED ON THOSE FUNDS, MUST BE SPENT ONLY FOR CHARITABLE, RELIGIOUS, SCIENTIFIC, LITERARY OR EDUCATIONAL PURPOSES - INDIVIDUALS CONNECTED WITH THE GRANT RECOMMENDATION WILL RECEIVE NO BENEFITS, GOODS OR SERVICES IN EXCHANGE FOR THE GRANT - THE GRANT WILL NOT BE USED TO SATISFY THE PAYMENT OF A PRE-EXISTING PERSONAL PLEDGE OR OTHER FINANCIAL OBLIGATION - THE GRANT WILL BE USED SOLELY FOR THE PURPOSES SPECIFIED IN THE GRANT AWARD LETTER AND IS NOT FOR THE PERSONAL BENEFIT OF AN INDIVIDUAL - ANY FUNDS NOT USED FOR THE PURPOSES SPECIFIED IN THE AWARD LETTER WILL BE RETURNED TO THE ORGANIZATION - SOME GRANTEES MAY RECEIVE A FORMAL GRANT AGREEMENT, DEPENDING ON THE SIZE AND COMPLEXITY OF THE GRANT AND MUST SIGN A GRANT AGREEMENT THAT STIPULATES THAT THE GRANTEE WILL SEND TO THE COMMUNITY FOUNDATION A REPORT ON THE USE OF THE GRANTED FUNDS ONE YEAR FOLLOWING THE RECEIPT OF THE GRANT. 0 0 0 0 0 0 0 0 0 GINA DALMA SECRETARY 0 357439 0 0 0 0 0 18213 0 23321 0 398973 0 0 JUDI POWELL TREASURER (AS OF 03/22) 0 334576 0 0 0 0 0 0 0 20788 0 355364 0 0 SCHEDULE J, PART II, REPORTED SALARIES: THIS SECTION INCLUDES SALARIES OF SILICON VALLEY COMMUNITY FOUNDATION EXECUTIVES WHO ARE BOARD MEMBERS OF NEUBAUER FAMILY CHARITABLE TRUST. THESE SALARIES ARE NOT PAID BY NEUBAUER FAMILY CHARITABLE TRUST, AND ARE ONLY LISTED BECAUSE SILICON VALLEY COMMUNITY FOUNDATION IS A RELATED ORGANIZATION. X 1 4085000 FMV 0 0 0 0 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 G. DALMA AND J. POWELL HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 3 THE EMPLOYEES OF SILICON VALLEY COMMUNITY FOUNDATION, THE SUPPORTED EXEMPT ORGANIZATION, PERFORMED THE DAY TO DAY OPERATIONS OF NEUBAUER FAMILY CHARITABLE TRUST. THE COMMUNITY FOUNDATION WAS REIMBURSED FOR THESE SERVICES. FORM 990, PART VI, SECTION A, LINE 6 THE TRUST'S SOLE MEMBER IS SILICON VALLEY COMMUNITY FOUNDATION, A CALIFORNIA NONPROFIT CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A THE SOLE MEMBER, SILICON VALLEY COMMUNITY FOUNDATION, HAS THE POWER TO ELECT TWO CLASS A TRUSTEES. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PLACED ON A SECURED WEB SITE OR SENT BY EMAIL FOR THE GOVERNING BODY TO REVIEW AND COMMENT ON. REVIEW IS VERIFIED BY EMAIL. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE TO THE GOVERNING BOARD ON AN ANNUAL BASIS THROUGH THE "990 AND CONFLICT OF INTEREST" QUESTIONNAIRE AND UPON DISCOVERY OF A POTENTIAL CONFLICT WITHIN 30 DAYS. VIA THE QUESTIONNAIRES, PROVIDED BY THE EXECUTIVE VICE PRESIDENT OF FINANCE AND OPERATIONS, THE INTERESTED PERSON MUST DISCLOSE A LIST OF OFFICES AND DIRECTORSHIPS HE OR SHE HOLDS IN CHARITABLE AND BUSINESS ORGANIZATIONS AND TO IDENTIFY HIS OR HER PLACE OF EMPLOYMENT OR PRINCIPAL BUSINESS ACTIVITY AS WELL AS THE ORGANIZATIONS, CORPORATIONS AND OTHER BUSINESSES WITH WHICH EACH PERSON AND HIS OR HER SPOUSE OR OTHER RELATIVE MAY BE AFFILIATED. AFTER DISCLOSURE BY THE INTERESTED PERSON OF ALL RELATED FINANCIAL INTERESTS AND ALL RELATED MATERIAL FACTS, THE BOARD WILL DISCUSS AND MAKE A DETERMINATION IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT THE ORGANIZATION IS CONSIDERING A PROCUREMENT OF SERVICES FROM AN ORGANIZATION IN WHICH AN INTERESTED PERSON IS AN OFFICER, DIRECTOR, OR IS EMPLOYED, THE INTERESTED PERSON SHALL SO INFORM THE GOVERNING BOARD OF THE CONFLICT. THE INTERESTED PERSON MAY BE PRESENT DURING THE DELIBERATION TO ANSWER QUESTIONS, BUT MUST RECUSE HIMSELF/HERSELF FROM VOTING ON THE PROCUREMENT. FORM 990, PART VI, SECTION B, LINE 15 NEUBAUER FAMILY CHARITABLE TRUST HAS NO EMPLOYEES. THE COMPENSATION OF THE EMPLOYEES OF THE SILICON VALLEY COMMUNITY FOUNDATION IS SUBJECT TO THE NORMAL REVIEW AND APPROVAL PROCESS OF THE COMMUNITY FOUNDATION. FORM 990, PART VI, SECTION C, LINE 19 THE AUDITED FINANCIAL STATEMENTS AND GOVERNING/ORGANIZATION DOCUMENTS CAN BE REVIEWED IN THE OFFICE ON A CD THROUGH EMAIL UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS NOT MADE AVAILABLE TO THE PUBLIC. THE CHONG-MOON LEE FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 770414442 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 DESTINATION HOME SV 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 823353174 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 DRISCOLL FAMILY FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 770430921 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 INTERVALIEN FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 900899545 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 RAISING A READER 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 943390149 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 SHUCHMAN LESSER FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 820637263 GRANTS & COMMUNITY LEADERSHIP DE 501(C)(3) 12A-I SVCF 0 SILICON VALLEY COMMUNITY FOUNDATON 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 205205488 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 7 N/A 0 SKOLL FUND 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 770528216 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 THE REAL ESTATE TRUST 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 043701887 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 THE SOBRATO FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 800091312 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 WILLIAM H CILKER FAMILY FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 770479067 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 THE DIRK AND CHARLENE KABCENELL FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 721563142 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 K18N FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 873826691 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 BIOME GLOBAL FOUNDATION 444 CASTRO STREET SUITE 140 MOUNTAIN VIEW CA 94041 874110945 GRANTS & COMMUNITY LEADERSHIP CA 501(C)(3) 12A-I SVCF 0 NEXT EGG INVESTMENTS (NFCT) LP 1717 ARCH STREET SUITE 4050 PHILADELPHIA PA 19103 814245471 INVESTMENT DE NEUBAUER FAMILY CHARITABLE TRUST EXCLUDED 29196375 378516785 0 -4153924 0 1.00000 CHESWOLD (ALMONDS) LLC 1403 FOULK ROAD SUITE 200 WILMINGTON DE 19803 463246795 FARMING DE N/A 0 0 ICQ CPE I-B LP (AKA CORE PE I-B) 50 BEALE ST STE 2300 SAN FRANCISCO CA 94105 812686821 INVESTMENT CA N/A 0 0 ICONIQ DC FUND I FEEDER (TE) LP 50 BEALE ST STE 2300 SAN FRANCISCO CA 94105 813354580 INVESTMENT CA N/A 0 0 ICONIQ ACCESS 41 (XLI) 50 BEALE ST STE 2300 SAN FRANCISCO CA 94105 473148077 INVESTMENT CA N/A 0 0 ICQ CPE 2018 B LP (AKA CORE PE 2018 B) 50 BEALE ST STE 2300 SAN FRANCISCO CA 94105 822693176 INVESTMENT CA N/A 0 0 ICQ CPE 2019 B LP (AKA CORE PE 2019 B) 50 BEALE ST STE 2300 SAN FRANCISCO CA 94105 831825403 INVESTMENT CA N/A 0 0 ICONIQ CVC 2019 B LP 50 BEALE ST STE 2300 SAN FRANCISCO CA 94105 831864397 INVESTMENT CA N/A 0 0 LV WEST LANE COLUMBUS GP LLC 704 W 9TH STREET AUSTIN TX 78701 880761472 INVESTMENT DE NEXT EGG INVESTMENTS (NFCT) LP INVESTMENT -237 0 -237 0 0.50620 METIS EQUITY TRUST - METIS EQUITY GLOBAL EQUITY INDEX PORTFOLIO 3170 4TH AVENUE STE 200 SAN DIEGO CA 92103 853352647 INVESTMENT CA N/A 0 0 ICONIQ STRATEGIC PARTNERS III COINVEST LP (SERIES RH) 50 BEALE ST STE 2300 SAN FRANCISCO CA 94105 824912717 INVESTMENT CA N/A 0 0 CHESWOLD ALMONDS INC 1209 ORANGE STREET WILMINTON DE 19801 472520352 FARMING DE N/A C 0 CHESWOLD (NW-NFCT) LTD FLOOR 4 WILLOW HOUSE CRICKET SQUARE GRAND CAYMAN CJ KY1-9010 INVESTMENT CJ N/A C 0 CLEARLAKE OPPORTUNITIES PARTNERS (E-OFFSHORE) LP 233 WILSHIRE BLVD SUITE 800 SANTA MONICA CA 90401 352533262 INVESTMENT CJ N/A C 0 SREO 2 LP 1ST FL ALBERT HOUSE S ESPLANDE S PETER PORT GK GY1 1AJ INVESTMENT GK N/A C 0 FARALLON CO-INVESTMENT FEEDER FUND LP ONE MARITIME PLAZA STE 2100 SAN FRANCISCO CA 94111 981661128 INVESTMENT CJ N/A C 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 NEXT EGG INVESTMENTS (NFCT) LP C 10136893 CASH TRANSFER