2023-11-15T11:20:58-06:00 2022-12-31 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2022-01-01 845024713 CLIMATE IMPERATIVE FOUNDATION CLIM 4157992162 98 BATTERY STREET 202 SAN FRANCISCO CA 94111 HAL HARVEY PRESIDENT 4157992162 2023-11-08 1 HAL HARVEY 999009999 1 TRACY S PAGLIA P00366884 2099556100 2023-11-08 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z HAL HARVEY 98 BATTERY STREET 202 SAN FRANCISCO CA 94111 289464924 0 X WWW.CLIMATEIMPERATIVE.ORG X 2020 CA TO CUT GLOBAL CARBON EMISSIONS AT SPEED AND SCALE TO SECURE A BETTER FUTURE FOR ALL. 6 6 0 0 0 0 221528415 289369825 0 0 5237 95099 0 0 221533652 289464924 101747644 162227187 0 0 0 0 0 0 0 7971664 14468813 109719308 176696000 111814344 112768924 130219187 250639955 3140335 10792179 127078852 239847776 CLIMATE IMPERATIVE FOUNDATION'S MISSION IS TO EMPLOY SCIENCE AND ECONOMICS TO CUT GLOBAL CARBON EMISSIONS TO SECURE A BETTER FUTURE FOR ALL. 0 0 162227187 162227187 0 IN 2022, CLIMATE IMPERATIVE FOUNDATION GRANTED TO ORGANIZATIONS AND INSTITUTIONS THAT, THROUGH RESEARCH, EDUCATION, ANALYSIS, AND OUTREACH, ADVANCED LOW-CARBON POLICIES IN THE U.S. AND OTHER COUNTRIES. ACCOMPLISHMENTS INCLUDED (BUT WERE NOT LIMITED TO) EDUCATING GOVERNMENT OFFICIALS ABOUT POLICY OPTIONS TO PROMOTE LOW-CARBON DEVELOPMENT; ADOPTION OF CLEAN VEHICLE STANDARDS, CLEAN POWER STANDARDS, AND ECONOMY-WIDE CARBON REDUCTION GOALS; DEVELOPMENT OF NEW LOW-CARBON POLICY IDEAS CUSTOMIZED FOR LOCAL CONTEXTS; AND EDUCATING THE PUBLIC, STAKEHOLDERS, AND OFFICIALS ABOUT THE BENEFITS OF A TRANSITION TO CLEAN ENERGY. 162227187 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 6 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 6 6 1 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 CA X CHRISTINA FERNANDES 4157992162 98 BATTERY STREET SUITE 202 SAN FRANCISCO CA 94111 X JOHN DOERR CHAIR 1.00 X X 0 0 0 ANITA BEKENSTEIN DIRECTOR 1.00 X 0 0 0 LAURENE POWELL JOBS DIRECTOR 1.00 X 0 0 0 SANJEEV KRISHNAN DIRECTOR 1.00 X 0 0 0 GREG NELSON DIRECTOR AS OF 03/22 1.00 X 0 0 0 GEORGE PAVLOV DIRECTOR 1.00 X 0 0 0 SAM WALTON DIRECTOR THRU 03/22 1.00 X 0 0 0 HAL HARVEY PRESIDENT 32.00 X 0 0 0 CHRISTINA FERNANDES TREASURER/SECRETARY/CFO 22.40 X 0 0 0 0 0 0 0 0 0 0 ENERGY INNOVATION POLICY & TECHNOLOGY LL 98 BATTERY ST STE 202 SAN FRANCISCO CA 94111 MGMT/PERSONNEL SERVICES, RESEARCH 13853686 1 289369825 75854825 289369825 95099 95099 289464924 0 0 95099 101837866 101837866 60389321 60389321 11876187 11876187 115885 115885 28575 28575 2000000 2000000 2645 2645 176266 176266 4790 4790 LOSS ON FOREIGN TRANSAC 261465 261465 TAXES AND LICENSES 3000 3000 176696000 162227187 14468813 0 66032481 24782991 63936706 105856964 250000 120000000 130219187 250639955 1986710 3761858 1153625 7030321 3140335 10792179 X 127078852 114977790 0 124869986 127078852 239847776 130219187 250639955 112768924 0 X 0 1 X 1 0 X 82758699 221528415 289369825 593656939 82758699 221528415 289369825 593656939 329881992 263774947 3122 5237 95099 103458 593760397 X PART II, SHORT YEAR EXPLANATION: PART II, COLUMN (C) REPRESENTS A SHORT YEAR FOR THE INITIAL YEAR OF INCORPORATION MARCH - DECEMBER 2020. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 289464924 0 289464924 0 289464924 176696000 0 176696000 0 176696000 PART X, LINE 2: THE FOUNDATION IS GENERALLY EXEMPT FROM FEDERAL AND CALIFORNIA INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. IN ADDITION, THE FOUNDATION QUALIFIES FOR CHARITABLE CONTRIBUTIONS DEDUCTIONS AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME THAT IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE INCOME TAXES. THERE WAS NO TAX LIABILITY FOR UNRELATED BUSINESS INCOME FOR THE PERIOD ENDED DECEMBER 31, 2022. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE FOUNDATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE FOUNDATION IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE ITS TAX-EXEMPT STATUS. THE FOUNDATION DOES NOT HAVE ANY MATERIAL UNCERTAIN TAX POSITIONS. THE FOUNDATION FILES INFORMATIONAL TAX RETURNS IN THE U.S. FEDERAL AND STATE JURISDICTIONS. 1 EUROPE 0 0 GRANT MAKING 52906321 EAST ASIA AND THE PACIFIC 0 0 GRANT MAKING 7483000 0 0 0 0 0 0 60389321 0 60389321 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN VEHICLES 500000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN INDUSTRIAL PRACTICES 912321 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES, TRANSITION FROM FOSSIL FUELS TO CLEAN ENERGY, STRONG CLIMATE LEADERSHIP IN GERMANY, A SAFE CLIMATE FUTURE, AND CLEAN INDUSTRIAL PRACTICES 36807000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT CLEAN ENERGY POLICIES IN EUROPE 500000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN TRANSPORTATION TECHNOLOGIES AND POLICIES 2713000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT STRONG CLIMATE LEADERSHIP IN GERMANY 3724000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT CLEAN ENERGY POLICIES IN EUROPE 6250000 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT THE BENEFITS OF CLEAN ENERGY 1500000 WIRE 0 EAST ASIA AND THE PACIFIC TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN INDUSTRIAL PRACTICES 2300000 WIRE 0 EAST ASIA AND THE PACIFIC TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT OFFSHORE WIND AND CLEAN INDUSTRIAL PRACTICES 3120000 WIRE 0 EAST ASIA AND THE PACIFIC TO SUPPORT ANALYSIS AND EDUCATION ABOUT THE BENEFITS OF TRANSITIONING FROM FOSSIL FUELS TO CLEAN ENERGY 900000 WIRE 0 EAST ASIA AND THE PACIFIC TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN INDUSTRIAL PRACTICES AND CLIMATE POLICIES 1163000 WIRE 0 11 1 0 0 0 0 0 0 PART I, LINE 2: DEPENDING ON THE CIRCUMSTANCES OF PARTICULAR GRANTS, CLIMATE IMPERATIVE FOUNDATION MAY PERFORM SITE VISITS OR MAY ENGAGE ACCOUNTING FIRMS OR CONSULTANTS TO PERFORM ADDITIONAL OVERSIGHT AT THE LOCAL LEVEL. IN ADDITION TO CHECKING THE OFAC LIST OF SPECIALLY DESIGNATED NATIONALS AND BLOCKED PERSONS FOR NAMES OF INDIVIDUALS AND ENTITIES WITH WHOM AN APPLICANT IS DEALING TO DETERMINE IF THEY ARE INCLUDED ON THE LIST, THE APPLICANT WILL: -REQUIRE ALL FOREIGN GRANTEES TO CERTIFY THAT THEY WILL NOT USE ANY GRANT FUNDS TO SUPPORT OR ENGAGE IN VIOLENT OR TERRORIST ACTIVITIES; -CONDUCT CAREFUL DUE DILIGENCE ON EACH PROSPECTIVE GRANTEE; AND -PROMPTLY INVESTIGATE ANY APPARENT MISUSE OF GRANT FUNDS. PART I, LINE 3: ACCRUAL METHOD PART III ACCOUNTING METHOD: 1 ADVANCED ENERGY ECONOMY INSTITUTE 1010 VERMONT AVE NW STE 1050 WASHINGTON DC 20005 800373801 501(C)(3) 500000 0 TO SUPPORT THE TRANSITION FROM FOSSIL FUELS TO CLEAN ENERGY AGRICULTURAL UTILIZATION RESEARCH INSTITUTE INC 510 COUNTY ROAD 71 STE 120 CROOKSTON MN 56716 411635043 501(C)(3) 28000 0 TO SUPPORT RESEARCH ON CLEAN INDUSTRY PRODUCTS IN MINNESOTA ALLIANCE FOR A GREEN ECONOMY 2013 E GENESEE ST SYRACUSE NY 13210 461585846 501(C)(3) 145000 0 PROMOTING CLEAN AND HEALTHY HOMES IN NEW YORK AMERICAN COUNCIL ON RENEWABLE ENERGY (ACORE) 1150 CONNECTICUT AVE NW STE 401 WASHINGTON DC 20036 522353661 501(C)(3) 500000 0 TO SUPPORT SOLAR POLICIES AMERICAN LUNG ASSOCIATION 55 W WACKER DR STE 1150 CHICAGO IL 60601 131632524 501(C)(3) 650000 0 TO SUPPORT CLEAN AIR AND CLEAN AND HEALTHY HOMES FOR ALL AMERICANS ASPEN INSTITUTE 1 DUPONT CIRCLE NW STE 700 WASHINGTON DC 20036 840399006 501(C)(3) 300000 0 TO CONVENE POLICYMAKERS WORKING ON CLEAN ENERGY ASSOCIATION FOR ENERGY AFFORDABILITY INC 105 BRUCKNER BLVD BRONX NY 10454 133374285 501(C)(3) 727308 0 TO SUPPORT CLEAN AND HEALTHY HOMES IN NEW YORK BERKELEY LAB FOUNDATION 1 CYCLOTRON ROAD BERKELEY CA 94720 462907726 501(C)(3) 650000 0 TO SUPPORT RESEARCH, EDUCATION AND OUTREACH ABOUT CLEAN TECHNOLOGIES AND OFFSHORE WIND BEYOND TOXICS PO BOX 1106 SPRINGFIELD OR 97475 931294227 501(C)(3) 100000 0 TO SUPPORT RESEARCH AND OUTREACH ABOUT SOLID WASTE MANAGEMENT BLUEGREEN ALLIANCE FOUNDATION 2701 UNIVERSITY AVE SE STE 209 MINNEAPOLIS MN 55414 203477309 501(C)(3) 500000 0 TO SUPPORT STRONG FEDERAL POLICIES FOR CLEAN AIR AND CLEAN VEHICLES BUILDING DECARBONIZATION COALITION 198 ELY ROAD NORTH PETALUMA CA 94954 854008764 501(C)(3) 1560000 0 TO SUPPORT CLEAN AND HEALTHY HOMES CATSKILL MOUNTAINKEEPER INC FBO NEW YORKERS FOR CLEAN POWER (NYCP) 102 SAINT JAMES ST KINGSTON NY 12401 510583769 501(C)(3) 308000 0 TO SUPPORT CLEAN AND HEALTHY HOMES CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FL WASHINGTON DC 20005 300126510 501(C)(3) 400000 0 TO SUPPORT STRONG FEDERAL HEALTH PROTECTIONS CERES INC 99 CHAUNCY ST 6TH FL BOSTON MA 02111 223053747 501(C)(3) 550000 0 TO PROMOTE MARKET DEVELOPMENT FOR CLEAN PRODUCTS CITIZENS ACTION COALITION EDUCATION FUND INC 1915 W 18TH STREET STE C INDIANAPOLIS IN 46202 510181687 501(C)(3) 200000 0 TO SUPPORT RESEARCH AND OUTREACH ABOUT SOLID WASTE MANAGEMENT CLASP 1401 K ST NW STE 1100 WASHINGTON DC 20005 331112770 501(C)(3) 3000000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN LIGHTING CLEAN WATER FUND 1444 EYE STREET NW STE 400 WASHINGTON DC 20005 521043444 501(C)(3) 210000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT SOLID WASTE MANAGEMENT CLIMATE JOBS NATIONAL RESOURCE CENTER 350 W 31ST ST 7TH FL NEW YORK NY 10001 843708923 501(C)(3) 1000000 0 TO SUPPORT STATE POLICIES FOR CLEAN ENERGY CLIMATE LEADERSHIP COUNCIL 1900 M ST NW STE 800 WASHINGTON DC 20036 813115310 501(C)(3) 200000 0 TO SUPPORT RESEARCH, EDUCATION AND OUTREACH ON RESPONSIBLE TRADE PRACTICES CLIMATE SOLUTIONS 1402 3RD AVE STE 1200 SEATTLE WA 98101 911123302 501(C)(3) 210000 0 TO SUPPORT CLEAN AND HEALTHY HOMES AND HEALTHY TRANSPORTATION POLICIES CLIMATE STRATEGIES LAB 530 WALNUT ST STE 200 CINCINNATI OH 45202 871467403 501(C)(3) 2211622 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN INDUSTRIAL PRACTICES AND SOLID WASTE MANAGEMENT CLIMATEWORKS FOUNDATION 235 MONTGOMERY ST STE 1300 SAN FRANCISCO CA 94104 262303250 501(C)(3) 600000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN TRANSPORTATION POLICIES COALITION FOR GREEN CAPITAL 1201 CONNECTICUT AVE NW STE 600 WASHINGTON DC 10038 900868299 501(C)(3) 200000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT GREEN FINANCE COMMUNITIES FOR A BETTER ENVIRONMENT 6325 PACIFIC BLVD HUNTINGTON PARK CA 90255 942998086 501(C)(3) 150000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT A SAFE CLIMATE FUTURE EARTHJUSTICE 50 CALIFORNIA ST STE 500 SAN FRANCISCO CA 94111 941730465 501(C)(3) 2710000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT STRONG CLEAN AIR POLICIES, LEGAL ADVOCACY FOR CLEAN AIR AND WATER, CLEAN TECHNOLOGIES AND CLEAN INDUSTRIAL PRACTICES EMERALD CITIES COLLABORATIVE 1400 CONNECTICUT AVE NW STE 900B WASHINGTON DC 20036 270920269 501(C)(3) 180000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES ENERGY AND CLIMATE TRANSITIONS AI LLC 2143 SACRAMENTO ST BERKELEY CA 94702 882301972 150000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT OFFSHORE WIND ENVIRONMENTAL DEFENSE FUND INCORPORATED 257 PARK AVE S NEW YORK NY 10010 116107128 501(C)(3) 800000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN ELECTRICITY ENVIRONMENTAL INTEGRITY PROJECT 1000 VERMONT AVE NW STE 1100 WASHINGTON DC 20005 201326922 501(C)(3) 300000 0 TO SUPPORT RESEARCH, EDUCATION AND OUTREACH ABOUT SOLID WASTE MANAGEMENT ENVIRONMENTAL PROTECTION NETWORK PO BOX 42022 WASHINGTON DC 20015 821378870 501(C)(3) 150000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT TRANSITIONING FROM COAL TO CLEAN ENERGY EVERGREEN COLLABORATIVE PO BOX 21961 SEATTLE WA 98111 861741610 501(C)(3) 1150000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN ELECTRICITY FOOD & WATER WATCH 1616 P ST NW STE 300 WASHINGTON DC 20036 320160439 501(C)(3) 125000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES FRACK ACTION FUND PO BOX 4433 KINGSTON NY 12402 452989965 501(C)(3) 175000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES FRESH ENERGY 408 SAINT PETER ST STE 350 SAINT PAUL MN 55102 411735501 501(C)(3) 250000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN INDUSTRIAL PRACTICES GLOBAL ENERGY MONITOR 1254 UTAH ST SAN FRANCISCO CA 94110 822723327 501(C)(3) 100000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT EXPANSION OF US ENERGY SYSTEMS GREEN & HEALTHY HOMES INITIATIVE INC 2714 HUDSON ST BALTIMORE MD 21214 521786577 501(C)(3) 700000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES HEALTHY GULF 935 GRAVIER ST STE 700 NEW ORLEANS LA 70112 721447742 501(C)(3) 340000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT EXPANSION OF ENERGY SYSTEMS IN THE US HIP HOP CAUCUS EDUCATION FUND INC 20 F ST NW 7TH FL WASHINGTON DC 20001 271165010 501(C)(3) 250000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CONSUMER BENEFITS OF CLEAN ENERGY HOUSTON ADVANCED RESEARCH CENTER 8801 GOSLING RD THE WOODLANDS TX 77381 760038315 501(C)(3) 36700 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CONSUMER BENEFITS OF CLEAN ENERGY INSTITUTE FOR ENERGY ECONOMICS AND FINANCIAL ANALYSIS 14900 DETROIT AVE STE 206 LAKEWOOD OH 44107 454244605 501(C)(3) 300000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT THE ECONOMIC BENEFITS OF CLEAN ENERGY INTERFAITH CONFERENCE OF METROPOLITAN WASHINGTON INC 900 MASSACHUSETTS AVE NW WASHINGTON DC 20001 521156410 501(C)(3) 500000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 1500 K ST NW STE 650 WASHINGTON DC 20005 203076690 501(C)(3) 800000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN VEHICLE TECHNOLOGIES INTERNATIONAL SUSTAINABLE ENERGY FOUNDATION 235 MONTGOMERY ST 13TH FL SAN FRANCISCO CA 94101 872509491 501(C)(3) 3400000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN TRANSPORTATION POLICIES LEADERSHIP COUNSEL FOR JUSTICE AND ACCOUNTABILITY 2210 SAN JOAQUIN ST FRESNO CA 93721 461517800 501(C)(3) 250000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES LEAGUE OF CONSERVATION VOTERS EDUCATION FUND 740 15TH ST NW STE 700 WASHINGTON DC 20005 521379661 501(C)(3) 2150000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT A SAFE CLIMATE FUTURE AND BENEFITS OF CLEAN ENERGY TRANSITION METRO IAF INC 89-60 164TH ST JAMAICA NY 11432 133805406 501(C)(3) 452000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES MIGHTY EARTH INC 1150 CONNECTICUT AVE NW STE 800 WASHINGTON DC 20036 844785944 501(C)(3) 750000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN INDUSTRIAL PRACTICES MULTIPLIER 548 MARKET ST STE 81178 SAN FRANCISCO CA 94104 912166435 501(C)(3) 1000000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT OFFSHORE WIND NATIONAL CENTER FOR HEALTHY HOUSING INC 10320 LITTLE PATUXENT PKWY STE 200 COLUMBIA MD 21044 521792579 501(C)(3) 150000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT A SAFE CLIMATE FUTURE NATURAL RESOURCES DEFENSE COUNCIL INC 40 WEST 20TH ST 11TH FL NEW YORK NY 10011 132654926 501(C)(3) 5764000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT THE EXPANSION OF US ENERGY SYSTEMS, CLEAN AND HEALTHY HOMES, A SAFE CLIMATE FUTURE, CLEAN INDUSTRIAL PRACTICES AND GREEN FINANCE NEW VENTURE FUND FBO EVERGREEN COLLABORATIVE PO BOX 21961 SEATTLE WA 98111 205806345 501(C)(3) 1000000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT THE ECONOMIC BENEFITS OF CLEAN ENERGY NEW YORK COMMUNITIES ORGANIZING FUND INC 470 VANDERBILT AVE 9TH FL BROOKLYN NY 11238 272332649 501(C)(3) 125000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES NEW YORK PUBLIC INTEREST RESEARCH GROUP FUND INC 9 MURRAY ST NEW YORK NY 01007 132876109 501(C)(3) 125000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES NORTHEAST STATES FOR COORDINATED AIR USE MANAGEMENT 89 SOUTH ST STE 602 BOSTON MA 02111 042814018 501(C)(3) 500000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AIR POLICIES PACIFIC ENVIRONMENT AND RESOURCES CENTER 473 PINE ST THIRD FL SAN FRANCISCO CA 94104 942628924 501(C)(3) 977000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN TRANSPORTATION POLICIES PHYSICIANS FOR SOCIAL RESPONSIBILITY 1111 14TH ST NW STE 700 WASHINGTON DC 20005 237059731 501(C)(3) 256192 0 TO SUPPORT RESEARCH, EDUCATION AND OUTREACH ABOUT CLEAN AIR AND HEALTHY BUILDINGS PHYSICIANS FOR SOCIAL RESPONSIBILITY LOS ANGELES CHAPTER 617 S OLIVE ST STE 1000 LOS ANGELES CA 90014 953956136 501(C)(3) 100000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES PSE HEALTHY ENERGY 1440 BROADWAY STE 750 OAKLAND CA 94612 274364320 501(C)(3) 555000 0 TO SUPPORT RESEARCH ABOUT AIR POLLUTION PURPOSE FOUNDATION 115 5TH AVE 6TH FL NEW YORK NY 10003 273106760 501(C)(3) 300000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT A SAFE CLIMATE FUTURE RESOURCES LEGACY FUND 555 CAPITOL MALL STE 1550 SACRAMENTO CA 94814 954703838 501(C)(3) 2000000 0 TO SUPPORT RESEARCH, EDUCATION AND OUTREACH ABOUT FEDERAL CLEAN AIR POLICIES ROCKEFELLER FAMILY FUND INC 475 RIVERSIDE DR STE 900 NEW YORK NY 10115 136257658 501(C)(3) 1700000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT THE BENEFITS OF CLEAN ENERGY ROCKEFELLER PHILANTHROPY ADVISORS INC 2490 JUNCTION PL STE 200 BOULDER CO 80301 742244146 501(C)(3) 750000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT THE BENEFITS OF CLEAN ENERGY ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PL STE 200 BOULDER CO 80301 742244146 501(C)(3) 4105000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES, SOLID WASTE MANAGEMENT, CLEAN INDUSTRIAL PRACTICES AND CLEAN INDUSTRIAL PRACTICES SAN FRANCISCO BAY AREA PLANNING AND URBAN RESEARCH ASSOCIATION (SPUR) 654 MISSION ST SAN FRANCISCO CA 94105 941498232 501(C)(3) 60000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AIR POLICIES SIERRA CLUB FOUNDATION FBO SIERRA CLUB CALIFORNIA 909 12TH ST STE 202 SACRAMENTO CA 95818 946069890 501(C)(3) 13312000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT TRANSITIONING FROM COAL TO CLEAN ENERGY, TRANSITIONING FROM FOSSIL FUELS TO CLEAN ENERGY AND CLEAN AND HEALTHY HOMES SUNSTONE STRATEGIES LLC 300 PALM AVE OAKLAND CA 94610 831582358 350000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN ENERGY THE ENERGY FOUNDATION 301 BATTERY ST 5TH FL SAN FRANCISCO CA 94111 943126848 501(C)(3) 18500000 0 TO SUPPORT ANALYSIS AND EDUCATION ABOUT CLEAN AND HEALTHY CITIES, A SAFE CLIMATE FUTURE AND CLEAN AND HEALTHY TRANSPORTATION POLICIES THE MINNEAPOLIS FOUNDATION (RE-AMP) 800 IDS CENTER 80 S 8TH ST MINNEAPOLIS MN 55402 831582358 501(C)(3) 50000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT SOLID WASTE MANAGEMENT THE NISKANEN CENTER INC 820 FIRST ST NE STE 675 WASHINGTON DC 20002 455308952 501(C)(3) 250000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT THE ECONOMIC BENEFITS OF CLEAN ENERGY THE PARTNERSHIP PROJECT PO BOX 65826 WASHINGTON DC 20035 522192070 501(C)(3) 2500000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH TO SUPPORT STRONG CLEAN AIR POLICIES THE REGENTS OF THE UNIVERSITY OF CALIFORNIA (UC BERKELEY) 394 SIMON HALL BERKELEY CA 94720 943067788 501(C)(3) 350000 0 TO SUPPORT ANALYSIS AND EDUCATION ABOUT CLEAN AIR AND CLIMATE POLICIES THE REGULATORY ASSISTANCE PROJECT 50 STATE ST STE 3 MONTPELIER VT 05602 010471151 501(C)(3) 796601 0 TO SUPPORT ANALYSIS AND EDUCATION AND OUTREACH ABOUT A CLEAN ENERGY FUTURE THIRD GENERATION ENVIRONMENTALISM LIMITED (E3G) 1250 24TH ST NW STE 300 WASHINGTON DC 20037 272512053 501(C)(3) 1000000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT TRANSITIONING FROM COAL TO CLEAN ENERGY UNITED STATES ENERGY FOUNDATION 301 BATTERY ST 5TH FL SAN FRANCISCO CA 94111 831740146 501(C)(3) 10400000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT A SAFE CLIMATE FUTURE, CLEAN AND HEALTHY HOMES AND CLEAN AIR POLICIES UNITED STATES PUBLIC INTEREST RESEARCH GROUP EDUCATION FUND INC 1543 WAZEE ST STE 460 DENVER CO 80202 521384240 501(C)(3) 165000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AND HEALTHY HOMES VOTE SOLAR 360 22ND ST STE 730 OAKLAND CA 94612 464396728 501(C)(3) 400000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN ENERGY WASHINGTON UNIVERSITY 700 ROSEDALE AVE MSC 1034-0423-02 ST LOUIS MO 63112 430653611 501(C)(3) 50000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN TECHNOLOGIES WE ACT FOR ENVIRONMENTAL JUSTICE 1854 AMSTERDAM AVE 2ND FL NEW YORK NY 10031 133800068 501(C)(3) 2100000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT A SAFE CLIMATE FUTURE WINDWARD FUND 1201 CONNECTICUT AVE NW STE 300 WASHINGTON DC 20036 473522162 501(C)(3) 1020000 0 TO SUPPORT RESEARCH, EDUCATION, AND OUTREACH ABOUT CLEAN AIR POLICIES AND CLEAN AND HEALTHY HOMES 77 2 PART I, LINE 2: ALL GRANTEES SIGN A GRANT AGREEMENT STIPULATING THAT ALL FUNDS SHALL BE USED FOR CHARITABLE PURPOSES AS DESCRIBED IN THE GRANTEE'S PROPOSAL, AND THAT ANY FUNDS NOT USED FOR THESE PURPOSES MUST BE RETURNED TO THE FOUNDATION. THE GRANT AGREEMENT ALSO STIPULATES THAT AT THE END OF THE GRANT PERIOD, GRANTEES SUBMIT FINAL REPORTS OF ACTIVITIES AND EXPENDITURES TO DOCUMENT COMPLIANCE WITH THE GRANT AGREEMENT. OVER THE DURATION OF THE GRANT, PROJECTS ARE MONITORED BY FOUNDATION STAFF VIA COMMUNICATIONS WITH GRANTEES AND INTERIM UPDATES. AT THE CONCLUSION OF GRANTS, PROGRAM STAFF REVIEW GRANTEES' FINAL REPORTS TO CONFIRM THAT FUNDS WERE USED FOR THE AGREED-UPON CHARITABLE PURPOSES. ENERGY INNOVATION POLICY AND TECHNO HAL HARVEY, PRESIDENT OWNS 100% OF ENERGY INNOVATION 13853686 ENERGY INNOVATION POLICY AND TECHNOLOGY, LLC PROVIDED MANAGEMENT SERVICES AND PERSONNEL EXPENSES ($9,198,837) AND RESEARCH SERVICES ($2,000,000) TO THE ORGANIZATION DURING THE YEAR. ALL OTHER FEES ($2,654,849) WERE REIMBURSED FOR DIRECT EXPENSES. 0 PART IV: THE AGREEMENT BETWEEN CLIMATE IMPERATIVE FOUNDATION (CIF) AND ENERGY INNOVATION POLICY AND TECHNOLOGY, LLC (EI) WAS REVIEWED BY THE CIF BOARD OF DIRECTORS IN ADVANCE. THE BOARD DETERMINED THAT THE TERMS WERE FAIR AND REASONABLE TO CIF AND WERE EQUAL TO OR MORE FAVORABLE TO CIF THAN THE FAIR MARKET VALUE OF THE SERVICES PROVIDED. X 2 75854825 FAIR MARKET VALUE 0 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN SCHEDULE M, PART I, COLUMN (B). FORM 990, PART VI, SECTION A, LINE 2 HAL HARVEY AND CHRISTINA FERNANDES - BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 3 THE OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES OF CLIMATE IMPERATIVE FOUNDATION (CIF): HAL HARVEY (PRESIDENT), BRUCE NILLES (EXECUTIVE DIRECTOR), MARY ANNE HITT (SENIOR DIRECTOR), REKHA RAO (US FEDERAL INITIATIVE DIRECTOR), MARCUS SCHNEIDER (DEPUTY DIRECTOR), AL ARMENDARIZ (INDUSTRIAL INITIATIVE DIRECTOR), JENNIFER EDWARDS (DIRECTOR OF POLICY ANALYSIS), TIFFANY WOON (DIRECTOR OF GRANTS), CHRISTINA FERNANDES (TREASURER/SECRETARY/CFO), MARGARET GARASCIA (INITIATIVE DIRECTOR), AND FEI MENG (INITIATIVE DIRECTOR) ARE EMPLOYEES OF ENERGY INNOVATION POLICY AND TECHNOLOGY, LLC (EI), THE MANAGEMENT COMPANY. THE OFFICERS AND EMPLOYEES ARE COMPENSATED BY THE MANAGEMENT COMPANY FOR SERVICES PERFORMED FOR CIF. EI PERFORMED SEVERAL MANAGEMENT SERVICES FOR CIF INCLUDING THE FOLLOWING: -STRATEGIC CONSULTING AND COMMUNICATION -GRANTS ADMINISTRATION SERVICES -FINANCE AND RELATED SERVICES -RESEARCH SERVICES -HAL HARVEY RECEIVED $596,042 OF REPORTABLE COMPENSATION AND $57,012 OF OTHER COMPENSATION DURING THE YEAR. -BRUCE NILLES RECEIVED $399,000 OF REPORTABLE COMPENSATION AND $37,866 OF OTHER COMPENSATION DURING THE YEAR. -MARY ANNE HITT RECEIVED $248,000 OF REPORTABLE COMPENSATION AND $35,957 OF OTHER COMPENSATION DURING THE YEAR. -REKHA RAO RECEIVED $226,746 OF REPORTABLE COMPENSATION AND $30,873 OF OTHER COMPENSATION DURING THE YEAR. -MARCUS SCHNEIDER RECEIVED $194,718 OF REPORTABLE COMPENSATION AND $56,795 OF OTHER COMPENSATION DURING THE YEAR. -AL ARMENDARIZ RECEIVED $176,698 OF REPORTABLE COMPENSATION AND $50,020 OF OTHER COMPENSATION DURING THE YEAR. -JENNIFER EDWARDS RECEIVED $168,272 OF REPORTABLE COMPENSATION AND $46,333 OF OTHER COMPENSATION DURING THE YEAR. -TIFFANY WOON RECEIVED $131,505 OF REPORTABLE COMPENSATION AND $42,574 OF OTHER COMPENSATION DURING THE YEAR. -CHRISTINA FERNANDES RECEIVED $145,874 OF REPORTABLE COMPENSATION AND $28,040 OF OTHER COMPENSATION DURING THE YEAR. -MARGARET GARASCIA RECEIVED $133,083 OF REPORTABLE COMPENSATION AND $27,499 OF OTHER COMPENSATION DURING THE YEAR. -FEI MENG RECEIVED $116,498 OF REPORTABLE COMPENSATION AND $11,279 OF OTHER COMPENSATION DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS REVIEWED BY THE FOUNDATION'S OUTSIDE COUNSEL AND OFFICERS PRIOR TO FILING. FURTHERMORE, A COPY OF THE FORM 990 WAS PROVIDED TO THE AUDIT COMMITTEE, FINANCE COMMITTEE, AND BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY COVERS THE BOARD OF DIRECTORS, OFFICERS, AND PERSONS WITH THE RESPONSIBILITIES OF OFFICERS, AND ANY OTHER PERSON DETERMINED TO HAVE SUBSTANTIAL INFLUENCE OVER THE ORGANIZATION. EACH COVERED PERSON SHALL ANNUALLY SIGN AN ANNUAL DISCLOSURE AND COMPLIANCE STATEMENT. EACH COVERED PERSON SHALL DISCLOSE TO THE BOARD, OR TO THE BOARD COMMITTEE EMPOWERED TO APPROVE A SPECIFIC TRANSACTION OR TYPE OF TRANSACTION ("COMMITTEE"), ALL MATERIAL FACTS REGARDING HIS, HER, OR ITS INTEREST (INCLUDING RELEVANT AFFILIATIONS) IN THE TRANSACTION. THE BOARD OR COMMITTEE SHALL DETERMINE IF A CONFLICT OF INTEREST EXISTS. THE BOARD OR COMMITTEE MAY ASK QUESTIONS OF AND RECEIVE PRESENTATION(S) FROM THE COVERED PERSON(S), BUT SHALL DELIBERATE AND VOTE ON THE TRANSACTION IN THEIR ABSENCE. THE MINUTES OF ANY MEETING OF THE BOARD AND ANY COMMITTEE PURSUANT TO THE POLICY WILL DOCUMENT ALL PROCEEDINGS RELATED TO ANY TRANSACTIONS CONSIDERED UNDER THE POLICY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE ARTICLES OF INCORPORATION ARE AVAILABLE ON THE CALIFORNIA SECRETARY OF STATE'S WEBSITE.