2023-11-15T00:01:54-06:00 2022-12-31 861065772 DELOITTE TAX LLP 695 TOWN CENTER DRIVE SUITE 1000 COSTA MESA CA 92626 990 2022-01-01 850650301 GRYPHON ASSISTANCE FUND GRYP 8778295500 ONE MARITIME PLAZA SUITE 2300 SAN FRANCISCO CA 94111 JAMES R GILLETTE TREASURER 8778295500 2023-11-14 1 JAMES GILLETTE 999009999 0 JESSICA KARANTONIS P00969387 4087044000 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z R DAVID ANDREWS ONE MARITIME PLAZA SUITE 2300 SAN FRANCISCO CA 94111 620555 0 X N/A X 2020 CA THE PURPOSE OF GRYPHON ASSISTANCE FUND (THE 'FUND') IS TO PROVIDE SUPPORT FOR EMPLOYEES OF GRYPHON ADVISORS II, LLC ('GRYPHON ADVISORS') OR PORTFOLIO COMPANIES OF GRYPHON ADVISORS, THEIR DEPENDENTS AND SPOUSES, AND OTHERS AFFECTED BY DISASTERS OR EMERGENCY HARDSHIPS. 3 3 0 0 0 0 0 620555 0 0 0 0 0 0 0 620555 50000 610000 0 0 0 0 0 0 0 19589 23155 69589 633155 -69589 -12600 10837 21392 150 23305 10687 -1913 THE PURPOSE OF GRYPHON ASSISTANCE FUND (THE 'FUND') IS TO PROVIDE SUPPORT FOR EMPLOYEES OF GRYPHON ADVISORS II, LLC ('GRYPHON ADVISORS') OR PORTFOLIO COMPANIES OF GRYPHON ADVISORS, THEIR DEPENDENTS AND SPOUSES, AND OTHERS AFFECTED BY DISASTERS OR EMERGENCY HARDSHIPS. 0 0 610000 610000 THE FUND PROVIDES FINANCIAL ASSISTANCE TO THE ROUGHLY 24,000 EMPLOYEES OF THE GRYPHON ADVISORS PORTFOLIO COMPANIES WHO HAVE BEEN FURLOUGHED OR OTHERWISE SEVERELY AND ADVERSELY IMPACTED BY THE COVID-19 PANDEMIC. THE FUND ALSO PROVIDES GRANTS TO OTHER CHARITIES OPERATING EMPLOYEE ASSISTANCE PROGRAMS.IN 2022, THE FUND SUPPORTED THE EMPLOYEES & FAMILIES OF GRYPHON AND GRYPHON ADVISORS PORTFOLIO COMPANIES WHO HAD BEEN DIRECTLY IMPACTED BY THE INVASION OF UKRAINE, AS WELL AS SUPPORTING INTERNATIONAL CHARITABLE INSTITUTIONS WORKING ON THE GROUND TO HELP THE UKRAINIAN PEOPLE. 610000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 3 3 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 0 0 0 CA X JAMES GILLETTE 4152177404 ONE MARITIME PLAZA SAN FRANCISCO CA 94111 X DAVID R ANDREWS PRESIDENT & DIRECTOR 1.00 0.00 X X 0 0 0 NICHOLAS A ORUM SECRETARY & DIRECTOR 1.00 0.00 X X 0 0 0 JAMES R GILLETTE TREASURER & DIRECTOR 1.00 0.00 X X 0 0 0 0 0 0 0 0 0 0 0 620555 620555 620555 0 0 0 560000 560000 50000 50000 2655 2655 20475 20475 TAX FEES 25 25 633155 610000 23155 0 10837 21392 10837 21392 150 23305 150 23305 X 10687 -1913 10687 -1913 10837 21392 -12600 0 X 0 0 0 X 1233750 0 620555 1854305 1233750 620555 1854305 1196633 657672 1854305 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 AMERICAN RED CROSS 431 18TH STREET NW WASHINGTON DC 20006 530196605 501(C)(3) 190000 0 UKRAINE CRISIS SUPPORT INTERNATIONAL MEDICAL CORPS 12400 WILSHIRE BLVD SUITE 1500 LOS ANGELES CA 90025 953949646 501(C)(3) 190000 0 UKRAINE CRISIS SUPPORT POTTER ELECTRIC SIGNAL CO LLC 5757 PHANTOM DRIVE SUITE 125 HAZELWOOD MO 63042 261433742 180000 0 FOR FURTHER DISTRIBUTION TO EMPLOYEES AFFECTED BY THE UKRAINE CONFLICT FOR FOOD, SHELTER, MEDICAL EXPENSES 2 1 DISTRIBUTION TO A GRYPHON EMPLOYEE'S FAMILY MEMBERS AFFECTED BY THE UKRAINE CONFLICT FOR FOOD, SHELTER, AND MEDICAL EXPENSES 1 50000 PART I, LINE 2: THE SELECTION COMMITTEE SHALL COLLECT AND MAINTAIN ADEQUATE RECORDS DEMONSTRATING THAT THE ORGANIZATION'S RELIEF PROGRAM WAS EXECUTED IN FURTHERANCE OF THE ORGANIZATION'S CHARITABLE PURPOSES AND THAT THE RECIPIENTS WERE NEEDY OR DISTRESSED. THE SELECTION COMMITTEE MAY REQUIRE AN APPLICATION FROM INDIVIDUALS ELIGIBLE FOR RELIEF UNDER THE PROGRAM, WHICH MAY INCLUDE A DESCRIPTION OF THE INDIVIDUAL'S NEED AND THE INDIVIDUAL'S CURRENT AVAILABLE RESOURCES TO MEET SUCH NEED. THE ORGANIZATION ALSO RECOGNIZES THAT IN TIMES OF SHORT-TERM IMMEDIATE NEED DUE TO AN EMERGENCY, EXHAUSTIVE DOCUMENTATION FROM AN APPLICANT MAY NOT BE PRACTICABLE. IN SUCH CASE, THE SELECTION COMMITTEE SHALL INCLUDE IN ITS DOCUMENTATION AN ASSESSMENT OF THE SHORT-TERM AND IMMEDIATE NATURE OF THE EMERGENCY OR HARDSHIP AND THE REASONS WHY ADDITIONAL RECORDS WERE NOT OBTAINED OR AVAILABLE. FORM 990, PART VI, SECTION A, LINE 2 THE DIRECTORS/OFFICERS OF GRYPHON ASSISTANCE FUND ARE ALL EMPLOYEES OF GRYPHON ADVISORS II, LLC. FORM 990, PART VI, SECTION B, LINE 11B THE FULL COPY OF THE FORM 990 IS MADE AVAILABLE TO ALL DIRECTORS FOR THEIR REVIEW PRIOR TO THE ELECTRONIC FILING OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C EACH OFFICER AND DIRECTOR IS REQUIRED TO ANNUALLY SIGN A STATEMENT AFFIRMING THEY HAVE RECEIVED A COPY OF AND AGREED TO COMPLY WITH THE POLICY, AND DISCLOSE THAT PERSON'S INTERESTS THAT COULD GIVE RISE TO POTENTIAL OR ACTUAL CONFLICTS OF INTEREST. PERIODIC REVIEWS OF THE POLICY, ITS ADMINISTRATION, AND ENFORCEMENT ARE TO BE CONDUCTED. AFTER A FINANCIAL INTEREST IS DISCLOSED, THE INTERESTED PERSON MUST LEAVE THE BOARD OR COMMITTEE MEETING, WITH THE REMAINING MEMBERS TO DECIDE WHETHER A CONFLICT OF INTEREST EXISTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST GRYPHON ADVISORS II LLC ONE MARITIME PLAZA SUITE 2300 SAN FRANCISCO CA 94111 943332997 INVESTMENT MANAGEMENT CA N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SCHEDULE R, PART III GRYPHON ADVISORS II, LLC IS THE PARENT OF GRYPHON ASSISTANCE FUND DUE TO THE MAJORITY OF THE GRYPHON ASSISTANCE FUND BOARD BEING COMPRISED GRYPHON ADVISORS II, LLC EMPLOYEES. GRYPHON ASSISTANCE FUND MADE A GRANT TO AN AFFILIATED COMPANY OF GRYPHON ADVISORS II LLC, POTTER ELECTRIC SIGNAL CO LLC.