2023-11-14T13:08:47-06:00 2022-12-31 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990PF 2022-01-01 136119422 THE EDMOND DE ROTHSCHILD FOUNDATION EDMO 2129693616 PROSKAUER ROSE LLP ELEVEN TIMES SQ NEW YORK NY 10036 BENJAMIN DE ROTHSCHILD SECRETARY 2129693616 2023-11-13 1 BENJAMIN DE ROTHSCHILD 999009999 0 ALEXANDER LAZZARUOLO P01775353 2126617777 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 16940295 X X 9470 9470 432088 432088 -1607999 12731370 0 -1166441 441558 0 0 0 83770 12566 71204 33438 5016 28422 280296 114807 165489 13376 876 0 12306 1404 10902 423186 134669 276017 2185391 2185391 2608577 134669 2461408 -3775018 306889 2075109 5987479 5987479 4258345 1684129 1957387 14795259 9682087 8995429 21128713 17353695 16940295 0 0 X 21128713 17353695 21128713 17353695 21128713 17353695 21128713 -3775018 0 17353695 0 17353695 PUBLICLY TRADED SECURITIES P 12412640 14020639 -1607999 -1607999 COST BASIS CORRECTION P 318730 318730 0 0 -1607999 4266 0 4266 0 4266 12500 0 0 0 12500 10 8224 8224 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 0 NONE PROSKAUER ROSE LLP 2129693616 ELEVEN TIMES SQUARE NEW YORK NY 10036 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 0 ARIANE DE ROTHSCHILD C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 CHAIRMAN, PRESIDENT AND DIRECTOR 0.25 0 0 0 VALERIE MONCHI C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 VICE-PRESIDENT & DIRECTOR 0.25 0 0 0 FRANCOIS L MORIN C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 VICE-PRESIDENT & DIRECTOR 0.25 0 0 0 CYNTHIA TOBIANO C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 VICE-PRESIDENT & DIRECTOR 0.25 0 0 0 BENOIT LOMBARD C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 TREASURER & DIRECTOR 0.50 0 0 0 NATHANIEL W BIRDSALL C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 SEC'Y AND ASST TREASURER 1.50 0 0 0 NONE 0 ADMINISTRATION ET GESTION SA-50 RUE DU RHONE PO BOX STAND 3841 1211 GENEVA, SZ SZ ADMINISTRATIVE SVCS 165489 PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 LEGAL SERVICES 83770 CHARLES SCHWAB 20 PINE HILL RD DEMAREST NJ 07627 INVESTMENT MANAGEMENT 58277 0 0 14961768 4054582 0 19016350 0 0 19016350 285245 18731105 936555 936555 4266 4266 932289 0 932289 0 932289 2461408 0 2461408 932289 0 0 2592456 2783847 1205084 3790381 2232593 12604361 2461408 0 0 0 932289 1529119 0 0 14133480 0 0 0 0 0 0 2592456 11541024 2783847 1205084 3790381 2232593 1529119 X FONDATION MAURICE ET NOEMIE DE ROTHSCHILD 18 RUE DE HESSE GENEVA SZ CH1204 N/A NC - EXP. RESPONSIBI GENERAL BUDGETARY 1320970 FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD 25 RUE MANIN PARIS FR 75019 N/A NC - EXP. RESPONSIBI MEDICAL RESEARCH 308502 FUNDACION ARIANE DE ROTHSCHILD CALLA ORFILA 8 - BAJO B MADRID SP 28010 N/A NC - EXP. RESPONSIBI CHARITABLE 505072 FONDATION EDMOND ADOLPHE DE ROTHSCHILD 21 ROUTE DE PREGNY PREGNYCHAMBESY SZ CH1292 N/A NC - EXP. RESPONSIBI GENERAL BUDGETARY 50847 2185391 0 14 9470 14 432088 18 -1607999 0 -1166441 0 -1166441 0 0 0 0 0 0 0 0 0 0 HAINES WATTS- ACCOUNTING & TAX SERVICES 2772 416 2356 THOMAS AND ASSOCIATES, CPA, PC - BOOKKEEPING SERVICES 30666 4600 26066 ADDITIONAL INFORMATION WITH RESPECT MR. BIRDSALL SERVED AS AN OFFICER, BUT NOT A DIRECTOR. HE DEVOTED APPROXIMATELY 1.5 HOURS A WEEK TO THE FOUNDATION'S ACTIVITIES.NONE OF THE FOREGOING RECEIVES COMPENSATION FOR HIS OR HER SERVICES, NOR DOES ANY RECEIVE AN EXPENSE ALLOWANCE. NO CONTRIBUTION IS MADE BY THIS FOUNDATION ON BEHALF OF THE FOREGOING TO ANY EMPLOYEE BENEFIT PLAN.WHILE MR. BIRDSALL DOES NOT RECEIVE COMPENSATION FOR HIS SERVICES, PROSKAUER ROSE LLP, THE LAW FIRM OF WHICH MR. BIRDSALL IS A PARTNER, RECEIVED $83,770 FOR SERVICES AND EXPENSES FROM THE FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2022.WHILE MME. DE ROTHSCHILD DID NOT RECEIVE COMPENSATION FOR HER SERVICES, ADMINISTRATION ET GESTION S.A., A COMPANY OWNED, DIRECTLY OR INDIRECTLY, BY MME. DE ROTHSCHILD AND/OR HER FAMILY, RECEIVED $165,489 IN COMPENSATION FOR SERVICES PROVIDED TO THE FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2022. FONDATION ARIANE DE ROTHSCHILD CALLA ORFILA 8-BAJO B MADRID SP 2022-07-13 505072 GENERAL BUDGETARY 45429 NO 12/20/22 NO VERIFICATION REQUIRED. IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION MAURICE ET NOEMIE DE ROTHSCHILD 18 RUE DE HESSE CH 1204 GENEVA SZ 2022-07-07 1320970 GENERAL BUDGETARY 222467 NO 6/30/2023 NO VERIFICATION REQUIRED. IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD 25 RUE MANIN 75019 PARIS FR 2022-07-07 308502 MEDICAL RESEARCH 308502 NO 11/9/23 NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION EDMOND ADOLPHE DE ROTHSCHILD 21 ROUTE DE PREGNY CH 1292 PREGNYCHAMBESY SZ 2022-06-15 50847 GENERAL BUDGETARY 34665 NO 6/30/2023 NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION ARIANE DE ROTHSCHILD CALLA ORFILA 8-BAJO B MADRID SP 2021-03-11 550610 GENERAL BUDGETARY 550610 NO 12/20/22 NO VERIFICATION REQUIRED. IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION MAURICE ET NOEMIE DE ROTHSCHILD 18 RUE DE HESSE CH 1204 GENEVA SZ 2021-05-27 785899 GENERAL BUDGETARY 785899 NO 6/30/2023 NO VERIFICATION REQUIRED. IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). ABEONA THERAPEUTICS INC. 29120 24640 ACTIVISION BLIZZARD 144767 145445 ALBIREO PHARMA INC 166791 144787 AMRYT PHARMA PLC 34504 36500 AMYLX PHARMACEUTICALS 59545 73900 APPLE INC. 43066 155916 AXSOME THERAPEUTICS INC. 47145 65560 BIOCRYST PHARMACEUTICALS 121319 103320 CATALYST PHARMA, INC. 29483 33480 CHIMERIX INC. 60336 50220 DAY ONE BIOPHARMACEUTICS 83068 88232 GAMCO GLOBAL GOLD NTRL R 61517 57785 INTRA-CELLULAR THERA 59112 66150 KINISKA PHARMA 72668 89880 MADRIGAL PHARMACEUTICALS 25070 116100 MYOVANT SCIENCES LTD 109323 188720 OWL ROCK CAPITAL CORP 117893 103969 PTC THERAPEUTICS INC. 100232 95425 REVANCE THERAPEUTICS 57792 46150 ROCKET PHARMACEUTICALS 74024 86108 TARSUS PHARMACEUTICALS 60114 58640 TRAVERE THERAPEUTICS INC. 106390 94635 89 BIO INC 20850 31825 BLACKROCK ENERGY & RES AT COST 61210 64067 BLACKROCK ENHANCED EQUITY AT COST 53030 50881 BLACKROCK RES AND CMMDIT AT COST 49952 51552 NXG NEXTGEN INCOME FUND AT COST 109106 104768 HIGHLAND INCOME CF AT COST 115413 106049 SRH TOTAL RETURN CF AT COST 117314 144750 TEKLA HEALTHCARE OPPORT. AT COST 29819 29874 ISHARES MSCI CHINA ETF AT COST 95986 75193 ISHARES MSCI JAPAN ETF AT COST 222509 197563 ISHARES TRUST ISHARES ESG AWARE MSCI AT COST 135112 147455 ISHARES MSCI CANADA ETF AT COST 49002 48506 ISHARES MSCI INDIA ETF AT COST 38016 52384 ISHARES MSCI KLD 400 SOCIAL AT COST 576516 642951 ISHARES RUSSELL 1000 VALUE E AT COST 300832 313461 SCHWAB U.S. TIPS ETF AT COST 302025 267754 TIAA-CREF CORE IMPCT BD-INST AT COST 505790 414259 VANECK GOLD MINERS ETF AT COST 119013 83601 VANGUARD FTSE EUROPE ETF AT COST 181557 155620 ISHARES GOLD TRUST AT COST 164968 204046 HEALTH CARE SELECT SECTOR AT COST 198441 281209 CALVERT EMERG MRKTS EQTY-R6 AT COST 258002 218773 INVESCO QQQ TRUST SERIES 1 AT COST 294380 262019 NB GREATER CHINA EQUITY-INST AT COST 92299 67768 PARNASSUS MID CAP FUND- INST AT COST 281364 287391 PARNASSUS CORE EQUITY INST AT COST 314336 351731 DOMINI IMPACT INTL AT COST 227404 194313 T ROWE PRICE NEW ASIA AT COST 81437 66308 COHEN & STEERS RL EST-F AT COST 169795 124221 DODGE & COX INCOME AT COST 410190 361411 DOUBLELINE TTL RTRN BND-R6 AT COST 247065 199137 VANGUARD TTL BD MKT IDX-ADM AT COST 1344114 1183418 ISHARES 7-10 YEAR TREASURY B AT COST 85897 83999 JPM MANAGED INCOME FD - USD- L AT COST 477497 475296 PIMCO TOTAL RETURN FUND- INST AT COST 942718 795712 GROSVENOR ALTERNATIVE INVESTMENT AT COST 600000 731629 WELLINGTON HH PRE-IOP OFFSHORE FEEDER FUND, LP AT COST 279978 6360 OKTOBER6 LTD AT COST 150000 150000 PROSKAUER ROSE LLP - LEGAL SERVICES 83770 12566 71204 OTHER EXPENSES 12278 1404 10874 NET LOSS ON CURRENCY EXCHANGE TRANSACTIONS 28 0 28 ADMINISTRATION & GESTION S.A. - ADMINISTRATIVE SERVICES 165489 0 165489 JP MORGAN - INVESTMENT MANAGEMENT FEES 24062 24062 0 PATHSTONE- INVESTMENT MANAGEMENT FEES 32468 32468 0 CHARLES SCHWAB - INVESTMENT MANAGEMENT FEES 58277 58277 0 FEDERAL EXCISE TAX 12500 0 0 FOREIGN TAX 876 876 0