2023-11-13T15:47:23-06:00 2022-12-31 420714325 RSM US LLP 1250 H STREET SUITE 700 WASHINGTON DC 20005 990 2022-01-01 362945562 ASSOCIATION OF UNIVERSITY ANESTHESIOLOGISTS ASSO 4152966950 1630 N MAIN ST 80 WALNUT CREEK CA 94596 THOMAS A COOPER EXECUTIVE DIRECTOR 4152966950 2023-11-10 1 THOMAS COOPER 999009999 0 MEREDITH BELL P01696827 2022932200 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X THOMAS A COOPER 1630 N MAIN ST 80 WALNUT CREEK CA 94596 242835 0 X WWW.AUAHQ.ORG X 1999 WA THE MISSION OF THE AUA IS TO PROMOTE EXCELLENCE IN ACADEMIC ANESTHESIOLOGY THROUGH MENTORSHIP; PROMOTION OF DIVERSITY AND INCLUSIVITY; AND PROFESSIONAL GROWTH THROUGHOUT THE CAREERS OF EDUCATORS, ACADEMIC LEADERS, AND RESEARCHERS. 9 9 0 75 0 0 115800 173050 37721 53174 22493 16611 15000 0 191014 242835 50000 50000 0 0 0 0 0 0 0 121951 148901 171951 198901 19063 43934 1205021 1162201 142556 192127 1062465 970074 THE MISSION OF THE AUA IS TO PROMOTE EXCELLENCE IN ACADEMIC ANESTHESIOLOGY THROUGH MENTORSHIP; PROMOTION OF DIVERSITY AND INCLUSIVITY; AND PROFESSIONAL GROWTH THROUGHOUT THE CAREERS OF EDUCATORS, ACADEMIC LEADERS, AND RESEARCHERS. 0 0 164348 50000 53174 TO ENCOURAGE PROGRESS IN TEACHING, PATIENT CARE AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY. TO PROVIDE A FORUM FOR THE FREE EXCHANGE OF IDEAS AND INFORMATION RELATING TO TEACHING, PATIENT CARE, AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY, AND TO DO ALL THINGS NECESSARY OR APPROPRIATE IN ORDER TO ACCOMPLISH THE FOREGOING. 164348 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 5 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 WA CA X THE ORGANIZATION 4152966950 1630 N MAIN ST 80 WALNUT CREEK CA 94596 X GEORGE MASHOUR MD PHD PRESIDENT 4.00 X X 0 0 0 DOLORES B NJOKU MD PRESIDENT ELECT 1.00 X X 0 0 0 JEFFREY R KIRSCH MD IMMEDIATE PAST PRESIDENT 2.00 X X 0 0 0 LENA S SUN MD TREASURER 2.00 X X 0 0 0 ZHONGCONG XIE MD PHD FASA SECRETARY 1.00 X X 0 0 0 MICHAEL CROWDER MD PHD COUNCILOR-AT-LARGE (THRU 03/2022) 1.00 X 0 0 0 WARREN S SANDBERG MD PHD COUNCILOR-AT-LARGE 1.00 X 0 0 0 LISA WISE-FABEROWSKI MD MS FAAP WEBSITE CMTE CHAIR (THRU 03/2022) 1.00 X 0 0 0 TRACEY STRAKER COUNCILOR-AT-LARGE 1.00 X 0 0 0 JAMES P RATHMELL COUNCILOR-AT-LARGE 1.00 X 0 0 0 SHAHZAD SHAEFI WEBSITE COMMITTEE CHAIR 1.00 X 0 0 0 0 0 0 0 0 0 0 0 122050 51000 173050 ANNUAL MEETING REGISTR 900099 53174 53174 53174 11408 11408 5203 0 5203 5203 5203 242835 53174 0 16611 50000 50000 50000 35000 15000 5200 5200 20118 20118 10623 10623 5499 5499 46167 40687 5480 OTHER EXPENSES 11294 7920 3374 198901 164348 34553 0 483273 453111 424 53499 8416 13400 712908 642191 1205021 1162201 61281 5277 81275 186850 142556 192127 X 1036694 899092 25771 70982 1062465 970074 1205021 1162201 43934 -136325 0 X 0 0 0 X 259700 257450 245775 115800 173050 1051775 160377 135030 37721 53174 386302 420077 392480 245775 153521 226224 1438077 2700 2700 2700 1350 1650 11100 0 2700 2700 2700 1350 1650 11100 1426977 10259 11360 10174 9790 11408 52991 10259 11360 10174 9790 11408 52991 15000 15000 430336 403840 255949 178311 237632 1506068 0.94750 0.95420 0.03520 0.02980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25771 50000 -3789 1000 70982 25243 528 25771 22632 2611 25243 20394 1000 3238 2000 22632 22047 1000 -653 2000 20394 0.00000 0.92890 0.07110 0 0 0 PART V, LINE 4: THERE ARE TWO ENDOWMENT FUNDS. BOTH THE "MARGARET WOOD RESIDENT PRIZE FOR RESEARCH EXCELLENCE AND THE "LISA WISE-FABEROWSKI RESIDENT PRIZE FOR RESEARCH EXCELLENCE" ARE INTENDED TO FUND THE ANNUAL PRIZES THROUGH THE INVESTMENT EARNINGS ON THE PRINCIPAL AMOUNT. 1 FOUNDATION FOR ANESTHESIA EDUCATION & RESEARCH 1061 AMERICAN LANE SCHAUMBURG IL 60173 521494164 501(C)3 50000 0 TO ADVANCE MEDICINE THROUGH EDUCATION AND RESEARCH IN ANESTHESILOGY 1 0 PART I, LINE 2: SOME OF THE ORGANIZATION'S GRANTS TO FAER GOES INTO A POOL FOR GRANTS. THE ORGANIZATION RECEIVES A YEARLY ANNUAL REPORT FROM FAER. THE ORGANIZATION ALSO AWARDS IMPACT GRANTS FOR CLINICAL TRIAL INITIATIVES. FOR IMPACT: APPLICANT PRINCIPAL INVESTIGATORS MUST BE CLINICALLY ACTIVE ANESTHESIOLOGISTS WITHIN TEN YEARS OF THEIR INITIAL FACULTY APPOINTMENT TO A DEPARTMENT OF ANESTHESIOLOGY; THE LETTER OF INTENT SHOULD OUTLINE THE PERSONNEL, INSTITUTIONS AND SPECIFIC AIMS OF A PRAGMATIC CLINICAL TRIAL IN PERIOPERATIVE MEDICINE, PER GUIDELINES; THE LOI'S ARE REVIEWED BY A PANEL OF ANESTHESIOLOGY EXPERTS; FROM THE POOL OF LOI'S, SIX APPLICANTS ARE CHOSEN TO WRITE A FULL PROPOSAL; THE SIX FULL PROPOSALS UNDERGO AN ADDITIONAL EXPERT REVIEW AND ONE FINALIST IS CHOSEN TO RECEIVE THE $50,000 AWARD. THE AWARD IS MEANT TO SUPPORT THE ONE FINALIST WITH THE DEVELOPMENT COSTS OF WRITING A LARGER GRANT, TO HELP INCREASE THE LIKELIHOOD OF A MAJOR GRANT AWARD. FORM 990, PART VI, SECTION A, LINE 3 AUA USED THE MANAGEMENT SERVICES OF THE INTERNATIONAL ANESTHESIA RESEARCH SOCIETY TO PROVIDE CERTAIN PROGRAM AND ADMINISTRATIVE SERVICES. THE ORGANIZATION PAID $50,000 IN 2022 FOR THESE SERVICES. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE SOCIETY SHALL BE CLASSIFIED AS ACTIVE, ASSOCIATE, AFFILIATE, HONORARY, AND MEMBERS EMERITUS. FORM 990, PART VI, SECTION A, LINE 7A THE GOVERNING BODY (COUNCIL) WILL BE ELECTED BY A MAJORITY VOTE OF THE MEMBERS PRESENT AT THE ANNUAL MEETING OF THE ASSOCIATION BY SECRET BALLOT. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A COPY TO EACH MEMBER OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS GIVEN A CHANCE TO COMMENT AND/OR ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A POLICY FOR CONFLICT OF INTEREST. THE POLICY REQUIRES THAT ANY DIRECTOR ALERT THE COUNCIL TO THE CONFLICT THEY ARE EXPERIENCING. A CONFLICT OF INTEREST WILL BE ADDRESSED AT A COUNCIL MEETING AND BE DOCUMENTED IN THE MINUTES. THE MEMBERS WILL BE GIVEN A LISTING OF AFFILIATIONS REGARDING MATERIAL FINANCIAL INTEREST OR OWNERSHIP, SIGNIFICANT HONORARIA OR CONSULTING FEES, AND CERTAIN GUIDELINES FOR THEIR POSITION. NEW DIRECTORS WILL BE GIVEN A COPY OF THE CONFLICT OF INTEREST POLICY, ALONG WITH THE AFFILIATIONS LIST, AND SPECIFICALLY ASKED TO READ IT. EACH DIRECTOR SHALL BE ASKED TO COMPLETE THE CONFLICT OF INTEREST POLICY DISCLOSURE STATEMENT UPON HIS OR HER APPOINTMENT OR REAPPOINTMENT TO THE COUNCIL. FORM 990, PART VI, SECTION C, LINE 19 THE BYLAWS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. FORM 990 AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON A WRITTEN REQUEST TO THE ORGANIZATION.