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PTFI WILL IDENTIFY FOOD COMPOSITION THROUGH DISTRIBUTION, RECEIPT AND ANALYSIS OF FOOD SAMPLE KITS USING MASS SPECTROMETRY. IN AN EFFORT TO DEMOCRATIZE INFORMATION AT GLOBAL SCALE, RESULTS WILL BE STORED IN A CENTRALIZE DATABASE AVAILABLE TO ANY INSTITUTION, PUBLIC LAB, OR PRIVATE LAB. PTFI AIMS TO CREATE A CENTRALIZED INFRASTRUCTURE FOR INSTITUTIONS AND LABS AROUND THE WORLD TO SUPPORT RESEARCH AND INNOVATION IN THE FIELDS OF FOOD, DIET, HEALTH, NUTRITION AND ENVIRONMENT. 5197227 5197227 0 223619548 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 X 29 0 1 12 1 0 1 UK KE 0 0 0 0 0 0 0 0 0 0 X 5 2 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X IRENA DIMARIO INTERIM-TREASURER 2128528361 420 FIFTH AVENUE NEW YORK NY 100182702 SIMON HARFORD CEO OF GEAPP (AS OF 02/2022) 8.75 26.25 X 322787 514301 47271 STEVEN VANROEKEL PRESIDENT (THRU 11/2022) 1.00 34.00 X X 0 665071 95057 MARIA SANTOS VALENTIN SECRETARY (THRU 05/2022) 17.50 17.50 X X 0 645220 54932 DOMINICK IMPEMBA TREASURER 5.00 30.00 X X 0 561607 116257 JOSEPH NGANGA VICE PRESIDENT OF GEAPP 8.75 26.25 X 99865 337544 94344 ERICA GUYER SECRETARY (AS OF 05/2022) 17.50 17.50 X X 0 364942 69624 SUNDAA BRIDGETT-JONES VICE PRESIDENT OF GEAPP 8.75 26.25 X 71925 254069 94660 CLARE BOLAND ROSS VICE PRESIDENT OF GEAPP 8.75 26.25 X 115500 207435 67643 STEPHEN SIDEBOTTOM COO OF GEAPP (AS OF 02/2022) 8.75 26.25 X 272644 0 47212 STEFANA FAIRHOLME MANAGING DIRECTOR OF GEAPP 8.75 26.25 X 104617 141951 55423 NATALYE PAQUIN PRESIDENT (AS OF 12/2022) 1.00 34.00 X X 0 168066 8888 ROBERT HILLMAN DIRECTOR (AS OF 05/2022) 1.00 0.00 X 0 0 0 GERALDINE F WATSON DIRECTOR (AS OF 05/2022) 1.00 0.00 X 0 0 0 987338 3860206 751311 4 0 1 0 BIOTIA INC 1867 STOCKHOLM ST APT 1 RIDGEWOOD NY 11385 OPERATIONS SUPPORT - PPI 6035557 CAREEVOLUTION LLC 521 HILLSPUR RD ANN ARBOR MI 48105 OPERATIONS SUPPORT - COVID TESTING PGRM. 5546747 MCKINSEY & COMPANY INC 711 3RD AVENUE 4TH FL NEW YORK NY 10017 CONSULTING SERVICES 4600000 ACCENTURE LLP 1255 TREAT BLVD STE 250 WALNUT CREEK CA 94597 MANAGEMENT & TECHNICAL CONSULTING SVCS. 1871088 WITHERS LLP 20 OLD BAILEY LONDON UK EC4M 7AN LEGAL SERVICES 1634968 46 24739865 52369389 49869389 77109254 1059701 1059701 50084736 49869389 215347 215347 215347 FOREIGN EXCHANGE GAIN 900099 189805 189805 189805 78574107 0 0 1464853 X 130768889 130768889 52087461 52087461 1138053 1138053 1066244 1066244 135203 135203 373319 373319 41978 41978 3662960 3662960 104738 104738 23540 23540 31838085 31838085 43276 43276 285957 285957 995800 995800 868261 868261 152122 152122 51522 51522 MISCELLANEOUS EXPENSES 5680 5680 0 0 223643088 223619548 23540 0 240329582 165266320 1250000 3634167 23452 5302696 241603034 174203183 0 4681611 1808707 82800105 250000 873000 0 4773121 2058707 93127837 X 20504 1080205 239523823 79995141 239544327 81075346 241603034 174203183 X -145068981 -13400000 X 0 1 X 1 1 1 X 6750000 232854000 77109254 316713254 6750000 232854000 77109254 316713254 259140394 57572860 1286 19218 1059701 1080205 189805 189805 317983264 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FOREIGN EXCHANGE GAIN - 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 0. 2022 AMOUNT: $ 189,805. 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THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. RFCC IS EXEMPT FROM FEDERAL INCOME TAXATION UNDER 501(C)(3) OF THE INTERNAL REVENUE CODE; ALTHOUGH, RFCC IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. RFCC HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. MANAGEMENT HAS DETERMINED THAT RFCC HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL RECOGNITION OR DISCLOSURE. RFCC IS SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS SINCE ITS INCEPTION. 1 SUB-SAHARAN AFRICA 2 19 GRANTMAKING 26146399 EUROPE (INCLUDING ICELAND & GREENLAND) 1 21 GRANTMAKING 22016062 SOUTH ASIA 1 0 GRANTMAKING 2300000 SOUTH AMERICA 0 0 GRANTMAKING 1000000 EAST ASIA AND THE PACIFIC 1 0 GRANTMAKING 625000 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM-RELATED EXPENSES GENERAL OPERATION 1783408 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM-RELATED EXPENSES GENERAL OPERATION 874941 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM-RELATED EXPENSES GENERAL OPERATION 3051120 5 40 0 0 5 40 57796930 0 57796930 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM REDUCE RELIANCE ON BIOMASS COOKING FUELS IN UGANDA 400000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, SUPPORT REDUCTION OF CO2 EMISSIONS & CREATE JOBS 2143932 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, SUPPORT FOR SUSTAINABLE ENERGY FUND FOR AFRICA 15000000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, SUPPORT RENEWABLE ENERGY-AGRICULTURE IN ETHIOPIA 5400000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, LAUNCHING AN EQUIPMENT FINANCE FACILITY IN NIGERIA 2000000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, ESTABLISH A RENEWABLE ENERGY TRAINING FACILITY 652467 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM SUPPORT DISTRIBUTED RENEWABLE ENERGY IN MALAWI 3000000 WIRE TRANSFER 0 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, DEVELOP A DISEASE PREDICTION & FORECASTING SYSTEM 1000000 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, GENERAL SUPPORT 25000 WIRE TRANSFER 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, MOBILIZE SOLAR INVESTMENT IN BANGLADESH & ETHIOPIA 2000000 WIRE TRANSFER 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, SUPPORT PEOPLE-POSITIVE ENERGY TRANSITION IN INDIA 300000 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, SUPPORT ENERGY TRANSITION MECHANISM IN INDONESIA 600000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, INCREASE WOMEN'S EMPLOYMENT IN RENEWABLE ENERGY 950000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM SUPPORT INCREASED ENERGY ACCESS IN ETHIOPIA 3500000 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM ADVANCING ENERGY AND JUST ENERGY TRANSITION 14116062 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM DEVELOP METHODS TO CHARACTERIZE EMERGING PATHOGENS 1000000 WIRE TRANSFER 0 14 2 0 0 0 0 0 0 PART I, LINE 2: GRANTS PROCEDURE RF CATALYTIC CAPITAL, INC. ("RFCC") INVITES TAX-EXEMPT 501(C)(3) ORGANIZATIONS AND OTHER ORGANIZATIONS TO SUBMIT LETTERS OF INTENT OR PROPOSALS FOR GRANT FUNDS FOR INITIATIVES OR PROJECTS THAT RELATE TO RFCC'S PRIORITIES. SOME OF THE LETTERS OF INTENT WILL RESULT IN A REQUEST FOR PROPOSALS TO PROVIDE A MORE IN-DEPTH DESCRIPTION OF THE PROPOSED SCOPE OR WORK AND THE PLANS FOR EVALUATING THE PROJECT'S ACHIEVEMENT. IN ADDITION, THE PROPOSAL PROVIDES A DETAILED BUDGET SUPPORTING THE REQUESTED AMOUNT AND A BUDGET NARRATIVE. RFCC STAFF REVIEW PROPOSALS AND MAKE RECOMMENDATIONS TO THE INITIATIVE LEAD AT THE ROCKEFELLER FOUNDATION, THE SOLE MEMBER OF RFCC, ON THOSE PROPOSALS THAT ARE CONSISTENT WITH RFCC PRIORITIES AND THAT OFFER THE GREATEST IMPACT AND POTENTIAL TO ACHIEVE SUCCESS. RECOMMENDATIONS APPROVED BY THE INITIATIVE LEAD ARE THEN SUBMITTED TO THE BOARD FOR FINAL APPROVAL. GRANTEES ARE NOTIFIED OF THEIR GRANT AWARDS, THE REPORTING REQUIREMENTS, AND ARE PROVIDED AN UPFRONT PARTIAL PAYMENT. RFCC MONITORS THE GRANTEES THROUGHOUT THE GRANT PERIOD FOR PROGRESS VIA MEETINGS, TELEPHONE CALLS, AND SUBMISSION OF NARRATIVE AND FINANCIAL REPORTS. STAFF REVIEW AND APPROVE (OR NOT) FINANCIAL REPORTS SUBMITTED. AT CERTAIN PROGRESS MARKERS, RFCC WILL MAKE ADDITIONAL PARTIAL PAYMENTS. ONCE THE GRANT PERIOD AND SCOPE OF WORK IS COMPLETED AS DOCUMENTED BY ACCEPTABLE FINAL NARRATIVE AND FINANCIAL REPORTS, FINAL PAYMENT IS MADE TO THE GRANTEE. SHOULD THE GRANTEE AT ANY POINT FAIL TO MEET THE TERMS OF THE GRANT, RFCC HAS THE RIGHT TO TERMINATE THE GRANT AND NO FURTHER PAYMENTS WILL BE MADE. RFCC RESERVES THE RIGHT TO INSTRUCT GRANTEES TO CEASE WORK ON A TERMINATED PROJECT AND RETURN UNUSED GRANT FUNDS ALREADY FORWARDED TO THE GRANTEE. PART III ACCOUNTING METHOD: 1 AMERICAN HEART ASSOCIATION INC 7272 GREENVILLE AVENUE DALLAS TX 75231 135613797 501(C)3 5465063 0 TO HELP LAUNCH PERIODIC TABLE OF FOOD INITIATIVE CENTER FOR LAW AND SOCIAL POLICY 1401 K STREET NW NO 1100 WASHINGTON DC 20009 331112770 501(C)3 4500000 0 IMPROVE ENERGY EFFICIENT APPLIANCE AFFORDABILITY CODECREW 460 S HIGHLAND STREET NO 901 MEMPHIS TN 38111 474691807 501(C)3 50000 0 GENERAL SUPPORT COOPERATIVE FOR ASSISTANCE AND RELIEF EVERYWHERE INC 151 ELLIS STREET NORTHEAST ATLANTA GA 30303 131685039 501(C)3 1057259 0 ENERGY ENABLED ENTERPRISE DEVELOPMENT FOR WOMEN CROSSBOUNDARY LLC 1627 I STREET NW STE 810 WASHINGTON DC 20006 453807303 1000000 0 IMPROVE ELECTRICITY AFFORDABILITY IN SIERRA LEONE FOUNDATION FOR FOOD AND AGRICULTURE RESEARCH 401 9TH STREET NW 630 WASHINGTON DC 20004 471559027 501(C)3 500000 0 TO SUPPORT ADVANCEMENT OF FOOD SECURITY GEORGETOWN UNIVERSITY 37TH AND O STREETS NW WASHINGTON DC 20057 530196603 501(C)3 800000 0 GLOBAL DATASET FOR EMERGING INFECTIOUS DISEASES IHEALTH LABS INC 150C CHARCOT AVENUE SAN JOSE CA 95131 800664152 15168400 0 EQUITABLE ACCESS TO COVID-19 RAPID TEST KITS NATIONAL ACADEMY OF SCIENCES 2101 CONSTITUTION AVENUE NW WASHINGTON DC 20418 530196932 501(C)3 50000 0 GENERAL SUPPORT NATIONAL FOUNDATION FOR THE CDC AND PREVENTION INC 600 PEACHTREE STREET NE ATLANTA GA 30308 582106707 501(C)3 50000 0 GENERAL SUPPORT ODYSSEY ENERGY SOLUTIONS INC 1519 PINE STREET 1 BOULDER CO 80302 815443036 1120000 0 RENEWABLE ENERGY COST REDUCTION IN SUB-SAHARAN AFRICA POWER FOR ALL 1012 TORNEY AVENUE SAN FRANCISCO CA 94129 813803168 501(C)3 150525 0 SUPPORT ACCESS TO CLEAN ENERGY IN UGANDA ROCKY MOUNTAIN INSTITUTEDBA RMI 2490 JUNCTION PLACE STE 200 BOULDER CO 80301 742244146 501(C)3 4416244 0 IMPROVE ELECTRICITY SERVICES IN NIGERIA THE MILKEN INSTITUTE 1250 FOURTH ST 3RD FL SANTA MONICA CA 90401 954240775 501(C)3 200000 0 IMPROVE ELECTRICITY SERVICES IN NIGERIA THE WORLD BANK 1818 H STREET NW WASHINGTON DC 20433 521336927 115 15000000 0 DATA GOVERNANCE FRAMEWORK FOR PANDEMIC PREVENTION UNIVERSITY OF SOUTHERN CALIFORNIA 3551 TROUSDALE PARKWAY STE 160 LOS ANGELES CA 90089 951642394 501(C)3 200000 0 TO SUPPORT PROGRAM IN ENERGY ACCESS AND TRANSITION YALE UNIVERSITY 150 MUNSON ST 3RD FL NEW HAVEN CT 06520 060646973 501(C)3 50000 0 PARTNERSHIP TO SCALE COVID-19 TESTING 14 3 PART I, LINE 2: GRANTS PROCEDURE RF CATALYTIC CAPITAL, INC. ("RFCC") INVITES TAX-EXEMPT 501(C)(3) ORGANIZATIONS AND OTHER ORGANIZATIONS TO SUBMIT LETTERS OF INTENT OR PROPOSALS FOR GRANT FUNDS FOR INITIATIVES OR PROJECTS THAT RELATE TO RFCC'S PRIORITIES. SOME OF THE LETTERS OF INTENT WILL RESULT IN A REQUEST FOR PROPOSALS TO PROVIDE A MORE IN-DEPTH DESCRIPTION OF THE PROPOSED SCOPE OR WORK AND THE PLANS FOR EVALUATING THE PROJECT'S ACHIEVEMENT. IN ADDITION, THE PROPOSAL PROVIDES A DETAILED BUDGET SUPPORTING THE REQUESTED AMOUNT AND A BUDGET NARRATIVE. RFCC STAFF REVIEW PROPOSALS AND MAKE RECOMMENDATIONS TO THE INITIATIVE LEAD AT THE ROCKEFELLER FOUNDATION, THE SOLE MEMBER OF RFCC, ON THOSE PROPOSALS THAT ARE CONSISTENT WITH RFCC PRIORITIES AND THAT OFFER THE GREATEST IMPACT AND POTENTIAL TO ACHIEVE SUCCESS. RECOMMENDATIONS APPROVED BY THE INITIATIVE LEAD ARE THEN SUBMITTED TO THE BOARD FOR FINAL APPROVAL. GRANTEES ARE NOTIFIED OF THEIR GRANT AWARDS, THE REPORTING REQUIREMENTS, AND ARE PROVIDED AN UPFRONT PARTIAL PAYMENT. RFCC MONITORS THE GRANTEES THROUGHOUT THE GRANT PERIOD FOR PROGRESS VIA MEETINGS, TELEPHONE CALLS, AND SUBMISSION OF NARRATIVE AND FINANCIAL REPORTS. STAFF REVIEW AND APPROVE (OR NOT) FINANCIAL REPORTS SUBMITTED. AT CERTAIN PROGRESS MARKERS, RFCC WILL MAKE ADDITIONAL PARTIAL PAYMENTS. ONCE THE GRANT PERIOD AND SCOPE OF WORK IS COMPLETED AS DOCUMENTED BY ACCEPTABLE FINAL NARRATIVE AND FINANCIAL REPORTS, FINAL PAYMENT IS MADE TO THE GRANTEE. SHOULD THE GRANTEE AT ANY POINT FAIL TO MEET THE TERMS OF THE GRANT, RFCC HAS THE RIGHT TO TERMINATE THE GRANT AND NO FURTHER PAYMENTS WILL BE MADE. RFCC RESERVES THE RIGHT TO INSTRUCT GRANTEES TO CEASE WORK ON A TERMINATED PROJECT AND RETURN UNUSED GRANT FUNDS ALREADY FORWARDED TO THE GRANTEE. 0 0 0 0 0 0 0 0 0 SIMON HARFORD CEO OF GEAPP (AS OF 02/2022) 280801 442435 0 0 41986 71866 0 0 44578 2693 367365 516994 0 0 STEVEN VANROEKEL PRESIDENT (THRU 11/2022) 0 665071 0 0 0 0 0 45750 0 49307 0 760128 0 0 MARIA SANTOS VALENTIN SECRETARY (THRU 05/2022) 0 643141 0 0 0 2079 0 36237 0 18695 0 700152 0 0 DOMINICK IMPEMBA TREASURER 0 560246 0 0 0 1361 0 63000 0 53257 0 677864 0 0 JOSEPH NGANGA VICE PRESIDENT OF GEAPP 99865 337544 0 0 0 0 9990 35835 1876 46643 111731 420022 0 0 ERICA GUYER SECRETARY (AS OF 05/2022) 0 363363 0 0 0 1579 0 45750 0 23874 0 434566 0 0 SUNDAA BRIDGETT-JONES VICE PRESIDENT OF GEAPP 71925 252583 0 0 0 1486 7343 35777 7528 44012 86796 333858 0 0 CLARE BOLAND ROSS VICE PRESIDENT OF GEAPP 115500 206875 0 0 0 560 0 27423 0 40220 115500 275078 0 0 STEPHEN SIDEBOTTOM COO OF GEAPP (AS OF 02/2022) 272644 0 0 0 0 0 24599 0 22613 0 319856 0 0 0 STEFANA FAIRHOLME MANAGING DIRECTOR OF GEAPP 104617 141951 0 0 0 0 18831 21293 13356 1943 136804 165187 0 0 NATALYE PAQUIN PRESIDENT (AS OF 12/2022) 0 64580 0 103024 0 462 0 8396 0 492 0 176954 0 0 X 1 49869389 FMV 0 1 0 FORM 990, HEADING, ITEM J: HTTPS://WWW.ROCKEFELLERFOUNDATION.ORG/RF-CATALYTIC-CAPITAL-INC/ FORM 990, PART III, LINE 1 THE MISSION OF RF CATALYTIC CAPITAL, INC. (RFCC) IS TO FOSTER AND PROMOTE THE GENERAL WELLBEING OF HUMANITY THROUGHOUT THE WORLD. SPECIFICALLY, RFCC WILL WORK TO DEVELOP, SUPPORT AND/OR APPLY INNOVATIVE SOLUTIONS TO ADDRESS THE WORLD'S MOST INTRACTABLE SOCIAL AND ENVIRONMENTAL PROBLEMS IMPACTING VULNERABLE PEOPLE, COMMUNITIES AND ECOSYSTEMS, AND AGGREGATE, MANAGE AND DEPLOY CAPITAL TO FUND ACTIVITIES CONSISTENT WITH THE FOREGOING AND WHICH BUILD ON OR OTHERWISE STRENGTHEN OR EXPAND THE CHARITABLE PROGRAMS AND INITIATIVES OF RF AND OTHER LIKE-MINDED INSTITUTIONS, AS THOSE MAY BE ARTICULATED FROM TIME TO TIME, INCLUDING WITHOUT LIMITATION IN THE AREAS OF PUBLIC HEALTH, FOOD SUSTAINABILITY AND SECURITY, ENDING ENERGY POVERTY AND PROMOTING RENEWABLE CLEAN ENERGY AND EXPANDING EQUITY AND ECONOMIC OPPORTUNITY. FORM 990, PART III, LINE 3 RESTRUCTURING OF THE PANDEMIC PREVENTION INSTITUTE (PPI) DURING 2022, BECAUSE OF SIGNIFICANT SHIFTS IN PANDEMIC PREVENTION AND OVERALL RESPONSE LANDSCAPE, THE MANAGEMENT OF RF AND RFCC DECIDED TO NO LONGER PURSUE THE PANDEMIC PREVENTION INSTITUTE (PPI) AS A SEPARATE SUBSIDIARY OF RFCC. THE DECISION IS BASED ON RF'S BELIEF THAT THE BEST WAY TO ENSURE THE WORLD HAS THE CAPACITY TO PREVENT FUTURE PANDEMICS IS TO MANAGE THIS INITIATIVE INTERNALLY AND ENGAGE MORE DEEPLY WITH ORGANIZATIONS THAT SHARE A COMMON AMBITION. RF WILL CONTINUE TO LEVERAGE AND TAKE ADVANTAGE OF OPPORTUNITIES THAT EXIST IN THE PANDEMIC PREVENTION LANDSCAPE, THROUGH EXISTING CAPACITY AND CONNECTIONS THAT WERE CULTIVATED AS PART OF RF'S BROADER CLIMATE AND HEALTH STRATEGY. FORM 990, PART III, LINE 4A GLOBAL ENERGY ALLIANCE FOR PEOPLE AND PLANET (GEAPP), A DISREGARDED ENTITY OF RFCC, AIMS TO HARNESS THE FULL POTENTIAL OF GREEN ENERGY TO CREATE A MORE SUSTAINABLE AND EQUITABLE WORLD. CREATED IN OCTOBER 2021, GEAPP'S PRIMARY GOAL IS TO BRING RELIABLE ELECTRICITY, POWERED BY MODERN RENEWABLE TECHNOLOGIES, TO A BILLION PEOPLE BY DECADE'S END AND IN DOING SO REDUCE ONE BILLION TONS OF GREENHOUSE GAS EMISSIONS. FORM 990, PART III, LINE 4B PROJECT ACCESS COVID TESTS (PROJECT ACT): PROVIDES INDIVIDUALS IN HIGHLY VULNERABLE COMMUNITIES THE ABILITY ORDER FREE COVID-19 TESTS THAT ARE DELIVERED DIRECTLY TO THEIR HOME. THIS FEDERALLY FUNDED PROJECT REPRESENTS A TURNKEY PUBLIC-PRIVATE PARTNERSHIP, PROJECT ACT SERVED AS THE COST AGGREGATOR FOR STATES RESOURCES AND MANAGED THE TEST SUPPLIER AND DELIVERY RELATIONSHIPS. FORM 990, PART III, LINE 4C PANDEMIC PREVENTION INSTITUTE (PPI) AIMS TO BUILD AN EQUITABLE, REPRESENTATIVE NETWORK OF PUBLIC HEALTH DATA SYSTEMS THAT RESPECTS SOVEREIGNTY, UPLOADS THE HIGHEST ETHICAL STANDARDS, AND EMPOWERS DECISION-MAKERS TO RESPOND EFFICIENTLY AND EFFECTIVELY TO PATHOGEN THREATS. FORM 990, PART V, LINE 2 BESIDES THE EMPLOYEES OF ITS DISREGARDED ENTITY, GLOBAL ENERGY ALLIANCE FOR PEOPLE AND PLANET, LLC. ("GEAPP"), RFCC DOES NOT HAVE ITS OWN EMPLOYEES; RFCC SHARES EMPLOYEES WITH ITS PARENT ORGANIZATION, ROCKEFELLER FOUNDATION (EIN# 13-1659629). ROCKEFELLER FOUNDATION'S DIRECTORS AND OFFICERS HAVE MADE A SIGNIFICANT CONTRIBUTION OF THEIR TIME TO DEVELOP RFCC AND ITS PROGRAMS. ALL W-2S AND REQUIRED EMPLOYMENT TAX RETURNS ARE FILED BY ROCKEFELLER FOUNDATION. NONE OF THE COMPENSATION PAID BY RF FOR THE PEOPLE PROVIDING ASSISTANCE TO RFCC IS ALLOCATED OR REIMBURSED BY RFCC AND THEY ARE DONATED SERVICES. IN ADDITION TO THE 12 U.S. EMPLOYEES IDENTIFIED ON FORM 990, PART V, LINE 2, THE ORGANIZATION NOTES THAT IT HAS 36 INTERNATIONAL EMPLOYEES THAT WOULD NOT BE REPORTED ON A U.S. FORM W-3. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS AND STOCKHOLDERS THE ORGANIZATION'S SOLE MEMBER IS THE ROCKEFELLER FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S SOLE MEMBER, THE ROCKEFELLER FOUNDATION, HAS THE EXCLUSIVE RIGHT TO ELECT MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B PURSUANT TO THE ORGANIZATION'S BYLAWS, THE FOLLOWING GOVERNANCE DECISIONS ARE SUBJECT TO THE APPROVAL OF THE ORGANIZATION'S SOLE MEMBER: - INCREASING OR DECREASING THE NUMBER OF DIRECTORS ON THE BOARD; - REMOVAL OF OFFICERS OR DIRECTORS OR FILLING BOARD VACANCIES; - AMENDING THE ORGANIZATION'S BYLAWS; AND - DELEGATING APPROVAL AUTHORITY TO THE BOARD MEMBERS OF RFCC'S SUBSIDIARIES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE ORGANIZATION'S FORM 990 IS PREPARED BY A NATIONALLY RECOGNIZED ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S SENIOR MANAGEMENT AND FINANCIAL TEAM. THE FORM 990 IS REVIEWED INTERNALLY BY THE FINANCE AND LEGAL TEAMS OF THE ROCKEFELLER FOUNDATION, THE ORGANIZATION'S SOLE MEMBER. THE PROCESS IS ALSO INCLUSIVE OF A REVIEW BY EXTERNAL LEGAL COUNSEL. RFCC'S AUDIT COMMITTEE IS IN CHARGE OF OVERSEEING THE PRESENTATION OF AND REPORTING ON AUDITED FINANCIAL STATEMENTS AND THE FORM 990. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO ALL MEMBERS OF THE GOVERNING BOARD PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT OF INTEREST POLICY THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY THAT COVERS ALL DIRECTORS, OFFICERS, EMPLOYEES, AND BOARD COMMITTEE MEMBERS, REQUIRING THEM TO ANNUALLY SUBMIT A STATEMENT TO THE SECRETARY OF THE BOARD TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. DIRECTORS MUST ALSO DISCLOSE POTENTIAL CONFLICTS OF INTEREST TO THE BOARD AS THEY ARISE. THE BOARD DETERMINES WHETHER A CONFLICT EXISTS BY MAJORITY VOTE, AND THE CONFLICTED PERSON MUST RECUSE HIMSELF/HERSELF FROM THE DISCUSSION AND VOTE ON SUCH MATTER. FORM 990, PART VI, SECTION B, LINE 13-14: WHISTLEBLOWER POLICY THE ORGANIZATION HAS A WHISTLEBLOWER POLICY THAT IS APPLICABLE TO ALL EMPLOYEES, BOARD MEMBERS AND OTHER INDIVIDUALS AND PARTNERS WITH WHOM RFCC CONDUCTS BUSINESS. THE ORGANIZATION HAS A DOCUMENT RENTENTION POLICY AND DESTRUCTION POLICY THAT IS APPLICABLE TO ALL RFCC STAFF AND BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 IN 2021, RFCC CREATED THE GLOBAL ALLIANCE FOR PEOPLE AND PLANET, LLC (GEAPP), TO DELIVER TRANSFORMATIONAL PROGRAMS THAT WILL ACCELERATE AND SCALE AN EQUITABLE ENERGY TRANSITION IN DEVELOPING AND EMERGING ECONOMIES. GEAPP IS A DISREGARDED ENTITY FOR TAX PURPOSES, BUT ITS FINANCIAL ACTIVITIES ARE REPORTED IN THE RFCC FORM 990. RFCC DOES NOT COMPENSATE ANY OF THE OFFICERS, DIRECTORS OR KEY EMPLOYEES REPORTED ON PART VII OF ITS FORM 990, BUT GEAPP DOES. FROM JANUARY THROUGH SEPTEMBER OF 2022, ALL COMPENSATION TO THE ORGANIZATION'S KEY EMPLOYEES WAS PAID BY THE ROCKEFELLER FOUNDATION, A SOLE MEMBER OF RFCC; IN OCTOBER OF 2022, A SEPARATE PAYROLL WAS ESTABLISHED FOR GEAPP AND EACH OF THE KEY EMPLOYEES DISCLOSED ON THE FORM 990 RECEIVED A SEPARATE W-2 FROM GEAPP (AND EACH INDIVIDUAL IS CLEARLY DESIGNATED AS GEAAP EMPLOYEES IN PART VII). COMPENSATION PAID BY GEAPP IS REPORTED IN COLUMN D AS REPORTABLE COMPENSATION FROM RFCC; COMPENSATION PAID BY THE ROCKEFELLER FOUNDATION IS REPORTED IN COLUMN E. FOR ALL OTHER INDIVIDUALS REPORTED ON THE FORM 990, PART VII, COMPENSATION IS PAID BY THE ROCKEFELLER FOUNDATION. ALL DECISIONS PERTAINING TO THEIR COMPENSATION ARE REVIEWED AND APPROVED BY RF'S COMPENSATION COMMITTEE, WHICH IS COMPRISED OF INDEPENDENT TRUSTEES. ON A PERIODIC BASIS, THE RF DOES A THOROUGH REVIEW OF COMPENSATION FOR THE PRESIDENT AND THE EXECUTIVE TEAM. THIS REVIEW INCLUDES A COMPENSATION SURVEY BY AN INDEPENDENT COMPENSATION CONSULTANT, AND CONSIDERATION OF COMPARABILITY DATA OBTAINED FROM OTHER SOURCES. THE SURVEY AND DATA ARE CAREFULLY CONSIDERED BY THE RF'S COMPENSATION COMMITTEE TO ENSURE THAT COMPENSATION IS REASONABLE AND APPROPRIATE. SUBSTANTIATION OF THE DELIBERATION AND DECISION OF THE COMPENSATION COMMITTEE IS MAINTAINED IN THE MEETING MINUTES. IN ADDITION, EMPLOYEES OF RF UNDERGO A THOROUGH EVALUATION PROCESS AT THE END OF EACH YEAR. PERFORMANCE AND GOALS ARE CAREFULLY REVIEWED AND DOCUMENTED, THEN DISCUSSED WITH THE EMPLOYEE. MERIT INCREASES AND BONUS AWARDS ARE DETERMINED BASED ON THESE EVALUATIONS. WHILE THE PROCESS FOR DETERMINING THE COMPENSATION OF THESE INDIVIDUALS INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA COMPILED BY INDEPENDENT THIRD PARTIES, AND CONTEMPORANEOUS DOCUMENTATION AS REQUIRED BY THE IRS, THIS PROCESS IS NOT UNDERTAKEN BY RFCC ITSELF AND THE ORGANIZATION IS REQUIRED TO ANSWER FORM 990, PART VI, LINE 15(A) AND 15(B) NO. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS MADE AVAILABLE TO THE PUBLIC THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON WWW.GUIDESTAR.ORG. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT ORDINARILY MADE AVAILABLE TO THE PUBLIC, BUT IF REQUESTED, IT WILL BE PROVIDED AT MANAGEMENT'S DISCRETION. FORM 990, PART IX, LINE 11G GRANT CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 17,136,337. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 17,136,337. HR CONSULTING: PROGRAM SERVICE EXPENSES 12,629,479. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 12,629,479. RECRUITEMENT FEES: PROGRAM SERVICE EXPENSES 1,614,141. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,614,141. DESIGN SERVICES: PROGRAM SERVICE EXPENSES 301,113. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 301,113. COMPUTER CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 77,209. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 77,209. MARKETING SERVICES: PROGRAM SERVICE EXPENSES 58,556. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 58,556. GOVERNANCE CONSULTING: PROGRAM SERVICE EXPENSES 21,250. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 21,250. FORM 990, PART XI, LINE 9: PRIOR YEAR GRANT REFUND -13,400,000. FORM 990, PART XI, LINE 9: OTHER CHANGES IN NET ASSETS FOR FUND BALANCES BECAUSE OF SIGNIFICANT SHIFTS IN PANDEMIC PREVENTION AND OVERALL RESPONSE LANDSCAPE, THE MANAGEMENT OF RF AND RFCC DECIDED TO NO LONGER PURSUE THE PANDEMIC PREVENTION INSTITUTE (PPI) AS A SEPARATE SUBSIDIARY OF RFCC. THE DECISION IS BASED ON RF'S BELIEF THAT THE BEST WAY TO ENSURE THE WORLD HAS THE CAPACITY TO PREVENT FUTURE PANDEMICS IS TO MANAGE THIS INITIATIVE INTERNALLY AND ENGAGE MORE DEEPLY WITH ORGANIZATIONS THAT SHARE A COMMON AMBITION. RF WILL CONTINUE TO LEVERAGE AND TAKE ADVANTAGE OF OPPORTUNITIES THAT EXIST IN THE PANDEMIC PREVENTION LANDSCAPE, THROUGH EXISTING CAPACITY AND CONNECTIONS THAT WERE CULTIVATED AS PART OF RF'S BROADER CLIMATE AND HEALTH STRATEGY. AS PART OF THIS CHANGE TO WIND DOWN THE PPI AS AN INDEPENDENT ENTITY, RFCC RETURNED $13.4 MILLION TO RF, REPRESENTING UNCOMMITTED FUNDING FROM THE GRANT THAT WAS RECEIVED BY RFCC ON BEHALF OF PPI, IN A PRIOR YEAR. PERIODIC TABLE OF FOOD INITIATIVE LLC 420 FIFTH AVENUE NEW YORK NY 100182702 861266242 SUPPORT THE CREATION OF A PUBLIC DATABASE OF THE COMPOSITION & FUNC. 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