2023-11-15T12:04:13-06:00 2022-12-31 541029635 THOMPSON GREENSPON 4035 RIDGE TOP RD SUITE 700 FAIRFAX VA 22030 990 2022-01-01 061548706 AMERICAN THORACIC SOCIETY INC AMER 2123158600 25 BROADWAY 4TH FLOOR NEW YORK NY 10004 PATRICIA HUIE CHIEF FINANCIAL OFFICER 2123158600 2023-11-14 1 PATRICIA HUIE 999009999 0 TRACY M MOREY CPA P01521539 7033858888 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z PATRICIA HUIE 25 BROADWAY 4TH FLOOR NEW YORK NY 10004 45392248 0 X WWW.THORACIC.ORG X 2001 DC THE MISSION OF ATS IS TO IMPROVE HEALTH WORLDWIDE BY ADVANCING RESEARCH, CLINICAL CARE, AND PUBLIC HEALTH IN RESPIRATORY DISEASE, CRITICAL ILLNESS, AND SLEEP DISORDERS. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 26 24 130 34 1210627 651150 2324764 8948861 17747357 26121420 1240906 437080 1141445 8359316 22454472 43866677 1516515 1577918 0 0 12969749 13691092 0 0 1088165 11032276 19270153 25518540 34539163 -3064068 9327514 49419449 70041211 17957479 34352061 31461970 35689150 X AMERICAN THORACIC SOCIETY, INC. IS AN INTERNATIONAL PROFESSIONAL AND SCIENTIFIC SOCIETY WHICH PREVENTS AND FIGHTS RESPIRATORY DISEASE THROUGH RESEARCH, EDUCATION, PATIENT CARE AND ADVOCACY. THE MISSION OF ATS IS TO IMPROVE HEALTH WORLDWIDE BY ADVANCING RESEARCH, CLINICAL CARE, AND PUBLIC HEALTH IN RESPIRATORY DISEASE, CRITICAL ILLNESS, AND SLEEP DISORDERS. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 0 0 12760994 269365 23329027 INTERNATIONAL CONFERENCE - PROVIDES ORIGINAL RESEARCH AND EDUCATION IN RESPIRATORY AND CRITICAL CARE MEDICINE. ANNUALLY, ATS HOLDS THE MOST PRESTIGIOUS RESPIRATORY AND CRITICAL CARE CONFERENCE OFFERING PROGRAMS FOR PHYSICIANS, SCIENTISTS AND HEALTH CARE PROVIDERS ON TOPICS IN AREAS OF PULMONARY, RESPIRATORY, SLEEP, ENVIRONMENTAL/OCCUPATIONAL HEALTH AND CRITICAL CARE MEDICINE. THIS INTERNATIONAL CONFERENCE FEATURES SIX DAYS OF PROFESSIONAL EDUCATION AND THE OPPORTUNITY FOR A CRITICAL EXCHANGE OF INFORMATION BETWEEN PULMONARY AND CRITICAL CARE SLEEP SPECIALISTS AROUND THE WORLD. PRESENTATIONS OF ORIGINAL RESEARCH IN ALL RESPIRATORY FIELDS ARE REPRESENTED AND SPECIAL TRACKS IN CLINICAL MEDICINE AND CRITICAL CARE OFFER A FOCUSED PROGRAM FOR CLINICIANS AND OTHERS. 4571528 142134 5627284 JOURNALS - ATS PUBLISHES THE AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE (AJRCCM), THE AMERICAN JOURNAL OF RESPIRATORY CELL AND MOLECULAR BIOLOGY (AJRCMB), AND THE ANNALS OF THE AMERICAN THORACIC SOCIETY, INC. (ANNALS ATS). 4285091 13389 19387 EDUCATIONAL PROGRAMS - TO PROVIDE EDUCATION FOR PULMONARY CRITICAL CARE, SLEEP MEDICINE CLINICIANS, RESEARCHERS, ADVANCE PRACTICE NURSES AND OTHER HEALTH CARE PROFESSIONALS. THROUGHOUT THE YEAR, EDUCATIONAL OPPORTUNITIES ARE ALSO PROVIDED IN A VARIETY OF TEACHING MODALITIES, INCLUDING LIVE EVENTS, JOURNAL CLUBS, WEBINARS, PODCASTS, AND ONLINE LEARNING. 3100610 1153031 4353866 OTHER PROGRAMS CONSIST OF THE RESEARCH PROGRAM AND MEMBERSHIP SERVICES.RESEARCH PROGRAM - THE ATS RESEARCH PROGRAM SUPPORTS YOUNG INVESTIGATORS IN RESPIRATORY HEALTH WITH GRANTS THAT ENABLE THEM TO LAUNCH THEIR RESEARCH AND ULTIMATELY THEIR CAREERS. THE TALENTED BASIC, TRANSLATIONAL, AND CLINICAL INVESTIGATORS FUNDED THROUGH ATS RESEARCH PROGRAM AWARDS ARE TAKING NEW APPROACHES TO UNLOCK THE MYSTERIES OF RESPIRATORY DISEASES. THEIR TOPICS OF SCIENTIFIC EXPLORATION ARE DIVERSE AND INCLUDE LUNG CANCER, ASTHMA, ACUTE RESPIRATORY DISTRESS SYNDROME, PULMONARY FIBROSIS, CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD), SLEEP APNEA, AND MORE. BY PROVIDING RESEARCH GRANTS TO PROMISING YOUNG INVESTIGATORS, THE ATS RESEARCH PROGRAM LAUNCHES CAREERS DEDICATED TO ADVANCING SCIENTIFIC DISCOVERY AND BETTER PATIENT CARE.MEMBERSHIP SERVICES - THE HUB OF ATS'S CUSTOMER SERVICE CENTER FOR MEMBER INQUIRIES AND ASSISTANCE, AND THE COORDINATION OF MEMBER BENEFITS. 3100610 1153031 4353866 24718223 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 205 0 1 130 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 26 24 0 0 0 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DC FL GA HI IL IA KS KY LA ME MD MA MI MN MS MO MT NV NH NJ NM NY NC ND OH OK OR PA RI SC TN TX UT VA WA WV WI X X PATRICIA HUIE 2123158600 25 BROADWAY 4TH FLOOR NEW YORK NY 10004 M PATRICIA RIVERA PRESIDENT-ELECT 7.00 X X 65564 0 0 GREGORY P DOWNEY PRESIDENT 7.00 X X 30000 0 0 MANOJ MAMMEN CHAIR, CCR 2.00 X 25000 0 0 ANDREW J HALAYKO CO-CHAIR, IC COMMITTEE 2.00 X 22500 0 0 TISHA S WANG CHAIR, EDUCATION COMMITTEE 2.00 X 20087 0 0 SHARON DELL ASSEMBLY CHAIR 2.00 X 12500 0 0 REENA MEHRA ASSEMBLY CHAIR 2.00 X 9214 0 0 MICHELE MANION PUBLIC ADVISORY ROUNDTABLE 2.00 X 8000 0 0 PATRICIA SIME UNTIL MAY - ASSEMBLY CHAIR 2.00 X 6143 0 0 LYNN M SCHNAPP IMMEDIATE PAST PRESIDENT 7.00 X X 0 0 0 IRINA PETRACHE VICE PRESIDENT 5.00 X X 0 0 0 JESSE ROMAN TREASURER 5.00 X X 0 0 0 JUAN C CELEDON UNTIL MAY - PAST PRESIDENT 7.00 X X 0 0 0 RENDA SOYLEMEZ WIENER ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 M BRADLEY DRUMMOND ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 JILL GUTTORMSON ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 TIM LAHM ASSEMBLY CHAIR 2.00 X 0 0 0 SALLY SINGH ASSEMBLY CHAIR 2.00 X 0 0 0 JANET BURGESS ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 ANNE SPERLING ASSEMBLY CHAIR 2.00 X 0 0 0 DAVID LEWINSOHN PRESIDENTIAL APPOINTEE 2.00 X 0 0 0 ILONA JASPERS ASSEMBLY CHAIR 2.00 X 0 0 0 YOLANDA N MAGETO PRESIDENTIAL APPOINTEE 2.00 X 0 0 0 THEODORE F REISS ASSEMBLY CHAIR 2.00 X 0 0 0 ENID NEPTUNE ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 MICHELLE GONG ASSEMBLY CHAIR 2.00 X 0 0 0 PATRICK NANA-SINKAM ASSEMBLY CHAIR 2.00 X 0 0 0 CHARLES S DELA CRUZ ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 SUSAN J BARTLETT UNTIL MAY - ASSEMBLY CHAIR 2.00 X 0 0 0 SONYE K DANOFF UNTIL MAY - ASSEMBLY CHAIR 2.00 X 0 0 0 WANDA M GIBSON-SCIPIO UNTIL MAY - ASSEMBLY CHAIR 2.00 X 0 0 0 CONNIE C HSIA UNTIL MAY - ASSEMBLY CHAIR 2.00 X 0 0 0 RACHEL THOMSON UNTIL MAY - ASSEMBLY CHAIR 2.00 X 0 0 0 JENNIFER TREVOR UNTIL MAY - CCR CHAIR 2.00 X 0 0 0 KAREN COLLISHAW CHIEF EXECUTIVE DIRECTOR 40.00 X 466830 0 54122 PATRICIA HUIE CHIEF, FINANCIAL OFFICER 40.00 X 245764 0 18518 STEPHEN ALTOBELLI CHIEF, OPERATIONS 40.00 X 205259 0 47674 MICHELLE TURENNE CHIEF, STRATEGIC ALLIANCES 40.00 X 214818 0 27287 KEVIN WILSON CHIEF, DOCUMENTS & PATIENT 40.00 X 278834 0 63297 GARY EWART CHIEF, ADVOCACY & GOVERNMENT 40.00 X 195613 0 61614 DIANE GERN CHIEF, JOURNALS 40.00 X 205037 0 38423 DORON BEN AVRAHAM SENIOR DIRECTOR, INFO STRATEGY 40.00 X 194625 0 28983 SHANE MCDERMOTT SENIOR DIRECTOR, ETHICS AND PROFESSIONALISM 40.00 X 179276 0 34270 2385064 0 374188 38 0 1 0 PSAV 23918 NETWORK PLACE CHICAGO IL 60673 AV SERVICES 2343596 SMG FOOD AND BEVERAGE LLC 747 HOWARD STREET SAN FRANCISCO CA 94103 FOOD AND BEVERAGE SERVICES 1134676 FREEMAN DECORATING CO 5040 WEST ROOSEVELT ROAD CHICAGO IL 60644 CONFERENCE SERVICES 1004949 UPSTATEMENT LLC 245 8TH AVE 1030 NEW YORK NY 10011 TECHNOLOGY DESIGN 513334 DARTMOUTH PRINTING COMPANY PO BOX 419817 BOSTON MA 022419817 JOURNAL SERVICE 475606 27 222025 4765345 3961491 8948861 INTERNATIONAL CONFERENCE 541700 16132820 16132820 SCIENTIFIC JOURNAL 513120 5627284 4544721 1082563 MEMBERSHIP DUES 541700 4341929 4213865 128064 EDUCATIONAL PROGRAMS & WEBINARS 611710 19387 19387 26121420 483844 483844 1153659 1153659 1397270 1444034 -46764 -46764 -46764 79050 222025 81537 -2487 -2487 INSURANCE PROCEEDS 541700 7196207 7196207 OTHER INCOME 900099 11937 11937 7208144 43866677 32118937 1210627 1588252 X 1432943 1432943 144975 144975 1479279 830188 471073 178018 9339524 6831293 2212740 295491 327631 109578 208717 9336 1777265 631194 1068769 77302 767393 278906 452038 36449 129695 121695 8000 118962 118962 223344 223344 9670540 8200942 1208418 261180 16650 6051 9808 791 674906 510822 151550 12534 950147 428771 479514 41862 1879487 683092 1107125 89270 729864 580063 126153 23648 2678017 2600973 71165 5879 354334 193379 148945 12010 235935 140916 87929 7090 UNRELATED BUSINESS INCO 218919 218919 PUBLICATION EXPENSES 929078 929078 NON-CAPITALIZED EQUIPME 142209 51703 83752 6754 SUBCRIPTIONS AND REFERE 88854 53085 29020 6749 229212 80271 133139 15802 34539163 24718223 8732775 1088165 9210417 15170366 7510206 1420860 501044 687515 1091311 2946647 547165 395257 1780685 574811 1383540 1205874 26044362 27222657 3131404 2957437 0 18034598 49419449 70041211 2663564 2621340 785000 840033 8255763 10694817 95435 96114 4319008 1838709 20099757 17957479 34352061 X 23258806 30540884 8203164 5148266 31461970 35689150 49419449 70041211 9327514 -5100334 0 X 0 0 0 X 4252346 1737865 4438894 2324764 8948861 21702730 26528728 26592950 13746064 16034777 32118937 115021456 30781074 28330815 18184958 18359541 41067798 136724186 1745010 1239365 2741018 1190328 576594 7492315 0 1745010 1239365 2741018 1190328 576594 7492315 129231871 964203 1279631 1315915 1475168 1637503 6672420 964203 1279631 1315915 1475168 1637503 6672420 908188 380818 1449058 907723 652150 4297937 20084 22899 7768447 7811430 32673549 30014163 28718378 20742432 43357451 155505973 0.83100 0.82540 0.04290 0.04250 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MEMBER LIST RENTAL - 2018 AMOUNT: $ 20,084. 2019 AMOUNT: $ 22,899. ACQUISTION OF ATS FOUNDATION - 2020 AMOUNT: $ 7,768,447. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 16291 0 0 1 154522 0 0 170813 0 PART II-B, LINE 1: VOLUNTEERS - ATS COORDINATES AND SUPPORTS ATS MEMBERS CONTACTING MEMBERS OF CONGRESS AND EXECUTIVE AGENCIES TO SPEAK ON ISSUES THAT IMPACT PULMONARY, CRITICAL CARE, AND SLEEP MEDICINE. VOLUNTEER ACTIVITIES INCLUDE CONGRESSIONAL TESTIMONY, VISITING MEMBERS OF CONGRESS AND THEIR STAFF, MEETING WITH ADMINISTRATION OFFICIALS, AGENCY FIELD HEARINGS, AND COORDINATION WITH SISTER SOCIETIES. PAID STAFF - STAFF ENGAGE IN ADVOCACY ACTIVITIES INCLUDING CONGRESSIONAL TESTIMONY, VISITING MEMBERS OF CONGRESS AND THEIR STAFF, MEETING WITH ADMINISTRATION OFFICIALS, AGENCY FIELD HEARINGS, AND COORDINATION WITH SISTER SOCIETIES. MAILINGS - ATS SUBMITS MASS MAILINGS, MASS EMAILS, AND BLAST FAX TO CONGRESS TO ENSURE THEY ARE AWARE OF ATS' POSITIONS ON KEY LEGISLATIVE PRIORITIES. DIRECT CONTACT WITH LEGISLATORS, THEIR STAFF, GOVERNMENT OFFICIALS OR A LEGISLATIVE BODY - ATS MEMBERS AND STAFF MEET WITH OFFICIALS TO ADVOCATE FOR PULMONARY, CRITICAL CARE, AND SLEEP HEALTH. 0 1 X 297077 -54506 242571 263693 33884 500 297077 139760 100000 23933 263693 120275 19985 500 139760 120275 2546 2546 120275 0.90810 0.09190 0 0 1298159 266829 1031330 482526 307982 174544 1205874 OPERATING LEASE RIGHT OF USE ASSETS 18034598 18034598 OPERATING LEASE LIABILITY 20099757 20099757 PART IV, LINE 2B: ATS COLLECTS DONATIONS AND MAKES DISBURSEMENTS FOR COSTS RELATED TO ITS AFFILIATED CHAPTERS PART V, LINE 4: THE INTENDED USE OF THE SOCIETY'S ENDOWMENT FUNDS ARE TO SUPPORT GRANTS AND TRAINING ASSOCIATED WITH THE SOCIETY'S VARIOUS PROGRAMS. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 GRANTS AND AWARDS 860 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTS AND AWARDS 16900 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES VIDEO PRODUCTION 10930 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS AND AWARDS 62400 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EDITORS 113576 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES MEMBERSHIP 25000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES LICENSE FEE, SUBSCRIPTION, AND OTHER 7388 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES CONFERENCE ACCOMMODATIONS 6003 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 GRANTS AND AWARDS 3065 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS AND AWARDS 5500 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES EDITORS 38015 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES PROFESSIONAL FEES AND STIPENDS 133107 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 GRANTS AND AWARDS 8750 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES CONFERENCE ACCOMMODATIONS 37936 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 GRANTS AND AWARDS 47500 0 0 0 0 0 0 243057 273873 516930 TECHNICAL ASSISTANCE AND RESEARCH GRANT EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 6 16900 CASH PAYMENT TECHNICAL ASSISTANCE AND RESEARCH GRANT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 37 62400 CASH PAYMENT TECHNICAL ASSISTANCE GRANT MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 3 3065 CASH PAYMENT TECHNICAL ASSISTANCE GRANT NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 2 5500 CASH PAYMENT TECHNICAL ASSISTANCE GRANT SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 5 8750 CASH PAYMENT TECHNICAL ASSISTANCE AND RESEARCH GRANT SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 6 47500 CASH PAYMENT TECHNICAL ASSISTANCE GRANT CENTRAL AMERICA AND THE CARIBBEAN 1 860 CASH PAYMENT 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION REQUIRES A WRITTEN MID-POINT PROGRESS REPORT TO BE SUBMITTED BY THE RECIPIENT, BRIEFLY DESCRIBING THE RESEARCH CONDUCTED TO DATE, INDICATING THE CURRENT STAGE OF COMPLETENESS ACCORDING TO THE TIMELINE ORIGINALLY SUBMITTED WITH THE PROPOSAL, PROBLEMS ENCOUNTERED WITH THE PROGRESS OF THE STUDY IF ANY, AND EFFORTS MADE TO OVERCOME SUCH PROBLEMS. A FINAL REPORT IS DUE NO LATER THAN 30 DAYS AFTER THE INDICATED COMPLETION DATE OF THE PROJECT OUTLINING THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. IN ADDITION, A ONE PAGE EXECUTIVE SUMMARY WRITTEN SPECIFICALLY FOR A NON-MEDICAL AUDIENCE IS INCLUDED WITH THE FINAL REPORT. THE SUMMARY INCLUDES A BRIEF BACKGROUND, STATEMENT OF THE PURPOSE OF THE STUDY, A BASIC DESCRIPTION OF THE METHODOLOGY, IMPORTANT FINDINGS, AND A CONCLUSION OR SUMMARY STATEMENT ABOUT THE RELEVANCE OF THE FINDINGS. THE RESEARCH IS SUBMITTED TO THE ORGANIZATION FOR PRESENTATION AT THE ANNUAL MEETING FOLLOWING COMPLETION OF THE STUDY. A FINAL FINANCIAL REPORT IS REQUIRED TO BE SUBMITTED 90 DAYS AFTER THE PROJECT END DATE. ALL UNEXPENDED FUNDS MUST BE RETURNED TO THE ORGANIZATION ALONG WITH THE FINAL ACCOUNTING REPORT. PAYMENTS FOR SUBSEQUENT GRANTS WILL BE CONTINGENT ON RECEIPT OF ANY OUTSTANDING FINAL ACCOUNTING REPORTS AND REFUNDS, AS APPLICABLE. PART I, LINE 3: ACCRUAL ACCOUNTING PART III, COL (C): ESTIMATED NUMBER OF RECIPIENTS IS BASED ON APPROVED AWARDS ACCEPTED. PART III ACCOUNTING METHOD: ANNUAL RESEARCH PROGRAM BENEFIT 301075 222025 79050 72151 9386 301075 222025 79050 72151 9386 81537 -2487 1 TECHNICAL ASSISTANCE GRANTS 111 748503 RESEARCH GRANTS 29 684440 PART I, LINE 2: THE ORGANIZATION REQUIRES A WRITTEN MID-POINT PROGRESS REPORT TO BE SUBMITTED BY THE RECIPIENT, BRIEFLY DESCRIBING THE RESEARCH CONDUCTED TO DATE, INDICATING THE CURRENT STAGE OF COMPLETENESS ACCORDING TO THE TIMELINE ORIGINALLY SUBMITTED WITH THE PROPOSAL, PROBLEMS ENCOUNTERED WITH THE PROGRESS OF THE STUDY IF ANY, AND EFFORTS MADE TO OVERCOME SUCH PROBLEMS. A FINAL REPORT IS DUE NO LATER THAN 30 DAYS AFTER THE INDICATED COMPLETION DATE OF THE PROJECT OUTLINING THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. IN ADDITION, A ONE PAGE EXECUTIVE SUMMARY WRITTEN SPECIFICALLY FOR A NON-MEDICAL AUDIENCE IS INCLUDED WITH THE FINAL REPORT. THE SUMMARY INCLUDES A BRIEF BACKGROUND, STATEMENT OF THE PURPOSE OF THE STUDY, A BASIC DESCRIPTION OF THE METHODOLOGY, IMPORTANT FINDINGS, AND A CONCLUSION OR SUMMARY STATEMENT ABOUT THE RELEVANCE OF THE FINDINGS. THE RESEARCH IS SUBMITTED TO THE ORGANIZATION FOR PRESENTATION AT THE ANNUAL MEETING FOLLOWING COMPLETION OF THE STUDY. A FINAL FINANCIAL REPORT IS REQUIRED TO BE SUBMITTED 90 DAYS AFTER THE PROJECT END DATE. ALL UNEXPENDED FUNDS MUST BE RETURNED TO THE ORGANIZATION ALONG WITH THE FINAL ACCOUNTING REPORT. PAYMENTS FOR SUBSEQUENT GRANTS WILL BE CONTINGENT ON RECEIPT OF ANY OUTSTANDING FINAL ACCOUNTING REPORTS AND REFUNDS, AS APPLICABLE. X X X 0 0 0 0 0 0 0 0 0 KAREN COLLISHAW CHIEF EXECUTIVE DIRECTOR 436985 0 29845 0 0 0 13500 0 40622 0 520952 0 0 0 KEVIN WILSON CHIEF, DOCUMENTS & PATIENT 278834 0 0 0 0 0 13500 0 49797 0 342131 0 0 0 PATRICIA HUIE CHIEF, FINANCIAL OFFICER 245764 0 0 0 0 0 0 0 18518 0 264282 0 0 0 GARY EWART CHIEF, ADVOCACY & GOVERNMENT 195613 0 0 0 0 0 12491 0 49123 0 257227 0 0 0 STEPHEN ALTOBELLI CHIEF, OPERATIONS 205259 0 0 0 0 0 12910 0 34764 0 252933 0 0 0 DIANE GERN CHIEF, JOURNALS 203037 0 2000 0 0 0 10883 0 27540 0 243460 0 0 0 MICHELLE TURENNE CHIEF, STRATEGIC ALLIANCES 210818 0 4000 0 0 0 12697 0 14590 0 242105 0 0 0 DORON BEN AVRAHAM SENIOR DIRECTOR, INFO STRATEGY 194625 0 0 0 0 0 10250 0 18733 0 223608 0 0 0 SHANE MCDERMOTT SENIOR DIRECTOR, ETHICS AND PROFESSI 179276 0 0 0 0 0 2801 0 31469 0 213546 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 ATS HAS 3 MEMBERSHIP CATEGORIES. 1. DOMESTIC A. FULL: FULL DOMESTIC MEMBERS ARE THOSE INDIVIDUALS WHO WISH TO HAVE ALL THE RIGHTS AND PRIVILEGES OF MEMBERSHIP IN THE ATS INCLUDING THE ABILITY TO HOLD OFFICE, VOTE IN ELECTIONS, AND RECEIVE THE GREATEST DISCOUNTS ON ALL PRODUCTS AND SERVICES OFFERED BY THE SOCIETY. B. AFFILIATE: AFFILIATE DOMESTIC MEMBERS ARE INDIVIDUALS WHO ARE NOT PRINCIPALLY PRACTICING OR CONDUCTING RESEARCH IN PULMONARY, CRITICAL CARE OR SLEEP-RELATED MEDICINE BUT WHO WISH TO BE ASSOCIATED WITH THE ATS PROFESSIONALLY AND RECEIVE MORE LIMITED MEMBERSHIP BENEFITS THAN FULL MEMBERS. C. TRAINEE: TRAINEE DOMESTIC MEMBERS ARE ANY INDIVIDUALS WHO ARE ENROLLED IN ANY LEVEL OF TRAINING IN ANY ACCREDITED DEGREE PROGRAM OR DISCIPLINE RELATED TO PULMONARY, CRITICAL CARE AND SLEEP MEDICINE AND WHO WISH TO PARTICIPATE AS FULL MEMBERS DURING THEIR TRAINING YEARS. 2. INTERNATIONAL A. INTERNATIONAL: INDIVIDUALS RESIDING IN COUNTRIES DESIGNATED AS HIGH, UPPER MIDDLE, LOWER MIDDLE AND LOW INCOME BY THE WORLD BANK SHALL PAY A MEMBERSHIP FEE COMMENSURATE WITH THEIR COUNTRY CLASSIFICATION. INDIVIDUALS WHO PAY A REDUCED MEMBERSHIP FEE WILL HAVE THE RIGHTS OF A FULL DOMESTIC MEMBER AS DETERMINED BY THE BOARD OF DIRECTORS. B. TRAINEE: INDIVIDUALS WHO ARE ENROLLED IN ANY LEVEL OF TRAINING IN ANY ACCREDITED DEGREE PROGRAM OR DISCIPLINE WHO SHALL HAVE THE SAME RIGHTS OF MEMBERSHIP AS DOMESTIC TRAINEE MEMBERS. 3. SPECIAL A. SENIOR MEMBER. FULL MEMBERS WHO ARE TOTALLY RETIRED OR INDIVIDUALS WHO HAVE THE PRESENCE OF AN INCOME LIMITING PERMANENT DISABILITY MAY APPLY TO THE MEMBERSHIP COMMITTEE FOR TRANSFER TO SENIOR MEMBERSHIP. SENIOR MEMBERS SHALL HAVE ALL THE PRIVILEGES OF FULL MEMBERS WITH THE EXCEPTION OF HOLDING OFFICE. B. EMERITUS MEMBER. FULL MEMBERS WHO HAVE REACHED THE AGE OF 75, NOT YET RETIRED, MAY APPLY FOR THE STATUS OF EMERITUS MEMBERSHIP. EMERITUS MEMBERS SHALL HAVE ALL THE PRIVILEGES OF FULL MEMBERS. EMERITUS MEMBERS SHALL NOT PAY ANNUAL DUES. C. HONORARY MEMBER. INDIVIDUALS WITH A RECORD OF HIGH ACHIEVEMENT AND SINGULAR CONTRIBUTIONS TO THE FIELDS OF PULMONARY AND/OR CRITICAL CARE MEDICINE AND NURSING MAY BE PROPOSED FOR HONORARY MEMBERSHIP BY ANY MEMBER, AND UPON RECOMMENDATION BY THE MEMBERSHIP COMMITTEE MAY BE ELECTED BY THE MEMBERSHIP OF THE SOCIETY. HONORARY MEMBERS WHO ARE NOT MEMBERS AT THE TIME HONORARY MEMBERSHIP IS CONFERRED, SHALL HAVE ALL THE PRIVILEGES OF FULL MEMBERS WITH THE EXCEPTION OF VOTING AND HOLDING OFFICE. HONORARY MEMBERS SHALL NOT PAY ANNUAL DUES. FORM 990, PART VI, SECTION A, LINE 7A ALL OF THE OFFICERS OF ATS ARE ELECTED BY THE MEMBERS OF ATS ENTITLED TO VOTE, WITH THE EXCEPTION OF THE TREASURER AND ADDITIONAL OFFICER POSITIONS CREATED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE FINANCE DEPARTMENT FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST FORM ANNUALLY. ANY DISCLOSURES ARE INVESTIGATED. FORM 990, PART VI, SECTION B, LINE 15 IN ADDITION TO COMPARABILITY DATA, ATS ALSO EXAMINES FOR EACH POSITION, THE INTERNAL GRADE STRUCTURE, WHERE THE POSITION FALLS WITHIN THE GRADE STRUCTURE AND THE TENURE FOR THE POSITION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G TEMP AGENCY FEES: PROGRAM SERVICE EXPENSES 133,079. MANAGEMENT AND GENERAL EXPENSES 154,600. FUNDRAISING EXPENSES 20,688. TOTAL EXPENSES 308,367. BUSINESS PROCESS CONSULTING: PROGRAM SERVICE EXPENSES 29,689. MANAGEMENT AND GENERAL EXPENSES 584,626. FUNDRAISING EXPENSES 6,329. TOTAL EXPENSES 620,644. CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 6,072,330. MANAGEMENT AND GENERAL EXPENSES 185,016. FUNDRAISING EXPENSES 234,163. TOTAL EXPENSES 6,491,509. EDITORIAL FEES: PROGRAM SERVICE EXPENSES 1,031,896. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,031,896. STIPENDS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 208,766. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 208,766. ADVOCACY: PROGRAM SERVICE EXPENSES 175,444. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 175,444. CME DEVELOPMENT: PROGRAM SERVICE EXPENSES 28,635. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 28,635. COMMISSIONS AND DISCOUNTS: PROGRAM SERVICE EXPENSES 707,121. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 707,121. PROFESSIONAL SEARCH: PROGRAM SERVICE EXPENSES 16,494. MANAGEMENT AND GENERAL EXPENSES 74,304. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 90,798. GRAPHIC DESIGN: PROGRAM SERVICE EXPENSES 6,254. MANAGEMENT AND GENERAL EXPENSES 1,106. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 7,360. ALABAMA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 900814566 EDUCATION & RESEARCH AL 501(C)(6) N/A 0 ARIZONA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 454381827 EDUCATION & RESEARCH AZ 501(C)(6) N/A 0 CALIFORNIA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 800627724 EDUCATION & RESEARCH CA 501(C)(6) N/A 0 COLORADO THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 800659995 EDUCATION & RESEARCH CO 501(C)(6) N/A 0 CONNECTICUT THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 821442659 EDUCATION & RESEARCH CT 501(C)(6) N/A 0 GEORGIA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 821470481 EDUCATION & RESEARCH GA 501(C)(6) N/A 0 HAWAII THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 593843310 EDUCATION & RESEARCH HI 501(C)(6) N/A 0 INDIANA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 831957660 EDUCATION & RESEARCH IN 501(C)(6) N/A 0 LOUISIANA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 454437279 EDUCATION & RESEARCH LA 501(C)(6) N/A 0 METRO DC THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 800759367 EDUCATION & RESEARCH DC 501(C)(6) N/A 0 MISSISSIPPI THORACIC SOCIETY 2500 STATE STREET N JACKSON MS 39216 454560770 EDUCATION & RESEARCH MS 501(C)(6) N/A 0 NEW JERSEY THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 900631066 EDUCATION & RESEARCH NJ 501(C)(6) N/A 0 NEW MEXICO THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 364679463 EDUCATION & RESEARCH NM 501(C)(6) N/A 0 NEW YORK STATE THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 800759359 EDUCATION & RESEARCH NY 501(C)(6) N/A 0 NORTH CAROLINA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 821364763 EDUCATION & RESEARCH NC 501(C)(6) N/A 0 OHIO THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 371651271 EDUCATION & RESEARCH OH 501(C)(6) N/A 0 OKLAHOMA THORACIC SOCIETY 800 STANTON L YOUNG BLVD OKLAHOMA CITY OK 73104 611666906 EDUCATION & RESEARCH OK 501(C)(6) N/A 0 OREGON THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 454930900 EDUCATION & RESEARCH OR 501(C)(6) N/A 0 RHODE ISLAND THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 611627263 EDUCATION & RESEARCH RI 501(C)(6) N/A 0 SOUTH CAROLINA THORACIC SOCIETY 25 BROADWAY 14TH FLOOR NEW YORK NY 100042755 821386624 EDUCATION & RESEARCH SC 501(C)(6) N/A 0 SOUTH DAKOTA THORACIC SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 821404679 EDUCATION & RESEARCH SD 501(C)(6) N/A 0 WASHINGTON THORACIC STATE SOCIETY 25 BROADWAY 4TH FLOOR NEW YORK NY 100042755 800759374 EDUCATION & RESEARCH WA 501(C)(6) N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0