2023-11-15T11:10:52-06:00 2022-12-31 751044330 LANE GORMAN TRUBITT LLC 2626 HOWELL ST SUITE 700 DALLAS TX 75204 990 2022-01-01 751469319 SOUTHWEST TRANSPLANT ALLIANCE INC SOUT 2145220255 8190 MANDERVILLE LANE DALLAS TX 75231 BRADLEY L ADAMS PRESIDENT 2145220255 2023-11-13 1 BRADLEY ADAMS 999009999 0 KEVIN WARNEKE P01294950 2148717500 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z BRADLEY L ADAMS 8190 MANDERVILLE LANE DALLAS TX 75231 100412925 0 X WWW.ORGAN.ORG X 1975 TX TO SAVE AND IMPROVE LIVES BY PROVIDING ORGANS AND TISSUES FOR TRANSPLANTATION. 11 11 412 341 0 0 15919 241267 85598819 99853870 204477 273815 39755 43973 85858970 100412925 0 6684240 0 0 34886290 40326209 0 0 0 49379464 58214276 84265754 105224725 1593216 -4811800 86983228 95198797 48836898 58591847 38146330 36606950 SEE SCHEDULE O. 0 0 94552247 6684240 99897843 PROCUREMENT OF HUMAN ORGANS FOR TRANSPLANTATION. IN 2022, THE ORGANIZATION HAD 483 ORGAN DONORS, AND RECOVERED 1,416 ORGANS FOR TRANSPLANTATION. 94552247 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 193 0 1 412 1 0 0 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X BRADLEY L ADAMS 2145220255 8190 MANDERVILLE LANE DALLAS TX 75231 CHERYL CAMIN MURRAY CHAIR 2.00 X X 0 0 0 DONNA HALSTEAD VICE-CHAIR 2.00 X X 0 0 0 W STEPHEN LOVE SECRETARY 2.00 X X 0 0 0 RON MURFF TREASURER 2.00 X X 0 0 0 CHRIS MOWAN DIRECTOR 2.00 X 0 0 0 PARSIA VAGEFI MD DIRECTOR 2.00 X 0 0 0 JOHN PHILLIPS DIRECTOR 2.00 X 0 0 0 TONY BRIDWELL DIRECTOR 2.00 X 0 0 0 KENYA WOODRUFF DIRECTOR 2.00 X 0 0 0 JOHN CARVER DIRECTOR 2.00 X 0 0 0 CHARLES TOWNSEND DIRECTOR 2.00 X 0 0 0 BRADLEY L ADAMS PRESIDENT 40.00 X 544122 0 51636 STEPHANIE BOWMAN CFO 40.00 X 303125 0 23348 PATTI NILES CEO 40.00 X 583841 0 44130 DOUGLAS BUTLER CHIEF CLINICAL OFFICER 40.00 X 310137 0 44004 GEOFF FUNK CHIEF MEDICAL OFFICER 40.00 X 509876 0 22369 JO ANN ARIAS DIRECTOR OF HUMAN RESOURCES 40.00 X 262274 0 20399 SANDI M LEMONS CHIEF OPERATING OFFICER 40.00 X 541201 0 35110 KIRSTEN GAPPELBERG CHIEF EXTERNAL AFFAIRS OFFICER 40.00 X 287025 0 39965 ANNA CERVANTES DONOR FIRST ASSIST 40.00 X 237096 0 29476 3578697 0 310437 67 0 1 0 DONOR STAFF SUPPORT 5933 SUMMIT ST SYLVANIA OH 43560 EMPLOYEE TEMP SERVICES 420911 INSIGHT DIRECT PO BOX 731069 DALLAS TX 753731069 IT SERVICES 322014 SOFTCHOICE CORPORATION 16609 COLLECTIONS CENTER DR CHICAGO IL 60693 IT SERVICES 257092 THREE BOX INC 740 E CAMPBELL ROAD SUITE 465 RICHARDSON TX 75081 MARKETING SERVICES 248347 DONOR RECOVERY SERVICES PO BOX 8896 KANSAS CITY MO 64114 EMPLOYEE TEMP SERVICES 220669 6 241267 241267 PROCUREMENT SERVICES 621990 99853870 99853870 99853870 273815 273815 43973 43973 43973 100412925 99897843 0 273815 6684240 6684240 1904343 1904343 29861171 26264726 3596445 1697344 1452570 244774 4663082 3952817 710265 2200269 1915981 284288 17275 17275 89560 89560 41000 41000 56657 56657 870698 616644 254054 40000 40000 1206800 722237 484563 2234177 1461705 772472 1333919 346881 987038 771643 714707 56936 261977 170342 91635 65031 65031 1780280 1167343 612937 799669 524349 275320 DIRECT PROCUREMENT COST 47679461 47679461 EDUCATION 559637 532137 27500 STAFF EDUCATION & SEMIN 275583 182836 92747 130909 66614 64295 105224725 94552247 10672478 0 392 1691981 24016299 24245736 12734346 18945291 1214693 1131027 1175439 1518494 45804757 4647470 41639646 41157287 6202413 5898620 0 610361 86983228 95198797 22000357 27229815 23590331 31131180 3246210 230852 48836898 58591847 X 38146330 36606950 38146330 36606950 86983228 95198797 -4811800 3272420 0 X X 0 1 X 1 0 X 50942 1085175 15919 241267 1393303 58836367 70159085 76610904 85638574 99897843 391142773 58887309 70159085 77696079 85654493 100139110 392536076 0 307004 307004 307004 307004 392229072 454514 407633 106026 150941 273815 1392929 454514 407633 106026 150941 273815 1392929 59341823 70566718 77802105 85805434 100412925 393929005 0.99570 0.99580 0.00350 0.00420 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 0 41000 41000 41000 41000 105224725 105620331 105265725 105661331 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 2000000 3000000 35922 41000 76922 250000 250000 500000 750000 PART II-A LOBBYING ACTIVITY SOUTHWEST TRANSPLANT ALLIANCE SPENT A TOTAL OF $41,000 LOBBYING ON DONATION AND PROCUREMENT ISSUES. DIRECT LOBBYING FOCUSED EXCLUSIVELY ON DONATION AND PROCUREMENT ISSUES BEFORE THE TEXAS STATE LEGISLATURE UNDER THE TEXAS REVISED UNIFORM ANATOMICAL GIFT ACT. SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION, AFFILIATED ORGANIZATION, DID NOT HAVE ANY LOBBYING ACTIVITY. 5415802 5415802 31982008 1798604 30183404 5075060 1715100 3359960 3331887 1133766 2198121 41157287 LEASE LIABILITIES 230852 230852 X 103628688 3272420 3272420 100356268 56657 56657 100412925 105168068 0 105168068 56657 56657 105224725 PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE FOLLOWING IS THE TEXT FROM THE FOOTNOTES OF THE ORGANIZATION'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS: THE ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(A) OF THE CODE OF 1986, AS AMENDED, AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE CODE. IN ADDITION, THE ORGANIZATION HAS BEEN CLASSIFIED AS A PUBLIC CHARITY UNDER THE CODE. HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE ORGANIZATION'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER CODE SECTION 511. FOR THE YEARS ENDED DECEMBER 31, 2022 AND 2021 THE ORGANIZATION HAD NO SIGNIFICANT UNRELATED BUSINESS INCOME. ACCORDINGLY, NO PROVISION FOR INCOME TAX HAS BEEN PROVIDED IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. GAAP REQUIRES THE EVALUATION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE ORGANIZATION'S FINANCIAL STATEMENTS AND TAX RETURN TO DETERMINE WHETHER THE TAX POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY. TAX POSITIONS NOT DEEMED TO MEET THE MORE LIKELY THAN NOT THRESHOLD WOULD BE RECORDED AS A TAX BENEFIT OR EXPENSE IN THE CURRENT YEAR. A RECONCILIATION IS NOT PROVIDED HEREIN, AS THE BEGINNING AND ENDING AMOUNTS OF UNRECOGNIZED BENEFITS ARE ZERO, WITH NO INTERIM ADDITIONS, REDUCTIONS, OR SETTLEMENTS. THE ORGANIZATION IS RELYING ON ITS TAX-EXEMPT STATUS AND ITS ADHERENCE TO ALL APPLICABLE LAWS AND REGULATIONS TO PRESERVE THAT STATUS. HOWEVER, THE CONCLUSIONS REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES WILL BE SUBJECT TO REVIEW AND MAY BE ADJUSTED AT A LATER DATE BASED ON FACTORS INCLUDING, BUT NOT LIMITED TO, ONGOING ANALYSIS OF TAX LAWS, REGULATIONS, AND INTERPRETATIONS THEREOF. THE ORGANIZATION RECOGNIZES INTEREST AND PENALTIES, IF ANY, RELATED TO UNCERTAIN TAX POSITIONS AS INCOME TAX EXPENSE. THE ORGANIZATION'S INFORMATIONAL RETURNS ARE GENERALLY SUBJECT TO EXAMINATION FOR THREE YEARS AFTER THE LATER OF THE DUE DATE OR DATE OF FILING. 1 SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION 8190 MANDERVILLE LANE DALLAS TX 75231 832298337 501C3 6684240 0 SATISFACTION OF NEW MARKET TAX TRANSACTION AS THE POB QALICB ENTITY 1 PART I, LINE 2: THE ONLY ORGANIZATION THAT SOUTHWEST TRANSPLANT ALLIANCE PROVIDES GRANTS TO IS ITS CONTROLLED RELATED ORGANIZATION, SOUTHEWEST TRANSPLANT ALLIANCE FOUNDATION. 1 X X X X X 0 0 0 0 0 0 0 0 0 PATTI NILES CEO 583841 0 0 0 0 0 29000 0 15130 0 627971 0 0 0 BRADLEY L ADAMS PRESIDENT 418791 0 125331 0 0 0 29000 0 22636 0 595758 0 0 0 SANDI M LEMONS CHIEF OPERATING OFFICER 469484 0 71717 0 0 0 29000 0 6110 0 576311 0 0 0 GEOFF FUNK CHIEF MEDICAL OFFICER 415953 0 93923 0 0 0 0 0 22369 0 532245 0 0 0 DOUGLAS BUTLER CHIEF CLINICAL OFFICER 257137 0 53000 0 0 0 20570 0 23434 0 354141 0 0 0 KIRSTEN GAPPELBERG CHIEF EXTERNAL AFFAIRS OFFICER 238577 0 48448 0 0 0 16647 0 23318 0 326990 0 0 0 STEPHANIE BOWMAN CFO 251144 0 51981 0 0 0 0 0 23348 0 326473 0 0 0 JO ANN ARIAS DIRECTOR OF HUMAN RESOURCES 217304 0 44970 0 0 0 15211 0 5188 0 282673 0 0 0 ANNA CERVANTES DONOR FIRST ASSIST 219382 0 17714 0 0 0 14448 0 15028 0 266572 0 0 0 A GREATER TEXAS CULTURAL EDUCATION FACILITIES FINANCE CORP 831150441 2018-09-27 25000000 CONSTRUCTION OF BUILDING 0 0 0 A 1160486 25000000 304550 24695450 2035 0 0 0 1 A 1 1 1 UMB BANK 0 0 0 0 0 A 0 FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION SOUTHWEST TRANSPLANT ALLIANCE, INC. ("STA") IS A TEXAS NOT-FOR-PROFIT CORPORATION THAT IS RECOGNIZED AS TAX EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS ALSO CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION 509(A)(2) OF THE INTERNAL REVENUE CODE. SOUTHWEST TRANSPLANT ALLIANCE IS AN ORGAN DONATION AGENCY, AND HAS AN AGREEMENT WITH THE FEDERAL GOVERNMENT'S DEPARTMENT OF HEALTH AND HUMAN SERVICES TO FUNCTION AS THE ORGAN PROCUREMENT ORGANIZATION(OPO) FOR APPROXIMATELY 37% OF THE STATE OF TEXAS. AS AN OPO, STA HAS AGREEMENTS WITH ALL OF THE HOSPITALS IN OUR SERVICE AREA TO RECOVER AND DISTRIBUTE DONATED HUMAN ORGANS AND TISSUES FOR TRANSPLANTATION IN TEXAS AND THROUGHOUT THE UNITED STATES. SOUTHWEST TRANSPLANT ALLIANCE'S MISSION IS TO SAVE AND IMPROVE LIVES THROUGH ORGAN AND TISSUE TRANSPLANTATION. TO THAT END, IN 2022 STA PROCURED 1,416 ORGANS THAT WERE RECOVERED FROM 483 ORGAN DONORS. FROM THE DALLAS METROPOLITAN AREA, AND THROUGHOUT OUR SERVICE AREA. WITHOUT THE LIFE SAVING ORGANS RECOVERED BY STA, THESE ORGAN RECIPIENTS WOULD HAVE EITHER NOT SURVIVED OR WOULD HAVE TO CONTINUE TO EXIST ENDURING DIALYSIS TREATMENTS TO KEEP THEM ALIVE. THE TRANSPLANTS FACILITATED THROUGH DONATIONS TO STA GIVE NEW LIFE AND NEW HOPE TO HUNDREDS OF TEXANS AND AMERICANS EVERY YEAR. ADDITIONALLY, STA WORKS WITH APPROVED RESEARCH PROGRAMS AT INSTITUTIONS LIKE THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AND BAYLOR UNIVERSITY MEDICAL CENTER BY PROVIDING DONATED TISSUES AND ORGANS FOR RESEARCH STUDIES TO IMPROVE AND ADVANCE THE KNOWLEDGE AND TREATMENT OF VARIOUS DISEASES AND HEALTH CONDITIONS. SINCE ITS INCEPTION IN 1974, STA HAS PROVIDED LIFE SAVING OR HEALTH RESTORING ORGANS, TISSUE AND EYE DONATIONS TO TENS OF THOUSANDS OF PATIENTS THROUGHOUT TEXAS AND THE UNITED STATES. FORM 990, PAGE 1, ITEM L: YEAR OF FORMATION SOUTHWEST TRANSPLANT ALLIANCE, INC., IN ITS PRESENT FORM, WAS FORMED ON APRIL 1, 1998 AS A RESULT OF THE MERGER OF SOUTHWEST ORGAN BANK, INC. AND ORGAN RECOVERY SYSTEMS, INC. FORM 990, PART VI, SECTION B, LINE 11B REVIEW PROCESS THE FORM 990 IS REVIEWED BY THE FINANCE COMMITTEE BEFORE THE RETURN IS APPROVED AND FINALIZED. A COPY OF FORM 990 IS DISTRIBUTED TO ALL BOARD MEMBERS FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY ANNUALLY, EACH BOARD MEMBER IS PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY, AND EACH BOARD MEMBER SIGNS THE AGREEMENT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION REVIEW THE ORGANIZATION HAS AN INDEPENDENT COMPENSATION COMMITTEE ON ITS BOARD OF DIRECTORS TO ESTABLISH THE COMPENSATION OF OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE REVIEWS INDUSTRY SALARY SURVEYS AND FORMS 990. THE COMPENSATION COMMITTEE MAKES RECOMMENDATIONS TO THE FULL BOARD OF DIRECTORS. THE BOARD OF DIRECTORS APPROVES THE COMPENSATION. THE ORGANIZATION ALSO MAINTAINS WRITTEN EMPLOYMENT CONTRACTS FOR ITS CEO, COO, AND CAO. FORM 990, PART VI, SECTION C, LINE 19 INFORMATION AVAILABILITY DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C COMMITTEE'S OVERSIGHT AND SELECTION PROCESS THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY OF THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THERE WAS NO CHANGE TO THE PROCESS DURING THE YEAR. FORM 990, PAGE 1, LINE 13: THE GRANT LISTED HERE FOR $6,684,240, AND FURTHER SHOWN ON SCHEDULE I, IS A TRANSFER TO THE RELATED ENTITIY SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION, TO SATISFY THE NEW MARKET TAX TRANSACTION AS THE QUALIFIED LOW INCOME BUSINESS ENTITY. SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION 8190 MANDERVILLE LANE DALLAS TX 75231 832298337 SUPPORT TX 501(C)(3) LINE 10 SOUTHWEST TRANSPLANT ALLIANCE INC 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION C 241267 CASH SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION D 243339 CASH SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION B 6684240 CASH SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION E 260 CASH SOUTHWEST TRANSPLANT ALLIANCE FOUNDATION 8190 MANDERVILLE LANE DALLAS TX 75231 832298337 0 0 0 0 0 0 0 0 0 0