2023-11-14T14:38:52-06:00 2022-12-31 PWC US TAX LLP 2001 MARKET STREET SUITE 1800 PHILADELPHIA PA 19103 990 2022-01-01 900424876 UAW RETIREE MEDICAL BENEFITS TRUST % GARON MEIKLE UAWR 3133245900 1155 BREWERY PRK BLVD ST 400 DETROIT MI 48207 GARON MEIKLE CFO 3133245900 2023-11-14 true GARON MEIKLE 999009999 ANTONIO C RUSSO DIRECTOR P00858539 2673303000 2023-11-08 2 2022 2023-04-26 12:10:37Z GARON MEIKLE 1155 BREWERY PRK BLVD ST 400 DETROIT MI 48207 3765202164 false X N/A X 2008 MI TO ADMINISTER FUNDS FOR POST-RETIREMENT MEDICAL BENEFITS. THE PRIMARY MISSION OF THE TRUST IS TO SERVE AS A SOURCE FOR RETIREE HEALTH CARE COVERAGE FOR ITS MEMBERS. 10 10 135 0 205176466 196635635 0 0 901722823 906698005 6294851172 545616057 426786765 551040452 7623360760 2003354514 0 0 3339886396 3380840497 30884617 28109945 0 0 0 522689813 561642774 3893460826 3970593216 3729899934 -1967238702 72205502837 62366524500 6639931697 3923915656 65565571140 58442608844 X THE UAW RETIREE MEDICAL BENEFITS TRUST (THE "TRUST") IS A VOLUNTARY EMPLOYEE BENEFICIARY ASSOCIATION ("VEBA") ORGANIZED TO HOLD, INVEST, AND ADMINISTER FUNDS FOR POST-RETIREMENT MEDICAL BENEFITS. THE PRIMARY MISSION OF THE RMBT IS TO PROVIDE EVERY MEMBER WITH HEALTH BENEFITS AND THE OPPORTUNITY TO ACHIEVE HIS/HER BEST QUALITY OF LIFE. false false 0 0 906698005 THE TRUST IS GOVERNED BY AN 11-PERSON COMMITTEE (10-PERSON AT 12-31-2022 DUE TO A VACANCY) COMPRISED OF SIX INDEPENDENT MEMBERS AND FIVE MEMBERS APPOINTED BY THE UAW. ADDITIONAL SUBCOMMITTEES EXIST FOR PLAN ADMINISTRATION, INVESTMENT, AND AUDIT. ALL COMMITTEE MEMBERS AND TRUST STAFF ADHERE TO A STRICT CODE OF ETHICS. THE PURPOSE OF THE TRUST IS TO SERVE AS A SOURCE FOR RETIREE HEALTHCARE COVERAGE FOR ITS MEMBERS. SEPARATE TRUST ACCOUNTS ARE MAINTAINED FOR EACH AUTO PLAN (GM, FORD, AND CHRYSLER) FROM WHICH BENEFITS ARE PAID. WHEN THE TRUST LAUNCHED IN JANUARY 2010, IT BECAME THE LARGEST NON-GOVERNMENTAL PURCHASER OF RETIREE HEALTHCARE IN THE UNITED STATES, PROVIDING HEALTHCARE BENEFITS TO MORE THAN 860,000 PEOPLE. IN 2022, THE TRUST PROVIDED COVERAGE FOR OVER 580,000 MEMBERS. THE TRUST CONTINUES TO SERVE ITS MISSION OF PROVIDING HEALTHCARE BENEFITS TO RETIREES AND REVIEWS THE BENEFIT DESIGN EACH YEAR TO MAKE ANY ADJUSTMENTS NECESSARY. IN 2022, THE TRUST PAID APPROXIMATELY $4.0 BILLION PROVIDING HEALTHCARE FOR ITS RETIREES AND DEPENDENTS, INCLUDING FILLING OVER 14.9 MILLION PRESCRIPTIONS FOR MEMBERS DURING THE PLAN YEAR. SINCE ITS LAUNCH, THE TRUST HAS MADE GREAT STRIDES IN FINDING WAYS TO CONTROL COSTS WHILE IMPROVING HEALTHCARE BENEFITS. FOR 2022, THE TRUST WAS PLEASED TO LOWER DEDUCTIBLES, OUT-OF-POCKET MAXIMUMS, AND OFFICE VISIT COPAYS FOR CERTAIN HEALTH PLANS. ADDITIONALLY, THE TRUST EXPANDED HEALTHCARE BENEFITS FOR CERTAIN PLANS AND ENHANCED MEMBERS' VISION BENEFITS. MEMBERS WERE ALSO INTRODUCED TO A NEW OVER-THE-COUNTER (OTC) BENEFIT. THE TRUST MEMBERSHIP IS GEOGRAPHICALLY AND DEMOGRAPHICALLY DIVERSE. THE TRUST MAINTAINS ROBUST COMMUNICATION WITH MEMBERSHIP IN ORDER TO OPERATE IN A TRANSPARENT FASHION. THE GOAL IS TO KEEP BENEFICIARIES INFORMED ON THE TRUST ACTIVITIES, AS WELL AS THE BENEFITS PROVIDED BY THE TRUST. THE TRUST AND CARRIERS SENT A SERIES OF COMMUNICATIONS TO MEMBERS REGARDING 2022 AND 2023 ENROLLMENT AND PLAN OFFERINGS. RETIREE HEALTH CARE CONNECT, THE CALL CENTER FOR TRUST MEMBERS, HANDLED NEARLY 310,000 CALLS, FROM MEMBERS AND UNION BENEFIT REPRESENTATIVES, IN 2022. A SERIES OF PRINTED MAILINGS WERE DISTRIBUTED BY THE TRUST TO NEARLY 400,000 CONTRACT-HOLDER PARTICIPANTS IN 2022. THESE MAILINGS UPDATE THE TRUST MEMBERSHIP ON BENEFITS PROVIDED BY THE TRUST AND INFORMATION REGARDING THE TRUST'S FINANCIAL POSITION. TRUST PARTNERS ALSO COMMUNICATED DIRECTLY WITH MEMBERS, ON BEHALF OF THE TRUST, REGARDING BENEFITS, PREVENTION, CHRONIC CONDITIONS AND DISEASE MANAGEMENT WHERE APPROPRIATE. ADDITIONALLY, MEMBERS WITH SPECIFIC GAPS IN CARE WERE SENT COMMUNICATIONS ENCOURAGING THEM TO TAKE PREVENTIVE MEASURES TO MANAGE THEIR CONDITION(S), IMPROVE THEIR HEALTH STATUS, AND ENGAGE WITH THEIR PRIMARY CARE PHYSICIAN. THE TRUST CONTINUES TO LEVERAGE COMMUNICATION FORMATS TO COMPLEMENT MAILINGS, INCLUDING THE TRUST-BRANDED WEBSITE (WWW.UAWTRUST.ORG) AND VIDEOS. THE MEMBER EXPERIENCE TEAM WAS ABLE TO RETURN TO TRAVELING TO IN-PERSON RETIREE MEETINGS AFTER TWO YEARS OF VIRTUAL MEETINGS DUE TO THE COVID-19 PANDEMIC. THE TEAM ATTENDED A TOTAL OF 182 RETIREE MEETINGS IN THE FALL OF 2022. BECAUSE OF ITS PAST SUCCESS, THE TEAM ALSO HELD VIRTUAL SESSIONS-VIA ZOOM AND DIAL-IN CALLS-TO INFORM MEMBERS OF 2023 ANNUAL BENEFIT CHANGES AND OTHER INFORMATION. THE TEAM HOSTED APPROXIMATELY 30 SESSIONS LISTENED TO BY NEARLY 10,000 MEMBERS. 0 false false false false false false false false false true true false false true true true true false true true false false false false false false false false true false false false false false false false false false false false true true true false true X 60 0 true 135 true true true true AR AS BA BG BD BC BR CJ CI CH false false false false true false X 10 10 false false false false false true false true true false false true true true true true true true true true true CA X GARON MEIKLE 3133245900 1155 BREWERY PARK BLVD SUITE 400 DETROIT MI 48207 X HERSHEL HARPER CHIEF INVESTMENT OFFICER 60.0 0.0 X 1607376 0 50788 MALCOLM GOEPFERT DEP.CHF INV. OFF. UNTIL 6/2/22 60.0 0.0 X 1033025 0 31022 DEBRA RITTENOUR CHIEF EXECUTIVE OFFICER 60.0 0.0 X 936655 0 35548 BRIAN GIMOTTY MANAGING DIR. UNTIL 04/15/22 60.0 0.0 X 807866 0 30918 CAMERON HAMILTON-WRIGHT DIRECTOR-PORTFOLIO STRATEGY 60.0 0.0 X 779883 0 42533 ROBERT MACARTHUR CHIEF RISK OFFICER 60.0 0.0 X 671062 0 44288 GINA BUCCALO CHIEF MEDICAL OFFICER 60.0 0.0 X 586859 0 46149 CHARLOTTE DECKER CHF.INFO. OFF. UNTIL 01/31/22 60.0 0.0 X 548495 0 12441 BRIAN BAUMHOVER DIRECTOR-REAL ASSETS 60.0 0.0 X 507697 0 44210 GARON MEIKLE CHIEF FINANCIAL OFFICER 60.0 1.0 X 500931 0 39870 LINDA DENOMME CHIEF LEGAL OFFICER 60.0 1.0 X 420196 0 27936 MARTIN TYLENDA CONTROLLER 60.0 0.0 X 298729 0 46077 RONALD BERRY ACTING CFO UNTIL 4/15/22 60.0 0.0 X 177075 0 0 ROBERT NAFTALY COMMITTEE CHAIR 3.0 0.0 X 67160 0 0 TERESA GHILARDUCCI COMMITTEE MBR UNTIL 11/28/22 2.0 0.0 X 66418 0 0 DAVID BAKER LEWIS COMMITTEE MEMBER 2.0 0.0 X 55024 0 0 GERALD BANTOM COMMITTEE MEMBER 2.0 0.0 X 52633 0 0 AMY ROBINSON COMMITTEE MEMBER 2.0 0.0 X 50825 0 0 DOUGLAS WOLL MD COMMITTEE MEMBER UNTIL 4/08/22 2.0 0.0 X 33107 0 0 CELESTE THOMAS WILLIAMS MD COMMITTEE MEMBER AS OF 6/01/22 2.0 0.0 X 21252 0 0 MARK ANSON COMMITTEE MEMBER 2.0 0.0 X 701 0 0 CYNTHIA ESTRADA COMMITTEE MEMBER 2.0 0.0 X 0 0 0 TERRY DITTES COMMITTEE MEMBER 2.0 0.0 X 0 0 0 RAY CURRY COMMITTEE MEMBER 2.0 0.0 X 0 0 0 CHARLES BROWNING COMMITTEE MEMBER 2.0 0.0 X 0 0 0 STATE STREET BANK TRUST INSTITUTIONAL TRUSTEE 2.0 0.0 X 0 0 0 9222969 0 451780 68 false true false BLUE CROSS BLUE SHIELD OF MICHIGAN 600 E LAFAYETTE AVE DETROIT MI 48226 CLAIMS ADMN SRVCS 66453370 VISTA EQUITY PARTNERS 4 EMBARCADERO 20TH FL SAN FRANCISCO CA 94111 INVESTMENT MGMT SRVS 35975301 MEDCO HEALTH SOLUTION INC 100 PARSONS POND DR FRANKLIN LAKE NJ 07417 CLAIMS ADMN SRVCS 30954248 TEMPO HOLDING COMPANY LLC 4 OVERLOOK POINT LINCOLNSHIRE IL 60069 ELIGIBILITY ADMN SRV 30566688 NEW MOUNTAIN CAPITAL LLC 787 SEVENTH AVE 49TH FL NEW YORK NY 10019 INVESTMENT MGMT SRVS 18339250 5 X 0 EGWP FEDERAL SUBSIDY 525100 864336357 864336357 PARTICIPANT CONTRIBUTIONS 525100 42361648 42361648 906698005 1091500801 205176466 886324335 0 0 0 0 0 1215962906 1761847650 -545884744 -545884744 -545884744 0 0 0 0 0 0 0 0 0 INCOME ON ALT. INVESTMENTS 523000 544219213 544219213 OTHER INVESTMENT INCOME 523000 5804977 5804977 SECURITIES LENDING 523000 1016262 1016262 551040452 2003354514 906698005 205176466 891480043 X 0 0 0 3380840497 6267698 0 17863722 1415164 1288028 1275333 0 1996129 3965745 0 0 189834208 150591625 0 579211 7015174 0 1524396 378412 0 389561 0 0 0 3227763 INVESTMENT FUND EXPENSE 175216454 FED & STATE UBIT 20657384 LIQUID INV FOREIGN TAX 3693246 ACA FEE 2200811 372655 3970593216 X 0 0 3002822139 3220391985 0 0 918302073 2539672552 0 0 0 0 0 0 0 0 2613851 2310969 6887119 6887119 42448926097 34268049249 22246974996 22232259297 0 0 0 0 3585863681 103840448 72205502837 62366524500 211610798 212471546 0 0 210014 179469 0 0 0 0 0 0 0 0 0 0 6428110885 3711264641 6639931697 3923915656 X 65565571140 58442608844 0 0 65565571140 58442608844 72205502837 62366524500 -1967238702 -5155723594 X false true X true false 325161 325161 77066 77066 6484892 6484892 PARTNERSHIP INVESTMENTS 1424838058 F REAL ESTATE AND REAL ASSETS 6772731083 F PRIVATE EQUITY INVESTMENTS 7298447541 F PRIVATE CREDIT INVESTMENTS 6736242615 F 22232259297 0 PAYABLE TO BROKER FOR SEC. PUR 3603053117 OBLIGATION UNDER SECURITY LEND 103840448 OTHER INVESTMENT PAYABLES 4371076 3711264641 X -3142048911 -5155723594 10320169 -5145403425 2003354514 2003354514 3971408475 815259 815259 3970593216 3970593216 PART X, LINE 2 TEXT OF FIN 48 (ASC 740) FOOTNOTE THE INTERNAL REVENUE SERVICE HAS DETERMINED AND INFORMED THE COMMITTEE IN A LETTER DATED MARCH3, 2010, THAT THE TRUST IS DESIGNED IN ACCORDANCE WITH SECTION501(C)(9)OF THE IRC AS A VOLUNTARY EMPLOYEES' BENEFICIARY ASSOCIATION. ALTHOUGH THE TRUST HAS BEEN AMENDED SINCE REQUESTING THE TAX EXEMPTION LETTER, THE COMMITTEE BELIEVES THE TRUST IS DESIGNED AND IS CURRENTLY BEING OPERATED IN COMPLIANCE WITH THE APPLICABLE REQUIREMENTS OF THE IRC AND THEREFORE BELIEVES THE TRUST CONTINUES TO BE TAX EXEMPT. THEREFORE, NO PROVISION FOR INCOME TAXES HAS BEEN INCLUDED IN THE TRUST'S FINANCIAL STATEMENTS. -------------------- PART XI, LINE 2D DETAIL OF OTHER ADJUSTMENTS PART XI, LINE 2D - OTHER ADJUSTMENTS: INCOME ON REAL INVESTMENTS $(12,574,608) REALIZED GAIN ON FOREIGN CURRENCY (3,660,816) UNREALIZED GAINS/(LOSSES) - UK HOLDCO 5,915,255 ------------------ TOTAL TO SCHEDULE D, PART XI, LINE 2D $(10,320,169) -------------------- PART XII, LINE 2D DETAIL OF OTHER ADJUSTMENTS CIO Investment Manager Fees $(302,113) INSURANCE FEES - UK HOLDCO 9,940 BANK CHARGES - UK HOLDCO 4,074 OTHER EXPENSES - UK HOLDCO 42,720 UK FOREIGN INCOME TAXES 898,638 ADMINISTRATIVE FEES - UK HOLD CO 162,000 ----------- TOTAL TO SCHEDULE D, PART XII, LINE 2D $(815,259) Europe (Including Iceland and Greenland) 0 0 Investments 497048329 Central America and the Caribbean 0 0 Investments 2925082225 East Asia and the Pacific 0 0 Investments 246923250 East Asia and the Pacific 0 1 Program Services INVESTMENT SERVICES 9030 0 1 0 1 3669062834 3669062834 true false true true true false X X X X true false false HERSHEL HARPER CHIEF INVESTMENT OFFICER 599867 0 1005991 0 1518 0 27000 0 23788 0 1658164 0 861268 0 LINDA DENOMME CHIEF LEGAL OFFICER 415840 0 0 0 4356 0 27000 0 936 0 448132 0 0 0 MALCOLM GOEPFERT DEP.CHF INV. OFF. UNTIL 6/2/22 204224 0 817047 0 11754 0 12375 0 18647 0 1064047 0 687237 0 GARON MEIKLE CHIEF FINANCIAL OFFICER 481941 0 18000 0 990 0 20500 0 19370 0 540801 0 0 0 GINA BUCCALO CHIEF MEDICAL OFFICER 578877 0 0 0 7982 0 27000 0 19149 0 633008 0 0 0 BRIAN GIMOTTY MANAGING DIR. UNTIL 04/15/22 108452 0 505105 0 194309 0 7793 0 23125 0 838784 0 435856 0 DEBRA RITTENOUR CHIEF EXECUTIVE OFFICER 932299 0 0 0 4356 0 27000 0 8548 0 972203 0 0 0 RONALD BERRY ACTING CFO UNTIL 4/15/22 177075 0 0 0 0 0 0 0 0 0 177075 0 0 0 CAMERON HAMILTON-WRIGHT DIRECTOR-PORTFOLIO STRATEGY 410229 0 368994 0 660 0 18753 0 23780 0 822416 0 322844 0 BRIAN BAUMHOVER DIRECTOR-REAL ASSETS 272051 0 234746 0 900 0 20500 0 23710 0 551907 0 199793 0 MARTIN TYLENDA CONTROLLER 294497 0 0 0 4232 0 27000 0 19077 0 344806 0 0 0 ROBERT MACARTHUR CHIEF RISK OFFICER 670072 0 0 0 990 0 20500 0 23788 0 715350 0 0 0 CHARLOTTE DECKER CHF.INFO. OFF. UNTIL 01/31/22 29894 0 0 0 518601 0 2168 0 10273 0 560936 0 0 0 SCHEDULE J, PART I, LINE 4A DETAIL OF SEVERANCE PAYMENTS THE FOLLOWING INDIVIDUALS RECEIVED A SEVERANCE PAYMENT DURING THE YEAR: CHARLOTTE DECKER $483,534 BRIAN GIMOTHY $189,844 FORM 990, PART V, LINE 4B FOREIGN COUNTRIES WHERE BANK ACCOUNTS ARE HELD COLOMBIA, COSTA RICA, CYPRUS, CZECH REPUBLIC, EGYPT, GHANA, GREECE, HONG KONG, HUNGARY, INDIA, INDONESIA, ISRAEL, IVORY COAST, JAPAN, KENYA, KUWAIT, MALAYSIA, MAURITIUS, MOROCCO, NAMIBIA, NIGERIA, OMAN, PAKISTAN, PANAMA, PERU, PHILIPPINES, POLAND, QATAR, ROMANIA, RUSSIA, SLOVAKIA, SOUTH KOREA, SPAIN, TAIWAN, THAILAND, TUNISIA, TURKEY, UGANDA, UNITED ARAB EMIRATES, UNITED KINGDOM, URUGUAY, VIETNAM, ZIMBABWE - SEE ADDITIONAL ATTACHMENT FOR FORM 990, PART V, LINE 4B FOR ADDITIONAL FOREIGN COUNTRIES WHERE BANK ACCOUNTS ARE HELD -------------------- FORM 990, PART VI, SECTION A, LINE 7A DETAIL OF MEMBERS OR STOCKHOLDERS THE UAW MEMBERS WHO ARE APPOINTED TO THE TRUST'S GOVERNING BODY ("THE COMMITTEE") SERVE AT THE DISCRETION OF THE UAW INTERNATIONAL PRESIDENT AND MAY BE REMOVED OR REPLACED, AND A SUCCESSOR DESIGNATED, AT ANY TIME BY WRITTEN NOTICE FROM THE UAW PRESIDENT TO THE COMMITTEE OF THE TRUST. -------------------- FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS A PROFESSIONAL TAX PREPARER IS ENGAGED TO PREPARE THE FORM 990. THE TRUST'S CHIEF FINANCIAL OFFICER, AS WELL AS EXTERNAL COUNSEL, REVIEW THE FORM 990 PRIOR TO SUBMITTING TO THE AUDIT SUBCOMMITTEE OF THE TRUST FOR THEIR REVIEW. A COPY OF FORM 990 IS PROVIDED TO THE TRUST'S GOVERNING BODY (THE "COMMITTEE") FOR REVIEW PRIOR TO FINALIZATION AND FILING WITH THE INTERNAL REVENUE SERVICE. THE INDEPENDENT CPA FIRM PREPARING THE RETURN IS MADE AVAILABLE FOR COMMITTEE MEMBERS TO ASK QUESTIONS. -------------------- FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY THE TRUST'S CONFLICT OF INTEREST POLICY IS APPLIED TO ALL EMPLOYEES AND COMMITTEE MEMBERS. EACH OF THESE INDIVIDUALS MUST DISCLOSE CERTAIN OWNERSHIP INTERESTS, COMPENSATION ARRANGEMENTS AND BOARD MEMBERSHIPS TO THE TRUST'S COMPLIANCE OFFICIAL UPON COMMENCEMENT OF THEIR ROLE AND PERIODICALLY THEREAFTER REGARDING MATERIAL CHANGES IN THEIR DISCLOSURES. THE TRUST'S COMPLIANCE OFFICER REVIEWS ALL CONFLICT OF INTEREST DISCLOSURE FORMS. IF A CONFLICT OF INTEREST EXISTS, RECUSALS MAY BE APPROPRIATE. -------------------- FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCESS UPON FORMATION, THE UAW RETIREE MEDICAL BENEFITS TRUST ENGAGED INDEPENDENT CONSULTANTS AND EXECUTIVE SEARCH FIRMS TO CONSULT WITH MEMBERS OF THE COMMITTEE TO ESTABLISH STAFFING NEEDS, JOB REQUIREMENTS, COMPENSATION BENCHMARKS AND SALARY RANGES. THE INDEPENDENT CONSULTANTS INITIALLY WORKED WITH THE COMMITTEE CHARIMAN AND THEN SUBSEQUENTLY WITH THE OTHER MEMBERS OF THE COMMITTEE TO IDENTIFY NECCESARY JOB POSITIONS, DEVELOP AN ORGANIZATION CHART, PREPARE JOB DESCRIPTIONS, ASSIGN A PAY GRADE TO EACH POSITION, AND BENCHMARK SALARY SURVEYS FOR VARIOUS JOB POSITIONS. SALARY SURVEYS CONSIDERED HEALTH CARE ORGANIZATIONS, INVESTMENT MANAGEMENT FIRMS, AND OTHER TRUST ORGANIZATIONS. THIS BENCHMARK DATA WAS USED BY THE COMMITTEE TO ESTABLISH AND APPROVE COMPENSATION OFFERED TO THE TRUST'S FIRST EXECUTIVE DIRECTOR, CFO AND CIO, AS WELL AS ESTABLISHING PAY RANGES FOR EACH LOWER PAY GRADE. THE COMMITTEE HAS SINCE BEEN ADVISED ON A PERIODIC BASIS OF STAFFING STATUS AND ACTIVITIES. THE TRUST PERIODICALLY PERFORMS COMPENSATION STUDIES FOR KEY POSITIONS AND FOR CERTAIN NEW HIRES. -------------------- FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABILITY TO THE PUBLIC THE TRUST MAKES MANY OF ITS GOVERNING DOCUMENTS AVAILABLE ON ITS WEBSITE, AND IT PERIODICALLY DISTRIBUTES CERTAIN GOVERNING DOCUMENTS TO PLAN PARTICIPANTS AND BENEFICIARIES. THE CONFLICT-OF-INTEREST POLICY AND FINANCIAL STATEMENTS ARE GENERALLY AVAILABLE FOR INSPECTION UPON WRITTEN REQUEST MADE DIRECTLY TO THE TRUST. -------------------- FORM 990, PART VII, SECTION A ADDITIONAL INFORMATION REGARDING THE INSTITUTIONAL TRUSTEE REPORTED IN ADDITION TO ACTING AS TRUSTEE, STATE STREET BANK & TRUST PROVIDES VARIOUS OTHER SERVICES TO THE TRUST, INCLUDING INVESTMENT, MANAGEMENT, CUSTODIAN AND ADMINISTRATIVE SERVICES. TOTAL DIRECT COMPENSATION PAID TO STATE STREET BANK & TRUST FOR THE YEAR ENDED DECEMBER 31, 2022 WAS $7,757,950 -------------------- FORM 990, PART VII, SECTION A ADDITIONAL INFORMATION REGARDING OFFICERS, DIRECTORS, AND TRUSTEES OF THE ORGANIZATION AN INDEPENDENT FIDUCIARY HAS BEEN APPOINTED FOR GENERAL MOTORS COMPANY. THE INDEPENDENT FIDUCIARY IS NOT REQUIRED TO BE REPORTED IN PART VII BUT IS BEING DISCLOSED IN SCHEDULE O DUE TO THE IMPORTANT ROLE IN ADMINISTERING THE INVESTMENT IN GENERAL MOTORS COMMON STOCK IN THE GENERAL MOTORS' PLAN. THE FOLLOWING EXPLAINS THE ROLE AND RESPONSIBILITIES OF THE INDEPENDENT FIDUCIARY IN MORE DETAIL: PURSUANT TO ARTICLE XI OF THE TRUST AGREEMENT, THE COMMITTEE, IN ITS SOLE DISCRETION, IS INSTRUCTED TO SELECT AND APPOINT AN INDEPENDENT FIDUCIARY AS NAMED FIDUCIARY AND INVESTMENT MANAGER WHO, FROM AND AFTER THE DATE OF THE SETTLEMENT AGREEMENTS WITH GENERAL MOTORS COMPANY, SHALL HAVE AND EXERCISE ALL DISCRETIONARY POWER AND AUTHORITY OF THE TRUST WITH RESPECT TO THE MANAGEMENT, DISPOSITION AND VOTING OF THE RESPECTIVE SECURITIES CONTRIBUTED BY THE AUTOMOTIVE COMPANY. PURSUANT TO ITS AUTHORITY UNDER THE TRUST AGREEMENT, THE COMMITTEE HAS THE AUTHORITY TO RETAIN THE INDEPENDENT FIDUCIARY AND MONITOR THE PERFORMANCE OF ITS SERVICES. THE COMMITTEE HAS THE POWER TO REMOVE AND REPLACE AN INDEPENDENT FIDUCIARY FOR CAUSE. THE INDEPENDENT FIDUCIARY IS AUTHORIZED AS FOLLOWS FOR THE RESPECTIVE SECURITIES: 1. EXERCISE DIRECTLY OR ON BEHALF OF THE TRUST, OR DIRECT THE TRUSTEE TO EXERCISE AS APPROPRIATE, ALL OF THE TRUST'S LEGAL AND CONTRACTUAL AUTHORITY AND RESPONSIBILITY AS OWNER OF THE NOTES, THE SHARES, AND ANY FUTURE SECURITIES AS APPLICABLE (HEREIN COLLECTIVELY REFERRED TO AS "AUTO SECURITIES") ACQUIRED BY THE TRUST, INCLUDING: A. EXERCISING ALL RIGHTS OF THE TRUST IN ITS SOLE DISCRETION INCLUDING BUT NOT LIMITED TO INITIATION OR PARTICIPATION IN THE REGISTRATION OF ANY AUTO SECURITIES, EXERCISING ALL VOTING RIGHTS WITH RESPECT TO AUTO SECURITIES, AND NEGOTIATING AND ACCEPTING ANY AMENDMENTS TO THE TRANSACTION AGREEMENTS; B. ACCEPTING ANY CONTRIBUTION OF ADDITIONAL AUTO SECURITIES; C. VALUING THE AUTO SECURITIES; D. MAKING ANY DECISION TO SELL, LOAN, HYPOTHECATE, PLEDGE AS SECURITY FOR A LOAN, EXCHANGE, CONVERT OR OTHERWISE DISPOSE OF ALL OR ANY OF THE AUTO SECURITIES; E. COMPLYING WITH ANY CONDITIONS OR LIMITATIONS IN ANY FINAL PROHIBITED TRANSACTION EXEMPTION ("PTE") ISSUED BY THE DEPARTMENT OF LABOR; F. COMPLYING OR ASSISTING AUTO IN COMPLYING AS REQUIRED IN ANY TRANSACTION AGREEMENT, WITH ANY REGULATORY OR OTHER REQUIREMENTS, INCLUDING FILING OBLIGATIONS; G. INITIATING OR PARTICIPATING IN ANY CLAIM OR SUIT AGAINST A PARTY TO ANY OF THE TRANSACTION AGREEMENTS ARISING OUT OF BREACH, OR RELATED TO THE ISSUANCE AND OWNERSHIP OF, THE AUTO SECURITIES; AND H. SELECTING AND CONTRACTING ON BEHALF OF THE TRUST WITH SUCH AUDITORS, APPRAISERS, ACTUARIES, INVESTMENT ADVISORS, BROKERS, DEALERS AND UNDERWRITERS, AND OUTSIDE LEGAL COUNSEL AS THE INDEPENDENT FIDUCIARY DEEMS APPROPRIATE TO ASSIST THE INDEPENDENT FIDUCIARY IN THE PERFORMANCE OF ITS DUTIES. 2. ADVISE THE COMMITTEE WITH RESPECT TO THE MANNER IN WHICH AUTO SECURITIES SHOULD BE REFLECTED OR INCORPORATED INTO THE FUNDING POLICY TO BE ADOPTED BY THE COMMITTEE. 3. REPORT AT LEAST ONCE A YEAR TO THE COMMITTEE AS A WHOLE, AND PERIODICALLY REPORT AS NECESSARY, TO THE INVESTMENT COMMITTEE. THE LAST REMAINING SHARES OF GENERAL MOTORS' STOCK WERE SOLD ON FEBRUARY 12, 2021 AND THE CASH WAS TRANSFERRED TO THE TRUST. SHORTLY THEREAFTER, THE TRUST'S AGREEMENT WITH THE INDEPENDENT FIDUCIARY WAS TERMINATED. -------------------- FORM 990, PART VIII AND PART IX ADDITIONAL INFORMATION REGARDING THE REVENUES/EXPENSES REPORTED THIS FORM 990 IS FOR THE TRUST THAT ENCOMPASSES THREE PLANS. THE FORM 990 IS REPORTED AT THE TRUST LEVEL AND INCLUDES THE SUM OF THE THREE PLANS' FINANCIAL STATEMENTS. -------------------- FORM 990, PART X ADDITIONAL INFORMATION REGARDING BALANCE SHEET CERTAIN PRIOR YEAR BALANCES HAVE BEEN RESTATED IN ORDER TO CONFORM TO THE CURRENT YEAR PRESENTATION. -------------------- ALPINVEST A2 INVESTMENT FUND LP ONE VANDERBILT AVENUE SUITE 3400 NEW YORK NY 10017 462426430 PRIVATE EQUITY DE UAW RMBT EXCLUDED FROM TAX 37975892 96896224 false 12617 false 0.99010 ALPINVEST A2 INVESTMENT FUND II LP 299 PARK AVENUE 35TH FLOOR NEW YORK NY 10171 471663811 PRIVATE EQUITY DE UAW RMBT EXCLUDED FROM TAX 34819578 30333104 false -59330 false 0.99010 AMERRA AGRI MULTI STRATEGY FUND LP 55 WEST 46TH STREET STE 2801 NEW YORK NY 10036 465521889 REAL ASSETS DE UAW RMBT EXCLUDED FROM TAX 12356637 156442026 false -83969 false 0.99730 BLACK RIVER AGRICULTURE COINVEST FUND A 33 SOUTH SIXTH STREET SUITE 4100 MINNEAPOLIS MN 55402 471295276 REAL ASSETS DE UAW RMBT EXCLUDED FROM TAX 26835256 57886334 false 0 false 0.98970 BLACK RIVER AGRICULTURE FUND 21 LP 33 SOUTH SIXTH STREET SUITE 4100 MINNEAPOLIS MN 55402 472022335 REAL ASSETS DE UAW RMBT EXCLUDED FROM TAX 37563704 85024126 false 0 false 0.99990 BRIGHTWOOD CAPITAL CO-INVEST FUND LP 810 SEVENTH AVENUE 26TH FLOOR NEW YORK NY 10019 822816560 PRIVATE CREDIT NY UAW RMBT EXCLUDED FROM TAX 3578169 48396938 false 0 false 0.97500 BTG PACTUAL BRAZIL TIMBERLAND FUND I D PO BOX 309 UGLAND HOUSE GRAND CAYMAN CJ KY1-1104 REAL ASSETS CJ UAW RMBT EXCLUDED FROM TAX 6405580 94317013 false 0 false 0.88390 C-III RECOVERY FUND II CO-INVESTMENT LP 6031 CONNECTION DRIVE SUITE 200 IRVING TX 75039 473031134 REAL ESTATE DE UAW RMBT EXCLUDED FROM TAX 7 47211786 false 0 false 0.97990 CORAL SEA CO INVESTMENT PARTNERS LP 410 PARK AVENUE 19TH FLOOR NEW YORK NY 10022 812909714 PRIVATE EQUITY DE UAW RMBT EXCLUDED FROM TAX 15131507 70918768 false 0 false 0.98000 ELY PENNSYLVANIA DW LP 301 HOWARD STREET SUITE 2100 SAN FRANCISCO CA 94105 824043126 PRIVATE EQUITY DE UAW RMBT EXCLUDED FROM TAX -186854 131734674 false -136196 false 0.98010 ENTRUST GLOBAL ROC PARTNERS LP 375 PARK AVENUE 24TH FLOOR NEW YORK NY 10152 831292112 PRIVATE EQUITY DE UAW RMBT EXCLUDED FROM TAX 10682462 561103844 false 0 false 0.97280 GCM GROSVENOR WRENCH PRIMARIES LP 767 FIFTH AVENUE 14TH FLOOR NEW YORK NY 10153 834203908 PRIVATE EQUITY DE UAW RMBT EXCLUDED FROM TAX 2015856 93493854 false -15512 false 0.99000 HARBOURVEST REAL ASSETS ENERGY FUND LP ONE FINANCIAL CENTER BOSTON MA 02111 465164921 REAL ASSETS DE UAW RMBT UNRELATED 10937982 66332517 false 10261820 false 0.99930 HARBOURVEST REAL ASSETS ENERGY FUND II ONE FINANCIAL CENTER BOSTON MA 02111 472184367 REAL ASSETS DE UAW RMBT UNRELATED 50616771 443125760 false 29085434 false 0.99170 HV SPECIAL SITUATIONS FUND LP ONE FINANCIAL CENTER BOSTON MA 02111 474289568 PRIVATE EQUITY DE UAW RMBT EXCLUDED FROM TAX 21351851 262969038 false -3259448 false 0.99130 IP IV AIV (E) LP - 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