2023-11-14T09:46:38-06:00 2022-12-31 366055558 GRANT THORNTON LLP 75 STATE ST 13TH FLOOR BOSTON MA 02109 990 2022-01-01 953947744 AUTRY MUSEUM OF THE AMERICAN WEST AUTR 3234954279 4700 WESTERN HERITAGE WAY LOS ANGELES CA 90027 GASPARE BENSO VP OF FINANCE & OP. 3234954279 2023-11-14 1 GASPARE BENSO XXX-XX-XXXX 0 ERIN COUTURE P01390592 6177237900 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z STEPHEN ARON 4700 WESTERN HERITAGE WAY LOS ANGELES CA 90027 24058712 0 X WWW.THEAUTRY.ORG X 1988 CA BRINGS TOGETHER THE DIVERSE STORIES OF THE PEOPLES OF THE AMERICAN WEST (CONTINUED IN SCH O)CONNECTING THE PAST WITH THE PRESENT. 43 43 192 114 3095 0 9794509 6379994 137795 311048 2196552 -740304 220297 284250 12349153 6234988 0 6800 0 0 9609803 9786497 0 0 2005656 8569534 9595572 18179337 19388869 -5830184 -13153881 225852351 192656383 31487427 4075306 194364924 188581077 X THE AUTRY BRINGS TOGETHER THE STORIES OF ALL PEOPLES OF THE AMERICAN WEST, CONNECTING THE PAST WITH THE PRESENT TO INSPIRE OUR SHARED FUTURE. THE AUTRY CREATES PROVOCATIVE, ENGAGING, AND COMPELLING MUSEUM EXPERIENCES THAT INCREASE PEOPLE'S UNDERSTANDING (CONTINUED IN SCH O)OF EACH OTHER AND AMERICA, HELP THE COMMUNITY ASK AND ANSWER IMPORTANT QUESTIONS ABOUT THE MOST PRESSING ISSUES OF SOCIETY, AND PROMOTE SOLUTIONS BENEFICIAL TO THE GREATER GOOD. 0 0 13233401 372804 THE AUTRY'S MUSEUM GALLERIES AND ONLINE PLATFORMS TELL DIVERSE AND COMPLICATED STORIES OF THE AMERICAN WEST. TEMPORARY ONSITE EXHIBITIONS THAT OPENED IN 2022 INCLUDED THE ANNUAL MASTERS OF THE AMERICAN WEST ART EXHIBITION AND SALE; DRESS CODES; AND THE SILENT WEST. THE MUSEUM EXPERIENCE CONTINUES IN THE MUSEUM'S PERMANENT GALLERIES, WHICH EXPLORE OTHER HISTORIES AND COMMUNITIES OF THE WEST. THE ART OF THE WEST GALLERY SHOWCASES THE DYNAMIC AND EVOLVING WORLD OF ART THAT SPRINGS FROM THE CULTURAL PRACTICES OF SOME OF THE MANY PEOPLES WHO HAVE SHAPED AND CONTINUE TO SHAPE THE AMERICAN WEST. THE COWBOY GALLERY DETAILS THE EVOLUTION OF THE COWBOY FROM THE OPEN RANGE TO THE ERA OF THE TEXAS TRAIL DRIVES AND RANCHING ON THE PLAINS. THE HUMAN NATURE GALLERY FOCUSES ON FOUR KEY CALIFORNIA STORIES (CONTINUED IN SCHEDULE O)SALMON, FIRE, DESERT, AND WATERWAYS (NEW IN 2022) THAT REVEAL HOW TRADITIONAL ECOLOGICAL KNOWLEDGE CAN HELP CURRENT RESIDENTS UNDERSTAND AND CARE FOR THE ENVIRONMENT. THE COLT REVOLVER IN THE AMERICAN WEST EXPLORES THE HISTORY AND IMPACT OF SAMUEL COLT'S REVOLUTIONARY REVOLVER IN THE AMERICAN WEST. THE JOURNEYS GALLERY EXPLORES THE PEOPLE AND EVENTS THAT CHANGED THE WEST IN THE SECOND HALF OF THE 19TH CENTURY. 564603 6800 THE AUTRY PROMOTES RESEARCH AND EDUCATIONAL ACTIVITIES, ENCOURAGES THE DEVELOPMENT OF GROUNDBREAKING SCHOLARSHIP, AND REACHES A BROAD AUDIENCE THROUGH PROGRAMS AND PUBLICATIONS. ITS RESEARCH LIBRARY PROVIDES ACCESS TO ONE OF THE NATION'S MOST COMPREHENSIVE COLLECTIONS OF BOOKS, ARCHIVES AND ARTIFACTS REGARDING NATIVE AMERICAN CULTURES AND THE HISTORY OF THE AMERICAN WEST. AUTRY RESEARCH FELLOWSHIP ARE AWARDED ANNUALLY TO SUPPORT SCHOLARLY PROJECTS CONCERNING THE STUDY OF PEOPLE AND CULTURES OF THE AMERICAN WEST. 1401911 7038 THE EDUCATION DEPARTMENT IS DEDICATED TO ENRICHING THE EXPERIENCE OF ALL VISITORS THROUGH THOUGHTFUL, ENTERTAINING AND ENGAGING CLASSES, PROGRAMS AND ACTIVITIES. THROUGHOUT 2022, WHICH INCLUDES THE SECOND SEMESTER OF THE 2021-2022 ACADEMIC YEAR AND THE FIRST SEMESTER OF THE 2022-2023 ACADEMIC YEAR, THE AUTRY SERVED 5,521 K-12 STUDENTS IN-PERSON, INCLUDING STUDENTS FROM TITLE I SCHOOLS WHO CAME THROUGH THE ALL-ABOARD BUS PROGRAM. IN 2022, THE AUTRY SERVED 1,558 K-12 STUDENTS WITH VIRTUAL CLASSES. THROUGH ONLINE, VIA DIGITAL TOURS, LESSONS, PRIMARY SOURCE COLLECTIONS, AND OTHER INTERACTIVE FEATURES, THE AUTRY EDUCATION DEPARTMENT SERVED 15,048 UNIQUE USERS ONLINE IN 2022. THE AUTRY EDUCATION DEPARTMENT ALSO RESUMED ITS OUTREACH PROGRAMS IN WHICH MUSEUM EDUCATORS GO INTO CLASSROOMS ACROSS (CONTINUED IN SCH O)LOS ANGELES COUNTY. THROUGH THE AUTRY IN RESIDENCE PROGRAM, THE AUTRY SERVED 1,350 THIRD, FOURTH, AND FIFTH GRADE STUDENTS. THROUGH THE AUTRY CLASSROOM CURATORS OUTREACH PROGRAM, THE AUTRY SERVED 1,305 K-16 STUDENTS. THE EDUCATION DEPARTMENT OFFERS PROGRAMS EXPLORING DIVERSE ASPECTS OF LIFE IN THE WEST THROUGH THE AUTRY'S ART AND ARTIFACTS AND MEETS CALIFORNIA STATE CONTENT STANDARDS IN HISTORY/SOCIAL SCIENCE FOR KINDERGARTEN THROUGH 12TH GRADE. EXAMPLES OF THESE STANDARDS INCLUDE ANIMALS OF THE WEST (FOR KINDERGARTEN THROUGH 2ND GRADE), CALIFORNIA'S FIRST PEOPLES (FOR 3RD THROUGH 8TH GRADES), ADVENTURES ON THE OREGON TRAIL (FOR 3RD THROUGH 6TH GRADES), AMERICAN INDIAN OF THE WEST (FOR 3RD THROUGH 6TH GRADES), THE CALIFORNIA GOLD RUSH (FOR 3RD THROUGH 6TH GRADES), ART OF THE WEST (FOR 8TH THROUGH 12TH GRADES), AND DAY OF DELIBERATION (FOR 8TH THROUGH 12TH GRADES). THE AUTRY ALSO OFFERS OLDER STUDENTS A DEEPER UNDERSTANDING OF THE STORY OF THE WEST THROUGH INNOVATIVE OUTREACH PROGRAMS. MUSEUM EDUCATORS WORK IN LOCAL SCHOOLS TO BRING TOGETHER STUDENTS, TEACHERS, AND MUSEUM PROFESSIONALS TO LEARN ABOUT HISTORY IN FUN AND ENGAGING WAYS, INCLUDING THE ANNUAL STUDENT VISUAL ARTS EXHIBITION. THE AUTRY ALSO SUPPORTS THE PROFESSIONAL DEVELOPMENT OF EDUCATORS THROUGH THE AUTRY CLASSROOM CURATORS PROGRAM, WHICH HELP LOS ANGELES-AREA TEACHERS TO CREATE OBJECT AND PROJECT-BASED LEARNING UNITS. 540607 81995 NATIVE VOICES: THE AUTRY'S RESIDENT THEATRE COMPANY IS DEVOTED TO DEVELOPING AND PRODUCING NEW WORKS FOR THE STAGE BY NATIVE AMERICAN, ALASKA NATIVE, AND FIRST NATIONS PLAYWRIGHTS. IT IS WIDELY RESPECTED IN NATIVE AMERICAN AND THEATRE COMMUNITIES FOR ITS BREAKTHROUGH PLAYS AND DIVERSE PROGRAMMING, WHICH HIGHLIGHT UNIQUE POINTS OF VIEW WITHIN NATIVE COMMUNITIES IN NORTH AMERICA. NATIVE VOICES PERFORMANCES AND READINGS TAKE PLACE INSIDE THE AUTRY'S WELLS FARGO THEATRE, WITH SELECT READINGS OF SHORT PLAYS AND PLAYS IN DEVELOPMENT ALSO AVAILABLE TO AUDIENCES VIRTUALLY.POPULAR AUTRY PUBLIC PROGRAMS INCLUDE THE LONG-RUNNING 'WHAT IS A WESTERN?' FILM SERIES WHICH EXPLORES THE WIDE RANGE OF MOVIES THAT CAN BE CONSIDERED WESTERNS, AND THE WAYS IN WHICH THEY SHAPE OUR UNDERSTANDING OF THE AMERICAN WEST. EACH SCREENING INCLUDES A GUEST LECTURER TO INTRODUCE THE FILM AND ITS SIGNIFICANCE IN THE GENRE. OVER THE COURSE OF 2022, THE AUTRY WAS ABLE TO BRING BACK TO A FULL SCHEDULE OF IN-PERSON PUBLIC PROGRAMS AS RESTRICTIONS FROM THE COVID-19 PANDEMIC AND OMICRON VARIANT BEGAN TO EASE. THE ANNUAL AMERICAN INDIAN ARTS MARKETPLACE RETURNED FOR THE FIRST IN-PERSON FESTIVAL SINCE 2019, FEATURING CULTURAL PERFORMANCES AND NEW WORKS BY OVER 100 NATIVE AMERICAN ARTISTS FROM OVER 4O TRIBES. THIS LONG-RUNNING GATHERING PROVIDES OPPORTUNITY FOR NATIVE ARTISTS TO SELL THEIR WORK, CONNECT TO A BROAD AUDIENCE, AND NURTURE NEW AND LONGSTANDING RELATIONSHIPS. ALSO RETURNING IN 2022, AND MUCH LOVED BY THE LOCAL COMMUNITY, THE SIZZLING SUMMER NIGHTS SERIES BROUGHT LIVE MUSIC AND DANCING TO THE MUSEUM PLAZA FEATURNING PERFORMANCES OF TOP AND EMERGING MUSICIANS IN THE SALS AND LATIN FUSION MUSIC SCENE. 540607 81995 15740522 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 112 0 1 192 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 43 43 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X GASPARE BENSO 3234954279 4700 WESTERN HERITAGE WAY LOS ANGELES CA 90027 STEPHEN ARON PRESIDENT & CEO 40.00 0.00 X 314792 0 6296 GASPARE BENSO VP OF FINANCE & OPERATIONS 40.00 0.00 X 202795 0 28444 CRISTIAN HAMILTON ACTING VP OF DEVELOPMENT 40.00 0.00 X 179110 0 22230 AMY SCOTT EVP, RESEARCH & INTERPRETATION 40.00 0.00 X 149654 0 12488 JENNIFER SAMSEL SR. DIRECTOR, MAJOR GIFTS 40.00 0.00 X 152706 0 5494 JENNIFER DAVIDSON-GOLDBRONN SR. DIRECTOR, MAJOR GIFTS 40.00 0.00 X 145417 0 12024 JOE D HORSE CAPTURE - VP NATIVE COLLEC. & AHMANSON CURATOR 40.00 0.00 X 138693 0 7337 DAVID W CARTWRIGHT CHAIR(TO 12/22);VC(AS OF 12/22),SEC. 1.00 0.00 X X 0 0 0 JODIE REA VC (TO 12/22);CHAIR (AS OF 12/22) 1.00 0.00 X 0 0 0 STANLEY SCHNEIDER TREASURER 1.00 0.00 X X 0 0 0 THOMAS L LEE FINANCE COMMITTEE CHAIRMAN 1.00 0.00 X 0 0 0 GRANT WITHERS AUDIT COMMITTEE CHAIRMAN 1.00 0.00 X 0 0 0 JACQUELINE AUTRY TRUSTEE 1.00 0.00 X 0 0 0 ROBERT BARTON TRUSTEE 1.00 0.00 X 0 0 0 ALI BASTANI TRUSTEE 1.00 0.00 X 0 0 0 DEAN BERESFORD TRUSTEE 1.00 0.00 X 0 0 0 COLLEEN A CABALLERO TRUSTEE 1.00 0.00 X 0 0 0 VINCE CABALLERO TRUSTEE 1.00 0.00 X 0 0 0 DUANE CHAMPAGNE TRUSTEE (AS OF 12/2022) 1.00 0.00 X 0 0 0 PATRICIA CHAVEZ TRUSTEE 1.00 0.00 X 0 0 0 FRANK H COUNTNER TRUSTEE 1.00 0.00 X 0 0 0 SUSAN COUNTNER TRUSTEE 1.00 0.00 X 0 0 0 MARIAN CRAVER TRUSTEE 1.00 0.00 X 0 0 0 THEODORE CRAVER JR TRUSTEE 1.00 0.00 X 0 0 0 CAROLE GOLDBERG TRUSTEE (AS OF 12/2022) 1.00 0.00 X 0 0 0 JAY H GRODIN TRUSTEE 1.00 0.00 X 0 0 0 CALVIN B GROSS TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL HEUMANN TRUSTEE 1.00 0.00 X 0 0 0 ALAN F HORN TRUSTEE 1.00 0.00 X 0 0 0 DON B HUNTLEY TRUSTEE (TO 2/2022) 1.00 0.00 X 0 0 0 ELLEN JIMENEZ TRUSTEE (TO 2/2022) 1.00 0.00 X 0 0 0 FEDERICO JIMENEZ TRUSTEE 1.00 0.00 X 0 0 0 COLLEEN LEE TRUSTEE 1.00 0.00 X 0 0 0 MARK MACARRO TRUSTEE 1.00 0.00 X 0 0 0 GREG MARTIN TRUSTEE 1.00 0.00 X 0 0 0 CARYLL S MINGST TRUSTEE 1.00 0.00 X 0 0 0 JANE NAKAGAWA TRUSTEE 1.00 0.00 X 0 0 0 SHERRYL A NICHOLAS TRUSTEE (TO 11/2022) 1.00 0.00 X 0 0 0 JAMES R PARKS TRUSTEE 1.00 0.00 X 0 0 0 JAMES REA TRUSTEE 1.00 0.00 X 0 0 0 KEITH W RENKEN TRUSTEE 1.00 0.00 X 0 0 0 LOIS R RICE TRUSTEE 1.00 0.00 X 0 0 0 CARL W ROBERTSON TRUSTEE (TO 12/2022) 1.00 0.00 X 0 0 0 SHARON ROGERS-MCKAY TRUSTEE 1.00 0.00 X 0 0 0 BRENDA H RUTTENBERG TRUSTEE 1.00 0.00 X 0 0 0 GARY M RUTTENBERG TRUSTEE 1.00 0.00 X 0 0 0 LORA A SANDRONI TRUSTEE 1.00 0.00 X 0 0 0 ROBERT U SANDRONI TRUSTEE 1.00 0.00 X 0 0 0 GARY SCHNEIDER TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL L SHANNON TRUSTEE (TO 11/2022) 1.00 0.00 X 0 0 0 BRENDA STEVENSON TRUSTEE 1.00 0.00 X 0 0 0 ROBERTA L TURNER TRUSTEE 1.00 0.00 X 0 0 0 LYNN VALBUENA TRUSTEE 1.00 0.00 X 0 0 0 ALAN WHITMAN TRUSTEE 1.00 0.00 X 0 0 0 JOHNNY ZAMRZLA TRUSTEE 1.00 0.00 X 0 0 0 1283167 0 94313 10 0 1 0 SERENERGY CORP 2322 GARDNER PLACE GLENDALE CA 91206 HVAC SYSTEMS SERVICE & MAINTENANCE 644949 SIEMENS INDUSTRY INC LOCKBOX 2134 CAROL STREAM IL 60132 FIRE ALARM SYSTEMS 146854 BLACKBAUD INC PO BOX 844827 BOSTON MA 022844827 SOFTWARE 144962 CANDY BANYAN PRODUCTIONS LLC 8581 SANTA MONICA BLVD 495 WEST HOLLYWOOD CA 90069 EVENT PLANNER & ORGANIZER 130268 MUSEUM OPERATIONS LLC 4214 LAFAYETTE PLACE CULVER CITY CA 90232 PROJECT MANAGER 130050 8 286834 178835 2207188 3707137 6379994 MUSEUM ADMISSIONS 712110 311048 311048 311048 339547 339547 7934 7934 7400 0 7400 7400 7400 16190096 61191 17269821 61317 -1079725 -126 -1079851 -1079851 293901 178835 217272 76629 76629 429198 275314 153884 150789 3095 MISCELLANEOUS 900099 38403 38403 38403 6234988 461837 3095 -609938 6800 6800 530586 185705 259987 84894 7694736 5846110 776816 1071810 198049 144648 24700 28701 736444 620241 18432 97771 626682 445500 98685 82497 136 136 114200 114200 38137 38137 700197 483982 111861 104354 183225 161724 3727 17774 899958 794985 14293 90680 684090 513797 35226 135067 1569298 1545344 21481 2473 90619 80488 4753 5378 23614 23493 121 62434 62434 2766531 2731258 31601 3672 603236 584872 11114 7250 PRODUCTION COST 631755 620569 10019 1167 REPAIR & MAINTENANCE 576688 552163 16929 7596 ENTERTAINMENT 307698 35315 26556 245827 SUPPLIES 119402 117107 2164 131 224354 183987 21753 18614 19388869 15740522 1642691 2005656 31875962 4399396 118672691 117126409 11710 75147 400373 399248 64716 260148 100077767 46580443 55231782 53497324 11233856 9182050 150380 24206 8210881 7692455 225852351 192656383 2074744 2030669 26925152 1900000 2487531 144637 31487427 4075306 X 31777406 56282368 162587518 132298709 194364924 188581077 225852351 192656383 X -13153881 -891339 8261373 X 0 1 X 1 0 X 12826882 19814920 6346556 9794509 6379994 55162861 340428 340428 340428 340428 340428 1702140 13167310 20155348 6686984 10134937 6720422 56865001 32724973 24140028 201735 207758 155477 148039 354881 1067890 15416 48512 13411 4285 3095 84719 1800249 227293 234631 194900 293901 2750974 60768584 3225244 0.39720 0.31870 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GROSS FUNDRAISING INCOME - 2018 AMOUNT: $ 1,800,249. 2019 AMOUNT: $ 227,293. 2020 AMOUNT: $ 234,631. 2021 AMOUNT: $ 194,900. 2022 AMOUNT: $ 293,901. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X EDUCATION 0 11384236 -1669655 508000 9206581 10689051 1175185 480000 11384236 10092868 1480502 884319 10689051 9141732 1851136 900000 10092868 10317642 -445190 676899 53821 9141732 0.21800 0.57600 0.20600 1 0 5305189 5305189 39723168 37776966 1946202 41383355 1775478 39607877 12228545 7027999 5200546 1437510 1437510 53497324 EIDL-SBA LOAN 144637 144637 X 14016437 -891339 449552 8261373 7819586 6196851 38137 38137 6234988 19800284 449552 449552 19350732 38137 38137 19388869 PART III, LINE 1A: ORGANIZATION ELECTION TO NOT REPORT ART, TREASURES, OR OTHER SIMILAR ASSETS THE AUTRY COLLECTION IS COMPRISED OF WORKS OF ART (PAINTINGS, SCULPTURES, WORKS ON PAPER, AND PHOTOGRAPHS), HISTORIC ARTIFACTS, ARCHAEOLOGICAL AND ETHNOGRAPHIC MATERIALS, SOUND RECORDINGS, FILMS, AND LIBRARY AND RESEARCH MATERIAL RELATED TO THE HISTORY OF THE WEST AND INDIGENOUS CULTURES OF THE UNITED STATES. THE COLLECTIONS ARE MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION, AND RESEARCH PURPOSES IN FURTHERANCE OF THE AUTRY'S MISSION. ITEMS ARE CATALOGUED, PRESERVED, AND CARED FOR ACCORDING TO THE AMERICAN ALLIANCE OF MUSEUMS' STANDARDS, AND COLLECTION AUDITS ARE PERFORMED REGULARLY. THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE AUTRY'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENTS OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN NET ASSETS WITH OR WITHOUT DONOR RESTRICTIONS, DEPENDING ON THE SOURCE OF THE ASSETS USED TO PURCHASE THE ITEMS AND WHETHER THOSE ASSETS WERE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. THE AUTRY'S COLLECTION POLICY REQUIRES THAT PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE TO BE USED FOR ACQUISITIONS TO THE COLLECTION. PART III, LINE 4: DESCRIPTION OF ORGANIZATION'S COLLECTIONS THE AUTRY'S COLLECTIONS OF MORE THAN 600,000 WORKS OF ART AND ARTIFACTS INCLUDE THE SOUTHWEST MUSEUM OF THE AMERICAN INDIAN COLLECTION, ONE OF THE LARGEST AND MOST SIGNIFICANT OF NATIVE AMERICAN MATERIALS IN THE UNITED STATES. THE AUTRY PRESENTS A WIDE RANGE OF EXHIBITIONS AND PUBLIC PROGRAMS INCLUDING LECTURES, FILM, THEATER, FESTIVALS, FAMILY EVENTS, AND MUSIC AND PERFORMS SCHOLARSHIP, RESEARCH, AND EDUCATIONAL OUTREACH. THE AUTRY'S DESIRED IMPACT IS TO CREATE RELEVANCY BETWEEN HISTORY AND THE PRESENT DAY AND TO ENGAGE THE PUBLIC IN EXPLORATION OF CRITICAL CONTEMPORARY CONCERNS IN ORDER TO SHAPE THE FUTURE. THE COLLECTION FURTHERS THE MUSEUM'S MISSION BY SHARING THE STORY OF THE AMERICAN WEST AND THE MULTIPLE CULTURES, PERSPECTIVES, TRADITIONS, AND EXPERIENCES THAT MAKE THE WEST A SIGNIFICANT AND UNIQUE PART OF THE WORLD. PART V, LINE 4: USE OF ORGANIZATION'S ENDOWMENT FUNDS THE AUTRY'S ENDOWMENT CONSISTS OF TWELVE INDIVIDUAL FUNDS INCLUDING BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND BOARD-DESIGNATED UNRESTRICTED FUNDS FUNCTIONING AS ENDOWMENT. THE ANNUAL INCOME PAYOUT FROM THE ENDOWMENT FUNDS EXPENDITURES FOR EXHIBITIONS, RESEARCH, PUBLIC PROGRAMS AND EDUCATION. THE FUNDS ARE MAINTAINED IN A SINGLE POOLED INVESTMENT ACCOUNT WITH A FINANCIAL INSTITUTION. THE FINANCE COMMITTEE OF THE BOARD IS RESPONSIBLE FOR THE OVERSIGHT AND THE INVESTMENT OF THE ENDOWMENT FUNDS. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE THE AUTRY FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BETAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE AUTRY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC"), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. THE AUTRY IS ALSO EXEMPT FROM CALIFORNIA FRANCHISE TAXES UNDER REVENUE AND TAXATION CODE SECTION 23701D ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME. THE AUTRY HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT WAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. THE AUTRY HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NPV ON PLEDGE RECEIVABLE 7,659,331. UNREALIZED GAIN/LOSS ON INTEREST RATE SWAP 602,042. PART X, PAYCHECK PROTECTION PROGRAM LOAN: IN JUNE 2022, THE AUTRY APPLIED FOR THE FORGIVENESS OF THE SECOND DRAW PPP LOAN AMOUNTING TO $1,737,252. THE LOAN WAS ORIGINALLY RECEIVED IN JANUARY 2021 WITH THE SAME GENERAL TERMS AS THE FIRST DRAW PPP LOAN. THE LOAN AND ACCRUED INTEREST ARE FORGIVABLE AS LONG AS THE BORROWER USES THE LOAN PROCEEDS FOR ELIGIBLE PURPOSES. THE AUTRY HAS USED THE PROCEEDS FOR PURPOSES CONSISTENT WITH THE PPP REQUIREMENTS. THE AUTRY RECEIVED APPROVAL FROM THE SBA FOR FULL FORGIVENESS OF THE PPP LOAN ON JULY 21, 2022. MASTERS - ART SALES EVENT 472736 178835 293901 43297 60762 4000 109213 472736 178835 293901 43297 60762 4000 109213 217272 76629 1 LA WESTERNERS FELLOWSHIP 1 4000 ARCHIVES DISCOVERY FELLOWSHIP 2 2800 PART I, LINE 2: MONITORING OF GRANTS THE AUTRY OFFERS THREE FELLOWSHIPS RELATED TO ITS RESEARCH LIBRARY: (1) THE VISITING SCHOLAR FELLOWSHIP, (2) THE AUTRY GRADUATE STUDENT FELLOWSHIP, AND (3) THE LOS ANGELES WESTERNERS FELLOWSHIP. THE LIBRARY AND ARCHIVES DIRECTOR ALONG WITH THE ARCHIVIST/LIBRARIAN REVIEW THE SUBMITTED APPLICATIONS AND SELECT THE AUTRY FELLOWS BASED ON RELEVANCE OF THE CANDIDATE'S PROJECT PROPOSAL TOPIC TO THE COLLECTIONS OF THE AUTRY. THE DIRECTOR AND ARCHIVIST/LIBRARIAN CONSULT WITH THE HEAD OF THE LOS ANGELES WESTERNERS CONCERNING THE SELECTION OF THE WESTERNERS FELLOW. SCHOLARS AND PROJECTS ARE MATCHED WITH THE APPROPRIATE FELLOWSHIP BY THE DIRECTOR AND ARCHIVIST/LIBRARIAN. SELECTED FELLOWS ARE EXPECTED TO BE IN RESIDENCE WEEKDAYS AND COMPLETE THEIR RESEARCH ON OR BEFORE THE LAST WEEKDAY OF AUGUST, WITH FEW EXCEPTIONS. THEY WILL SUBMIT A BRIEF WRITTEN REPORT WITHIN TWO WEEKS OF DEPARTURE ON RESEARCH COMPLETED AND RESOURCES USED. THIS REPORT MUST BE COMPLETED FOR THE FELLOW TO RECEIVE THE SECOND PART OF THE AWARDED STIPEND. THE FIRST PART OF THE STIPEND IS ISSUED AT THE BEGINNING OF THEIR RESEARCH. FELLOWS ARE ALSO EXPECTED TO PARTICIPATE IN AN INFORMAL STAFF SEMINAR WHILE IN RESIDENCE OR VERY SOON AFTERWARDS. X X X X 0 0 0 0 0 0 0 0 0 STEPHEN ARON PRESIDENT & CEO 294292 0 0 0 20500 0 6296 0 0 0 321088 0 0 0 GASPARE BENSO VP OF FINANCE & OPERATIONS 182295 0 0 0 20500 0 6704 0 21740 0 231239 0 0 0 CRISTIAN HAMILTON ACTING VP OF DEVELOPMENT 179110 0 0 0 0 0 5906 0 16324 0 201340 0 0 0 AMY SCOTT EVP, RESEARCH & INTERPRETATION 149654 0 0 0 0 0 4624 0 7864 0 162142 0 0 0 JENNIFER SAMSEL SR. DIRECTOR, MAJOR GIFTS 152706 0 0 0 0 0 4606 0 888 0 158200 0 0 0 JENNIFER DAVIDSON-GOLDBRONN SR. DIRECTOR, MAJOR GIFTS 145417 0 0 0 0 0 4515 0 7509 0 157441 0 0 0 PART I, LINE 1A COMPENSATION OF ORGANIZATION'S CEO THE PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S OFFICERS OR KEY EMPLOYEES INCLUDES A REVIEW AND APPROVAL BY THE BOARD OF TRUSTEES' COMMITTEE. WHEN SEARCHING FOR EXECUTIVES, THE AUTRY MAY CONTRACT AN OUTSIDE EXECUTIVE SEARCH FIRM TO ASSIST WITH THE PROCESS OF FINDING THE RIGHT CANDIDATE. PRIOR TO SELECTING THE CANDIDATE, THE COMMITTEE REVIEWS SALARY DATA PROVIDED BY BOTH THE HR DEPARTMENT AND THE OUTSIDE EXECUTIVE SEARCH FIRM (IF RETAINED). THE SELECTION, SALARY DETERMINATION AND REVIEW IS LED BY THE BOARD'S CHAIR. FORM 990, PART VI, SECTION A, LINE 2 FAMILY OR BUSINESS RELATIONSHIPS VINCE & COLLEEN CABALLERO - FAMILY RELATIONSHIP FRANK & SUSAN COUNTNER - FAMILY RELATIONSHIP THEODORE & MARIAN CRAVER - FAMILY RELATIONSHIP FEDERICO & ELLEN JIMENEZ - FAMILY RELATIONSHIP THOMAS L. & COLLEEN LEE - FAMILY RELATIONSHIP JAMES & JODIE REA - FAMILY RELATIONSHIP GARY M. & BRENDA H. RUTTENBERG - FAMILY RELATIONSHIP ROBERT U. & LORA A. SANDRONI - FAMILY RELATIONSHIP STANLEY & GARY SCHNEIDER - FAMILY RELATIONSHIP DUANE CHAMPAGNE & CAROLE GOLDBERG - FAMILY RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 7A POWERS OF MEMBERS TO ELECT OR APPOINT GOVERNING BODY THE AUTRY FOUNDATION SHALL HAVE THE RIGHT TO DESIGNATE FOUR (4) OF THE TRUSTEES OF THE AUTRY AT ALL TIMES. THE AUTRY FOUNDATION SHALL HAVE THE RIGHT TO DESIGNATE TWO OF THE FOUNDATION-DESIGNED TRUSTEES AS MEMBERS OF THE NOMINATING AND GOVERNANCE COMMITTEE. NO NUMERICAL EXPANSION OF THE NUMBER OF TRUSTEES COMPRISING THE NOMINATING AND GOVERNANCE COMMITTEE SHALL BE PERMITTED WITHOUT THE EXPRESS WRITTEN CONSENT OF THE AUTRY FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE AUTRY AUDIT/TAX FIRM AND THE AUTRY FINANCE TEAM WORK TOGETHER TO GATHER THE REQUIRED INFORMATION NECESSARY TO COMPLETE THE FORM 990. THE TAX FIRM PREPARES AN INITIAL DRAFT FORM 990 AND REVIEWS THIS INITIAL DRAFT WITH THE AUTRY FINANCE TEAM. ALL LINE ITEMS ARE REVIEWED AND ANY ITEMS IN QUESTION ARE DISCUSSED. ANY RECOMMENDED CHANGES AND COMMENTS ARE CONSIDERED AND THE FORM 990 IS UPDATED. THE FINAL DRAFT FORM 990 IS THEN MADE AVAILABLE TO THE AUDIT COMMITTEE MEMBERS AND OFFICERS FOR REVIEW AND COMMENTS. THE FULL BOARD RECEIVES THE FINAL FORM 990 PRIOR TO THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY IN COMPLIANCE WITH FEDERAL REGULATIONS, THE AUTRY REQUIRES ALL OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO COMPLETE THE "CONFLICT OF INTEREST" FORM AT LEAST ANNUALLY. THIS REPORT IS UPDATED ONCE A YEAR OR WITHIN TEN DAYS WHENEVER THERE IS A CHANGE IN OUTSIDE FINANCIAL INTEREST THAT COULD GIVE APPEARANCE OF A CONFLICT OF INTEREST. AS QUESTIONS ARISE, THE VICE PRESIDENT OF FINANCE AND OPERATIONS INVESTIGATES THE SITUATION AND DISCUSSES THE FINDINGS WITH THE CHAIR OF THE GOVERNING BODY TO DETERMINE A RESOLUTION TO THE ISSUE. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION OF THE ORGANIZATION'S CEO THE ORGANIZATION HAS A PROCESS FOR DETERMINING COMPENSATION FOR THE ORGANIZATION'S CEO AND OTHER OFFICERS. A COMMITTEE OF BOARD MEMBERS APPROVES THE HIRING OF THE CEO AND OTHER OFFICERS, AND APPROVES THEIR INITIAL COMPENSATION BASED ON COMPARABLE COMPENSATION DATA FOR SIMILAR ORGANIZATIONS WHICH IS PROVIDED BY THE DIRECTOR OF HUMAN RESOURCES. THE CHAIR OF THE BOARD APPROVES ANY SUBSEQUENT INCREASES IN COMPENSATION FOR THE CEO, AND THE CEO APPROVES ANY SUBSEQUENT INCREASES IN COMPENSATION FOR THE ORGANIZATION'S OTHER OFFICERS. THE ORGANIZATION'S DIRECTOR OF HUMAN RESOURCES OBTAINS AND PROVIDES COMPENSATION SURVEY DATA TO SUPPORT ANY INCREASES IN LEVELS OF COMPENSATION FOR THE CEO AND OTHER OFFICERS. FORM 990, PART VI, SECTION C, LINE 18 PUBLIC INSPECTION THE ORGANIZATION'S FORM 1023 IS AVAILABLE UPON WRITTEN REQUEST. THE ORGANIZATION'S FORM 990 IS AVAILABLE ON GUIDESTAR'S WEBSITE AND UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS MADE AVAILABLE TO THE PUBLIC AUTRY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN NPV ON PLEDGE RECEIVABLE 7,659,331. UNREALIZED GAIN ON INTEREST RATE SWAP 602,042.