2023-11-13T17:36:24-06:00 2022-12-31 873707167 CBIZ MARKS PANETH LLC 4 MANHATTANVILLE ROAD SUITE 402 PURCHASE NY 10577 990 2022-01-01 237296309 INSTITUTE OF INTERNATIONAL BANKERS INST 2124211611 PO BOX 5455 NEW YORK NY 10185 BETH ZORC CHIEF EXECUTIVE OFFICER 2124211611 2023-11-10 1 BETH ZORC 999009999 1 MAGDALENA CZERNIAWSKI P00535099 9145249000 2023-11-10 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z BETH ZORC PO BOX 5455 NEW YORK NY 10185 5717471 0 X WWW.IIB.ORG X 1966 NY THE IIB REPRESENTS THE INTERESTS OF THE INTERNATIONAL BANKING COMMUNITY BEFORE U.S. LEGISLATIVE/REGULATORY BODIES LIAISES WITH INTERNATIONAL REGULATORY BODIES SERVES AS A SOURCE OF INFORMATION TO THE MEDIA AND OTHER INTERESTED PARTIES PROVIDES A FORUM FOR DISCUSSION OF ISSUES COMMON TO INTERNATIONAL BANKERS. 33 33 10 33 0 0 0 0 4965700 5687125 1269 14587 8800 15759 4975769 5717471 0 0 0 0 2082966 3372359 0 0 0 1623677 2846851 3706643 6219210 1269126 -501739 4096978 7805091 807070 5016922 3289908 2788169 X THE IIB REPRESENTS THE INTERESTS OF THE INTERNATIONAL BANKING COMMUNITY BEFORE U.S. LEGISLATIVE/REGULATORY BODIES LIAISES WITH INTERNATIONAL REGULATORY BODIES SERVES AS A SOURCE OF INFORMATION TO THE MEDIA AND OTHER INTERESTED PARTIES PROVIDES A FORUM FOR DISCUSSION OF ISSUES COMMON TO INTERNATIONAL BANKERS. 0 0 ANNUAL RISK MANAGEMENT AND REGULATORY EXAMINATION/COMPLIANCE ISSUES SEMINAR. THIS ONE-DAY PROGRAM HELD EACH OCTOBER FEATURES EXTENSIVE PARTICIPATION BY TOP FEDERAL AND STATE BANK REGULATORY OFFICIALS AT THE POLICY AND SUPERVISORY LEVEL AS WELL AS LEADING PRIVATE SECTOR EXPERTS. THE PROGRAM FACILITATES THE COMPLIANCE EFFORTS OF OUR MEMBER INSTITUTIONS BY PROVIDING THEM WITH DEFINITIVE AND TIMELY INFORMATION ON CRITICAL EXAMINATION AND SUPERVISION ISSUES AS WELL AS BEST PRACTICES. ANNUAL ANTI-MONEY LAUNDERING SEMINAR. THIS ONE-DAY SEMINAR HELD EACH MAY BRINGS TOGETHER GOVERNMENT OFFICIALS FROM LOCAL, STATE AND FEDERAL AGENCIES, AND PRIVATE SECTOR EXPERTS, WHO PROVIDE A DETAILED AND AUTHORITATIVE REVIEW OF KEY ISSUES AND DEVELOPMENTS AFFECTING INTERNATIONALLY HEADQUARTERED BANKING/FINANCIAL INSTITUTIONS OPERATING IN THE UNITED STATES. ANNUAL SEMINAR ON U.S. TAXATION OF INTERNATIONAL BANKS. THIS TWO-DAY SEMINAR HELD EACH JULY BRINGS TOGETHER GOVERNMENT OFFICIALS FROM THE TREASURY/IRS AND PRIVATE SECTOR TAX EXPERTS, WHO PROVIDE A DETAILED AND AUTHORITATIVE REVIEW OF KEY TAX ISSUES AND DEVELOPMENTS AFFECTING INTERNATIONALLY HEADQUARTERED BANKING/FINANCIAL INSTITUTIONS OPERATING IN THE UNITED STATES. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 28 0 1 10 1 0 0 0 0 0 0 0 0 X 33 33 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X BETH ZORC - CEO 2124211611 PO BOX 5455 NEW YORK NY 10185 ANGIE KARNA CHAIR FINANCE & AUDIT 1.50 X 0 0 0 ATSUSHI SHIBUKAWA TRUSTEE 1.00 X 0 0 0 BILL WOODLEY TRUSTEE 0.50 X 0 0 0 BRAD ROTHBAUM TRUSTEE 0.50 X 0 0 0 CARL F AMENDOLA TRUSTEE 1.00 X 0 0 0 CHRISTIANA RILEY TRUSTEE 1.50 X X 0 0 0 GERRY KEEFE TRUSTEE 1.00 X 0 0 0 GIACOMO FORNARI TRUSTEE 0.50 X 0 0 0 GLENN GIBSON TRUSTEE 1.00 X 0 0 0 HENRIK M STEFFENSEN TRUSTEE 0.50 X 0 0 0 ISSA N BACONI TRUSTEE 1.00 X 0 0 0 JAVIER RODRIGUEZ TRUSTEE 0.50 X 0 0 0 JC ALVAREZ DE SOTO TRUSTEE 1.00 X 0 0 0 JEROME LE JAMTEL TRUSTEE 0.50 X 0 0 0 JOERG RIEGEL VICE CHAIR LEG/REG POLICY 1.50 X X 0 0 0 JOHN GEREMIA SECRETARY 1.50 X X 0 0 0 JOHN PENN TRUSTEE 1.00 X 0 0 0 JOSEPH LOFFREDO TREASURER 1.50 X X 0 0 0 MARIO FUJII TRUSTEE 0.50 X 0 0 0 MARK CAHANEY TRUSTEE 1.00 X 0 0 0 NOMITA SINGH TRUSTEE 1.00 X 0 0 0 PAUL MILLELIRI TRUSTEE 0.50 X 0 0 0 PER DYRVIK CHAIR 2.00 X 0 0 0 PIERRE OSTERRATH TRUSTEE 1.00 X 0 0 0 RAFAEL ROLDOS-LEINDEKAR TRUSTEE 1.00 X 0 0 0 RICHARD FERGUSON TRUSTEE 1.00 X 0 0 0 RICHARD HAWORTH VICE CHAIR 2.00 X X 0 0 0 ROGER BLISSETT CHAIR LEG/REG POLICY 1.50 X 0 0 0 SANDRA PETERSON TRUSTEE 0.50 X 0 0 0 SHAUN TAYLOR TRUSTEE 1.00 X 0 0 0 SOLA YOMI-AJAYA TRUSTEE 0.50 X 0 0 0 TOMOHIRO YAMAZAKI TRUSTEE 0.50 X 0 0 0 TONY DUNNE CHAIR MEMBERSHIP 1.50 X 0 0 0 VIRENDRA BANSAL TRUSTEE 0.50 X 0 0 0 BRIGET POLICHENE CHIEF EXECUTIVE OFFICER 40.00 X 802471 0 29135 JAMES STRYPE DIR. IT & INFRASTRUCTURE 40.00 X 158213 0 57653 MEGHAN MILLOY DIR. STRATEGIC COMMUNICATIONS 40.00 X 202313 0 33542 STEPHANIE WEBSTER GENERAL COUNSEL 40.00 X 469102 0 69439 WILLIAM J HARRIS CHIEF ADMIN OFFICER (OUTGOING) 40.00 X 191750 0 23907 ADRIANNE SACCHETTI EVENT MARKETING MANAGER 40.00 X 102252 0 23624 MAURA CHRIST MEMBERSHIP DEVELOP MANAGER 40.00 X 140438 0 11650 PATRICK K AMES DIRECTOR OF GOVT AFFAIRS 40.00 X 102130 0 6705 2168669 0 255655 8 0 1 0 CLEARY GOTTLIEB STEEN & HAMILTON DC 2112 PENNSYLVANIA AVENUE NW WASHINGTON DC 20037 LEGAL FEES 649424 SPENCER STUART PO BOX 98991 CHICAGO IL 60693 ADVISORY SERVICES 217310 DEBEVOISE & PLIMPTON 919 THIRD AVENUE 28TH FL NEW YORK NY 10022 LEGAL FEES 211953 ERNST & YOUNG 200 PLAZA DRIVE SECAUCUS NJ 07094 TAX LEGAL CONSULTING 194559 RICH FEUER ANDERSON 1133 CONNECTICUT AVENUE NW SUITE 6 WASHINGTON DC 20036 LEGAL CONSULTING 182439 6 MEMBERSHIP DUES 611430 4564912 4564912 CONFERENCE 611430 519155 519155 SEMINARS AND WORKSHOPS 611430 252033 252033 MEMBERSHIP LUNCHEON SE 611430 154550 154550 COMPLIANCE SEMINAR 611430 98040 98040 98435 98435 5687125 14587 14587 OTHER REVENUE 900099 15759 15759 15759 5717471 5702884 0 14587 2037524 769138 101845 340016 123836 633157 135468 703000 47228 3395 79213 61023 91001 68758 347134 525785 22305 BAD DEBT 77735 DUES AND SUBSCRIPTIONS 24842 MAINTENANCE 11974 EQUIPMENT LEASE 7554 7279 6219210 106319 374700 3644301 3152208 14800 78689 66374 10000 407608 187996 265184 219612 948249 0 3021633 4096978 7805091 571853 829020 234785 1176864 432 3011038 807070 5016922 X 3289908 2788169 3289908 2788169 4096978 7805091 -501739 0 X X 0 1 X 1 0 0 0 1 4564912 703000 703000 566049 136951 164664 57101 107563 242944 130895 112049 219612 SECURITY DEPOSIT 10748 OPERATING LEASE RIGHT OF USE ASSET 3010885 3021633 OPERATING LEASE 3011038 3011038 X 5717471 0 5717471 0 5717471 6219210 0 6219210 0 6219210 PART X, LINE 2: IIB HAS NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2022 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740 ("INCOME TAXES"), WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. IIB IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2019. X X X X 0 0 0 BRIGET POLICHENE CHIEF EXECUTIVE OFFICER 438907 0 360000 0 3564 0 24400 0 4735 0 831606 0 0 0 STEPHANIE WEBSTER GENERAL COUNSEL 416860 0 51000 0 1242 0 24400 0 45039 0 538541 0 0 0 MEGHAN MILLOY DIR. STRATEGIC COMMUNICATIONS 174827 0 27000 0 486 0 16146 0 17396 0 235855 0 0 0 JAMES STRYPE DIR. IT & INFRASTRUCTURE 143673 0 14000 0 540 0 12614 0 45039 0 215866 0 0 0 WILLIAM J HARRIS CHIEF ADMIN OFFICER (OUTGOING) 190395 0 0 0 1355 0 3955 0 19952 0 215657 0 0 0 MAURA CHRIST MEMBERSHIP DEVELOP MANAGER 128697 0 11000 0 741 0 11176 0 474 0 152088 0 0 0 PART I, LINE 7 BONUSES IN THE ORGANIZATION ARE APPROVED BY THE TREASURER. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. THE MEMBER ARE BANKING/FINANCIAL ORGANIZATIONS HEADQUARTERED OUTSIDE THE UNITED STATES THAT OPERATE IN THE UNITED STATES THROUGH BRANCHES, AGENCIES, REPRESENTATIVE OFFICES, BANKING SUBSIDIARIES, SECURITIES FIRMS, INSURANCE COMPANIES AND/OR OTHER TYPES OF FINANCIAL INSTITUTIONS AND ALSO INCLUDES U.S. BANKS/FINANCIAL ORGANIZATIONS THE MAJORITY OF WHOSE OWNERSHIP IS OUTSIDE THE UNITED STATES. FORM 990, PART VI, SECTION A, LINE 7A EACH MEMBER ORGANIZATION DESIGNATES A SINGLE VOTING REPRESENTATIVE TO ACT FOR SUCH MEMBER AT MEETINGS OF, AND IN RESPECT OF ANY PROCEEDINGS OR THE INSTITUTE OF INTERNATIONAL BANKERS ("INSTITUTE") ORGANIZATION. EACH MEMBER ORGANIZATION NEEDS TO NOTIFY THE INSTITUTE IN WRITING WHO SUCH REPRESENTATIVE IS. AT THE ANNUAL MEETING OF THE MEMBER ORGANIZATION THE REPRESENTATIVES ELECT THE BOARD OF TRUSTEES. EACH TRUSTEE SHALL BE EMPLOYED THROUGHOUT THEIR TERM BY A MEMBER ORGANIZATION SO THAT THE TRUSTEE'S TERM SHALL TERMINATE AUTOMATICALLY UPON THE TERMINATION OF SUCH EMPLOYMENT. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS OF THE INSTITUTE CAN AMEND THE BY-LAWS. THE BY-LAWS MAY ALSO BE AMENDED BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH NEW YORK NOT-FOR-PROFIT CORPORATION LAW. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE MANAGEMENT, THE TREASURER AND THE EXTERNAL AUDITOR. A COPY OF THE FILING IS PROVIDED TO EACH MEMBER OF THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION DOES HAVE A CONFLICT OF INTEREST POLICY. ON ANNUAL BASIS THE ORGANIZATION REQUIRES BOARD OF TRUSTEES, OFFICERS AND KEY EMPLOYEE TO CONFIRM THEY ARE IN COMPLIANCE WITH THE POLICY INCLUDING DISCLOSE OF ANY CONFLICTS THAT COULD ARISE. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE CHIEF EXECUTIVE OFFICER IS DETERMINED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY AND PROCEEDINGS ARE CONTEMPORANEOUSLY DOCUMENTED. SALARIES FOR KEY EMPLOYEES ARE SET BY THE CEO AND REVIEWED BY THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE AT THE ORGANIZATION'S OFFICES UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.