2023-11-02T12:49:37-05:00 2022-12-31 454051133 FREED MAXICK CPAS PC 424 MAIN STREET SUITE 800 BUFFALO NY 142023508 990 2022-01-01 222682421 UNITED HEALTH SERVICES INC UNIT 6077622107 20-42 MITCHELL AVENUE BINGHAMTON NY 13903 JOHN CARRIGG PRESIDENT / CEO 6077622107 2023-11-02 JOHN CARRIGG 999009999 0 MARY MADONIA P00405803 7168472651 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JOHN CARRIGG 20-42 MITCHELL AVENUE BINGHAMTON NY 13903 9647327 0 X WWW.NYUHS.ORG X 1984 NY -HEALTH CARE SYSTEM PLANNING AND COORDINATING. 13 10 17 10 0 0 0 0 10897845 9646959 0 0 38097 368 10935942 9647327 29411 118600 0 0 1568146 1843745 0 0 0 8675781 8550183 10273338 10512528 662604 -865201 30125980 26029856 2627536 3363830 27498444 22666026 UNITED HEALTH SERVICES, INC. IS THE PARENT CORPORATION RESPONSIBLE FOR GOVERNING, PLANNING, COORDINATING, MONITORING AND SUPPORTING SYSTEM DEVELOPMENT. ITS MISSION IS TO IMPROVE THE HEALTH OF THOSE WE SERVE THROUGH OUR COMMITTMENT TO EXCELLENCE IN ALL THAT WE DO. 0 0 9503317 118600 9646959 UNITED HEALTH SERVICES, INC. IS THE NOT-FOR-PROFIT, TAX-EXEMPT PARENT OF THE UNITED HEALTH SERVICES, INC. HEALTHCARE SYSTEM. ITS MISSION IS TO IMPROVE THE HEALTH OF THOSE THAT OUR SYSTEM MEMBERS SERVE THROUGH OUR COMMITTMENT TO EXCELLENCE IN ALL THAT WE DO. ADDITIONALLY, UNITED HEALTH SERVICES, INC. GOVERNS THE ACTIVITIES OF THE SYSTEM'S MEMBERS TO ENSURE A COMPREHENSIVE, WELL ORGANIZED NETWORK OF HIGH QUALITY AFFORDABLE HEALTHCARE SERVICES FOR THEIR SERVICE AREAS. 368 368 9503317 1 0 0 0 0 0 0 0 0 1 1 0 1 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 29 0 1 17 1 0 0 0 0 0 0 0 0 0 0 0 0 X 13 10 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY X JENNIFER BAGGERMAN - CONTROLLER 6077623319 20 MITCHELL AVENUE BINGHAMTON NY 139031617 JEROME CANNY CHAIRMAN/BOARD MEMBER 2.00 2.00 X X 0 0 0 BRUCE BOWLING MD VICE CHAIR/BOARD MEMBER 2.00 2.00 X X 0 0 0 JUDITH PECKHAM TREASURER/BOARD MEMBER(TO 5/31/22) 2.00 2.00 X X 0 0 0 SUSAN MISTRETTA ESQ SECRETARY/BOARD MEMBER(TO 5/31/22) 2.00 2.00 X X 0 0 0 JOHN CARRIGG PRESIDENT/CEO/BOARD MEMBER 55.00 8.00 X X 1579359 0 94357 KEITH CHADWICK TREASURER/BOARD MEMBER 2.00 X X 0 0 0 ERIC LARSEN BOARD MEMBER 2.00 2.00 X 0 0 0 REV LARRY LIGHT BOARD MEMBER 2.00 2.00 X 0 0 0 MATTHEW SALANGER SENIOR STRATEGIC ADVISOR/B 20.00 2.00 X 253227 0 80 MARK SHUMEYKO MD BOARD MEMBER 2.00 X 0 0 0 JAMES TALLON BOARD MEMBER 2.00 X 0 0 0 NATALIE THOMPSON BOARD MEMBER (TO 5/31/22) 2.00 2.00 X 0 0 0 CATHERINE SCARLETT BOARD MEMBER (TO 5/31/22) 2.00 2.00 X 0 0 0 RAJESH DAVE EXECUTIVE VP - CHIEF MED OFFICER/BOARD MEMBER 55.00 2.00 X X 552276 0 6566 LINDA BEST SECRETARY/BOARD MEMBER 2.00 X X 0 0 0 JOSEPH STAGLIANO BOARD MEMBER 2.00 X 0 0 0 LORI WALSH BOARD MEMBER 2.00 X 0 0 0 JAMES SMITH VP - CHIEF FINANCIAL OFFICER 55.00 X 391900 0 26852 KAY BOLAND RN SR VP -CHIEF NURSING & OPERATING OFFICER 55.00 X 724570 0 99761 CHRISTINA BOYD VP COMMUNITY RELATIONS 55.00 X 251637 0 52375 DANIELLE DONLIN VP - PHYSICIAN PRACTICE 55.00 X 283745 0 51200 DEBORAH PLATZ VP - GENERAL COUNSEL 55.00 X 381045 0 22328 SHERI LAMOUREUX VP - HUMAN RESOURCES 55.00 X 327747 0 16823 RICK BORSCHUK TO 123122 FORMER CHIEF FINANCIAL OFFICER 55.00 X 324659 0 25784 AFZAL REHMAN MD PHD SR VP - CHIEF INFORMATICS OFFICE 55.00 X 832842 0 47590 HEATHER MILLER SR ASSOC.ASST GENERAL COUN 55.00 X 219133 0 42880 PAT WILLIAMS SR DIRECTOR STRATEGIC PLAN 55.00 X 154659 0 37973 CHRISTINA DOLAN DIRECTOR PUBLIC POLICY & P 55.00 X 123446 0 20845 GINA KITTEK DIRECTOR RISK MANAGEMENT 55.00 X 133652 0 12795 6533897 0 558209 15 0 1 1 HARTER SECREST & EMERY LLP 1600 BAUSCH LOMB PLACE ROCHESTER NY 14604 LEGAL 381649 HISCOCK & BARCLAY PO BOX 1265 ALBANY NY 12201 LEGAL 381004 ZERO IN RECRUITMENT MKT ALOY PO BOX 672 WILLMINGTON DE 19899 RECRUITMENT 327858 PARK OUTDOOR ADVERTISING INC PO BOX 4680 ITHACA NY 14852 ADVERTISING/COMMUNICATIONS 223460 KAUFMAN HALL & ASSOCIATES LLC 5202 OLD ORCHARD RD SUITE N700 SKOKIE IL 60077 STRATEGIC FINANCIAL PLANNING 211978 12 SHARED SERVICES 900099 9646959 9646959 9646959 OTHER INCOME 900099 368 368 368 9647327 9647327 0 0 X 118600 118600 888503 803207 85296 266327 240760 25567 566517 512131 54386 122398 110648 11750 371605 335931 35674 131009 118432 12577 1885874 1704830 181044 243439 220067 23372 10657 9634 1023 14748 13332 1416 5466291 4941527 524764 29199 26396 2803 29461 26633 2828 FINANCIAL CONSULTING 99580 90020 9560 LICENSES AND TAXES 95948 86737 9211 DUES 66680 60279 6401 LEADERSHIP CONF 32988 29821 3167 72704 54332 18372 10512528 9503317 1009211 0 1348404 1086310 418111 416309 246264 244402 282976 258082 54094 24894 1771865 9983902 10747121 16303340 13510820 30125980 26029856 273766 202367 2353770 3161463 2627536 3363830 X 27498444 22666026 27498444 22666026 30125980 26029856 X -865201 -3967217 X X 0 1 X 0 0 X 374757 374757 8476755 8822400 10528739 10935942 9647327 48411163 8476755 8822400 10903496 10935942 9647327 48785920 0 0 0 48785920 5701 7076 8689 21466 5701 7076 8689 21466 8482456 8829476 10912185 10935942 9647327 48807386 0.99960 0.99950 0.00040 0.00050 X 17333097 269296 -3024770 -1653182 12924441 15561233 254112 1672258 -154506 17333097 13620897 384364 1772909 -216937 15561233 10791021 416466 2065877 347533 13620897 11740113 417975 -611810 -755257 10791021 1.00000 1 0 282976 258082 24894 24894 VHA ENTERPRISES 225000 C INVEST IN SOUTHERN NEW YORK INDEMNITY 10522121 C 10747121 BENEFICIAL INTEREST IN UHS FOUNDATION ASSETS 12924441 DUE FROM AFFILIATES 586379 13510820 ACCRUED PENSION COSTS - LONG TERM 610822 ACCRUED PENSION CONTRIB LIABILITY & EQUITY -87196 DUE TO AFFILIATES 472682 OTHER 2165155 3161463 X PART V, LINE 4: THE USE OF ENDOWMENT FUNDS RECEIVED FROM THE UNITED HEALTH SERVICES FOUNDATION ARE IN ACCORDANCE WITH THE DONORS' WISHES AND GENERAL USE. THE UNRESTRICTED INTEREST IN THE UHS FOUNDATION IS BOARD DESIGNATED. PART X, LINE 2: THE CONSOLIDATED FINANCIAL STATEMENT PACKAGE FOR UNITED HEALTH SERVICES, INC. CONTAINED THE FOLLOWING FOOTNOTE 1 (U): ALL OF THE ENTITIES INCLUDED IN THE COMBINED FINANCIAL STATEMENTS EXCEPT PATHWAYS HEALTH MANAGEMENT, INC. AND SOUTHERN NEW YORK INDEMNITY COMPANY, LLC ARE NOT-FOR-PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND ARE GENERALLY EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. AS OF DECEMBER 31, 2022 AND 2021, THE CORPORATION DID NOT HAVE ANY UNRECOGNIZED TAX BENEFITS OR ANY RELATED ACCRUED INTEREST OR PENALTIES. THE TAX YEARS OPEN TO EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES ARE 2019 THROUGH 2022. THE CORPORATION DOES NOT ANTICIPATE THAT THE TOTAL UNRECOGNIZED TAX BENEFITS WILL CHANGE IN THE NEXT TWELVE MONTHS. 1 UNITED WAY OF BROOME COUNTY PO BOX 550 BINGHAMTON NY 13902 150564074 501(C)(3) 33600 0 CONTRIBUTION DICKS SPORTING GOODS OPEN PO BOX 5571 ENDICOTT NY 13760 161241537 501(C)(3) 35000 0 CONTRIBUTION VILLAGE OF JOHNSON CITY 243 MAIN STREET JOHNSON CITY NY 13790 156001324 501(C)(3) 50000 0 CONTRIBUTION 3 PART I, LINE 2: THE BOARD APPROVES ALL GRANTS. X X X X 0 1 0 0 0 0 0 0 0 JOHN CARRIGG PRESIDENT/CEO/BOARD MEMBER 981834 0 50000 0 547525 0 71251 0 23106 0 1673716 0 0 0 AFZAL REHMAN MD PHD SR VP - CHIEF INFORMATICS OFFICE 832842 0 0 0 0 0 19000 0 28590 0 880432 0 0 0 KAY BOLAND RN SR VP -CHIEF NURSING & OPERATING OFF 629157 0 95000 0 413 0 83984 0 15777 0 824331 0 0 0 RAJESH DAVE EXECUTIVE VP - CHIEF MED OFFICER/BOA 542786 0 0 0 9490 0 0 0 6566 0 558842 0 0 0 JAMES SMITH VP - CHIEF FINANCIAL OFFICER 386900 0 5000 0 0 0 12200 0 14652 0 418752 0 0 0 DEBORAH PLATZ VP - GENERAL COUNSEL 376045 0 5000 0 0 0 8775 0 13553 0 403373 0 0 0 RICK BORSCHUK TO 123122 FORMER CHIEF FINANCIAL OFFICER 262254 0 20000 0 42405 0 2587 0 23197 0 350443 0 0 0 SHERI LAMOUREUX VP - HUMAN RESOURCES 317747 0 10000 0 0 0 12200 0 4623 0 344570 0 0 0 DANIELLE DONLIN VP - PHYSICIAN PRACTICE 273745 0 10000 0 0 0 47237 0 3963 0 334945 0 0 0 CHRISTINA BOYD VP COMMUNITY RELATIONS 251637 0 0 0 0 0 29714 0 22661 0 304012 0 0 0 HEATHER MILLER SR ASSOC.ASST GENERAL COUN 219133 0 0 0 0 0 14870 0 28010 0 262013 0 0 0 MATTHEW SALANGER SENIOR STRATEGIC ADVISOR/B 253227 0 0 0 0 0 0 0 80 0 253307 0 0 0 PAT WILLIAMS SR DIRECTOR STRATEGIC PLAN 154659 0 0 0 0 0 10495 0 27478 0 192632 0 0 0 PART I, LINE 4B INDIVIDUAL PARTICIPATED IN A 457F SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN: RICK BORSHUK FOR $42,405 PAYMENT IN 2022 FROM A NON-QUALIFIED PLAN: JOHN CARRIGG $540,006 RE: SCHEDULE J, PART II, LINE 1, "BIII - OTHER REPORTABLE COMPENSATION IN THE AMOUNT OF $540,006 INCLUDES NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP). EARLY SERP DISTRIBUTIONS WERE RELATED TO INCOME TAX PAYMENTS; THE REMAINING AMOUNTS ARE DEFERRED UNTIL SUBSEQUENT TRIGGERING EVENTS. FORM 990, PART VII, SECTION A, LINE 5, UNRELATED ORGANIZATION DETAIL: INDIVIDUAL: AFZAL REHMAN, CHIEF INFORMATION OFFICER, COMPENSATION RECEIVED FROM UNRELATED ORGANIZATION: UNITED MEDICAL ASSOCIATES (UMA), UMA BILLS BACK 50% OF REHMAN'S COMPENSATION TO UHSH INC. TOTAL COMPENSATION ON W-2 IS 100% UHSH INC: $880,432 FORM 990, PART VI, SECTION B, LINE 11B THE 990 PREPARATION AND FILING IS THE RESPONSIBILITY OF THE UNITED HEALTH SERVICES, INC. MANAGEMENT, AS DELEGATED BY THE UNITED HEALTH SERVICES, INC. BOARD OF DIRECTORS. THE UHS FINANCE DIVISION PREPARES THE 990 WHICH IS THEN REVIEWED BY THE UNITED HEALTH SERVICES, INC.'S CFO, PRESIDENT AND INDEPENDENT AUDITORS PRIOR TO FILING. A SUMMARY OF KEY ELEMENTS OF THE 990 IS SHARED WITH THE BOARD OF DIRECTORS FOR INFORMATIONAL PURPOSES. FORM 990, PART VI, SECTION B, LINE 12C A WRITTEN CONFLICT OF INTEREST POLICY WAS ADOPTED BY THE COMPANY IN MAY OF 2013. DIRECTORS, OFFICERS AND KEY EMPLOYEES SUBMIT CONFLICT OF INTEREST STATEMENTS ANNUALLY WHICH ARE REVIEWED BY THE CEO AND BOARD CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 15 IT IS THE PHILOSOPHY OF UNITED HEALTH SERVICES, INC. THAT ALL STAFF, INCLUDING THE EXECUTIVE STAFF, BE COMPENSATED FAIRLY FOR THEIR WORK. BASE SALARY LEVELS, INCENTIVE/BONUS PROGRAMS AND BENEFIT PLANS ARE STRUCTURED TO CONSIDER LOCAL, REGIONAL AND NATIONAL MARKETS FOR SIMILAR PERSONNEL TO ALLOW UNITED HEALTH SERVICES, INC. TO RECRUIT, MOTIVATE, REWARD, RECOGNIZE AND RETAIN HIGHLY TALENTED EXECUTIVES WITH THE SKILLS REQUIRED TO FULFILL ITS MISSION. THE EXECUTIVE COMPENSATION PROGRAM MUST FOCUS EXECUTIVES' ATTENTION ON UHS'S STRATEGIC INITIATIVES AND MISSION CRITICAL PERFORMANCE OBJECTIVES THAT WILL LEAD TO THE ORGANIZATION'S AND SYSTEM'S SUCCESS. TO CARRY OUT THIS COMPENSATION PROGRAM, THE UNITED HEALTH SERVICES, INC. BOARD OF DIRECTORS' EXECUTIVE COMPENSATION COMMITTEE REVIEWS ANNUALLY A COMPREHENSIVE REPORT PREPARED BY AN EXTERNAL COMPENSATION FIRM, SULLIVAN COTTER ASSOCIATES, TO DETERMINE THE APPROPRIATENESS OF THE BASE AND TOTAL COMPENSATION LEVELS FOR THE SENIOR MANAGEMENT STAFF. THIS ANNUAL REPORT FOCUSES ON TWO KEY AREAS: 1)THE COMPETITIVENESS OF THE SENIOR MANAGEMENT STAFF'S BASE AND TOTAL COMPENSATION (INCLUDING BENEFITS) VS. NATIONAL BENCHMARK DATA FOR COMPARABLY SIZED HEALTH CARE SYSTEMS AND HOSPITALS (BASED UPON 'TOTAL REVENUE' METRICS), AND 2) A 'REASONABLE ASSESSMENT' CONSISTENT WITH THE U. S. TREASURY DEPARTMENT REGULATIONS GOVERNING EXECUTIVE COMPENSATION FOR NOT-FOR-PROFIT ORGANIZATIONS. THE DATA FROM THIS REPORT ASSISTS THE EXECUTIVE COMMITTEE IN DETERMINING THE APPROPRIATENESS OF THE SENIOR MANAGEMENTS' CURRENT BASE AND TOTAL COMPENSATION LEVELS AND THE NEED FOR ANY ADJUSTMENTS FOR THAT CALENDAR YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION PROVIDES FORM 1023, FORM 990 AND OTHER INFORMATION REQUIRED UNDER INTERNAL REVENUE SERVICE REGULATIONS TO THE PUBLIC, UPON REQUEST. FORM 990, PART IX, LINE 5 GINA KITTEK, AFZAL REHMAN, HEATHER MILLER, PAT WILLIAMS AND CHRISTINA DOLAN ARE PAID DIRECTLY BY UHS, INC. UHS HOSPITALS IS A COMMON PAYMASTER FROM WHICH THE W-2S ARE ISSUED FOR MATTHEW SALANGER, JOHN CARRIGG, KAY BOLAND, JAMES SMITH, RAJESH DAVE, CHRISTINA BOYD, SHERI LAMOUREUX, DEBORAH PLATZ, DANIELLE DONLIN, AND RICK BORSCHUK. FORM 990, PART XI, LINE 9: CHANGE IN UNRESTRICTED INTEREST IN NET ASSETS OF UHS FOUNDATION,INC -4,408,657. CHANGE IN ACCRUED PENSION COSTS - LONG TERM -321,780. CHANGE IN EQUITY INTEREST IN SNYICL 763,220. FORM 990, PART XII, LINE 2C THE UHS, INC AUDIT IS DONE IN CONJUNCTION WITH THE CONSOLIDATION FINANCIAL STATEMENT AUDIT AND REVIEWED AT THE UHS INC'S BOARD OF DIRECTORS LEVEL. THE BOARD IS RESPONSIBLE FOR OVERSEEING THE AUDIT OF UHS, INC'S FINANCIAL STATEMENTS. THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT. SOUTHERN NEW YORK INDEMNITY COMPANY 126 COLLEGE ST SUITE 400 BURLINGTON VT 05401 463254034 CAPTIVE INSURANCE COMPANY VT 1330898 17932065 UNITED HEALTH SERVICES INC UNITED HEALTH SVCS HOSPITALS INC 33-57 HARRISON ST JOHNSON CITY NY 13790 161165049 HOSPITAL NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 PROFESSIONAL HOME CARE INC 601 RIVERSIDE DRIVE JOHNSON CITY NY 13790 161261977 HOME HEALTH CARE NY 501(C)(3) 10 UNITED HEALTH SERVICES INC 0 IDEAL SENIOR LIVING CENTER INC 508 HIGH ST ENDICOTT NY 13760 222902896 SENIOR LIVING CENTER NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 IDEAL SR LIVING CTR HOUSING CORP 508 HIGH ST ENDICOTT NY 13760 222902899 SENIOR HOUSING NY 501(C)(3) 10 UNITED HEALTH SERVICES INC 0 CHENANGO MEMORIAL HOSPITAL INC 179 N BROAD ST NORWICH NY 13815 150532180 HOSPITAL NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 DELAWARE VALLEY HOSPITAL INC ONE TITUS PLACE WALTON NY 13856 150524324 HOSPITAL NY 501(C)(3) 3 UNITED HEALTH SERVICES INC 0 TWIN TIER HOME HEALTH INC 601 RIVERSIDE DRIVE JOHNSON CITY NY 13790 222438211 HOME HEALTH CARE NY 501(C)(3) 10 UNITED HEALTH SERVICES INC 0 ECKELBERGER TOWER INC 156 CORLISS AVENUE JOHNSON CITY NY 13790 237171440 MEDICAL STUDENT HOUSING NY 501(C)(3) 10 UNITED HEALTH SVCS HOSPITALS INC 0 PATHWAY HEALTH MGMT INC 20 MITCHELL AVENUE BINGHAMTON NY 13903 161228654 WINDING DOWN OF MGMT SVCS TO SUSQUEHANNA MED. 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