2023-09-25T15:54:46-05:00 2022-12-31 364474078 SIDLEY AUSTIN LLP ONE SOUTH DEARBORN CHICAGO IL 60603 990 2022-01-01 361488081 THE WILLIAM H MINER FOUNDATION WILL 3128534106 ONE SOUTH DEARBORN STREET CHICAGO IL 60603 RICHARD GRANT TRUSTEE 3128534106 2023-09-25 1 RICHARD GRANT XXX-XX-XXXX 0 PAUL A SVOBODA P01064026 3128537000 2023-09-25 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z RICHARD GRANT ONE SOUTH DEARBORN STREET CHICAGO IL 60603 21643760 0 X N/A X 1923 IL ACTING AS SUPPORTING ORG. TO SUPPORT THREE PUBLIC CHARITIES LISTED IN PART III BELOW. 2 1 0 0 22946 0 0 0 0 0 8096436 5314015 6685632 4050103 14782068 9364118 6424028 6824944 0 0 105000 105000 0 0 0 558340 532851 7087368 7462795 7694700 1901323 136846464 134817781 39374 0 136807090 134817781 X ACTING AS A SUPPORTING ORGANIZATION BY PROVIDING FINANCIAL SUPPORT TO THE THREE PUBLIC CHARITIES LISTED IN PART III BELOW. 0 0 6213323 6213323 PROVIDE FINANCIAL SUPPORT TO THE WILLIAM H. MINER AGRICULTURAL RESEARCH INSTITUTE, CHAZY, NY 361621 361621 PROVIDE FINANCIAL SUPPORT TO CHAZY CENTRAL RURAL SCHOOL, CHAZY, NY 250000 250000 PROVIDE FINANCIAL SUPPORT TO CHAMPLAIN VALLEY PHYSICIANS HOSPITAL MEDICAL CENTER, PLATTSBURGH, NY 109001 PROGRAM SERVICES EXPENSES. 109001 6933945 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 3 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 2 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 1 1 1 0 IL NY X KIRK BEATTIE FINANCE OFFICER 5188467217 PO BOX 90 CHAZY NY 12921 RICHARD J GRANT TRUSTEE 3.00 38.00 X 40000 252844 38312 PAUL A SVOBODA TRUSTEE 3.00 X 40000 0 0 KIRK E BEATTIE FINANCE OFFICER 6.00 38.00 X 25000 167795 27585 105000 420639 65897 0 0 1 0 CAPTRUST 33 W MONROE STREET CHICAGO IL 60603 INVESTMENT MANAGER 153877 1 1461454 1461454 16132203 12279642 3852561 3852561 17760 3834801 ALTERNATIVE INVESTMENTS 525990 4046105 5186 4040919 3998 3998 4050103 9364118 0 22946 9341172 6824944 6824944 105000 52500 52500 80795 40398 40397 17000 8500 8500 419562 419562 711 711 4175 2088 2087 6608 3304 3304 US TREASURY UBTI TAX 2500 2500 REGISTRATION FEES 1500 1500 7462795 6933945 528850 0 47661 24069 3671631 966442 2320 4790 4790 85425741 86224227 47694321 47598253 136846464 134817781 39374 39374 0 X 6332751 6332751 220269689 224122250 -89795350 -95637220 136807090 134817781 136846464 134817781 X 1901323 -3890632 X 0 1 X 0 0 X X 3 WILLIAM H MINER AGRICULTURAL RESEARCH INSTITUTE 141414736 2 1 6213323 0 CHAZY CENTRAL RURAL SCHOOL 146001318 6 1 361621 0 CHAMPLAIN VALLEY PHYSICIANS HOSPITAL 141338471 3 1 250000 0 3 6824944 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 217306 0 0 0 1446426 0 1663732 0 0 0 520732 0 0 0 1143000 0 186170137 0 2792552 0 0 0 188962689 0 0 0 0 188962689 0 2834440 0 186128249 0 6514489 0 0 0 6514489 0 1143000 971550 6514489 6514489 0 6514489 6824944 0 109001 0 0 0 6933945 6826484 6514489 100.000000000000 6514489 0 0 0 0 4014650 6560479 10575129 0 6514489 0 4060640 6933945 0 6933945 0 0 10994585 0 0 0 4060640 6933945 PART IV, SECTION A, LINE 2 ONE OF THE ORGANIZATION'S SUPPORTED ORGANIZATIONS IS A PUBLIC SCHOOL IN THE STATE OF NEW YORK AND DOES NOT HAVE AN IRS DETERMINATION OF PUBLIC CHARITY STATUS, BECAUSE PUBLIC SCHOOLS ARE NOT REQUIRED TO OBTAIN SUCH A DETERMINATION. HOWEVER, THIS SCHOOL IS A PUBLIC CHARITY AS DESCRIBED IN SECTION 509(A)(1) OF THE INTERNAL REVENUE CODE. PART IV, SECTION D, LINE 3 THE CEO OF THE ORGANIZATION'S PRIMARY SUPPORTED CHARITY (THE WILLIAM H. MINER AGRICULTURAL INSTITUTE) IS ONE OF THE TWO TRUSTEES OF THE ORGANIZATION AND THEREFORE MAINTAINS SUBSTANTIAL INFLUENCE OVER THE DECISIONS OF THE ORGANIZATION'S INVESTMENT POLICIES AND DIRECTING THE USE OF THE ORGANIZATION'S INCOME EACH YEAR. IN ADDITION, THE CEO AND THE FINANCE OFFICER OF THE WILLIAM H. MINER AGRICULTURAL INSTITUTE ARE MEMBERS OF THE ORGANIZATION'S INVESTMENT COMMITTEE AND AS SUCH CONTRIBUTE SIGNIFICANTLY TO DISCUSSIONS AND DECISIONS ON THE ORGANIZATION'S INVESTMENT ASSETS AND POLICIES. THE ORGANIZATION'S TRUSTEES AND OFFICERS ALSO MEET DURING THE YEAR WITH OFFICERS AND BOARD MEMBERS OF THE ORGANIZATION'S TWO OTHER SUPPORTED CHARITIES TO DISCUSS AND RECEIVE INPUT ON THE ORGANIZATION'S LEVEL OF DISTRIBUTIONS TO THESE CHARITIES AND TO CONFER ON THE ORGANIZATION'S ASSETS, INCOME AND POLICIES. 0 AEA INVESTORS FUND VI LP 52364 AEA VII LP 1629187 ADVENT LATIN AMERICAN PRIVATE EQUITY 74538 BALDERTON CAPITAL III 453756 BENCHMARK CAPITAL PARTNERS IV LP 354174 BENCHMARK CAPITAL PARTNERS VI LP 464804 BENCHMARK CAPITAL PARTNERS ISRAEL II 469437 CROW HOLDINGS REALTY PARTNER VII-A 154222 FOUNDATION CAPITAL V LP 367434 FOUNDATION CAPITAL VI LP 557719 FS EQUITY PARTNERS VIII LP 1938483 GRANITE VENTURES II LP 553089 GRIFFIS RESIDENTIAL APT. FUND V LP 1389766 HARRISON STREET REAL ESTATE PARTNERS V LP 81523 HARRISON STREET REAL ESTATE PARTNERS VI LP 632334 JLL PARTNERS FUND VII 1571265 KEPHA PARTNERS I LP 899883 MADISON DEARBORN CAPITAL V LP 366155 MADISON DEARBORN CAPITAL VI LP 211116 MHR INSTITUTIONAL ADVISORS II 318012 MHR INSTITUTIONAL ADVISORS III 729647 MHR INSTITUTIONAL ADVISORS IV 1613954 MID EUROPA FUND III 412412 MONARCH CAPITAL PARTNERS OFFSHORE V 2001090 OCM XB FEEDER (CAYMAN) 1300000 SCF VII LP 498000 SCF VII (A) 96274 SCF VIII LP 894093 VERITAS CAPITAL FUND VI LP 1062430 VERITAS CAPITAL FUND VII LP 2278050 WARWICK PARALLEL PARTNERS IV LP 1119289 WELSH, CARSON, ANDERSON & STOWE XI 84545 WELSH, CARSON, ANDERSON & STOWE XII 538452 WEATHERGAGE VENTURE CAPITAL III 364719 WEATHERGAGE VENTURE CAPITAL IV 987609 ANCHORAGE CAPITAL PARTNERS OFFSHORE 984646 BRILLIANT LIGHT POWER INC 123600 BLUECREST ALLBLUE LTD 13448 HBK OFFSHORE FUND 2799321 HG VORA SPECIAL OPPORTUNITIES FUND 2000000 MARSHALL WACE FUNDS 1790829 SCULPTOR OVERSEAS FUND III 14226 SEG PARTNERS OFFSHORE LTD 1576694 TREND MACRO OFFSHORE LTD 2732260 HARBERT US REAL ESTATE FUND VII FEEDER 1675879 HUDSON BAY INTERNATIONAL FUND 4000000 RESOLUTE FUND PARTNERS V LP 1738288 ARES US REAL ESTATE FUND X-B 754996 FRONTIER OPPORTUNITY FUND B LP 100000 VERITAS CAPITAL FUND VIII LP 774241 47598253 X -21483441 -26537365 -26537365 5053924 419562 3890632 4310194 9364118 7043233 0 7043233 419562 419562 7462795 PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES AS A SECTION 509(A)(3) NOT-FOR-PROFIT ORGANIZATION AND FILES FORM 990 ANNUALLY WITH THE INTERNAL REVENUE SERVICE. WHEN ANY ORGANIZATION'S ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHERS MAY BE LESS CERTAIN ABOUT THE TECHNICAL MERITS OR THE AMOUNT OF THE TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT IT HAD TAKEN NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN ITS FINANCIAL STATEMENTS AS OF DECEMBER 31, 2022 AND 2021. PART XI, LINE 4B - OTHER ADJUSTMENTS: ADJUSTMENT TO INCOME AS DESCRIBED IN PART XIII. PART XIII SUPPLEMENTAL INFORMATION: THE ORGANIZATION HAS INVESTED IN A NUMBER OF LIMITED PARTNERSHIPS AND OTHER INVESTMENT VEHICLES. THE ORGANIZATION'S NET INCOME FROM THESE ENTITIES (AFTER TAKING INTO ACCOUNT DEDUCTIONS) AS SHOWN ON THE RESPECTIVE SCHEDULES K-1 IS $4,046,105. ALL BUT $155,473 OF THIS NET INCOME AMOUNT REPRESENTS INCOME REPORTED ON THE ORGANIZATION'S TAX RETURN, BUT NOT INCOME THAT WAS ACTUALLY RECEIVED AND REFLECTED IN THE FUND BALANCES AS SHOWN ON THE ORGANIZATION'S BOOKS. THUS, AN ADJUSTMENT OF $3,890,632 ($4,046,105 MINUS $155,473) IS NECESSARY TO RECONCILE THE NET ASSETS AND FUND BALANCES AT THE END OF THE YEAR AS SHOWN ON THE ORGANIZATION'S TAX RETURN WITH THE ORGANIZATION'S BOOKS. EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 412412 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 20500643 0 0 0 0 0 0 20913055 0 20913055 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 THE WILLIAM H MINER AGRICULTURAL RESEARCH INSTITUTE 1034 MINER FARM ROAD CHAZY NY 12921 141414736 501(C)(3) 6213323 0 GENERAL SUPPORT CHAZY CENTRAL RURAL SCHOOL 09 OLD ROUTE 191 CHAZY NY 12921 CHAZY NY 12921 146001318 170(C)(1) 361621 0 GENERAL SUPPORT CVPH FOUNDATION INC 75 BEEKMAN STREET PLATTSBURGH NY 12901 141727048 501(C)(3) 250000 0 HOSPITAL SUPPORT 3 0 PART I, LINE 2: THE ORGANIZATION ACTS AS A SUPPORTING ORGANIZATION FOR THE THREE PUBLIC CHARITIES LISTED IN PART I, LINE 11(G) OF SCHEDULE A. THE ORGANIZATION MAINTAINS A RELATIONSHIP WITH EACH OF THESE THREE PUBLIC CHARITIES AND THEREBY MONITORS EXPENDITURE OF GRANT FUNDS BY THESE CHARITIES. ONE OF THE ORGANIZATION'S TRUSTEES IS THE CEO OF THE WH MINER AGRICULTURAL RESEARCH INSTITUTE. HIS RESPONSIBILITIES AND HIS RESIDENCE NEAR THE LOCATION OF THE ORGANIZATION'S BENEFICIARIES ARE EXTREMELY HELPFUL TO THE TRUSTEES IN DISCHARGING THEIR RESPONSIBILITIES IN KEEPING INFORMED AS TO THE NEEDS OF THE INSTITUTE AND THE TWO OTHER BENEFICIARIES, AND HELPING THE TRUSTEES FORM A JUDGMENT AS TO THE ORGANIZATION'S ALLOCATION OF DISTRIBUTIONS AMONG THE THREE BENEFICIARIES. THE ORGANIZATION'S TRUSTEES AND OFFICERS ALSO MEET DURING THE YEAR WITH OFFICERS AND BOARD MEMBERS OF ALL THREE OF THE ORGANIZATION'S BENEFICIARIES TO DISCUSS AND RECEIVE INPUT ON EACH BENEFICIARY'S ACTIVITIES AND USE OF THE ORGANIZATION'S DISTRIBUTIONS. X X 0 0 0 0 0 0 0 0 0 RICHARD J GRANT TRUSTEE 40000 243469 0 9375 0 0 0 35456 0 2856 40000 291156 0 0 KIRK E BEATTIE FINANCE OFFICER 25000 161128 0 6667 0 0 0 25300 0 2285 25000 195380 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION HAS TWO TRUSTEES. A DRAFT OF THE FORM 990 IS PROVIDED TO THE TWO TRUSTEES FOR REVIEW AND COMMENT PRIOR TO FILING. THE FORM 990 IS SIGNED BY ONE OF THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ADOPTED A CONFLICT OF INTEREST POLICY IN OCTOBER 2009. EACH YEAR, IT IS EXPECTED THAT EACH OF THE ORGANIZATION'S TRUSTEES WILL SIGN AN ANNUAL DISLOSURE STATEMENT IN WHICH EACH TRUSTEE REPORTS HIS AFFILIATION, CONFIRMS HIS COMPLIANCE WITH THE POLICY, AND AGREES TO REPORT TO THE TRUSTEES ANY POSSIBLE CONFLICT OF INTEREST OF WHICH THE TRUSTEE MAY BECOME AWARE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS BASED ON COMPARABILITY DATA OF WHAT SIMILAR ORGANIZATIONS PAY FOR SIMILAR POSITIONS AND SERVICES. THE TRUSTEES APPROVE COMPENSATION AMOUNTS BASED ON AN ANALYSIS OF SUCH DATA AND A DETERMINATION OF WHAT IS REASONABLE COMPENSATION FOR THE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING INSTRUMENT AND FINANCIAL STATEMENTS ARE AVAILABLE FOR INSPECTION BY ITS SUPPORTED ORGANIZATIONS. FORM 990, PART XI, LINE 9: SEE SCHEDULE D, PART XIII FOR EXPLANATION. -3,890,632. THE WILLIAM H MINER AGRICULTURAL RESEARCH INSTITUTE 1034 MINER FARM RD CHAZY NY 12921 141414736 OPERATION OF EDUCATIONAL AND RESEARCH INSTITUTION NY 501(C)(3) LINE 2 N/A 0 CHAZY CENTRAL RURAL SCHOOL 09 OLD ROUTE 191 CHAZY NY 12921 146001318 OPERATION OF SCHOOL NY LINE 6 N/A 0 CHAMPLAIN VALLEY PHYSICIANS HOSPITAL MEDICAL CENTER 75 BEEKMAN ST PLATTSBURGH NY 12901 141338471 OPERATION OF HOSPITAL NY 501(C)(3) LINE 3 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0