2023-08-30T09:43:16-05:00 2022-12-31 131459550 MAZARS USA LLP 135 WEST 50TH STREET NEW YORK NY 100200002 990PF 2022-01-01 133922199 THE JAMES AND JUDITH K DIMON FOUNDATION JAME 2122706000 CO JPM CHASE 383 MADISON AVE FL 4 NEW YORK NY 10179 JUDITH DIMON PRESIDENT 2122706000 2023-08-28 1 JUDITH DIMON 999009999 0 LISA OSOFSKY P00003470 2128127000 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 189104726 X 23816195 64073 64073 3010914 3010914 -4715396 84538081 2644211 22175786 5719198 0 0 0 141952 10937 131015 3609 328 3281 40371 20185 20186 2041724 621998 1419726 535255 46245 9010 3639 0 3639 38554 3124 35430 2805104 702817 1622287 4895000 4895000 7700104 702817 6517287 14475682 5016381 38732420 14046516 14046516 65135588 104006534 117168760 72083752 45359067 42574853 329 15000000 15314597 175952089 178412117 189104726 0 0 X 34328323 34328323 0 0 141623766 144083794 175952089 178412117 175952089 178412117 175952089 14475682 7392865 197820636 19408519 178412117 PUBLICLY TRADED SECURITIES 72072664 76958111 -4885447 -4885447 MATTHEWS PACIFIC TIGER 449,556 SHS 2022-01-27 11899757 4935759 6963998 6963998 CAPITAL GAINS DIVIDENDS P 565660 565660 565660 2644211 69728 0 69728 0 69728 185452 0 0 0 185452 X 0 115724 115724 0 0 0 0 0 0 0 0 1 0 0 1 1 NY 1 0 0 0 0 1 N/A JPMORGAN CHASE BANK NA 2122706000 383 MADISON AVENUE NEW YORK NY 10179 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 JAMES DIMON C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 DIRECTOR 1.00 0 0 0 JUDITH K DIMON C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 PRESIDENT, TREAS, DIRECTOR 1.00 0 0 0 JOAN KENT C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 SECRETARY, DIRECTOR 1.00 0 0 0 DR THEODORE DIMON C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 DIRECTOR 0.25 0 0 0 TAMARA BECHARA C/O JPM 383 MADISON AVENUE NEW YORK NY 10179 DIRECTOR 0.25 0 0 0 ABBY JO SIGAL 285 RIVERSIDE DRIVE APT 6C NEW YORK NY 10025 EXECUTIVE DIRECTOR 40.00 109375 7500 0 0 MCKINSEY & COMPANY 3 WORLD TRADE CTR 175 GREENWICH STREET NEW YORK NY 10007 WORKFORCE DEVELOP STRAT 1200000 JPMORGAN CHASE BANK NA 383 MADISON AVENUE NEW YORK NY 10179 INVESTMENT MGMT 496987 CEIBA ADVISORY LLC 2727 PALISADE AVENUE APT 11E BRONX NY 10463 PHILANTHROPY ADVISOR 225520 0 0 147615410 16907531 15314612 179837553 0 0 179837553 2697563 177139990 8857000 8857000 69728 69728 8787272 0 8787272 0 8787272 6517287 0 6517287 8787272 0 0 3733798 162559 397677 894059 50957 5239050 6517287 0 0 0 6517287 0 2269985 2269985 2969065 0 0 0 0 0 0 1463813 1505252 162559 397677 894059 50957 JAMES DIMON X 92ND STREET Y 1395 LEXINGTON AVENUE NEW YORK NY 10128 N/A PC PROGRAM SUPPORT 25000 ACCESS LIVING OF METROPOLITAN CHICAGO 115 WEST CHICAGO AVENUE CHICAGO IL 60654 N/A PC PROGRAM SUPPORT 5000 BALLET HISPANICO OF NEW YORK 167 WEST 89TH STREET NEW YORK NY 10024 N/A PC PROGRAM SUPPORT 10000 BREAST CANCER RESEARCH FOUNDATION 28 WEST 44TH STREET SUITE 609 NEW YORK NY 10036 N/A PC PROGRAM SUPPORT 10000 BRONX COMMUNITY COLLEGE FOUNDATION 2155 UNIVERSITY AVENUE BRONX NY 10453 N/A PC 2022 SCHOLARSHIP GALA 10000 CARNEGIE HILL NEIGHBORS INC 1326 MADISON AVENUE LOWER LEVEL NEW YORK NY 10128 N/A PC PROGRAM SUPPORT 5000 CENTRAL PARK CONSERVANCY INC 14 E 60TH STREET 8TH FL NEW YORK NY 10022 N/A PC PROGRAM SUPPORT 5000 CHILDREN'S AID SOCIETY 117 WEST 124TH STREET NEW YORK NY 10027 N/A PC PROGRAM SUPPORT 50000 CHILDREN'S MUSEUM OF MANHATTAN 212 WEST 83RD STREET NEW YORK NY 10024 N/A PC PROGRAM SUPPORT 25000 CNAS - CENTER FOR A NEW AMERICAN SECURITY 1152 15TH STREET NW SUITE 950 WASHINGTON DC 20005 N/A PC PROGRAM SUPPORT 5000 COLUMBIA UNIVERSITY TEACHERS COLLEGE 525 W 120TH STREET NEW YORK NY 10027 N/A PC HOPE AHEAD CAMPAIGN AND GENERAL OPERATING SUPPORT 200000 DREAMYARD PROJECT 1085 WASHINGTON AVENUE BRONX NY 10456 N/A PC PROGRAM SUPPORT 50000 ENTITLEMENTS HOW (DBA FREE THE FACTS) 2365 HARRODSBURG ROAD SUITE B230 LEXINGTON KY 40504 N/A PC PROGRAM SUPPORT 1000000 EXPANDED SCHOOLS 11 WEST 42ND STREET 3RD FL NEW YORK NY 10036 N/A PC CAREER CONNECTED SCHOOLS PROGRAM 25000 FACING HISTORY AND OURSELVES INC 16 HURD ROAD BROOKLINE MA 02445 N/A PC PROGRAM SUPPORT 10000 FRIENDS OF THE HIGH LINE INC 820 WASHINGTON STREET NEW YORK NY 10014 N/A PC PROGRAM SUPPORT 5000 GOD'S LOVE WE DELIVER 166 AVENUE OF THE AMERICAS NEW YORK NY 10013 N/A PC LOVE ROCKS 10000 GREENLIGHT FUND 50 MILK STREET 16TH FLOOR BOSTON MA 02109 N/A PC PROGRAM SUPPORT 5000 HARLEM'S CHILDREN'S ZONE INC 35 EAST 125TH STREET NEW YORK NY 10035 N/A PC PROGRAM SUPPORT 10000 HARVARD COLLEGE HBS PO BOX 412275 BOSTON MA 02241 N/A PC PROGRAM SUPPORT 200000 HEARING AND SPEECH AGENCY 5900 METRO DRIVE BALTIMORE MD 21215 N/A PC PROGRAM SUPPORT 5000 HERE TO HERE FOUNDATION 452 EAST 149TH STREET FL 2 BRONX NY 10455 N/A POF PROGRAM SUPPORT 800000 HORIZONS AT NORWALK COMMUNITY COLLEGE PO BOX 244 NORWALK CT 06853 N/A PC PROGRAM SUPPORT 25000 HUMAN RIGHTS WATCH 350 FIFTH AVENUE 34TH FL NEW YORK NY 10118 N/A PC PROGRAM SUPPORT 5000 ICAHN SCHOOL OF MEDICINE AT MT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 10029 N/A PC PROGRAM SUPPORT 100000 IONA COLLEGE 715 NORTH AVENUE NEW ROCHELLE NY 10801 N/A PC PROGRAM SUPPORT 100000 LEGAL SERVICES NYC 40 WORTH STREET SUITE 820 NEW YORK NY 10013 N/A PC PROGRAM SUPPORT 5000 LET'S WIN PANCREATIC CANCER FOUNDATION 422 EAST 72ND STREET SUITE 9F NEW YORK NY 10021 N/A PC PROGRAM SUPPORT 10000 MUSEUM OF MODERN ART 11 WEST 53RD STREET NEW YORK NY 10019 N/A PC PROGRAM SUPPORT 25000 NEW YORK HISTORICAL SOCIETY 170 CENTRAL PARK WEST NEW YORK NY 10024 N/A PC PROGRAM SUPPORT 125000 NORTON HEALTHCARE INC FENLEY OFFICE PARK B 4965 US HIGHWAY 42 SUITE 1000 LOUISVILLE KY 40222 N/A PC WENDY NOVAK DIABETES INSTITUTE 500000 NY CITY CENTER INC 130 WEST 56TH STREET NEW YORK NY 10019 N/A PC PROGRAM SUPPORT 10000 NY HALL OF SCIENCE 47-01 111TH STREET CORONA NY 11368 N/A PC PROGRAM SUPPORT 10000 PREP FOR PREP 328 WEST 71ST STREET NEW YORK NY 10023 N/A PC PROGRAM SUPPORT 5000 PROJECT DESTINED INC 1623 S STREET NW WASHINGTON DC 20009 N/A PC PROGRAM SUPPORT 10000 SESAME WORKSHOP 1900 BROADWAY NEW YORK NY 10023 N/A PC PROGRAM SUPPORT 5000 TEACH FOR AMERICA 25 BROADWAY 12TH FL NEW YORK NY 10004 N/A PC PROGRAM SUPPORT 25000 THE BRONX FOUNDATION 557 GRAND CONCOURSE SUITE 125 BRONX NY 10453 N/A PC PROGRAM SUPPORT 350000 THE INNOCENCE PROJECT 40 WORTH STREET SUITE 701 NEW YORK NY 10013 N/A PC PROGRAM SUPPORT 5000 THE JULLIARD SCHOOL 60 LINCOLN CENTER PLAZA NEW YORK NY 10023 N/A PC PROGRAM SUPPORT 25000 THE UNIVERSITY OF TEXAS 1515 HOLCOMBE BOULEVARD HOUSTON TX 77030 N/A PC HOLLY CLEGG GASTRIC CANCER RESEARCH FUND 1000 WHY HUNGER INC 505 EIGHTH AVENUE SUITE 1212 NEW YORK NY 10018 N/A PC PROGRAM SUPPORT 5000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 10460 N/A PC UKRANIAN RELIEF EFFORT 50000 WORLD CENTRAL KITCHEN 200 MASSACHUSETTS AVENUE NW 7TH FLOOR WASHINGTON DC 20001 N/A PC PROGRAM SUPPORT 1000000 YOUNG AUDIENCES - NEW YORK 1 EAST 53RD STREET FL 9 NEW YORK NY 10022 N/A PC PROGRAM SUPPORT 10000 YOUNG MEN'S AND YOUNG WOMEN'S HEBREW ASSOCIATION 1395 LEXINGTON AVENUE NEW YORK NY 10128 N/A PC YS DANCE PROGRAM 19000 4895000 0 14 64073 14 3010914 18 -4715396 0 -1640409 0 -1640409 0 0 0 0 0 0 0 0 0 0 X X 1 JD 2006 CHARITABLE LEAD TRUST C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 867135 X 2 JUDITH DIMON C/O JPMORGAN CHASE 383 MADISON AVE NEW YORK NY 10179 22949060 X 2 JPMORGAN CHASE & CO 176,091 SHARES (TAX COST BASIS $3,785,289) 22949060 2022-11-09 ACCOUNTING FEE 40371 20185 20186 HERE TO HERE FOUNDATION INC 452 EAST 149TH STREET 2ND FLOOR BRONX NY 10455 2022-03-01 800000 ALLOCATION OF FUNDS TO SALARIES, FRINGE BENEFITS & OPERATING EXPENSES PURSUANT TO GRANTEE'S PLAN OF DISSOLUTION. FURTHER, ANY REMAINING FUNDS WILL BE DISTRIBUTED TO THE BRONX COMMUNITY FOUNDATION, INC. 506212 NONE 9/20/2022 AND 3/15/2023 2023-03-15 FUNDS WERE EXPENDED IN ACCORDANCE WITH THE GRANT AGREEMENT ISHARES 20+ YEAR TREASURY BO 375423 364788 ISHARES 7-10 YEAR TREASURY B 588080 574680 ISHARES CORPORATE BOND FD- USD-RS 837869 776591 ISHARES MBS ETF 946107 977678 ISHARES TRUST ISHARES 1-5 YEARS 592954 588524 JPM INCOME FUND - USD- R6ISIN 987435 953677 JPM MANAGED INCOME FD USD - L 21572733 21495911 JPM MANAGED INCOME FD USD - L 2442455 2440010 SIX CIRCLES CREDIT OPPORT 456225 391837 SIX CIRCLES GLOBAL BOND 4483450 3675335 VANGUARD TTL BD MKT IDX-ADM 5525395 4855345 VANGUARD TTL INTL BND-ADM 6550941 5480477 ACCENTURE PLC-CL A 19893 18946 ACCENTURE PLC-CL A 189662 171044 ADOBE INC 31397 22884 ADOBE INC 328350 229850 ADYEN NV UNSPON ADR 17503 15125 ADYEN NV UNSPON ADR 194254 138414 AIA GROUP LTD-SP ADR 172831 165057 AIA GROUP LTD-SP ADR 16437 17417 ALCON INC 171238 163218 ALCON INC 18169 17617 ALIGN TECHNOLOGY INC 296030 118104 ALIGN TECHNOLOGY INC 26095 11600 AMAZON.COM INC 192867 108780 AMAZON.COM INC 16843 10836 AMERICAN TOWER CORP 18729 17796 AMERICAN TOWER CORP 195172 179869 AON PLC CLASS A 175938 204095 AON PLC CLASS A 17852 21910 ASM INTERNATIONAL-NY REG SHS 144300 99729 ASM INTERNATIONAL-NY REG SHS 15297 10685 ASML HOLDING NV-NY REG SHS 208243 185230 ASML HOLDING NV-NY REG SHS 246953 216921 ASML HOLDING NY-NY REG SHS 23188 21310 ASML HOLDING NY-NY REG SHS 21812 20217 ASTRAENECA PLC-SPOMS ADR A 17589 18306 ASTRAZENECA PLC-SPONS ADR 163202 169839 ATLAS COPCO AB-SPONS ADR A 12165 10006 ATLAS COPCO AB-SPONS ADR A 128681 92890 ATLASSIAN CORP PLC-CLASS A 262132 134599 ATLASSIAN CORP PLC-CLASS A 19124 14798 BLACKSTONE INC 17506 14022 BLACKSTONE INC 189291 141406 CANADIAN PACIFIC RAILWAY LTD 265439 259946 CANADIAN PACIFIC RAILWAY LTD 27090 28195 CHIPOTLE MEXICAN GRILL INC 213236 208124 CHIPOTLE MEXICAN GRILL INC 20863 20812 CME GROUP INC 137582 111658 CME GROUP INC 13599 11099 CSL LTD SPONSORED ADR 158844 162111 CSL LTD SPONSORED ADR 15798 17167 DANAHER CORP 234145 255069 DANAHER CORP 21563 25215 DSV A/S UNSP ADR 120929 99317 DSV A/S UNSP ADR 12832 10718 ENERGY SELECT SECTOR SPDR 20000087 21561268 EPAM SYSTEMS INC 194024 142567 EPAM SYSTEMS INC 21072 15732 ESTEE LAUDER COMPANIES - CL A 28397 25803 ESTEE LAUDER COMPANIES - CL A 301793 259523 EVOLUTION AB 251422 170259 EVOLUTION AB 19501 15950 EXPERIAN PLC-SPONS ADR 23838 22013 EXPERIAN PLC-SPONS ADR 227264 202226 FERGUSON PLC 123852 106401 FERGUSON PLC 13092 11427 FERRARI NV 19859 20137 FERRARI NV 189840 189370 FIDELITY 500 INDEX-INST PRM 33912919 31354213 FIDELITY 500 INDEX-INST PRM 3243658 3058316 FIDELITY INTL INDX-INST PRM 8813000 7459362 FIDELITY INTL INDX-INST PRM 767543 674119 ICICI BANK LTD-SPON ADR 16326 16264 ICICI BANK LTD-SPON ADR 140992 137535 ICON PLC 18733 16317 ICON PLC 174434 145493 ILLUMINA INC 37048 22040 ILLUMINA INC 425233 222622 INTUIT INC 24422 24132 INTUIT INC 274904 243263 INTUITIVE SURGICAL INC 27802 29985 INTUITIVE SURGICAL INC 297655 301968 JPM EQ INC FD USD R6 572166 577282 JPM EQ INC FD USD R6 5906373 5871994 JPM MANAGED INCOME FD USD - L 5204916 5225839 JPMORGAN CHASE & CO 3785289 23613803 LASERTEC CORP - ADR UNSP 122599 104684 LASERTEC CORP - ADR UNSP 12729 11761 LI NING CO LTD-UPSPON ADR 11070 10093 LI NING CO LTD-UPSPON ADR 117791 94707 LINDE PLC 107774 107313 LINDE PLC 11734 11742 LONZA GROUP AG UNSPON ADR 95986 76489 LONZA GROUP AG UNSPON ADR 10121 8336 LULULEMON ATHLETICA INC 13344 13456 LULULEMON ATHLETICA INC 136136 135521 LULULEMON ATHLETICA INC 11201 11534 LULULEMON ATHLETICA INC 104209 107327 LVMH MOET HENNESSY - UNSP ADR 150434 149071 LVMH MOET HENNESSY - UNSP ADR 15549 16370 MATCH GROUP INC 323647 110861 MATCH GROUP INC 24494 11036 MATTHEWS PACIFIC TIGER-INST 6986521 4514734 MATTHEWS PACIFIC TIGER-INST 231913 462068 METTLER TOLEDO INTERNATIONAL 104463 124309 METTLER TOLEDO INTERNATIONAL 11797 14455 MICROSOFT CORP 191844 184422 MICROSOFT CORP 18026 18466 NESTLE SA SPONS ADR 172783 165859 NESTLE SA SPONS ADR 18124 17878 NETFLIX INC 332394 249174 NETFLIX INC 25169 24770 NIKE INC CL- B 287350 243381 NIKE INC CL- B 27284 24221 NOVO-NORDISK A/S SPONS ADR 162195 207341 NOVO-NORDISK A/S SPONS ADR 18501 25579 NVIDIA CORP 24210 27036 NVIDIA CORP 304168 271820 PERNOD RICARD SA SPON ADR 13737 13333 PERNOD RICARD SA SPON ADR 132169 123890 RESMED INC 9981 11031 RESMED INC 95909 100943 S&P GLOBAL INC 22681 21101 S&P GLOBAL INC 235000 210342 SCHNEIDER ELECT SE-UNSP ADR 178977 154842 SCHNEIDER ELECT SE-UNSP ADR 18879 16944 SERVICENOW INC 26333 21743 SERVICENOW INC 298587 219373 SIKA A AG-BR ADR 17686 14089 SIKA AG-BR-ADR 170794 130316 STERIS PLC 16381 15329 STERIS PLC 157134 143504 THOMSON REUTERS CORPORATION 109981 109393 THOMSON REUTERS CORPORATION 11702 11749 VANGUARD S&P 500 VALUE ETF 1770831 1911819 VANGUARD S&P 500 VALUE ETF 166056 179277 VISA INC CLASS A SHARES 345343 331169 VISA INC CLASS A SHARES 35077 33034 WASTE CONNECTIONS INC 11704 10870 WASTE CONNECTIONS INC 107915 99681 COATUE OFFSHORE FUND, LTD. CLASS B AT COST 5000000 4834147 TUDOR BVI GLOBAL FUND LTD. SUB-CLASS B AT COST 5000000 5164700 XANTIUM PARTNERS FUND LTD. CLASS B AT COST 5000000 5315750 COST BASIS ADJ FOR FMV OF DONATED SECURITIES 19163770 COST BASIS ADJUSTMENT PER 1099 269 PRIOR PERIOD ADJUSTMENT 244480 DATA MANAGEMENT SYSTEM 7710 0 7710 INSURANCE EXPENSE 2217 0 2217 MISCELLANEOUS 18800 0 18800 NYS DEPT OF LAW FILING FEE 1500 0 1500 OTHER INVESTMENT FEES 2546 2546 0 PAYCHEX ADMINISTRATION FEES 5781 578 5203 COST BASIS ADJ OF FMV TO COST OF DONATED SECURITIES SOLD 7359608 COST OF PENDING PURCHASES 27152 PRIOR YEAR PENDING SALES EXCLUDED 6105 CONSULTING FEES 1464830 45104 1419726 EDGEWOOD MGMT FEE 47430 47430 0 JP MORGAN CHASE TRUST FEE 496987 496987 0 WCM INV MGMT FEE 32477 32477 0 EXCISE TAX 480000 0 0 FOREIGN TAX WITHHELD 45244 45244 0 PAYROLL TAX 10011 1001 9010