2023-09-06T16:33:02-07:00 2023-04-30 990 2022-05-01 237088831 CARLETON UNIVERSITY CARL 6135203602 1125 Colonel By Dr Pigiarvik 603 OTTAWA Ontario CA K1S 5B6 Angela Marcotte AVP FINANCIAL SERVICES 6135203600 2023-09-06 1 1 11 1 AAL2 X 2022 2023-04-26 12:10:37Z X Angela Marcotte 1125 Colonel By Drive Ottawa Ontario CA K1S 5B6 544453111 0 X www.Carleton.ca X University 1942 CA CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 31 24 0 100 0 0 147999205 154529886 367340083 363821048 38572124 26102177 0 0 553911412 544453111 46685206 44301369 0 0 351468878 342439018 0 0 4551729 148550524 171150674 546704608 557891061 7206804 -13437950 1512501069 1430083372 614466526 563686298 898034543 866397074 CARLETON UNIVERSITY PROVIDES POST SECONDARY EDUCATION 0 0 400315247 40326576 251904983 GENERAL OPERATIONS, PLANT FUND, SCHOLARSHIP AND BURSARIES 89456887 3966429 67084671 SPONSORED AND CONTRACT RESEARCH 38607518 8364 44831394 ANCILLARY OPERATIONS 0 0 0 528379652 1 0 0 0 0 0 0 1 0 1 1 0 1 0 0 0 1 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 1 0 0 1 CA 0 0 1 1 0 0 0 X 31 24 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X ANGELA MARCOTTE 6135203602 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1S 5B6 Benoit Antoine Bacon President 35 X 311691 0 34346 Dana Brown Dean 35 X 227512 0 30217 Larry Kostiuk Dean 35 X 212815 0 29976 Michel Piche Former VP Finance & Admin 0 X 212975 0 23104 Lorraine Dyke VP Finance & Admin 35 X 199066 0 28535 Isaac Otchere Professor 35 X 207010 0 16844 Michel Barbeau Dean and Director 35 X 198886 0 18137 Matthew Johnson Professor 35 X 197180 0 14722 RafiK Goubran Vice President Research 35 X 178580 0 20011 Thomas Tomberlin Provost and VP Academic 35 X 193959 0 1215 Suzanne Blanchard Vice President Students and Enrolment 35 X 169398 0 24638 Catherine Khordoc Member of Board of Governors (deputy provost) 35 X 166859 0 24248 Patrice Smith Member of Board of Governors (Dean) 35 X 152771 0 22429 Elinor Sloan Member of Board of Governors (Professor) 35 X 139730 0 19334 Banu Ormeci Member Board of Governors (Professor) 35 X 139172 0 15006 Adrian Chan Member of Board of Governors (Professor) 35 X 132229 0 15774 Pamela Wolff Member of Board of Governors (Instructor) 35.00 X 115680 0 12224 Nina Anita Karhu Member of Board of Governors(Manager Classroom) 35 X 75368 0 12481 Art Ullet Member of Board of Governors (Locksmith) 35 X 70141 0 11806 Alison Brown Member of Board of Governors (TA) 35 X 4715 0 0 Yaprak Baltacioglu Chancellor 1 X 0 0 0 Beth Creary Member of Board of Governors 1 X 0 0 0 Patrick Dion Member of Board of Governors 1 X 0 0 0 Gregory Farrell Member of Board of Governors 1 X 0 0 0 Dan Fortin Member of Board of Governors 1 X 0 0 0 Kim Furlong Member of Board of Governors 1 X 0 0 0 Marion Fraser Member of Board of Governors 1.0 X 0 0 0 Daniel Greenberg Member of Board of Governors 1 X 0 0 0 Louise Hayes Member of Board of Governors 1 X 0 0 0 Lynn Honsberger Member of Board of Governors 1 X 0 0 0 Alice Keung Member of Board of Governors 1 X 0 0 0 Susan Mingie Member of Board of Governors 1 X 0 0 0 Brenda O'Connor Member Board of Governors 1 X 0 0 0 Jane Taber Member of Board of Governors 1 X 0 0 0 Ann Tremblay Member of Board of Governors 1 X 0 0 0 Christina Tessier Member Board of Governors 1 X 0 0 0 Konrad Von Finckenstein Member of Board of Governors 1 X 0 0 0 Puja Dabas Member of Board of Governors 1 X 0 0 0 Mira Gillis Member of Board of Governors 1 X 0 0 0 Linda Grussani Member of Board of Governors 1 X 0 0 0 Al Hamdani Member of Board of Governors 1 X 0 0 0 Abishek Khoyani Member of Board of Governors 1 X 0 0 0 Dudley Maseko Member of Board of Governors 1 X 0 0 0 Laura Newton-Miller Member of Board of Governors 1 X 0 0 0 Jonathan Ojangole Member of Board of Governors 1 X 0 0 0 3305737 0 375047 722 1 1 0 Aramark 37 Rue do Valcout Gatineau Quebec CA J8T 8G9 Food Services 15770877 C and W Facilities Services PO Box 7833 Toronto Ontario CA M5W 2R2 Maintenance 8203238 EllisDon Corporation 2680 Queensview Drive Ottawa Ontario CA K2B 8J9 Construction 4328666 Sullivan M & Son Ltd 100-236 Madawaska Blvd Arnprior Ontario CA K7S 0A3 Construction 7163937 Long View Systems Corporation Suite 2100 250 2nd Street SW Calgary Alberta CA T2P 0C1 IT Services 2857074 222 0 0 0 0 133887229 20642657 123294 154529886 Central Tuition Fees 900099 227070156 227070156 0 0 Research Revenue 900099 61989404 61989404 0 0 Other Student Fees 900099 35032228 35032228 0 0 Sales of Goods & Services 900099 14967275 14967275 0 0 24761985 24761985 0 0 363821048 26102177 26102177 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 544453111 389923225 0 0 44301369 44301369 2315456 1136686 1178770 282664099 269139746 9811088 3713265 14363063 13671007 692056 0 43096400 40302644 2793756 0 485320 318685 165993 642 81080 7532 73548 629310 629310 11161436 10411520 522736 227180 1816996 1740167 64961 11868 17954750 16968281 794812 191657 812214 785090 2885 24239 31578805 26920012 4641717 17076 2531814 2495914 7992 27908 5554412 5442713 109680 2019 1793335 1793335 33253732 33253732 853474 468633 384841 Miscellaneous 26785972 22999213 3505086 281673 Furniture/Equipment/Renovations 30072849 29808950 209697 54202 Library Books 5785175 5785113 62 0 557891061 528379652 24959680 4551729 397229884 347109878 235475445 230487899 24983032 28008426 7976792 7216877 867118727 332237512 570887055 534881215 271459619 278882483 4489242 3496594 1512501069 1430083372 144281599 122520498 255139145 241771345 42999182 37166455 172046600 162228000 614466526 563686298 X 262827635 257378899 635206908 609018175 898034543 866397074 1512501069 1430083372 X -13437950 3077466 0 0 0 -21276985 X 0 1 X 1 0 X 152830195 139756700 143906203 147999205 154653180 739145483 152830195 139756700 143906203 147999205 154653180 739145483 739145483 17837267 22502146 16866295 38572124 26102176 121880008 861025491 0.85845 0.86474 X 0 18395918 0 0 X X X 0 268133939 12781974 6425668 10837195 0 3603051 272901335 282857703 11004920 -11028262 10869709 0 3830713 268133939 212374534 4658000 78974942 9686494 0 3463279 282857703 218964590 10731253 -5355168 8779729 0 3186412 212374534 207784308 11639472 10576545 8098166 0 2937569 218964590 0.03 0.97 0 0 0 68799420 0 68799420 684652192 0 280628180 404024012 0 0 0 0 82919580 0 44630909 38288671 30747535 0 6978423 23769112 534881215 Endowment 272901335 F Sinking Fund 2671171 F Student Investment Fund 1515289 F Parker Loan 995256 F NWRC Capital Renewal Fund 799432 F 278882483 546901268 3077467 0 0 0 3077467 543823801 629310 0 629310 544453111 557261751 0 0 0 0 0 557261751 629310 0 629310 557891061 Schedule D, Part III, Line 4 The University has an art collection comprised of approximately 30,000 works of art. Schedule D, Part V, Line 4 Contributions restricted for endowment consist of monies received primarily as benefactions, which either the donor or the Board of Governors has designated as endowment. The annual income earned from funds designated as endowment by the donor may be expended only for the purpose designated. Schedule D, Part XI, Line 4a Item represents investment management fees which are presented net of revenue for financial statement purposes. Schedule D, Part XII, Line 4a Investment management fees which are netted against investment income for financial statement purposes and included in expenses for tax purposes. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Carleton University has a department of equity and inclusive communities to administer this. Carleton University embodies inclusiveness in all aspects of its offerings. Equity is of prime importance and value to the university. Schedule E, Part I, Line 6 Universities in the province of Ontario receive funding from the Ministry of Colleges and Universities. In addition various government agencies provide funding for research projects. 1 North America (including Canada and Mexico, but not the United States) 1 4791 Program Services University Operations 557891061 1 4791 557891061 Undergraduate Scholarships North America (including Canada and Mexico, but not the United States) 9650 24126068 Credit to account 0 Graduate Scholarships North America (including Canada and Mexico, but not the United States) 2655 16994432 Credit to account 0 Undergraduate Bursary North America (including Canada and Mexico, but not the United States) 450 450068 Credit to account 0 Graduate Bursary North America (including Canada and Mexico, but not the United States) 2731 2730800 Credit to account 0 0 0 0 0 0 0 Schedule F, Part I, Line 2 Carleton University operates entirely within Canada and all grants are made in Canada. Grants and assistance are paid to students. All records of grants are maintained by the university by the Student Award Office. Schedule F, Part I, Line 3 Accrual method of accounting Schedule F, Part III Column C: Number of recipients is estimated based on the average bursary and scholarship values per year. X 0 0 0 0 0 0 0 0 0 Benoit Antoine Bacon President 306240 0 0 0 5451 0 21312 0 13034 0 346037 0 0 0 Dana Brown Dean 227512 0 0 0 0 0 19223 0 10993 0 257728 0 0 0 Larry Kostiuk Dean 212815 0 0 0 0 0 19099 0 10876 0 242790 0 0 0 Michel Piche Former Vice President Finance and Admin 212975 0 0 0 0 0 19105 0 3999 0 236079 0 0 0 Isaac Otchere Professor 207010 0 0 0 0 0 14066 0 2778 0 223854 0 0 0 Lorraine Dyke VP Finance & Admin 199066 0 0 0 0 0 17980 0 10555 0 227601 0 0 0 Michel Barbeau Professor 198886 0 0 0 0 0 14189 0 3948 0 217023 0 0 0 Matthew Johnson Professor 197180 0 0 0 0 0 11944 0 2778 0 211902 0 0 0 Thomas Tomberlin Provost and VP Academic 193959 0 0 0 0 0 0 0 1215 0 195174 0 0 0 RafiK Goubran Vice President Research 178580 0 0 0 0 0 16013 0 3999 0 198592 0 0 0 Suzanne Blanchard Vice President Students and Enrolment 169398 0 0 0 0 0 15131 0 9507 0 194036 0 0 0 Catherine Khordoc Member of Board of Governors (deputy provost) 166859 0 0 0 0 0 14887 0 9361 0 191107 0 0 0 Patrice Smith Board of Governors Member (Dean) 152771 0 0 0 0 0 13534 0 8895 0 175200 0 0 0 Elinor Sloan Member of Board of Governors (Professor) 139730 0 0 0 0 0 12281 0 7053 0 159064 0 0 0 Banu Ormeci Member Board of Governors (Faculty) 139172 0 0 0 0 0 12228 0 2778 0 154178 0 0 0 X 9 123294 Market 0 0 0 0 Form 990, Part VI, Section A, Line 7a The Board of Governors election process is segregated by categories. Students, Admin Staff and Academic Faculty Staff are able to elect a certain number of members. Please refer to www.carleton.ca/secretariat/boardofgovernors for more details. Form 990, Part VI, Section B, Line 11b Form 990 is prepared by the Assistant Director, Financial Accounting and Reporting. The completed form is reviewed and signed by the Associate Vice President Finance. Form 990, Part VI, Section B, Line 12c The University ensures compliance with the conflict of interest policy by having board members sign a code of conduct on a yearly basis. Form 990, Part VI, Section B, Line 15 Compensation for both the President and Vice-President is established in the first instance with the assistance of a consultant contracted by the university. The consultant is ordinarily an executive search firm. The firm makes a recommendation on appropriate compensation to the university based on market analysis (with the Ontario post secondary market being the most persuasive) and the qualifications of the successful candidate. During the tenure of the President and the Vice President annual adjustments to compensation are made by reference to market conditions and other relevant factors (i.e. Performance) but without the assistance of an independent person. Form 990, Part VI, Section C, Line 19 Financial Statements and all other governance documents can be found on the university website www.carleton.ca Form 990, Part XI, Line 9 Other changes in net assets (-$21,276,985) is due to: employee benefit remeasurement of $20,271,598, art collection contribution of $28,595, net endowment income/distribution of $10,074,471 and foreign exchange rate difference of (-$51,651,649) arising from using the average exchange rate for the fiscal year for the statement of revenue and expenses and foreign exchange rate at April 30, 2022 for the statement of financial position. CARLETON UNIVERSITY FOUNDATION 1125 COLONEL BY DRIVE OTTAWA ONTARIO CA K1S5B6 521970455 FUNDRAISING DC 501 (C) (3) SUPPORT ORG CARLETON UNIVERSITY 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 CARLETON UNIVERSITY FOUNDATION c 44600 CARLETON UNIVERSITY FOUNDATION o 270452 CARLETON UNIVERSITY FOUNDATION n 0