2023-08-14T12:47:03-05:00 2022-09-30 PWC US TAX LLP 655 NEW YORK AVENUE NW SUITE 1100 WASHINGTON DC 20001 990 2021-10-01 237337238 CAPSTONE FOUNDATION % MATTHEW FAJACK CAPS 2053484530 BOX 870136 TUSCALOOSA AL 35487 MATTHEW FAJACK DIRECTOR 2053484530 2023-08-13 true MATTHEW FAJACK 999009999 TRAVIS L PATTON P00369623 2024141000 2023-08-14 2 2021 2023-04-26 12:10:37Z MATTHEW FAJACK BOX 870142 TUSCALOOSA AL 35487 5642686 false X N/A X 1973 AL TO PROVIDE SUPPORT TO AND ASSIST THE UNIVERSITY OF ALABAMA IN FULFILLING ITS MISSION OF TEACHING, RESEARCH AND SERVICE. 9 4 0 4 -17496 0 4365295 4123551 0 0 1020500 805617 226263 713518 5612058 5642686 3088067 3053325 0 0 0 0 0 0 0 1295461 2521388 4383528 5574713 1228530 67973 34658876 29373366 14082364 13241443 20576512 16131923 X TO PROVIDE SUPPORT TO AND ASSIST THE UNIVERSITY OF ALABAMA IN FULFILLING ITS MISSION OF TEACHING, RESEARCH AND SERVICE. false false 2629134 2629134 0 GIFTS TO THE UNIVERSITY OF ALABAMA FOR PURPOSES OF ACADEMIC AND STUDENT SERVICES SUPPORT. 2414690 0 731014 SUPPORT CONFERENCES, MEETINGS, AND BUSINESS ENTERTAINMENT AND OTHER PROFESSIONAL ENDEAVOURS FOR THE UNIVERSITY OF ALABAMA, TO ASSIST IN ITS RECRUITING AND DEVELOPMENT EFFORTS. 327641 327641 0 SCHOLARSHIPS GRANTED TO STUDENTS AT THE UNIVERSITY OF ALABAMA TO SUPPORT THEIR EDUCATIONAL ENDEAVORS. 83900 83900 0 GIFTS TO UNIVERSITY FOUNDATION 12650 12650 0 AGENCY GRANTS 96550 96550 0 5468015 true true false false false false false true false true true false false false true false true false false false false false false false false false false true true true false false false false false false false false true false false false false true false false false true 24 0 false 0 false false false false false true true false false false false false false X 9 4 false false false false false false false true true false false false true true true false false false false false X MATTHEW FAJACK 2053484530 271 ROSE ADMIN BLDG TUSCALOOSA AL 35487 STUART R BELL CHAIRMAN 1.0 39.0 X X 0 822110 217629 DANA KEITH DIRECTOR 0.5 42.25 X 0 420457 70359 MATTHEW FAJACK DIRECTOR 0.5 39.5 X 0 426915 59926 ROBERT D PIERCE II DIRECTOR 0.5 39.5 X 0 352780 71807 CALVIN BROWN DIRECTOR 0.5 39.5 X 0 247792 37424 ANDRE TAYLOR DIRECTOR 0.5 0.0 X 0 0 0 BAKER CROW DIRECTOR 0.5 0.0 X 0 0 0 KAREN CAMPBELL DIRECTOR 0.5 0.0 X 0 0 0 KAREN BROOKS DIRECTOR (AS OF 9/2022) 0.5 0.0 X 0 0 0 0 2270054 457145 0 false true false 0 0 0 0 0 0 4123551 83883 4123551 0 654527 654527 0 0 0 0 0 151090 151090 151090 151090 0 0 0 0 0 0 0 0 0 CAPSTONE HOTEL K-1 900099 -17496 0 -17496 0 OTHER INCOME 900099 731014 731014 0 0 713518 5642686 731014 -17496 805617 2725684 2725684 327641 327641 0 0 0 0 0 0 0 0 0 0 45967 0 45967 0 0 0 55049 0 55049 0 116057 115217 840 43003 43003 0 0 303299 303299 0 0 5236 5236 0 0 0 27288 27288 0 0 195623 195623 0 0 0 1137626 1137626 0 0 0 0 3600 3600 992 992 BUSINESS ENTERTAINMENT 438916 438916 0 0 DUES & SUSCRIPTIONS 57028 57028 0 0 ADVERTISING 17731 17731 0 0 SOFTWARE 2915 2915 0 0 71058 70808 250 5574713 5468015 106698 0 208032 322508 0 0 124785 141777 291643 0 0 0 0 0 124642 124120 0 0 128400 131607 171111 61200 113511 109911 33504261 28351683 0 0 0 0 0 0 163602 191760 34658876 29373366 235382 129789 0 0 0 0 0 0 0 0 0 0 0 0 0 0 13846982 13111654 14082364 13241443 X 2029741 2048933 18546771 14082990 20576512 16131923 34658876 29373366 X 67973 -4218002 -294560 X false true X true false X 3950013 3738439 3725153 4365295 4123551 19902451 0 0 0 0 0 0 0 0 0 0 0 0 3950013 3738439 3725153 4365295 4123551 19902451 3148512 16753939 558427 598021 530989 515495 654527 2857459 0 0 0 0 0 0 920855 858699 643584 226263 713518 3362919 26122829 0 0.64135 0.73558 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X HELD FOR FUTURE SALE false 1668932 0 -69462 3410 0 0 1596060 1408524 0 262089 1681 0 0 1668932 1400308 0 11781 3565 0 0 1408524 1399429 0 20969 20090 0 0 1400308 1367995 0 65727 34293 0 0 1399429 0.98860 0.01140 false true true 70000 70000 101111 61200 39911 109911 0 EMINENT SCHOLARS PROGRAM PAYABLE 9221462 ANNUITIES PAYABLE 3108382 DUE TO THE UNIVERSITY OF ALABAMA 781810 13111654 1314789 -4218002 206829 -294560 -4305733 5620522 22164 22164 5642686 5759378 206829 206829 5552549 22164 22164 5574713 PART III, LINE 4: A LARGE COLLECTION OF ARTWORK WAS DONATED TO THE CAPSTONE FOUNDATION, MOST OF WHICH WERE GIFTS TO SUPPORT THE UNIVERSITY OF ALABAMA, EITHER IN ART EXHIBITION OR FOR SCHOLARLY RESEARCH. FOUR OF THE PAINTINGS ARE BEING HELD BY CAPSTONE FOUNDATION FOR FUTURE SALE. PART XI, LINE 2D: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS true THE UNIVERSITY OF ALABAMA BOX 870136 TUSCALOOSA AL 35487 636001138 501(C)(3) 2629134 N/A N/A EDUCATION THE UNIVERSITY FOUNDATION 500 UNIVERSITY BLVD E TUSCALOOSA AL 35401 630803491 501(C)(3) 83900 N/A N/A EDUCATION 2 STUDENT AID, SCHOLARSHIPS, AND AWARDS 261 327641 N/A N/A PT I, LINE 2 THE CAPSTONE FOUNDATION WORKS CLOSELY WITH THE UNIVERSITY OF ALABAMA TO ENSURE THAT GRANTS TO THE UNIVERSITY AND ITS STUDENTS ARE AWARDED AND USED IN ACCORDANCE WITH THE STATED PURPOSE OF THE PARTICULAR GIFT AND THE MISSION OF THE CAPSTONE FOUNDATION. false false false false false false false false false STUART R BELL CHAIRMAN 0 817760 0 0 0 4350 0 131173 0 86456 0 1039739 0 0 MATTHEW FAJACK DIRECTOR 0 415050 0 0 0 11865 0 43606 0 16318 0 486839 0 0 DANA KEITH DIRECTOR 0 403724 0 250 0 16483 0 58069 0 12290 0 490816 0 0 CALVIN BROWN DIRECTOR 0 245739 0 0 0 2053 0 28807 0 8617 0 285216 0 0 ROBERT D PIERCE II DIRECTOR 0 349873 0 0 0 2907 0 50289 0 21518 0 424587 0 0 X 18 72180 FAIR MARKET VALUE X GIFT-IN-KIND 3 11703 FAIR MARKET VALUE false true false PART I, COLUMN (B) THE NUMBER OF CONTRIBUTIONS RECEIVED FROM DONORS HAS BEEN REPORTED IN COLUMN (B). PART VI, LINE 11B THE TAX RETURN IS PREPARED BY PRICEWATERHOUSECOOPERS. THE RETURN IS REVIEWED BY UA TAX OFFICE PERSONNEL, THE UA ASSOCIATE VP FOR FINANCE, AND THE UA VP FOR FINANCE AND OPERATIONS, WHO IS THE BOARD MEMBER WHO SIGNS THE RETURN. PART VI, LINE 12C BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST AT THE ANNUAL BOARD MEETING. PART VI, LINE 15B THE CAPSTONE FOUNDATION DOES NOT HAVE EMPLOYEES OF ITS OWN AND DOES NOT PAY COMPENSATION TO ITS OFFICERS OR DIRECTORS. PART VI, LINE 19 A COPY OF THESE ITEMS WOULD BE PROVIDED TO A MEMBER OF THE PUBLIC UPON REQUEST. PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS. PART III, LINE 4D OTHER PROGRAM SERVICES INCLUDE SUPPORT FOR UNIVERSITY OF ALABAMA TRAVEL, PROFESSIONAL FEES, PRINTING, DUES AND SUBSCRIPTIONS. SEE PART VII NA SEE PART VII NA false true true false false false false false false false false false true false false false false true false FORM 990, SCHEDULE R, PART II - NAMES OF RELATED ORGANIZATIONS: THE ATTACHED LIST OF ENTITIES ARE FOUNDATIONS OR SUBSIDIARIES AFFILIATED WITH THE UNIVERSITY OF ALABAMA SYSTEM AND ITS VARIOUS CAMPUSES. SOME OF THESE ENTITIES MAY NOT MEET THE IRS DEFINITION OF "RELATED ORGANIZATION" FOR PURPOSES OF SCHEDULE R. THEY ARE INCLUDED, HOWEVER, ON THIS ATTACHED STATEMENT FOR PURPOSES OF COMPLETENESS AND TRANSPARENCY. ALABAMA CARE NETWORK MID-STATE (EXEMPT) ALABAMA CARE NETWORK SOUTHEAST (EXEMPT) ALABAMA ENGINEERING FOUNDATION, INC. (EXEMPT) ALABAMA PHYSICIAN NETWORK, LLC (LLC) CAMPUS HOSPITALITY SERVICES, LLC (LLC) CAPSTONE EDUCATIONAL AND RESEARCH FOUNDATION (EXEMPT) CAPSTONE HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) COMMERCIAL REAL ESTATE, LLC (LLC) COOPER GREEN MERCY HEALTH SERVICES AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) COOPER GREEN REHABILITATION SERVICES (EXEMPT) CRIMSON TIDE FOUNDATION (EXEMPT) GORGAS MEMORIAL INSTITUTE OF TROPICAL AND PREVENTATIVE MEDICINE, INC. (C CORP) MEDICAL TOWERS, INC. (C CORP) MEDICAL WEST HOSPITAL AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (EXEMPT) RIDGECREST STUDENT HOUSING, LLC (LLC) SOUTHERN RESEARCH INSTITUTE (EXEMPT) THE 1831 FOUNDATION (EXEMPT) THE ALABAMA "A" CLUB EDUCATIONAL AND CHARITABLE FOUNDATION (EXEMPT) THE ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA SCHOOL OF MEDICINE (EXEMPT) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE CAPSTONE FOUNDATION (EXEMPT) THE HEALTH CARE AUTHORITY FOR BAPTIST HEALTH, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) THE KIRKLIN CLINIC, INC. (C CORP) THE NATIONAL ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE NATIONAL ALUMNI SOCIETY OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM (EXEMPT) THE UAB DIABETES TRUST FOUNDATION (EXEMPT) THE UAB EDUCATIONAL FOUNDATION (EXEMPT) THE UAB RESEARCH FOUNDATION (EXEMPT) THE UNIVERSITY FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA "A" CLUB ALUMNI ASSOCIATION (EXEMPT) THE UNIVERSITY OF ALABAMA DONOR ADVISED FUND (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE PUBLIC EDUCATION BUILDING AUTHORITY (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE RESEARCH AND TECHNOLOGY CORPORATION (EXEMPT) THE UNIVERSITY OF ALABAMA LAW SCHOOL FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION (EXEMPT) THE VALLEY FOUNDATION (EXEMPT) THE WORKPLACE, INC. (C CORP) TRITON HEALTH SYSTEMS, LLC (LLC) UA-ASU-TSU EDUCATIONAL RADIO CORPORATION (EXEMPT) UAB ATHLETICS FOUNDATION (EXEMPT) UAB CALLAHAN EYE HOSPITAL AUTHORITY (EXEMPT) UAB HEALTH SYSTEM AUTHORITY (EXEMPT) UAB HOSPITAL MANAGEMENT, LLC (LLC) UAB MEDICINE ENTERPRISE (EXEMPT) UAB MEDICINE FINANCE AUTHORITY (C CORP) UAB-SVHS, INC. (EXEMPT) UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) UNIVERSITY OF ALABAMA HUNTSVILLE FOUNDATION (EXEMPT) VIVA HEALTH ADMINISTRATION, LLC (LLC) VIVA HEALTH, INC. (EXEMPT)