2023-07-31T13:30:46-05:00 2022-12-31 042689883 WOLF & COMPANY PC 255 STATE STREET BOSTON MA 02109 990PF 2022-01-01 043333757 THE VALLEE FOUNDATION INC BERT 6178596600 ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 ALEXA MASON EXECUTIVE DIRECTOR 6178596600 2023-07-31 1 ALEXA MASON 000005991 1 HARRY A KALAJIAN JR CPA P00464296 6174399700 2023-07-31 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X X 55658787 X X 117 117 1190066 1205846 25985 2663408 285348 1085 26031 1217253 1517342 299710 0 299710 18222 0 18222 11513 0 11513 7350 0 7350 193286 191253 2033 87126 7034 12126 30146 0 30146 320941 0 320941 2470 0 2470 118680 27994 118680 1089444 226281 823191 2305000 2305000 3394444 226281 3128191 -2177191 1291061 6387 2434 2434 3120392 751112 751112 66689019 54905241 54905241 69815798 55658787 55658787 2092 13126 2092 13126 X 69813706 55645661 69813706 55645661 69815798 55658787 69813706 -2177191 0 67636515 11990854 55645661 SCHWAB INVESTMENT SALES P 1000000 1220748 -220748 -220748 CTF INVESTMENT SALES P 1137000 1157312 -20312 -20312 K-1 PASS-THRU + SEC 1256 GAINS P 259363 259363 259363 CAPITAL GAINS DIVIDENDS P 267045 267045 267045 285348 17946 0 17946 0 17946 46785 0 0 0 46785 X 0 28839 28839 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 THEVALLEEFOUNDATION.ORG ALEXA MASON 6178596600 ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 ALEXA M MASON ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 EXECUTIVE DIRECTOR/SECRETARY 35.00 207710 18222 0 CAROL ROBINSON ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 DIRECTOR 1.00 8000 0 0 ELIZABETH HUIDEKOPER ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 ASST. TREASURER/DIRECTOR 1.00 8000 0 0 ERNST-LUDWIG WINNACKER ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 DIRECTOR 1.00 8000 0 0 GORDON HAMMES RESIGNED 111222 ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 DIRECTOR 1.00 8000 0 0 JESPER Z HAEGGSTROM ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 DIRECTOR 1.00 8000 0 0 LEWIS C CANTLEY ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 VP/DIRECTOR 1.00 8000 0 0 LOUISE GROSS ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 DIRECTOR 1.00 4000 0 0 MICHAEL F O'CONNELL ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 COUNSEL 1.00 0 0 0 PETER CAMPOT ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 TREASURER/DIRECTOR 1.00 4000 0 0 PETER M HOWLEY ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 PRESIDENT/DIRECTOR 1.00 8000 0 0 S JAMES ADELSTEIN ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02138 PAST PRESIDENT/DIRECTOR 1.00 8000 0 0 SHEILA OHLUND ONE MIFFLIN PLACE SUITE 400 CAMBRIDGE MA 02116 DIRECTOR 1.00 8000 0 0 NONE 0 WELLINGTON TRUST COMPANY NA 280 CONGRESS ST BOSTON MA 02110 INVESTMENT MANAGEMENT SERVICES 191253 0 THE VALLEE SCHOLARS PROGRAM (SEE ATTACHED STATEMENT) 2040000 THE LINDAU FELLOWSHIP PROGRAM (SEE ATTACHED STATEMENT) 100000 VALLEE VISITING PROFESSORSHIP PROGRAM (SEE ATTACHED STATEMENT) 75000 VALLEE SYMPOSIA PROGRAM (SEE ATTACHED STATEMENT) 252554 0 56363462 2174317 0 58537779 0 0 58537779 878067 57659712 2882986 2882986 17946 17946 2865040 0 2865040 0 2865040 3128191 0 3128191 2865040 1986831 0 0 3128191 1986831 0 0 1141360 0 0 0 0 0 0 0 0 1723680 0 0 0 X ASBMB 6120 EXECUTIVE BLVD STE 400 ROCKVILLE MD 20852 NOT RELATED PC VALLE SCHOLAR AWARD 10000 CALIFORNIA INSTITUTE OF TECHNOLOGY 1200 E CALIFORNIA BLVD 103-6 PASADENA CA 911250001 NOT RELATED PC VALLE SCHOLAR AWARD 340000 EPFL LAUSANNE RTE CANTONALE LAUSANNE SZ 1015 NOT RELATED PC VALLE SCHOLAR AWARD 340000 EVANGELINA NOGALES HOWARD HUGHES ME 110 SPROUL HALL BERKELEY CA 94720 NOT RELATED I VALLE SCHOLAR AWARD 45000 FOUNDATION LINDAU NOBEL LAUREATE MEETING ALFRED-NOBEL-PLATZ 1 LINDAU GM 88131 NOT RELATED PC VALLE SCHOLAR AWARD 100000 HAO WU HARVARD MEDICAL SCHOOL 25 SHATTUCK ST BOSTON MA 02115 NOT RELATED I VALLE SCHOLAR AWARD 25000 INSTITUTE OF SCIENCE AND TECHNOLOGY AUSTRIA AM CAMPUS 1 KLOSTERNEUBURG AU 3400 NOT RELATED PC VALLE SCHOLAR AWARD 340000 MICHAEL N HALL BIOZENTRUM OF THE UN PETERSPL 1 BASEL SZ 4001 NOT RELATED I VALLE SCHOLAR AWARD 25000 REGENT OF THE UNIVERSITY OF CALIFORNIA BERKELEY 1111 FRANKLIN ST 12TH FLOOR OAKLAND CA 94607 NOT RELATED PC VALLE SCHOLAR AWARD 340000 SUSAN L ACKERMAN UNIVERSITY OF CALI 9500 GILMAN DRIVE LA JOLLA CA 920930021 NOT RELATED I VALLE SCHOLAR AWARD 20000 THE JOHNS HOPKINS UNIVERSITY 3910 KESWICK RD STE N4327B BALTIMORE MD 212112226 NOT RELATED PC VALLE SCHOLAR AWARD 340000 UNIVERSITAET WIEN UNIVERSITATSRING 1 WIEN AU 1010 NOT RELATED PC VALLE SCHOLAR AWARD 340000 WILLIAMS FRANKLIN FOUNDATION 4311 18TH ST NW WASHINGTON DC 20011 NOT RELATED PC VALLE SCHOLAR AWARD 40000 2305000 ASBMB 6120 EXECUTIVE BLVD STE 400 ROCKVILLE MD 20852 NOT RELATED PC VALLE SCHOLAR AWARD 10000 FRANCES ARNOLD YALE UNIVERSITY PO BOX 208372 NEW HAVEN CT 06511 NOT RELATED I VALLE SCHOLAR AWARD 50000 JENNIFER DOUDNA MPI 380 PLEASANT ST MALDEN MA 02148 NOT RELATED I VALLE SCHOLAR AWARD 50000 110000 14 117 14 1190066 18 25985 ROYALTIES 15 56 OTHER INCOME 01 1029 0 1217253 0 1217253 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 7350 0 7350 SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990PF, PART IX-A: THE ORGANIZATION DIRECTLY SERVES THE ADVANCEMENT OF SCIENTIFIC EDUCATION BY (I) UNDERWRITING RESEARCH BY DISTINGUISHED SCIENTISTS AND OTHER SCHOLARS ON BIOMEDICAL RESEARCH PROJECTS OF SPECIFIC INTEREST TO THE ORGANIZATION; (II) ORGANIZING AND ARRANGING SHORT-TERM VISITING PROFESSORSHIPS OF DISTINGUISHED SCIENTISTS AT UNIVERSITIES AND OTHER RESEARCH INSTITUTIONS IN THE UNITED STATES AND ABROAD; (III) ORGANIZING AND CONDUCTING SEMINARS AND SYMPOSIA, AND (IV) RECOGNIZING OUTSTANDING ACCOMPLISHMENTS IN BASIC BIOMEDICAL RESEARCH .THE PURPOSE OF THE ORGANIZATION'S PROGRAMS FOR A) VALLEE SCHOLARS; B) VALLEE VISITING PROFESSORS; C) KUGGIE VALLEE DISTINGUISHED LECTURES; D) THE BERT AND KUGGIE VALLEE AWARD IN BIOMEDICAL SCIENCEE) THE LINDAU FELLOWSHIP PROGRAMF) VALLEE SYMPOSIA PROGRAMG) PROGRAM TO SUPPORT DIVERSITY, EQUITY, AND INCLUSION - IS TO FACILITATE INTERACTIONS AMONG PRODUCTIVE SCIENTISTS; TO EXPOSE DEDICATED STUDENTS AND RESEARCHERS TO SCIENTISTS WHO ARE MAKING OUTSTANDING CONTRIBUTIONS TOWARDS THE UNDERSTANDING OF SCIENTIFIC PRINCIPLES AS THEY RELATE TO HUMAN BIOLOGY; AND TO SUPPORT YOUNG INDEPENDENT INVESTIGATORS IN THE EARLY PART OF THEIR CAREER WHO ARE DOING CUTTING-EDGE RESEARCH. AS PART OF THE EDUCATIONAL AND SCIENTIFIC ACTIVITIES AND FUNCTIONS OCCURRING DURING THE TENURE OF THESE SCIENTIFIC RESEARCHERS, THE ORGANIZATION ARRANGES SYMPOSIA, TUTORIALS, LECTURES AND CONFERENCES FOR OTHER SCIENTISTS, NON-SCIENTISTS AND STUDENTS. DURING THE FISCAL YEAR,A) THE VALLEE SCHOLARS PROGRAMTHE ORGANIZATION GRANTED FUNDING FOR THE FOLLOWING RESEARCH SCHOLARS THROUGH THEIR ACADEMIC INSTITUTIONS: VALLEE SCHOLAR AWARDS PAID IN 2022- CALIFORNIA INSTITUTE OF TECHNOLOGY FOR LU WEI- JOHNS HOPKINS UNIVERSITY FOR SHIGEKI WATANABE- REGENTS OF THE UNIVERSITY OF CALIFORNIA, BERKELEY FOR PETER SUDMANT- SWISS FEDERAL INSTITUTE OF TECHNOLOGY, LAUSANNE, SWITZERLAND FOR MACKENZIE MATHIS- UNIVERSITY OF VIENNA, AUSTRIA FOR STEPHANIE ELLIS- INSTITUTE OF SCIENCE AND TECHNOLOGY, AUSTRIA FOR ANDELA SARICB) VALLEE VISITING PROFESSORSHIP PROGRAMTHE ORGANIZATION ORGANIZED AND FUNDED THE RESEARCH PROGRAMS OF THE FOLLOWING VISITING RESEARCH SCHOLARS AT THE FOLLOWING INSTITUTIONS:- VALLEE VISITING PROFESSOR EVANGELINA NOGALES (UNIVERSITY OF CALIFORNIA, BERKELEY)AT THE CENTER FOR GENOMIC REGULATION (CRG) IN BARCELONA, SPAIN (APRIL 2022)- VALLEE VISITING PROF MICHAEL J HALL ((BIOZENTRUM, UNIVERSITY OF BASEL, SWITZERLAND)AT THE PASTEUR INSTITUTE, PARIS, FRANCE (AUGUST 2022)- VALLEE VISITING PROFESSOR HAO WU (HARVARD MEDICAL SCHOOL)AT THE UNIVERSITY OF CALIFORNIA, SAN FRANCISCO (MARCH & JUNE/JULY 2022)C) THE KUGGIE VALLEE DISTINGUISHED LECTURESTHE ORGANIZATION CO-SPONSORED TWO FEMALE LEADERS IN SCIENCE WORKSHOPS AND RECOGNIZED THE OUTSTANDING ACCOMPLISHMENTS IN BASIC BIOMEDICAL RESEARCH OF THE FOLLOWING INTERNATIONALLY DISTINGUISHED SCIENTISTS:- DR EVA NOGALES (UNIVERSITY OF CALIFORNIA, BERKELEY) - LECTURE AND WORKSHOP AT JOHNS HOPKINS UNIVERSITY- DR SUSAN ACKERMAN (UNIVERSITY OF CALIFORNIA, SAN DIEGO) - LECTURE AND WORKSHOP AT STANFORD UNIVERSITYD) THE BERT AND KUGGIE VALLEE AWARD IN BIOMEDICAL SCIENCETHROUGH AN AWARD MADE THROUGH THE AMERICAN SOCIETY FOR BIOCHEMISTRY AND MOLECULAR BIOLOGY, THE ORGANIZATION RECOGNIZED THE OUTSTANDING ACCOMPLISHMENTS IN BASIC BIOMEDICAL RESEARCH OF THE FOLLOWING INTERNATIONALLY DISTINGUISHED SCIENTIST:- DR ELAINE FUCHS (THE ROCKEFELLER UNIVERSITY, NEW YORK, NY)E) THE LINDAU FELLOWSHIP PROGRAMTHROUGH AN AWARD MADE TO THE LINDAU NOBEL LAUREATE FOUNDATION, THE ORGANIZATION RECOGNIZED THE OUTSTANDING ACCOMPLISHMENTS IN BASIC BIOMEDICAL RESEARCH OF NOBEL LAUREATE DR EDMUND FISCHER (UNIVERSITY OF WASHINGTON). F) VALLEE SYMPOSIA PROGRAMTHE VALLEE SUMMER SYMPOSIUM WAS HELD IN CASCAIS, PORTUGAL, IN JUNE 2022. SOME 90 DELEGATES -- VALLEE SCHOLARS, VALLEE VISITING PROFESSORS AND OTHER SCIENTISTS -- ATTENDED THE MEETING WHICH INCLUDED 13 SCIENTIFIC TALKS OVER ONE AND A HALF DAYS. THE VALLEE FOUNDATION COVERED ALL ASSOCIATED COSTS OF THE MEETING, INCLUDING TRAVEL, LODGING, MEALS, SERVICES, ETC FOR $252,554.G) PROGRAM TO SUPPORT DIVERSITY, EQUITY, AND INCLUSIONTHE ORGANIZATION MADE A GRANT OF $40,000 TO THE WILLIAMS-FRANKLIN FOUNDATION INC TO PROVIDE SMALL GRANTS TO EIGHT UNDERGRADUATES ENROLLED IN SCIENCE MAJORS AT HISTORICALLY BLACK COLLEGES AND UNIVERSITIES. CTF SMALL CAP OPPORTUNITIES PORTFOLIO FMV 2890648 2890648 CTF TREASURY INFLATION PROTECTED FMV 3769745 3769745 CTF REAL ESTATE SECURITIES PORFOLIO FMV 2793142 2793142 CTF CORE BOND PLUS PORTFOLIO FMV 1451874 1451874 CTF RESEARCH EQUITY PORTFOLIO FMV 7005002 7005002 CHARLES SCHWAB MUTUAL FUNDS FMV 33897864 33897864 CTF GLOBAL IMPACT PORTFOLIO FMV 3096966 3096966 LEGAL FEES 11513 0 11513 UNREALIZED GAIN ON INVESTMENTS 11990854 OTHER SERVICES 76054 0 76054 INSURANCE 13001 0 13001 SUPPLIES 2879 0 2879 TELEPHONE AND TELECOMMUNICATIONS 2554 0 2554 MEMBERSHIP DUES 1875 0 1875 WEBSITE 1620 0 1620 COMPUTER SOFTWARE 14418 0 14418 POSTAGE AND MAILING SERVICES 1291 0 1291 BANK SERVICE CHARGE 777 0 777 MA STATE FILING FEE 563 0 563 K-1 PORTFOLIO DEDUCTIONS 0 27994 0 EQUIPMENT 2778 0 2778 MOVING EXPENSES 870 0 870 PARTNERSHIP INVESTMENT INCOME 0 26031 0 ROYALTIES 56 56 OTHER INCOME 1029 1029 INVESTMENT ADVISORY FEES 191253 191253 0 PAYROLL SERVICES 2033 0 2033 2022 ESTIMATED TAX PAYMENT 30000 0 0 2022 PAYROLL TAX 12126 0 12126 FOREIGN TAX 0 7034 0 2021 EXTENSION PAYMENT 45000 0 0