2023-08-11T11:16:30-05:00 2022-09-30 PWC US TAX LLP 655 NEW YORK AVENUE NW SUITE 1100 WASHINGTON DC 20001 990 2021-10-01 636155094 UAB EDUCATIONAL FOUNDATION % BERNARD MAYS JR UABE 2059342447 1717 11TH AVENUE SOUTH S103A BIRMINGHAM AL 35205 BERNARD MAYS JR TREASURER 2059961277 2023-08-10 true BERNARD MAYS JR 999009999 TRAVIS L PATTON P00369623 2024141000 2023-08-10 2 2021 2023-04-26 12:10:37Z BERNARD MAYS JR 1717 11TH AVENUE SOUTH S103A BIRMINGHAM AL 35205 9271948 false X HTTPS://WWW.UAB.EDU/EDUCATIONALFOUNDATION/ X 1965 AL TO SUPPORT THE UNIVERSITY OF ALABAMA AT BIRMINGHAM IN ITS SCIENTIFIC AND EDUCATIONAL MISSION. 14 8 0 8 0 0 785419 3728798 1103089 4768083 410833 775067 0 0 2299341 9271948 334327 1479419 0 0 96190 248851 0 0 0 2205454 5587948 2635971 7316218 -336630 1955730 50362582 49166542 11956358 11095528 38406224 38071014 TO SUPPORT THE UNIVERSITY OF ALABAMA AT BIRMINGHAM IN ITS SCIENTIFIC AND EDUCATIONAL MISSION, INCLUDING MANAGING AND DISBURSING FUNDS, ACQUIRING REAL PROPERTY, AND PROVIDING OPERATIONAL FLEXIBILITY. false false 3938200 1479419 532250 GENERAL SUPPORT OF UAB 653610 0 1007273 FACILITIES TO OR FOR THE BENEFIT OF UAB 2356794 0 3228560 UAB HOSPITAL PARKING DECK 6948604 true true false true false false false false false false true true false false true false false true false false false false false false false false false true false true true false false false false false false false false false false true false false false false true true true false false true 6 0 false 0 false false false false false false false false false false false false false false X 14 8 false false false false false false false true true false false true true true true false true true true X X X BERNARD MAYS JR 2059961277 801 FIN SERVICES BLDG 801 5TH AVE BIRMINGHAM AL 35223 ISAAC WILLIAM FERNIANY DIRECTOR 0.25 41.25 X 0 2024740 85142 DAWN BULGARELLA DIRECTOR 0.25 40.5 X 0 1328768 65167 RAY L WATTS MD PRESIDENT 1.0 61.5 X X 24000 1193900 165779 PAMELA BENOIT DIRECTOR 0.0 40.0 X 12000 503412 42121 DANA KEITH DIRECTOR 0.25 42.5 X 0 420457 70359 BRIAN BURNETT VICE PRESIDENT 0.25 42.25 X X 0 365503 88077 JOHN DANIEL SECRETARY 1.0 39.0 X 0 350981 75283 STEPHANIE MULLINS ASSOCIATE VICE PRESIDENT 2.0 41.25 X 0 345936 64804 ALLEN BOLTON FORMER VICE PRESIDENT 0.0 40.0 X 10417 237398 33203 TERRI ALEXANDER SHARP ASSOCIATE SECRETARY 2.0 38.0 X 0 169277 40668 BERNARD MAYS JR TREASURER 20.0 21.0 X 0 150608 48415 JODIE MOTE FORMER TREASURER 0.0 40.0 X 110920 0 11613 TONYA ZWEIBEL ASSOC TREASURER (UNTIL 2/22) 40.0 0.25 X 74164 0 29650 CHARLES PERRY DIRECTOR 0.25 3.25 X 0 1200 0 ALDOS VANCE DIRECTOR 0.25 0.25 X 0 0 0 T MICHAEL GOODRICH I DIRECTOR 0.25 0.25 X 0 0 0 KATE COTTON DIRECTOR 0.25 0.25 X 0 0 0 ODESSA WOOLFOLK DIRECTOR 0.25 0.0 X 0 0 0 VANESSA LEONARD DIRECTOR 0.25 1.0 X 0 0 0 WES SMITH DIRECTOR 0.25 0.0 X 0 0 0 MAZI RASULNIA DIRECTOR 0.25 0.0 X 0 0 0 231501 7092180 820281 1 true true false 0 2772000 956798 260000 3728798 VENDING 454210 531253 531253 0 0 RENTAL INCOME 531120 1007273 1007273 0 0 PROGRAM-RELATED INVESTMENT INCOME 523999 997 997 0 0 HOSPITAL PARKING DECK 812930 3228560 3228560 0 0 4768083 775067 0 0 775067 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 9271948 4768083 0 775067 1479419 1479419 0 0 0 163846 48000 115846 0 0 76740 68487 8253 0 413 413 0 1620 1620 0 6232 6232 0 12000 12000 0 0 0 147454 0 147454 0 0 0 22021 0 22021 0 0 0 206876 112116 94760 0 52192 0 52192 0 0 1623822 1623822 0 0 0 0 0 0 0 1196061 1196061 0 0 0 ALLOCATION OF OVERHEAD -42595 78405 -121000 0 PROPERTY TAXES 39823 0 39823 0 ENTERTANMENT & RELATED 2330294 2330294 0 0 7316218 6948604 367614 0 4076946 5610474 0 0 0 0 604852 453852 0 0 0 0 6779752 6575152 0 0 0 0 40705597 14533135 26360378 26172462 0 0 10850843 8928941 1287017 1022867 0 0 402794 402794 50362582 49166542 704883 529053 0 0 0 0 10928600 10243600 0 0 0 0 0 0 0 0 322875 322875 11956358 11095528 X 34558277 35263785 3847947 2807229 38406224 38071014 50362582 49166542 1955730 -2290940 X false true X true false X X 1 UNIVERSITY OF ALABAMA AT BIRMINGHAM 636005396 6 true 6948604 0 1 6948604 0 true false false false false true false false false false false false false false false true true true 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0.0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SCHEDULE A, PART IV, SECTION A, LINE 6 THE FOUNDATION DOES MAKE VARIOUS GRANTS TO LOCAL AND NATIONAL CHARITIES AT THE DIRECTION OF UAB. MANY OF THESE ORGANIZATIONS HAVE RELATIONSHIPS WITH THE UNIVERSITY (SPECIFICALLY THOSE ASSOCIATED WITH MEDICAL AND RESEARCH CAUSES). THE FOUNDATION MAKES THESE GRANTS ON BEHALF OF UAB AND UAB IS ALWAYS ACKNOWLEDGED AS THE SPONSORING ORGANIZATION BY THE RECIPIENT CHARITY. SCHEDULE A, PART IV, SECTION D, LINE 3 A MEMBER OF THE UNIVERSITY OF ALABAMA SYSTEM BOARD OF TRUSTEES SERVES ON THE FOUNDATION'S BOARD OF DIRECTORS AS AN EX OFFICIO MEMBER. ADDITIONALLY, THE UAB PRESIDENT NOMINATES ALL DIRECTORS AND THE UAB CHIEF FINANCIAL OFFICER DIRECTLY SUPERVISES FOUNDATION STAFF. BOTH ARE ALSO FOUNDATION OFFICERS. ALL FOUNDATION STAFF MEMBERS ARE UAB EMPLOYEES. A MAJORITY VOTE BY THE EF BOARD APPROVED NOMINATED DIRECTORS. SCHEDULE A, PART V, LINE 1 THE FOUNDATION IS CONSIDERED A FUNCTIONALLY INTEGRATED SUPPORTING ORGANIZATION FOR UAB BECAUSE A MEMBER OF UAB'S GOVERNING BODY (THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA SYSTEM, A GOVERNMENTAL ENTITY) ALSO SERVES AS AN EX OFFICIO MEMBER OF THE FOUNDATION'S BOARD OF DIRECTORS. IN ADDITION, THE FOUNDATION'S ACTIVITIES DIRECTLY FURTHER THE MISSION AND PURPOSE OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 511199 493359 1004558 1506837 38260 21550 59810 127800 123340 251140 376710 21705 12115 33820 false false false false false false false false true 12500 12500 false false PART II-B: UAB EDUCATIONAL FOUNDATION BELONGS TO THE BIRMINGHAM BUSINESS ALLIANCE IN WHICH A PORTION OF DUES PAID TO THE ORGANIZATION IS SPENT ON LOBBYING RELATED EXPENDITURES. DURING FY22, UAB EDUCATIONAL FOUNDATION PAID DUES OF $125,000, AND THE APPROXIMATE AMOUNT OF DUES SPENT ON LOBBYING WAS $12,500. false false 0 8561274 8561274 0 28083957 12339766 15744191 0 4060366 2193369 1866997 26172462 -265118 F UA SYSTEM INVESTMENT FUNDS 9194059 F 8928941 0 CASH SURRENDER VALUE OF LIFE INS. 322875 322875 true UAB 1720 2ND AVE SOUTH BIRMINGHAM AL 35234 636005396 501(C)(3) 1056869 MISCELLANEOUS SUPPORT TO THE UNIVERSITY BIRMINGHAM BUSINESS ALLIANCE 505 NORTH 20TH STREET BIRMINGHAM AL 35203 631103036 501(C)(3) 131500 SPONSORSHIP- INSTITUTIONAL AND EVENT ALABAMA SYMPHONY ORCHESTRA 3621 SIXTH AVE S BIRMINGHAM AL 35222 237335853 501(C)(3) 72500 UAB ADMIN SUPPORT OF ASO ENDOWMENT CAMPAIGN; SPONSORSHIP- ASO CENTENNIAL CELEBRATION "A CENTURY IN SYMPHONY 2022 ANNUAL SUPPORT DOCTORS FOR THE ALABAMA SYMPHONY ORCHESTRA BREAST CANCER RESEARCH FOUNDATION OF AL PO BOX 531225 BIRMINGHAM AL 35253 631162650 501(C)(3) 30000 PRESENTING SPONSORSHIP- PINK PALACE CASINO NIGHT MIKE SLIVE FOUNDATION FOR PROSTATE CANCER RESEARCH PO Box 530748 BIRMINGHAM AL 35253 631190375 501(C)(3) 22500 ANNUAL SUPPORT FOR MIKE SLIVE FOUNDATION RAILROAD PARK FOUNDATION PO BOX 13691 BIRMINGHAM AL 35202 510189641 501(C)(3) 17500 SPONSORSHIP-PROTECTIVE PRESENTS PICNIC AT RAILROAD PARK REV BIRMINGHAM PO BOX 320637 BIRMINGHAM AL 35233 630884164 501(C)(3) 15000 SPONSORSHIP-COMMUNITY SUPPORT OF REV BHAM RED MOUNTAIN THEATRE COMPANY 3028 7TH AVE S BIRMINGHAM AL 35253 812296439 501(C)(3) 10000 SPONSORSHIP FOR BEYOND BLUE 2020 ALABAMA KIDNEY FOUNDATION 265 RIVERCHASE PARKWAY E HOOVER AL 35244 630288847 501(C)(3) 10000 SPONSORSHIP- 2022 STATEWIDE KIDNEY WALK & CELEBRATION HAND IN PAW 617 38TH STREET SOUTH BIRMINGHAM AL 35222 131788491 501(C)(3) 7500 SPONSORSHIP PAYMENT FOR "RESEAR-HERS" ON BEHALF OF O'NEAL LEGACY OF HOPE 502 20TH STREET BIRMINGHAM TN 35233 463399632 501(C)(3) 7500 SPONSORSHIP- DONATE LIFE ROSE PARADE & CELEBRATION OF LIFE PICNIC CHILDREN'S HOSPITAL OF ALABAMA 1600 7TH AVE S BIRMINGHAM AL 35233 630307306 501(C)(3) 5500 SPONSORSHIP-CHILDREN'S BALL 12 0 SCHEDULE I, PART I, LINE 2 ALL GRANTS AND OTHER ASSISTANCE ARE PROVIDED FOR THE BENEFIT OF UAB, AND ARE PROVIDED AS REQUESTED BY THE UNIVERSITY. FOR LARGE GIFTS TO THE UNIVERSITY AS OPPOSED TO AMOUNTS PAID FOR SPECIFIC EXPENSES, WHICH ARE PROVIDED ON AN ACCOUNTABLE-PLAN BASIS, UAB ADMINISTRATION OVERSEES THE DISBURSEMENT AND USE OF THESE FUNDS. 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SCHEDULE J, PART II: FOR CALENDAR YEAR 2022, COMPENSATION FOR ISAAC WILLIAM FERNIANY INCLUDED $311,723, WHICH WAS A ONE TIME PAYMENT FROM A DEFERRED COMPENSATION PLAN. FOR CALENDAR YEAR 2022, COMPENSATION FOR RAY WATTS MD INCLUDED $145,120, WHICH WAS A ONE TIME PAYMENT FROM A DEFERRED COMPENSATION PLAN. A BIRMINGHAM DOWNTOWN REDEVELOPMENT AUTHORITY 631034870 2014-02-20 14813600 HOSPITAL PARKING DECK false false false A 0 0 14813600 0 0 0 29500 0 12956 14771144 0 0 2005 true false true true A false true false false 0.04270 0.04270 true false false true A false false false true false false 0 false 0 false false A true PART IV, LINE 2C: BIRMINGHAM DOWNTOWN REDEVELOPMENT AUTHORITY, 02/20/2014, $14,813,600 - 3/5/2016. X 1 260000 FMV APPRAISAL false false false PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY PRICEWATERHOUSECOOPERS, LLP. IT IS REVIEWED BY THE UAB EF TREASURER AND ASSOCIATE VICE PRESIDENT PRIOR TO FILING WITH THE IRS. THE 990 IS ALSO DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING AND IS SHARED AT THE NEXT BOARD MEETING. PART VI, SECTION B, LINE 12C THE ORGANIZATION'S CONFLICT OF INTEREST POLICY COVERS ALL OFFICERS AND DIRECTORS. ALL COVERED PERSONS HAVE THE DUTY TO DISCLOSE ANY ACTUAL OR POSSIBLE CONFLICTS, AND THE FULL BOARD (MINUS THE INTERESTED PERSON) DISCUSS AND VOTE ON THE TRANSACTION GIVING RISE TO THE POTENTIAL CONFLICT. IN ADDITION TO THE DUTY TO VOLUNTARILY DISCLOSE ANY CONFLICTS, DIRECTORS AND OFFICERS ARE ASKED ANNUALLY AS PART OF THE FORM 990 PREPARATION PROCESS TO DISCLOSE ANY FAMILY OR BUSINESS RELATIONSHIPS WITH OTHER OFFICERS, BOARD MEMBERS OR HIGHLY COMPENSATED INDEPENDENT CONTRACTORS. PART VI, SECTION B, LINE 15 ALL UAB EDUCATIONAL FOUNDATION OFFICERS AND STAFF ARE EMPLOYEES OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM AND ARE SUBJECT TO THE UNIVERSITY'S SALARY GUIDELINES AND POLICIES. PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS FORMS 990 AND FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE FOR THE PREVIOUS 3 YEARS, AND ALL OTHER POLICIES AND RELATED DOCUMENTS ARE AVAILABLE UPON REQUEST. SEE PART VI false INTO UAB LLC 917 13TH ST S BIRMINGHAM AL 35205 611775262 INTL STUD RECRUIT AL NA EXCLUDED false true 0.50000 SEE PART VI true true true true false false false false false true true false true true true true true false false MEDICAL TOWERS INC A-1 67464 INTEREST PMT. MEDICAL TOWERS INC D 198600 LOAN PMT REC MEDICAL TOWERS INC P 200709 FMV FORM 990, SCHEDULE R, PART II-IV - NAMES OF RELATED ORGANIZATIONS: THE ATTACHED LIST OF ENTITIES ARE FOUNDATIONS OR SUBSIDIARIES AFFILIATED WITH THE UNIVERSITY OF ALABAMA SYSTEM AND ITS VARIOUS CAMPUSES. SOME OF THESE ENTITIES MAY NOT MEET THE IRS DEFINITION OF "RELATED ORGANIZATION" FOR PURPOSES OF SCHEDULE R. THEY ARE INCLUDED, HOWEVER, ON THIS ATTACHED STATEMENT FOR PURPOSES OF COMPLETENESS AND TRANSPARENCY. ALABAMA CARE NETWORK MID-STATE (EXEMPT) ALABAMA CARE NETWORK SOUTHEAST (EXEMPT) ALABAMA ENGINEERING FOUNDATION, INC. (EXEMPT) ALABAMA PHYSICIAN NETWORK, LLC (LLC) CAMPUS HOSPITALITY SERVICES, LLC (LLC) CAPSTONE EDUCATIONAL AND RESEARCH FOUNDATION (EXEMPT) CAPSTONE HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) COMMERCIAL REAL ESTATE, LLC (LLC) COOPER GREEN MERCY HEALTH SERVICES AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) COOPER GREEN REHABILITATION SERVICES (EXEMPT) CRIMSON TIDE FOUNDATION (EXEMPT) GORGAS MEMORIAL INSTITUTE OF TROPICAL AND PREVENTATIVE MEDICINE, INC. (C CORP) MEDICAL TOWERS, INC. (C CORP) MEDICAL WEST HOSPITAL AUTHORITY, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (EXEMPT) RIDGECREST STUDENT HOUSING, LLC (LLC) SOUTHERN RESEARCH INSTITUTE (EXEMPT) THE 1831 FOUNDATION (EXEMPT) THE ALABAMA "A" CLUB EDUCATIONAL AND CHARITABLE FOUNDATION (EXEMPT) THE ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA SCHOOL OF MEDICINE (EXEMPT) THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE CAPSTONE FOUNDATION (EXEMPT) THE HEALTH CARE AUTHORITY FOR BAPTIST HEALTH, AN AFFILIATE OF UAB MEDICINE ENTERPRISE (C CORP) THE KIRKLIN CLINIC, INC. (C CORP) THE NATIONAL ALUMNI ASSOCIATION OF THE UNIVERSITY OF ALABAMA (EXEMPT) THE NATIONAL ALUMNI SOCIETY OF THE UNIVERSITY OF ALABAMA AT BIRMINGHAM (EXEMPT) THE UAB DIABETES TRUST FOUNDATION (EXEMPT) THE UAB EDUCATIONAL FOUNDATION (EXEMPT) THE UAB RESEARCH FOUNDATION (EXEMPT) THE UNIVERSITY FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA "A" CLUB ALUMNI ASSOCIATION (EXEMPT) THE UNIVERSITY OF ALABAMA DONOR ADVISED FUND (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE PUBLIC EDUCATION BUILDING AUTHORITY (EXEMPT) THE UNIVERSITY OF ALABAMA IN HUNTSVILLE RESEARCH AND TECHNOLOGY CORPORATION (EXEMPT) THE UNIVERSITY OF ALABAMA LAW SCHOOL FOUNDATION (EXEMPT) THE UNIVERSITY OF ALABAMA OPHTHALMOLOGY SERVICES FOUNDATION (EXEMPT) THE VALLEY FOUNDATION (EXEMPT) THE WORKPLACE, INC. (C CORP) TRITON HEALTH SYSTEMS, LLC (LLC) UA-ASU-TSU EDUCATIONAL RADIO CORPORATION (EXEMPT) UAB ATHLETICS FOUNDATION (EXEMPT) UAB CALLAHAN EYE HOSPITAL AUTHORITY (EXEMPT) UAB HEALTH SYSTEM AUTHORITY (EXEMPT) UAB HOSPITAL MANAGEMENT, LLC (LLC) UAB MEDICINE ENTERPRISE (EXEMPT) UAB MEDICINE FINANCE AUTHORITY (C CORP) UAB-SVHS, INC. (EXEMPT) UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, P.C. (EXEMPT) UNIVERSITY OF ALABAMA HUNTSVILLE FOUNDATION (EXEMPT) VIVA HEALTH ADMINISTRATION, LLC (LLC) VIVA HEALTH, INC. (EXEMPT)