2023-08-15T09:06:50-05:00 2022-09-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2021-10-01 530196547 NATIONAL DEFENSE INDUSTRIAL ASSOCIATION NATI 7035221820 2101 WILSON BLVD 700 ARLINGTON VA 22201 TONY LAWRENCE DIRECTOR OF FINANCE 7035221820 2023-08-15 1 TONY LAWRENCE XXX-XX-XXXX RICHARD J LOCASTRO CPA P00288314 3019519090 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z DAVID NORQUIST 2101 WILSON BLVD 700 ARLINGTON VA 22201 40714076 0 X WWW.NDIA.ORG X 1919 DC TO PROMOTE THE SAFETY AND SECURITY OF THE NATION. 81 81 113 300 1256849 57924 1501629 1528534 10756028 28241826 3392999 2044715 4943139 236587 20593795 32051662 684116 968374 0 0 11056882 12456121 0 0 0 8317122 17732083 20058120 31156578 535675 895084 101180018 86964558 27960281 25875543 73219737 61089015 X AS THE WORLD'S TRUSTED LEADER IN PROFESSIONAL NATIONAL SECURITY AND DEFENSE ASSOCIATIONS, NDIA CONVENES THE MOST THOUGHTFUL AND INNOVATIVE LEADERS TO ADVANCE AND ADVOCATE FOR BEST PRACTICES, INITIATIVES, AND PRODUCTS IN DEFENSE, TO ENSURE THE SAFETY AND SECURITY OF OUR NATION, ITS ALLIES AND PARTNERS. NDIA PROVIDES TRUSTED LEADERSHIP THROUGH THE CONVENING AND COLLABORATION OF GLOBAL LEADERS TO SOLVE THE MOST COMPLEX CHALLENGES IN DEFENSE AND NATIONAL SECURITY. 0 0 12386501 412023 23074875 MEETINGS & EXHIBITS: THE NDIA PROMOTES ACTIVITIES AND FORUMS FOR THE INTERCHANGE BETWEEN INDUSTRY AND GOVERNMENT ON TECHNOLOGY AND ACQUISITION DEVELOPMENTS. IN ADDITION, IT PROVIDES STATE OF THE ART DEFENSE TECHNOLOGY UPDATES AND PROMOTES BETTER MANAGEMENT TECHNIQUES THROUGH SYMPOSIA. NDIA'S DIVISIONS COVER A WIDE SPECTRUM OF INTEREST AREAS THAT ARE IMPORTANT TO THE NATIONAL DEFENSE PREPAREDNESS EFFORT. THE DIVISIONS ARE ORGANIZED TO PROMOTE THE EXCHANGE OF TECHNICAL INFORMATION RELATED TO THE RESEARCH, DEVELOPMENT, PRODUCTION, LOGISTICS, AND MANAGEMENT OF WEAPONS SYSTEMS, POLICY, ASSOCIATED SUPPORT, AND TRAINING AMONG THE DEPARTMENT OF DEFENSE, OTHER FEDERAL GOVERNMENT AND STATE AGENCIES, INDUSTRY, ACADEMIA, AND SCIENTIFIC AGENCIES. 3514406 549601 3807669 CHAPTERS AND DIVISIONS: THE NDIA AND WID CHAPTERS ARE PART OF THE NDIA ENTITY AND ARE ORGANIZED GEOGRAPHICALLY FOR THE PURPOSE OF ENCOURAGING ACTIVITIES THAT SUPPORT THE ASSOCIATION'S VISION, MISSION, AND GOALS. MANY ARE LOCATED NEAR MAJOR MILITARY COMMANDS, RESEARCH CENTERS, AND DEFENSE AGENCIES AND CONDUCT PROGRAMS TO INFORM THEIR MEMBERS AND COMMUNITIES ABOUT NATIONAL SECURITY AND THE INDUSTRIAL BASE. 4818512 6750 1359282 ETI, MARKETING & OUTREACH: COSTS ASSOCIATED WITH MARKETING, COMMUNICATION, PUBLIC RELATIONS AND THE ASSOCIATION'S MAGAZINE. THE NATIONAL DEFENSE MAGAZINE IS A MONTHLY MAGAZINE THAT IS PUBLISHED TO HELP EDUCATE GOVERNMENT, INDUSTRY, AND THE PUBLIC REGARDING DEFENSE ISSUES AND RELATED TECHNOLOGY DEVELOPMENTS. 20719419 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 93 0 1 113 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 81 81 0 0 0 0 1 0 0 1 1 0 1 1 0 1 1 1 1 1 1 0 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X X LATOSHA HILL 7035221820 2101 WILSON BLVD 700 ARLINGTON VA 22201 ARNOLD L PUNARO USMC RET BOARD CHAIR 1.00 X X 0 0 0 MICHAEL J BAYER BOARD VICE CHAIR 1.00 X X 0 0 0 ANGELA AMBROSE DIRECTOR 1.00 X 0 0 0 THOMAS ANDERSEN USAF RET DIRECTOR 1.00 X 0 0 0 JOHN ARMELLINO USMC RET DIRECTOR 1.00 X 0 0 0 VALERIE L BALDWIN DIRECTOR 1.00 X 0 0 0 WILLIAM J BENDER USAF RET DIRECTOR 1.00 X 0 0 0 CHRIS BOGDAN USAF RET DIRECTOR 1.00 X 0 0 0 JEFFREY W BOHLING DIRECTOR 1.00 X 0 0 0 JOHN A BONSELL DIRECTOR 1.00 X 0 0 0 TIMOTHY BYERS USAF RET DIRECTOR 1.00 X 0 0 0 DAVID CASWELL DIRECTOR 1.00 X 0 0 0 JOHN P CHADBOURNE USA RET DIRECTOR 1.00 X 0 0 0 MARK C CHERRY DIRECTOR 1.00 X 0 0 0 DALE W CHURCH DIRECTOR 1.00 X 0 0 0 CHRISTINA COOK DIRECTOR 1.00 X 0 0 0 KENNY CUSHING USAFR DIRECTOR 1.00 X 0 0 0 PAUL DELLANEVE DIRECTOR 1.00 X 0 0 0 TOMAS DIAZ DE LA RUBIA DIRECTOR 1.00 X 0 0 0 LISA S DISBROW DIRECTOR 1.00 X 0 0 0 MATTHEW DONOVAN DIRECTOR 1.00 X 0 0 0 JAYMIE A DURNAN DIRECTOR 1.00 X 0 0 0 JOSEPH W DYER USN RET DIRECTOR 1.00 X 0 0 0 PAULA EDWARDS DIRECTOR 1.00 X 0 0 0 MARY MARGARET EVANS DIRECTOR 1.00 X 0 0 0 ALAN FAVER DIRECTOR 1.00 X 0 0 0 RICHARD P FORMICA USA RET DIRECTOR 1.00 X 0 0 0 ROBERT A GECKLE JR DIRECTOR 1.00 X 0 0 0 PETER D GREEN DIRECTOR 1.00 X 0 0 0 DAVID D HALVERSON USA RET DIRECTOR 1.00 X 0 0 0 DEIRDRE HANFORD DIRECTOR 1.00 X 0 0 0 DAVID HATHAWAY DIRECTOR 1.00 X 0 0 0 RAANAN I HOROWITZ DIRECTOR 1.00 X 0 0 0 RICHARD W HUNT USN RET DIRECTOR 1.00 X 0 0 0 GRETCHEN LARSEN IDSINGA DIRECTOR 1.00 X 0 0 0 TAMARA JACK DIRECTOR 1.00 X 0 0 0 TINA JONAS DIRECTOR 1.00 X 0 0 0 JIM KELLY DIRECTOR 1.00 X 0 0 0 JOHN M KELLY DIRECTOR 1.00 X 0 0 0 RICHARD H KLODNICKI DIRECTOR 1.00 X 0 0 0 BRETT B LAMBERT DIRECTOR 1.00 X 0 0 0 JAMES B LASSWELL DIRECTOR 1.00 X 0 0 0 ANTHONY LAZARSKI USAF RET DIRECTOR 1.00 X 0 0 0 DANIEL A LERNER DIRECTOR 1.00 X 0 0 0 JOHN LINDSAY DIRECTOR 1.00 X 0 0 0 MEAGAN S LINN DIRECTOR 1.00 X 0 0 0 ARMANDO MANDY LOPEZ JR USA RET DIRECTOR 1.00 X 0 0 0 ML MACKEY DIRECTOR 1.00 X 0 0 0 LEIGH MADDEN DIRECTOR 1.00 X 0 0 0 WILLIAM MAHAN DIRECTOR 1.00 X 0 0 0 KENNETH MASSON DIRECTOR 1.00 X 0 0 0 ANTHONY L MATHIS DIRECTOR 1.00 X 0 0 0 THERESA MAYER DIRECTOR 1.00 X 0 0 0 LAURA MCALEER DIRECTOR 1.00 X 0 0 0 KRIS MCGUIRE DIRECTOR 1.00 X 0 0 0 TERRANCE J MCKEARNEY DIRECTOR 1.00 X 0 0 0 ANDREW MCKENNA DIRECTOR 1.00 X 0 0 0 CATHERINE MEYN DIRECTOR 1.00 X 0 0 0 MEGAN MILAM DIRECTOR 1.00 X 0 0 0 KEVIN MORTENSEN DIRECTOR 1.00 X 0 0 0 MARA A MOTHERWAY USN RET DIRECTOR 1.00 X 0 0 0 JANA WEIR MURPHY DIRECTOR 1.00 X 0 0 0 MICHAEL NIGGEL DIRECTOR 1.00 X 0 0 0 TERRENCE O'SHAUGHNESSY USAF RET DIRECTOR 1.00 X 0 0 0 BRIAN E PERRY DIRECTOR 1.00 X 0 0 0 STEPHEN W PRESTON DIRECTOR 1.00 X 0 0 0 DARRYL ROBERSON USAF RET DIRECTOR 1.00 X 0 0 0 REGINALD O ROBINSON USAF RET DIRECTOR 1.00 X 0 0 0 BETSY SCHMID DIRECTOR 1.00 X 0 0 0 JOHN D SCHUMACHER DIRECTOR 1.00 X 0 0 0 RAJ SHAH DIRECTOR 1.00 X 0 0 0 EDWARD J SHEEHAN JR DIRECTOR 1.00 X 0 0 0 JAY B SILVERIA USAF RET DIRECTOR 1.00 X 0 0 0 ROBERT SIMMONS DIRECTOR 1.00 X 0 0 0 MARY N SPRINGER DIRECTOR 1.00 X 0 0 0 ROBERT H SUES DIRECTOR 1.00 X 0 0 0 OMER CLIFTON TOOLEY JR ARNG RET DIRECTOR 1.00 X 0 0 0 BRETT ULANDER DIRECTOR 1.00 X 0 0 0 MARTIN WHELAN USAF RET DIRECTOR 1.00 X 0 0 0 BRENT WILDASIN DIRECTOR 1.00 X 0 0 0 ROGER I ZAKHEIM DIRECTOR 1.00 X 0 0 0 HERBERT CARLISLE CEO (UNTIL 3/2022) 40.00 X 839339 0 9281 JAMES BOOZER EVP & SECRETARY/TREASURER 40.00 X 395445 0 9362 MARK LEWIS EXECUTIVE DIRECTOR - ETI 40.00 X 372985 0 27238 JAMES ROBB PRESIDENT - NTSA 40.00 X 320174 0 7625 WESLEY HALLMAN SR. VP POLICY 40.00 X 293551 0 29874 CHRISTINE KLEIN SR. VP MEETINGS 40.00 X 308279 0 15068 RACHEL MCCAFFREY SR. VP MEMBERSHIP/WID 40.00 X 269735 0 7113 SCOTT REKDAL SR. VP MARKETING/COMMUNICATION 40.00 X 248367 0 28327 DAVID NORQUIST CEO (FROM 5/2022) 40.00 X 0 0 0 JEN STEWART EVP (FROM 9/2022) 40.00 X 0 0 0 TONY LAWRENCE CFO 40.00 X 191532 0 26730 DEBORAH DYSON VP - NTSA 40.00 X 189932 0 10218 DAVID CHESEBROUGH VP - PROGRAMS 40.00 X 177751 0 20586 MITCHELL TURNER SENIOR DIRECTOR OF IT 40.00 X 184340 0 27737 LATOSHA HILL CONTROLLER 40.00 X 177232 0 17559 STEWART MAGNUSON EDITOR - DEFENSE MAGAZINE 40.00 X 153494 0 17402 TAMMY HOFFMAN DIRECTOR WEB OP 40.00 X 158676 0 4179 KATHLEEN KENNEY DIRECTOR - ADVERTISING 40.00 X 130477 0 10976 4411309 0 269275 32 0 1 0 AMERICANEAGLECOM INC 2600 S RIVER RD DES PLAINES IL 60018 HARDWARE/SOFTWARE SERVICES 308253 FRY COMMUNICATIONS INC 800 WEST CHURCH RD MECHANICSBURG PA 17055 COMMUNICATION SERVICES 249881 POPLICUS PO BOX 200188 PITTSBURGH PA 15251 DECISION SCIENCE PLATFORM 221667 DIGITELL 4 E 3RD ST 300 JAMESTOWN NY 14701 EVENT PLATFORM 189075 PINKSTON 3110 FAIRVIEW PARK DR 1400 FALLS CHURCH VA 22042 PUBLIC RELATIONS 179000 11 1451650 76884 1528534 EXHIBITS 900099 8627212 8627212 MEETING REGISTRATIONS 900099 8502393 8502393 CHAPTER ACTIVITIES 900099 3807669 3807669 MEMBERSHIP DUES 900099 3224117 3224117 SPONSORSHIPS 900099 2721153 2721153 1359282 102433 1256849 28241826 472474 472474 10234655 8662414 1572241 1572241 1572241 MISCELLANEOUS 900099 236587 236587 236587 32051662 26984977 1256849 2281302 408683 408683 559691 559691 3844047 1068251 2775796 5151375 3926186 1225189 212363 140242 72121 2565188 1496284 1068904 683148 386552 296596 84595 84595 87479 87479 192431 192431 1441802 559800 882002 86551 86503 48 773128 486404 286724 1384260 205937 1178323 5166 5166 1106160 15 1106145 527556 419706 107850 6119190 5863985 255205 24386 24386 316112 316112 178012 178012 CHAPTER ACTIVITIES 3514881 3514881 C.C. PROCESSING FEES 595592 522892 72700 PUBLICATION COSTS 449833 449833 SUBSCRIPTIONS & PUBS. 228965 199535 29430 615984 418873 197111 31156578 20719419 10437159 0 7080362 4726646 487862 858436 303958 385897 734462 965131 2396981 1635464 1077628 761517 67296623 54951121 12829410 13747929 11369713 10567881 101180018 86964558 2445414 2797430 9391003 8739817 1250000 1250000 1451650 13422214 13088296 27960281 25875543 X 70973383 59331123 2246354 1757892 73219737 61089015 101180018 86964558 895084 -13025806 0 X 0 1 X 1 0 X 16067 50866 38720 1501629 1528534 3135816 25241397 24544463 15904116 9759375 26984977 102434328 25257464 24595329 15942836 11261004 28513511 105570144 0 33587 203314 236901 33587 203314 236901 105333243 292006 413460 454676 370573 472474 2003189 292006 413460 454676 370573 472474 2003189 3450 105912 30150 57924 197436 285631 158779 4831426 4943139 236587 10455562 25838551 25273480 21228938 16604866 29280496 118226331 0.89090 0.88040 0.01690 0.02340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 18527 18527 31138051 31156578 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 50176 18527 68703 250000 250000 250000 250000 1000000 1500000 1641520 -249810 142432 1249278 1279977 361543 1641520 1216805 88172 25000 1279977 1212914 28892 25000 1216806 1179852 70412 37350 1212914 0.00000 0.50630 0.49370 0 0 763219 476847 286372 1633762 1158617 475145 761517 ALTERNATIVE INVESTMENTS 13491651 F INVESTMENT IN LIMITED PARTNERSHIPS 256278 F 13747929 RIGHT OF USE ASSET 10567881 10567881 DEFERRED COMPENSATION OBLIGATION 716309 DEFERRED RENT 12371987 13088296 X 18833425 -13025806 -13025806 31859231 192431 192431 32051662 30964147 0 30964147 192431 192431 31156578 PART V, LINE 4: THE ACTIVE ENDOWMENT FUNDS ARE PRIMARILY USED FOR SCHOLARSHIP AWARDS. THE CHOU AND ZERNOW FUNDS ARE PRIMARILY FOR RECOGNIZING PROFESSIONAL COMPETENCE IN TERMS OF BEST PAPER AND BEST AUTHOR AT THE NORMALLY ANNUAL BALLISTICS CONFERENCE. PART X, LINE 2: FOR THE YEARS ENDED SEPTEMBER 30, 2022 AND 2021, THE ASSOCIATION HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES, AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS IN REGION 4199570 EUROPE 0 0 INVESTMENTS IN REGION 2687456 0 0 0 0 0 0 6887026 0 6887026 0 0 1 0 1 0 PART III ACCOUNTING METHOD: 1 USO OF METROPOLITAN WASHINGTON-BALTIMORE INC 228 MCNAIR ROAD BLDG 405 FORT MYER VA 22211 530204665 501(C)(3) 44849 0 DONATION BOB HOPE USO 340 GOLDEN SHORE STE 400 LONG BEACH CA 90802 131610451 501(C)(3) 10000 0 DONATION EMERALD COAST SCIENCE CENTER 31 MEMORIAL PKWY SW FORT WALTON BEACH FL 32548 593317924 501(C)(3) 10000 0 DONATION HUDSON ALPHA FOUNDATION 601 GENOME WAY NORTHWEST HUNTSVILLE AL 35806 272320591 501(C)(3) 10000 0 DONATION 4 0 HARRIS AWARD 9 13500 UNDERSEA WARFARE AWARRD 6 16000 GOLOBIN AWARD 9 70000 I/ITSEC SCHOLARSHIP 18 120000 HORIZONS SCHOLARSHIP AWARD 14 120851 CENTRAL FL CHAPTER SCHOLARSHIP 2 5000 DELAWARE VALLERY CHAPTER SCHOLARSHIP 12 12750 GULF COAST CHAPTER SCHOLARSHIP 2 25300 IOWA-ILLINOIS CHAPTER SCHOLARSHIP 5 12500 MICHIGAN CHAPTER SCHOLARSHIP 12 23500 SAN DIEGO CHAPTER SCHOLARSHIP 13 52790 TENN VALLEY CHAPTER SCHOLARSHIP 6 12000 WASH DC CHAPTER SCHOLARSHIP 15 40000 WID GREATER OHIO VALLEY CHAPTER SCHOLARSHIP 12 22000 WID MICHIGAN CHAPTER SCHOLARSHIP 4 5000 WID SPACE COAST CHAPTER SCHOLARSHIP 12 8500 PART I, LINE 2: I/ITSEC TRAINING SYSTEMS: A SCHOLARSHIP AWARD FUNDED BY THE ANNUAL MEETING. SCHOLARSHIPS ARE OFFERED AT THE MASTERS LEVEL IN THE AMOUNT OF $5,000 AND AT A DOCTORAL LEVEL IN THE AMOUNT OF $10,000. APPLICANTS MUST BE ENROLLED OR ACCEPTED FOR A FULL-TIME MASTERS OR DOCTORAL PROGRAM IN CERTAIN DISCIPLINES, BE A US CITIZEN, AND HAVE A STATED INTEREST AND CAREER GOAL IN THE MODELING, SIMULATION & TRAINING SYSTEM AND/OR EDUCATION INDUSTRY. THE AWARD WILL BE BASED ON STUDENT MERIT AND NEEDS AS DETERMINED FROM THE SUBMITTED APPLICATION DOCUMENTS. IF THE AWARDEE TERMINATES HIS/HER GRADUATE STUDIES AND THERE ARE REMAINING FUNDS, THE INSTITUTION WILL RETAIN SUCH FUNDS FOR AWARD TO ANOTHER STUDENT OF ITS CHOICE FOLLOWING THE ELIGIBILITY GUIDELINES. A PANEL CONSISTING OF CURRENT AND PAST I/ITSEC LEADERS AND MEMBERS OF THE EDUCATION COMMUNITY DETERMINE THE SELECTION. UNDERSEA WARFARE FUND: THE NDIA UNDERSEA SYSTEMS WARFARE DIVISION (USWD) UNIVERSITY FELLOWSHIP FUND IS TO FUND SCHOLARSHIPS FOR DOCTORAL CANDIDATES IN SCIENCE AND ENGINEERING RELATED TO UNDERSEA WARFARE AT THE UNIVERSITY OF TEXAS AUSTIN, THE PENNSYLVANIA STATE UNIVERSITY AT STATE COLLEGE, AND THE UNIVERSITY OF WASHINGTON SEATTLE. SPECIFIC ELIGIBILITY RULES FOR THE FELLOWSHIP ARE ESTABLISHED AT THE PARTICIPATING UNIVERSITIES, WHICH FORWARD CANDIDATES TO THE RESEARCH ENGINEER AT THE PENNSYLVANIA STATE UNIVERSITY FOR REVIEW & APPROVAL BY THE UNDERSEA WARFARE EXECUTIVE BOARD. THE FELLOWSHIP IS NORMALLY FOR ONE YEAR NOT TO EXCEED IN-STATE TUITION COSTS & FEES, EXTENDIBLE TO A SECOND YEAR BASED ON STUDENT PERFORMANCE. HORIZONS SCHOLARSHIP: THE SCHOLARSHIP IS INTENDED TO PROVIDE FINANCIAL ASSISTANCE TO FURTHER EDUCATIONAL OBJECTIVES OF WOMEN WHO ARE US CITIZENS EITHER EMPLOYED OR PLANNING CAREERS IN DEFENSE OR NATIONAL SECURITY AREAS (THIS IS NOT LAW ENFORCEMENT OR CRIMINAL JUSTICE). THE AMOUNT OF THE AWARDS VARIES EACH YEAR. THE APPLICANT MUST BE CURRENTLY ENROLLED EITHER PART- OR FULL-TIME AT AN ACCREDITED UNIVERSITY OR COLLEGE WITH A MINIMUM GRADE POINT AVERAGE OF 3.25. AWARDS ARE BASED ON ACADEMIC ACHIEVEMENT, PARTICIPATION IN DEFENSE AND NATIONAL SECURITY ACTIVITIES, FIELD OF STUDY, WORK EXPERIENCE, STATEMENTS OF OBJECTIVES, RECOMMENDATIONS, AND FINANCIAL NEED. A PANEL OF JUDGES, COMPOSED OF WID (NDIA AFFILIATE) MEMBERS, CONSIDERS APPLICATIONS AND MAKES AWARDS ONCE EACH YEAR. HUBERT D. HARRIS MEMORIAL SCHOLARSHIP FUND: THESE SCHOLARSHIPS ARE OPEN TO SPECIFIC CANDIDATES PURSUING AN UNDERGRADUATE DEGREE WHO HAVE AN INTEREST IN A SCIENTIFIC, ENGINEERING, OR MATHEMATICAL (STEM) CAREER. THE SCHOLARSHIP IS OPEN TO CANDIDATES WHO ARE SPONSORED BY NDIA TARGETS, UAV AND RANGES DIVISION MEMBERS OF HIGH SCHOOLS WITHIN THE GULF COAST CHAPTER'S IMMEDIATE AREA. AWARDS ARE BASED ON EDUCATIONAL INTEREST, LEADERSHIP, ACADEMIC ACHIEVEMENT, AND OTHER INDICATIONS OF CHARACTER AND NOTEWORTHY ACHIEVEMENT. IN THE EVENT THE STUDENT DROPS OUT OF SCHOOL OR DOES NOT USE THE FUND BY OCTOBER 1ST OF THE YEAR THEY ARE GRANTED, THE FUNDS WILL BE WITHDRAWN. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 HERBERT CARLISLE CEO (UNTIL 3/2022) 600106 0 239233 0 0 0 8700 0 581 0 848620 0 0 0 JAMES BOOZER EVP & SECRETARY/TREASURER 316695 0 78750 0 0 0 8700 0 662 0 404807 0 0 0 MARK LEWIS EXECUTIVE DIRECTOR - ETI 312985 0 60000 0 0 0 8700 0 18538 0 400223 0 0 0 JAMES ROBB PRESIDENT - NTSA 256634 0 63540 0 0 0 7625 0 0 0 327799 0 0 0 WESLEY HALLMAN SR. VP POLICY 233233 0 60318 0 0 0 7238 0 22636 0 323425 0 0 0 CHRISTINE KLEIN SR. VP MEETINGS 246207 0 62072 0 0 0 7449 0 7619 0 323347 0 0 0 RACHEL MCCAFFREY SR. VP MEMBERSHIP/WID 215972 0 53763 0 0 0 6451 0 662 0 276848 0 0 0 SCOTT REKDAL SR. VP MARKETING/COMMUNICATION 196917 0 51450 0 0 0 6174 0 22153 0 276694 0 0 0 TONY LAWRENCE CFO 161671 0 29861 0 0 0 4906 0 21824 0 218262 0 0 0 MITCHELL TURNER SENIOR DIRECTOR OF IT 158813 0 25527 0 0 0 5105 0 22632 0 212077 0 0 0 DEBORAH DYSON VP - NTSA 151346 0 38586 0 0 0 2600 0 7618 0 200150 0 0 0 DAVID CHESEBROUGH VP - PROGRAMS 153688 0 24063 0 0 0 4813 0 15773 0 198337 0 0 0 LATOSHA HILL CONTROLLER 143178 0 34054 0 0 0 4435 0 13124 0 194791 0 0 0 STEWART MAGNUSON EDITOR - DEFENSE MAGAZINE 132891 0 20603 0 0 0 4120 0 13282 0 170896 0 0 0 TAMMY HOFFMAN DIRECTOR WEB OP 137026 0 21650 0 0 0 4099 0 80 0 162855 0 0 0 PART I, LINE 1A THE ASSOCIATION PURCHASED A FIRST CLASS TICKET FOR THE PRESIDENT & CEO. PART I, LINE 7 BONUS COMPENSATION IS REFLECTED IN PART II, COLUMN (B)(II). FORM 990, PART VI, SECTION A, LINE 6 THE ASSOCIATION HAS THREE CLASSES OF MEMBERSHIP: INDIVIDUAL, CORPORATE, AND ALLIED MEMBERSHIP SHALL BE EITHER REGULAR, LIFE, STUDENT, OR HONORARY, AS DESCRIBED BELOW. INDIVIDUAL MEMBERS MUST BE UNITED STATES CITIZENS. INDIVIDUAL MEMBERS SHALL BE ENTITLED TO VOTE AS A MEMBER OF ONE OF THE ASSOCIATION'S CHAPTERS ONLY ON MATTERS AFFECTING THE CHAPTER. (A) REGULAR MEMBERSHIP IS OPEN TO THOSE INDIVIDUALS WHO DO NOT QUALIFY FOR ANY OTHER TYPE OF INDIVIDUAL MEMBERSHIP. (B) LIFE MEMBERSHIP IS OPEN TO INDIVIDUAL MEMBERS UPON PAYMENT OF LIFE-TIME MEMBERSHIP DUES. (C) STUDENT MEMBERSHIP IS OPEN TO STUDENTS IN COLLEGES AND TECHNICAL SCHOOLS. (D) HONORARY MEMBERSHIP IS CONFERRED IN THE DISCRETION OF THE BOARD OF DIRECTORS OR THE EXECUTIVE COMMITTEE ON THOSE WHO HAVE RENDERED MERITORIOUS SERVICE IN THE CAUSE OF DEFENSE PREPAREDNESS AND NATIONAL SECURITY. HONORARY MEMBERS WILL PAY NO DUES CORPORATE MEMBERS SHALL BE TERMED REGULAR CORPORATE MEMBERS. REGULAR CORPORATE MEMBERSHIP IS OPEN TO ALL BUSINESSES, INCLUDING PARTNERSHIPS, SOLE PROPRIETORSHIPS, CORPORATIONS, FIRMS, EDUCATIONAL INSTITUTIONS, FOUNDATIONS, ASSOCIATION, AND COMPONENTS THEREOF (HEREINAFTER REFERRED TO AS "CORPORATIONS") ORGANIZED OR OTHERWISE CHARTERED WITHIN THE UNITED STATES. A KEY REPRESENTATIVE, EMPOWERED TO SPEAK (VOTE) FOR HIS OR HER CORPORATION ON MATTERS AFFECTING THE ASSOCIATION AS A WHOLE (HEREINAFTER REFERRED TO AS "KEY REPRESENTATIVE") WILL BE DESIGNATED BY EACH REGULAR CORPORATE MEMBER. REGULAR CORPORATE MEMBERS SHALL HAVE THE RIGHT TO NOMINATE EMPLOYEES TO REGULAR MEMBERSHIP IN THE ASSOCIATION THE TOTAL NUMBER OF SUCH MEMBERSHIP TO BE RELATED TO THE ANNUAL MEMBERSHIP DUES OF THE REGULAR CORPORATE MEMBER, AS MAY BE PRESCRIBED BY THE BOARD OF DIRECTORS OR THE EXECUTIVE COMMITTEE. SUCH MEMBERS SHALL NOT BE REQUIRED TO PAY INDIVIDUAL MEMBERSHIP DUES. ALLIED MEMBERSHIP SHALL BE EITHER INDIVDUAL OR CORPORATE AS DESCRIBED BELOW. (A) ALLIED INDIVIDUAL MEMBERSHIP MAY BE CONFERRED BY THE PRESIDENT OF THE ASSOCIATION ON INDIVIDUALS WHO ARE C1T1ZENS OF (1) NATIONS BELONGING TO THE NATO ALLIANCE, (2) JAPAN, AUSTRALIA, OR NEW ZEALAND, (3) NATIONS WITH WHICH THE UNITED STATES MAINTAINS A RECIPROCAL PROCUREMENT AGREEMENT, (4) NATIONS WITH WHICH THE UNITED STATES DEPARTMENT OF DEFENSE HAS SPECIFICALLY REQUESTED THE ASSOCIATION TO CONDUCT MEETINGS AND ENHANCE COMMUNICATIONS ON AN INDUSTRY-TO-INDUSTRY BASIS. ALLIED INDIVIDUAL MEMBERS MAY PARTICIPATE AS INDIVIDUAL, NON-VOTING MEMBERS IN THE ACTIVITIES OF THE CHAPTERS, SUBJECT TO ANY RESTRICTIONS THAT MAY BE PLACED ON SUCH PARTICIPATION BY THE UNITED STATES GOVERNMENT. IN THE CASE OF CHAPTERS LOCATED OUTSIDE THE FIFTY STATES, ALLIED MEMBERS MAY PARTICIPATE AS INDIVIDUAL VOTING MEMBERS IN THE ACTIVITIES OF THOSE CHAPTERS. (B) ALLIED CORPORATE MEMBERSH1P MAY BE CONFERRED BY THE PRESIDENT OF THE ASSOCIATION ON CORPORATIONS WHICH ARE CHARTERED AND CONTROLLED UNDER THE LAWS OF (1) NATIONS BELONGING TO THE NATO ALLIANCE, (2) JAPAN, AUSTRALIA, OR NEW ZEALAND, (3) NATIONS WITH WHICH THE UNITED STATES MAINTAINS A RECIPROCAL PROCUREMENT AGREEMENT, (4) NATIONS WITH WHICH THE UNITED STATES DEPARTMENT OF DEFENSE HAS SPECIFICALLY REQUESTED THE ASSOCIATION TO CONDUCT MEETINGS AND ENHANCE COMMUNICATIONS ON AN INDUSTRY-TO-INDUSTRY BASIS. ALLIED CORPORATE MEMBERS SHALL HAVE THE RIGHT TO NOMINATE A DESIGNATED NUMBER OF EMPLOYEES AS THEIR REPRESENTATIVES TO RECEIVE ALL BENEFITS OF ALLIED INDIV1DUAL MEMBERS. SUCH MEMBERS SHALL NOT BE REQUIRED TO PAY INDIVDUAL MEMBERSHIP DUES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM AND PROVIDED TO THE NDIA EXECUTIVE COMMITTEE, WHICH HAS BOARD AUTHORITY DESIGNATED TO IT, FOR ITS INFORMATION AND REVIEW. A DETAILED REVIEW IS ALSO CONDUCTED BY THE THE NDIA CHIEF OPERATING OFFICER, AND THE NDIA CONTROLLER. ALL PARTIES ARE ABLE TO ASK QUESTIONS AND REQUEST CHANGES TO THE FORM 990 PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEETING BEGINS WITH A REVIEW OF A CHART OUTLINING THE CONFLICT OF INTEREST POLICY AND THE BOARD CHAIRMAN CALLING FOR ANY DISCLOSURES. THE POLICY IS ALSO OUTLINED IN THE DIRECTOR'S HANDBOOK, WHICH EACH BOARD MEMBER RECEIVES. BOARD MEMBERS, OFFICERS, AND INDIVIDUALS HOLDING STAFF EXECUTIVE POSITIONS ARE REQUIRED TO COMPLETE DISCLOSURE FORMS ANNUALLY AT THE BEGINNING OF EACH FISCAL YEAR, LISTING ALL INTERESTS WHICH EITHER DO, OR POTENTIALLY COULD, REPRESENT A CONFLICT OF INTEREST. OFFICERS AND THOSE INDIVIDUALS HOLDING EXECUTIVE POSITIONS ARE REQUIRED TO UPDATE THEIR DISCLOSURE FORMS THROUGHOUT THE YEAR SHOULD CIRCUMSTANCES CHANGE. THE DISCLOSURE FORM IS A THREE PART FORM. THE FIRST SECTION ASKS IF THERE ARE ANY RELEVANT RELATIONSHIPS TO DISCLOSE (RELEVANT BEING THOSE RELATIONSHIPS RELATED TO THE INTERESTS AND ACTIVITIES OF NDIA AND ITS AFFILIATES). THE SECOND SECTION REQUESTS DISCLOSURE OF RELEVANT FINANCIAL, COMMERCIAL, OR OTHER ORGANIZATIONAL RELATIONSHIPS, AND THE FINAL SECTION REQUESTS A CATEGORY LISTING OF RELATIONSHIPS TO BE DISCLOSED AS APPROPRIATE. ANY ISSUES RAISED WOULD BE PRESENTED TO THE PRESIDENT AND CEO OF NDIA, SUBSEQUENTLY TO THE NDIA FINANCE COMMITTEE CHAIRMAN AND THE NDIA BOARD EXECUTIVE COMMITTEE FOR APPROPRIATE ACTION. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION FOR THE PRESIDENT & CEO OF NDIA IS SET BY CONTRACT SIGNED BY THE PRESIDENT AND THE CHAIRMAN, NDIA, AFTER CONSULTATION WITH AN EXTERNAL COMPENSATION EXPERT USING DATA FROM SURVEY COMPENSATION DATA. THE PRESIDENT'S BASE COMPENSATION IS REVIEWED ON AN ANNUAL BASIS BY THE NDIA COMPENSATION COMMITTEE, NORMALLY AS PART OF ITS REVIEW OF THE INCENTIVE AWARDS JUSTIFICATIONS, WITH SUBSEQUENT REVIEW AND APPROVAL BY THE NDIA EXECUTIVE COMMITTEE. THE MOST RECENT REVIEW WAS IN DECEMBER 2022. THE JUSTIFICATION PACKAGE PRESENTED TO BOTH COMMITTEES INCLUDES SURVEY COMPENSATION DATA OF LIKE ENTITIES IN THE NON PROFIT INDUSTRY. THE COMPENSATION OF THE OTHER EXECUTIVES IS REVIEWED ON AN ANNUAL BASIS BY THE NDIA PRESIDENT AND THE NDIA COMPENSATION COMMITTEE AS PART OF ITS REVIEW OF THE INCENTIVE AWARDS JUSTIFICATIONS PRESENTED TO IT AND SUBSEQUENTLY TO THE NDIA EXECUTIVE COMMITTEE. ALL EMPLOYEES' COMPENSATION IS REVIEWED ON AN ANNUAL BASIS BY THE NDIA COO USING THE APPROPRIATE COMPARABILITY DATA AND INFORMATION FROM INDIVIDUAL PERFORMANCE INCENTIVE REVIEWS. EMPLOYEE COMPENSATION IS INDIRECTLY REVIEWED BY NDIA'S FINANCE COMMITTEE AS PART OF THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 THE ASSOCIATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.