2023-08-14T22:00:56+00:00 2022-09-30 346565596 ERNST & YOUNG US LLP 18101 VON KARMAN AVENUE IRVINE CA 92612 990 2021-10-01 331092191 THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE FOUNDATION TRAN 6023438411 445 N 5TH STREET 120 PHOENIX AZ 85004 ERIN MASSEY CHIEF DEVELOPMENT OFFICER 2023-08-14 true MANUEL ESTRADA 999009999 Kara Adams P00023315 9497942300 2023-08-09 2021 2023-04-26 12:10:37Z ERIN MASSEY 445 N 5TH STREET 120 PHOENIX AZ 85004 11571587 false X WWW.TGEN.ORG/GIVING/TGEN-FOUNDATION/ X 2004 AZ BIOGENOMIC MEDICAL RESEARCH FUNDRAISING FOR THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE (TGEN). 20 18 0 100 0 0 3753754 11410329 0 0 18699 161258 0 0 3772453 11571587 12765361 11063484 0 0 1204433 1568509 0 0 1784894 272409 447304 14242203 13079297 -10469750 -1507710 24235369 24398471 8501445 10190892 15733924 14207579 BIOGENOMIC MEDICAL RESEARCH FUNDRAISING FOR THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE (TGEN). false false 11063484 11063484 0 PLEASE SEE SCHEDULE O 11063484 true true false false false false false false true false false false false false true false true false false false false false false false false false true false true false false false false false false false false true false false false false true true false false false true X 3 0 true 0 false false false false false true true false false false false false false X 20 18 true false false false true true true true false false false true true true true true true false false false X TRACY KARNS 6023438415 445 N 5TH STREET SUITE 600 PHOENIX AZ 85004 BENNETT DORRANCE BOARD MEMBER/CHAIRMAN 1.0 1.0 X X 0 0 0 KEN KENDRICK BOARD MEMBER/SECRETARY 1.0 0 X X 0 0 0 RICHARD J LEHMANN BOARD MEMBER/TREASURER 1.0 0 X X 0 0 0 TERESA BURLESON BOARD MEMBER/ASST TREASURER 1.0 39.0 X X 0 1071675 24475 ARTE MORENO BOARD MEMBER 1.0 0 X 0 0 0 BILL POPE BOARD MEMBER 1.0 0 X 0 0 0 CARRIE HULBURD BOARD MEMBER 1.0 0 X 0 0 0 CATHERINE IVY BOARD MEMBER 1.0 0 X 0 0 0 DAVID LANE BOARD MEMBER 1.0 0 X 0 0 0 HOWARD YOUNG BOARD MEMBER 1.0 0 X 0 0 0 J DANFORTH QUAYLE BOARD MEMBER 1.0 0 X 0 0 0 JEFFREY M TRENT PHD BOARD MEMBER 1.0 39.0 X 0 1756429 258536 MICHEAL KAPLAN BOARD MEMBER 1.0 0 X 0 0 0 MIKE INGRAM BOARD MEMBER 1.0 0 X 0 0 0 PHIL FRANCIS BOARD MEMBER 1.0 0 X 0 0 0 RANDY MAY BOARD MEMBER 1.0 0 X 0 0 0 STEVE HILTON BOARD MEMBER 1.0 0 X 0 0 0 STEVE STAGNER BOARD MEMBER 1.0 0 X 0 0 0 TROY RICHARDS BOARD MEMBER 1.0 0 X 0 0 0 WILLIAM J POST BOARD MEMBER 1.0 3.0 X 0 0 0 ERIN MASSEY CHIEF DEVELOPMENT OFFICER 40.0 0.0 X 0 385456 16559 MANUEL ESTRADA CHIEF FINANCIAL OFFICER 1.0 39.0 X 0 549445 18898 0 3763005 318469 0 false true false 0 11410329 63307 11410329 0 0 0 0 0 161258 161258 0 0 0 0 0 0 0 0 0 11571587 0 0 161258 11063484 11063484 0 0 0 0 0 0 303191 0 30319 272872 0 0 0 0 1028424 0 102842 925582 0 0 0 0 236894 0 23689 213205 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 31584 0 31584 0 4121 0 412 3709 167220 0 16722 150498 0 0 0 0 0 0 0 0 101076 0 10108 90968 8670 0 867 7803 0 0 0 0 133619 0 13362 120257 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 DUES & SUBSCRIPTIONS 767 0 767 0 RECRUITMENT EXPENSES 247 0 247 0 0 0 0 0 13079297 11063484 230919 1784894 0 1265794 23891719 21594483 335227 1479075 0 40540 0 0 0 0 0 0 0 0 8423 18579 0 0 0 0 0 0 0 0 0 0 0 0 24235369 24398471 8428295 10121346 0 0 73150 69546 0 0 0 0 0 0 0 0 0 0 0 0 8501445 10190892 X -8918290 -9696433 24652214 23904012 0 0 0 0 0 0 15733924 14207579 24235369 24398471 -1507710 -18635 0 X false true X true false X 5436735 9036988 22935783 3753754 11410329 52573589 0 0 5436735 9036988 22935783 3753754 11410329 52573589 19090629 33482960 4120 65940 127078 18699 161258 377095 0 0 0 0 0 0 0 52950684 0 0.6323 0.5894 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2143985 171950 5068 7353 2313650 1962082 173542 14478 6117 2143985 1562158 378481 28796 7353 1962082 190389 1373720 11402 13353 1562158 108695 75833 13214 7353 190389 0.0 0.0268 0.9732 false false 0 X Schedule D, Part V, Line 4 Intended uses of endowment funds TGEN FOUNDATION CLASSIFIES AS PERMANENTLY RESTRICTED NET ASSETS (1) THE ORIGINAL VALUE OF THE GIFT DONATED TO THE PERMANENT ENDOWMENT, (2) THE ORIGINAL VALUE OF SUBSEQUENT GIFTS DONATED TO THE PERMANENT ENDOWMENT, AND (3) ACCUMULATIONS TO THE PERMANENT ENDOWMENT MADE IN ACCORDANCE WITH THE DIRECTION OF THE APPLICABLE DONOR GIFT INSTRUMENT. TGEN FOUNDATION HAS A TEMPORARILY RESTRICTED ASSET WHICH HAS BEEN DESIGNATED TO SUPPORT SUMMER INTERNS EACH YEAR AT TGEN. TGEN FOUNDATION'S POLICY FOR APPROPRIATING THE DISTRIBUTION OF ITS SUMMER INTERNSHIP PROGRAM ENDOWMENT HAS BEEN DESIGNED TO SUPPORT A GRANT TO TGEN FOR AN INTERN EACH YEAR FOR 25 YEARS. THE FOUNDATION CONSIDERED THE LONG-TERM EXPECTED RETURN ON ITS ENDOWMENT. TGEN FOUNDATION HAS A RESTRICTED ASSET FOR THE ESTABLISHMENT OF AN ENDOWED CHAIR IN BRAIN CANCER RESEARCH. TGEN FOUNDATION ALSO HAS A RESTRICTED ASSET WHICH ALLOWS USE OF ANY INVESTMENT INCOME FOR OPERATING EXPENSES. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE AND ITS AFFILIATES ARE INCLUDED IN THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS OF CITY OF HOPE (FEIN: 95-3435919, A RELATED TAX-EXEMPT ENTITY) WHICH INCLUDES CITY OF HOPE, CITY OF HOPE NATIONAL MEDICAL CENTER, THE MEDICAL FOUNDATION, BECKMAN RESEARCH INSTITUTE OF THE CITY OF HOPE, THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE AND ITS AFFILIATES, SOUTHERN CALIFORNIA RADIATION ONCOLOGY, LLC, ACCESSHOPE, LLC, CITY OF HOPE AUXILIARIES (AUXILIARIES) AND COH HOLDCO, INC. BELOW IS THE FOOTNOTE ADDRESSING THE ORGANIZATION'S LIABILITY FOR UNCERTAIN TAX POSITIONS. ASC 740, INCOME TAXES, CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING A MINIMUM RECOGNITION THRESHOLD THAT A TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS. ASC 740 ALSO PROVIDES GUIDANCE ON DE-RECOGNITION, MEASUREMENT, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THE GUIDANCE CONTAINED IN ASC 740 IS APPLICABLE TO PASS-THROUGH ENTITIES AND TAX-EXEMPT ORGANIZATIONS. CITY OF HOPE HAS NO SIGNIFICANT UNCERTAIN TAX POSITIONS OR TAX LIABILITY FOR TAX BENEFITS, INTEREST, OR PENALTIES ACCRUED AS OF SEPTEMBER 30, 2022 OR 2021. true TRANSLATIONAL GENOMICS RESEARCH INSTITUTE 445 N 5TH ST STE 600 PHOENIX AZ 85004 753065445 501(C)(3) 11063484 0 FUNDRAISING FOR TGEN 1 0 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE FOUNDATION IS ORGANIZED EXCLUSIVELY TO BENEFIT TGEN, A RELATED 501(C)(3) TAX-EXEMPT ORGANIZATION, BY SUPPORTING TGEN'S FUNDRAISING AND DEVELOPMENT FUNCTIONS. THE FOUNDATION RELIES UPON THE GOVERNANCE PRACTICES OF TGEN TO MONITOR USE OF GRANT FUNDS. false true false false false false false true false TERESA BURLESON BOARD MEMBER/ASST TREASURER 0 587396 0 483037 0 1242 0 11311 0 13164 0 1096151 0 103846 JEFFREY M TRENT PHD BOARD MEMBER 0 820853 0 696314 0 239262 0 226975 0 31561 0 2014965 0 175135 MANUEL ESTRADA CHIEF FINANCIAL OFFICER 0 368419 0 178550 0 2475 0 5625 0 13274 0 568343 0 0 ERIN MASSEY CHIEF DEVELOPMENT OFFICER 0 319282 0 65310 0 864 0 11273 0 5287 0 402016 0 0 Schedule J, Part I, Line 3 Arrangement used to establish the top management official's compensation TGEN FOUNDATION DOES NOT DETERMINE OR PAY ANY COMPENSATION OR BENEFITS. ALL COMPENSATION AND BENEFITS ARE DETERMINED AND PAID BY TGEN, A RELATED TAX-EXEMPT ORGANIZATION. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan THE CITY OF HOPE HAS A NON-QUALIFIED SECTION 457(F) EXECUTIVE SUPPLEMENTAL ACCUMULATION PLAN THAT IS DESIGNED AND MAINTAINED TO PROVIDE A SELECT GROUP OF MANAGEMENT OR HIGHLY COMPENSATED EMPLOYEES WITH DEFERRED COMPENSATION. THE PLAN VESTS AFTER THREE (3) FISCAL YEARS OF SERVICE AND THE VESTED TOTALS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN B (III). PRIOR TO VESTING, THE ANNUAL AMOUNTS ARE INCLUDED IN SCHEDULE J, PART II, COLUMN C. PURSUANT TO THE PLAN DOCUMENT, VESTED PARTICIPANTS ARE ENTITLED TO WITHDRAW FROM THEIR VESTED ACCOUNT AN AMOUNT EQUAL TO THE FEDERAL, STATE, LOCAL AND FICA TAXES THEY OWE. THESE AMOUNTS ARE REMITTED TO THE APPROPRIATE TAXING AUTHORITIES ON BEHALF OF THE PARTICIPANTS. None of the individuals reported on Schedule J, Part II received a distribution from the plan this year. Schedule J, Part I, Line 7 Non-fixed payments SOME OF TGEN FOUNDATION'S OFFICERS LISTED IN FORM 990, PART VII, WERE PAID BONUSES BASED ON ACCOMPLISHMENTS OF SPECIFIC MILESTONES AND/OR PERFORMANCE METRICS, AS APPROVED BY THE TGEN BOARD OF DIRECTORS. X 63307 Market value 0 false true false Form 990, Part III, Line 4a JUNE 26, 2022, MARKED THE 20TH ANNIVERSARY OF TGEN'S LAUNCH. WHAT BEGAN WITH TEMPORARY LABORATORY AND ADMINISTRATIVE SPACE AND A HANDFUL OF EMPLOYEES HAS GROWN INTO AN INSTITUTE WITH OVER 350 EMPLOYEES, MULTIPLE LOCATIONS, HUNDREDS OF COLLABORATIONS AROUND THE WORLD, NUMEROUS GROUNDBREAKING STUDIES, AND NEARLY 20 SPIN-OUT COMPANIES. TODAY, OUR CAPACITY TO UNDERSTAND AND LEVERAGE INFORMATION FROM THE HUMAN GENOME HAS NEVER BEEN GREATER. TGEN'S ABILITY TO BRING EMERGING NEW METHODS FOR INTERROGATING A PATIENT'S GENOME INTO THE CLINICAL CARE OF PATIENTS, THE REVOLUTION IN FASTER AND LOWER-COST WAYS OF CANCER DETECTION AND THE PATHS THAT REACH THE URBAN, THE RURAL AND MORE DIVERSE POPULATIONS, HAS NEVER BEEN GREATER. THE SEQUENCE COST PER-PATIENT OVER THE PAST DECADE HAS DROPPED 100-FOLD. THIS MEANS TGEN CAN SEQUENCE MORE PATIENTS, OR SEQUENCE A PATIENT AGAIN, TO UNDERSTAND HOW THEIR DISEASE IS PROGRESSING. AS PART OF A NATIONAL HEALTH SYSTEM, THIS HELPS DRIVE RESEARCH DISCOVERY, NEW METHODS FOR EARLY DETECTION, AND MORE CLINICAL TRIALS. SEQUENCING ACCURACY HAS ALSO IMPROVED 100-FOLD. THIS INCREASED ACCURACY MEANS TGEN CAN DETECT CANCER EARLIER - PERHAPS IN ITS INFANCY - WHICH LEADS TO IMPROVED SCREENING, POST-TREATMENT MONITORING AND BIOPSIES WITH A LOW PERCENTAGE OF TUMOR PRESENT. THIS ALSO ALLOWS US TO EXPAND GENOMIC TESTING INTO MORE CANCER TYPES. WE'RE ALSO CREATING BETTER REFERENCE GENOMES, ESPECIALLY IN UNDERSERVED POPULATIONS. HAVING BETTER REFERENCES MEANS A BETTER UNDERSTANDING OF WHICH CHANGES IN THE GENOME ARE SIGNIFICANT AND TO WHICH POPULATION. Form 990, Part V, Line 2a FORM 990, PART V, LINE 2A; PART VII, SECTION A; AND PART IX TGEN FOUNDATION DOES NOT HAVE EMPLOYEES, BUT SHARES THE COST OF PERSONNEL, SERVICES, FACILITIES AND EXPENSES WITH TGEN, A RELATED TAX-EXEMPT ORGANIZATION. Form 990, Part VI, Line 15a FORM 990, PART VI, LINES 15A THE EXECUTIVE COMPENSATION AND GOVERNANCE COMMITTEE OF THE MEMBER SHALL BE THE EXECUTIVE COMPENSATION COMMITTEE OF TGEN. THE COMPENSATION REVIEW PROCESS WAS LAST COMPLETED IN 2022. Form 990, Part VI, Line 15b FORM 990, PART VI, LINES 15B THE EXECUTIVE COMPENSATION AND GOVERNANCE COMMITTEE OF THE MEMBER SHALL BE THE EXECUTIVE COMPENSATION COMMITTEE OF TGEN. THE COMPENSATION REVIEW PROCESS WAS LAST COMPLETED IN 2022. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons MICHEAL KAPLAN AND BENNETT DORRANCE - Family relationship Form 990, Part VI, Line 6 Classes of members or stockholders THE SOLE CORPORATE MEMBER OF TGEN FOUNDATION IS THE TRANSLATIONAL GENOMICS RESEARCH INSTITUTE (TGEN). Form 990, Part VI, Line 7a Members or stockholders electing members of governing body TGEN, AS THE SOLE CORPORATE MEMBER OF TGEN FOUNDATION, HAS THE RIGHT TO ELECT THE BOARD OF DIRECTORS OF TGEN FOUNDATION. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders THE SOLE CORPORATE MEMBER'S VOTE SHALL BE REQUIRED ON: (A) THE ELECTION AND REMOVAL OF ELECTED DIRECTORS AS SET FORTH IN THE BYLAWS; (B) THE ADOPTION OF ANY PLAN OF MERGER OR CONSOLIDATION; (C) THE SALE OF ALL OR SUBSTANTIALLY ALL THE FOUNDATION'S ASSETS IN A SINGLE TRANSACTION OR SERIES OF RELATED TRANSACTIONS; (D) THE AMENDMENT OF THE FOUNDATION'S ARTICLES OF INCORPORATION OR BYLAWS; (E) THE INSTITUTION, OR CONSENT TO INSTITUTION, OF PROCEEDINGS TO ADJUDICATE THE FOUNDATION BANKRUPT OR INSOLVENT, OR THE FILING OF A PETITION SEEKING OR CONSENTING TO REORGANIZATION OR RELIEF UNDER ANY LAW RELATING TO BANKRUPTCY, INSOLVENCY, OR OTHER RELIEF FOR DEBTORS, OR THE CONSENT TO THE APPOINTMENT OF A RECEIVER, LIQUIDATOR, ASSIGNEE, TRUSTEE, SEQUESTRATOR (OR SIMILAR OFFICIAL) OF THE FOUNDATION OR OF ALL OR ANY SUBSTANTIAL PART OF ITS PROPERTY, OR THE MAKING OF ANY ASSIGNMENT FOR THE BENEFIT OF CREDITORS, OR THE ADMISSION IN WRITING OF THE FOUNDATION'S INABILITY TO PAY ITS DEBTS GENERALLY AS THEY BECOME DUE, OR ANY STEPS IN FURTHERANCE OF SUCH ACTIONS; AND (F) THOSE MATTERS UPON WHICH THE MEMBER IS GRANTED VOTING RIGHTS IN THE ARTICLES OF INCORPORATION, BYLAWS, OR THE ARIZONA NONPROFIT CORPORATION ACT. THE SOLE CORPORATE MEMBER HAS THE FOLLOWING RESERVE POWERS: (A) APPOINT AND REMOVE THE PRESIDENT; (B) APPROVE THE ESTABLISHMENT OF NEW CORPORATE PARTNERSHIP ENTITIES CREATED OR JOINED BY THE FOUNDATION; (C) APPROVE THE FOUNDATION'S EXECUTION OF MATERIAL CONTRACTS; AND (D) APPROVE THE FOUNDATION'S INCURRENCE OF MATERIAL DEBTS. Form 990, Part VI, Line 8b Documentation of meetings held by committees of governing body There are no committees with the authority to act on behalf of the governing body. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM BASED ON INFORMATION PROVIDED BY THE TGEN FINANCE DEPARTMENT. THE FORM 990 IS THEN REVIEWED BY THE FINANCE DEPARTMENT, OTHER MEMBERS OF MANAGEMENT AND THE AUDIT AND COMPLIANCE COMMITTEE OF THE CITY OF HOPE. THE FORM 990 IS POSTED ON THE BOARD WEBSITE FOR BOARD REVIEW PRIOR TO FILING WITH THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy TGEN DISTRIBUTES A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY TO ALL DIRECTOR LEVEL POSITIONS AND ABOVE, IN ADDITION TO ANY OFFICERS AND KEY EMPLOYEES DESIGNATED BY THE CONFLICT OF INTEREST COMMITTEE. THE QUESTIONNAIRES ARE REVIEWED BY TGEN'S FINANCE DEPARTMENT AND THE OFFICE OF RESEARCH COMPLIANCE. THOSE EMPLOYEES WITH CONFLICTS ARE FURTHER REVIEWED BY THE CONFLICT OF INTEREST COMMITTEE TO ENSURE AN APPROPRIATE PLAN IS SET FORTH. UPDATES TO THE LIST ARE HANDLED ON AN AS-NEEDED BASIS, BASED ON CONTRACT REVIEWS AND EMPLOYEE INFORMATION. Form 990, Part VI, Line 19 Required documents available to the public TGEN FOUNDATION PROVIDES ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY TO THE GENERAL PUBLIC UPON REQUEST. TRANSLATIONAL GENOMIC RESEARCH INSTITUTE 445 N 5TH STREET SUITE 600 PHOENIX AZ 85004 753065445 RESEARCH AZ 501(c)(3) 7 CITY OF HOPE true CITY OF HOPE 1500 EAST DUARTE ROAD DUARTE CA 91010 953435919 FUNDRAISING CA 501(c)(3) 7 NA false CITY OF HOPE NATIONAL MEDICAL CENTER 1500 EAST DUARTE ROAD DUARTE CA 91010 951683875 HOSPITAL CA 501(c)(3) 3 CITY OF HOPE true BECKMAN RESEARCH INSTITUTE 1450 EAST DUARTE ROAD DUARTE CA 91010 953432210 RESEARCH CA 501(c)(3) 4 CITY OF HOPE true CITY OF HOPE MEDICAL FOUNDATION 1500 EAST DUARTE ROAD DUARTE CA 91010 272803222 HEALTHCARE CA 501(c)(3) 3 CITY OF HOPE true COH HOLDCO INC 1500 EAST DUARTE ROAD DUARTE CA 91010 873651176 SUPPORT DE 501(c)(3) Type III-FI CITY OF HOPE true SOUTHERN CA RADIATION ONCOLOGY 1500 EAST DUARTE ROAD DUARTE CA 91010 364887584 MGMT SERVICES CA NA N/A 0 0 false false ACCESSHOPE LLC 1500 EAST DUARTE ROAD DUARTE CA 91010 842818450 ONCOLOGY SUPPORT CA NA N/A 0 0 false false COH HOLDCO INC (converted to tax-exempt on 93022) 1500 EAST DUARTE ROAD DUARTE CA 91010 873651176 SUPPORT DE CITY OF HOPE C Corporation true false true false false false false false false false false false true false true true false false false false