2023-08-14T12:07:09-05:00 2022-09-30 271155496 ROBERT LEE & ASSOCIATES LLP 999 W TAYLOR STREET STE A SAN JOSE CA 95126 990PF 2021-10-01 941584547 THE VALLEY FOUNDATION VALL 4088556770 999 W TAYLOR ST SUITE A SAN JOSE CA 95126 ROBERT LEE SECRETARY 4088556770 2023-08-07 1 ROBERT LEE 999009999 SCOTT R SMEAD P01208759 4088556770 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X 61408022 X X 38840 38840 2056362 2056362 3335339 3485792 3335339 -500294 0 4930247 5430541 48000 0 40800 56110 18703 18703 261105 261105 0 61633 0 0 9376 4237 4238 436224 284045 63741 4000000 4000000 4436224 284045 4063741 494023 5146496 23801 60126 60126 12570 13947 12570 12570 125047 135376 135376 64078090 43689142 43689142 11078413 17438808 17438808 0 72000 72000 75319298 61408022 61408022 901 375423 252000 210000 252901 585423 X 75066397 60822599 75066397 60822599 75319298 61408022 75066397 494023 0 75560420 14737821 60822599 CAPITAL DYNAMICS REAL ESTATE P 2021-10-01 2022-09-30 133955 -133955 -133955 ENDOWMENT VENTURE PARTNERS V, L.P. P 2021-10-01 2022-09-30 1372 1372 1372 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP P 2021-10-01 2022-09-30 16498 -16498 -16498 REDWOOD-KAIROS REAL ESTATE VALUE FUND IV, LP P 2021-10-01 2022-09-30 385419 385419 385419 REDWOOD- KAIROS REAL ESTATE VALUE FUND VI LP P 2021-10-01 2022-09-30 1012454 1012454 1012454 MONTAUK TRIGUARD FUND VII LP P 2021-10-01 2022-09-30 181522 181522 181522 MONTAUK TRIGUARD FUND VIII LP P 2021-10-01 2022-09-30 148472 148472 148472 INDUSTRY VENTURES PARTNERSHIP HOLDINGS V, L.P. P 2021-10-01 2022-09-30 22940 22940 22940 INDUSTRY VENTURES SECONDARY IX, L.P. P 2021-10-01 2022-09-30 50984 50984 50984 PERFORMANCE DIRECT INVESTMENTS IV, LP P 2021-10-01 2022-09-30 72006 72006 72006 VIRTUS REAL ESTATE CAPITAL III, LP P 2021-10-01 2022-09-30 3232 3232 3232 PUBLICLY TRADED SECURITIES P 2021-10-01 2022-09-30 1607391 1607391 1607391 3335339 71536 0 71536 0 71536 69817 0 50000 0 119817 X 0 48281 48281 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA 1 0 0 0 0 1 WWW.VALLEY.ORG THE FOUNDATION 4083584545 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILLIP R BOYCE 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 CHAIRMAN 4.00 16000 0 0 DR RICHARD SIEVE 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 VICE CHAIRMAN AND TREASURER 4.00 16000 0 0 ROBERT A LEE 999 W TAYLOR STREET SUITE A SAN JOSE CA 95126 SECRETARY 4.00 16000 0 0 NONE 0 SARATOGA RIM 24 CORPORATE PLAZA STE 150 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 148842 VAUGHAN NELSON 24 CORPORATE PLAZA STE 150 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 68385 0 0 58110088 62143 17646184 75818415 0 0 75818415 1137276 74681139 3734057 3734057 71536 116577 188113 3545944 0 3545944 0 3545944 4063741 0 4063741 3545944 2878440 0 0 4063741 2878440 0 0 1185301 0 0 0 0 0 0 0 0 2360643 0 0 0 X LOAVES & FISHES FAMILY KITCHEN 1500 BERGER DRIVE SAN JOSE CA 95112 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 500000 SCHWAB CHARITABLE DONOR-ADVISED FUND PO BOX 628298 ORLANDO FL 32862 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIVITIES 3500000 4000000 0 14 38840 14 2056362 901101 3335339 ENDOWMENT VENTURE PARTNERS 901101 -321 CAPITAL DYNAMICS 901101 -8118 REDWOOD KAIROS REAL ESTATE VALUE FUND IV, LP 901101 -25022 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP 901101 -5291 MONTAUK TRIGUARD FUND VII LP 901101 -44539 KIMPACT EVERGREEN REAL ESTATE INVESTMENT FUND LP 901101 -244347 REDWOOD- KAIROS REAL ESTATE VALUE FUND VI, LP 901101 -43396 INDUSTRY VENTURES PARTNERSHIP HOLDINGS V, L.P. 901101 -26962 MONTAUK TRIGUARD FUND VIII LP 901101 -66369 INDUSTRY VENTURES SECONDARY IX, L.P. 901101 -32605 PERFORMANCE DIRECT INVESTMENTS IV, LP 901101 -14461 KAIROS INVESTMENT MGMT. COMPANY, LLC 901101 833 VIRTUS REAL ESTATE CAPITAL III, LP 901101 -19306 VSS STRUCTURED CAPITAL PARALLEL IV, L.P. 901101 -4520 FPA CORE PLUS FUND V-A, LP 901101 -1702 STELLUS CREDIT OFFSHORE FUND III, LP 901101 -1014 AG CS HOLDINGS FUND II, LP 901101 442 EXCISE TAX 36404 2835045 2095202 0 4930247 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 56110 18703 18703 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53.4942 (A)-3 (D) (2), THE VALLEY FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AND THE AMOUNT NEEDED TO SATISFY THE CURRENT YEAR DISTRIBUTION REQUIREMENTS AS BEING MADE OUT OF CORPUS. CORPORATE STOCK 43689142 43689142 PARTNERSHIPS FMV 17438808 17438808 DEFERRED EXCISE TAX ASSET 0 72000 72000 UNREALIZED LOSSES ON INVESTMENTS 14737821 WEBSITE/SOFTWARE 8475 4237 4238 INSURANCE 901 0 0 ENDOWMENT VENTURE PARTNERS -321 -321 CAPITAL DYNAMICS -8118 -8118 REDWOOD KAIROS REAL ESTATE VALUE FUND IV, LP -25022 -25022 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP -5291 -5291 MONTAUK TRIGUARD FUND VII LP -44539 -44539 KIMPACT EVERGREEN REAL ESTATE INVESTMENT FUND LP -244347 -244347 REDWOOD- KAIROS REAL ESTATE VALUE FUND VI, LP -43396 -43396 INDUSTRY VENTURES PARTNERSHIP HOLDINGS V, L.P. -26962 -26962 MONTAUK TRIGUARD FUND VIII LP -66369 -66369 INDUSTRY VENTURES SECONDARY IX, L.P. -32605 -32605 PERFORMANCE DIRECT INVESTMENTS IV, LP -14461 -14461 KAIROS INVESTMENT MGMT. COMPANY, LLC 833 833 VIRTUS REAL ESTATE CAPITAL III, LP -19306 -19306 VSS STRUCTURED CAPITAL PARALLEL IV, L.P. -4520 -4520 FPA CORE PLUS FUND V-A, LP -1702 -1702 STELLUS CREDIT OFFSHORE FUND III, LP -1014 -1014 AG CS HOLDINGS FUND II, LP 442 442 EXCISE TAX 36404 36404 DEFERRED EXCISE TAX LIABILITY 152000 0 FEDERAL EXCISE TAX PAYABLE 100000 140000 STATE TAX PAYABLE 0 70000 MANAGEMENT FEES - ST. JAMES 1696 1696 0 MANAGEMENT FEES - VAUGHAN NELSON 68385 68385 0 MANAGEMENT FEES - FIDUCIARY MANAGEMENT 42182 42182 0 MANAGEMENT FEES - SARATOGA RIM 148842 148842 0 STATE TAX 61633 0 0