2023-08-09T12:13:53-05:00 2022-09-30 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2021-10-01 237092671 NATIONAL COUNCIL FOR BEHAVIORAL HEALTH NATI 2026847457 1400 K STREET NW 400 WASHINGTON DC 20005 CHARLES INGOGLIA PRESIDENT/CEO 2026847457 2023-08-01 1 CHARLES INGOGLIA XXX-XX-XXXX AARON M FOX P01365820 2022274000 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z NAT COUNCIL FOR MENTAL WELLBEING TIM SWINFARD 1400 K STREET NW 400 WASHINGTON DC 20005 76874942 0 X WWW.THENATIONALCOUNCIL.ORG X 1980 DC ENSURE EQUITABLE ACCESS TO HIGH-QUALITY MENTAL HEALTH/SUBSTANCE USE TREATMENT FOR ALL PEOPLE. 34 34 267 36 173756 44903 18147962 27755542 31604667 35634927 996271 2463116 9053943 7768076 59802843 73621661 425808 80000 0 0 23458614 29209765 0 0 0 23363043 28565919 47247465 57855684 12555378 15765977 58126470 67327857 11611359 10363637 46515111 56964220 X NATIONAL COUNCIL FOR BEHAVIORAL HEALTH DBA NATIONAL COUNCIL FOR MENTAL WELLBEING IS A MEMBERSHIP ORGANIZATION THAT DRIVES POLICY AND SOCIAL CHANGE ON BEHALF OF OVER 3,300 MENTAL HEALTH AND SUBSTANCE USE TREATMENT ORGANIZATIONS AND THE MORE THAN (CONTINUED ON SCHEDULE O) (CONTINUED) 10 MILLION CHILDREN, ADULTS AND FAMILIES THEY SERVE. WE ADVOCATE FOR POLICIES TO ENSURE EQUITABLE ACCESS TO HIGH-QUALITY SERVICES. WE BUILD THE CAPACITY OF MENTAL HEALTH AND SUBSTANCE USE TREATMENT ORGANIZATIONS. AND WE PROMOTE GREATER UNDERSTANDING OF MENTAL WELLBEING AS A CORE COMPONENT OF COMPREHENSIVE HEALTH AND HEALTH CARE. THROUGH OUR MENTAL HEALTH FIRST AID PROGRAM, WE HAVE TRAINED MORE THAN 3 MILLION PEOPLE IN THE U.S. TO IDENTIFY, UNDERSTAND AND RESPOND TO SIGNS AND SYMPTOMS OF MENTAL HEALTH AND SUBSTANCE USE CHALLENGES. 0 0 16667634 26091587 PUBLIC EDUCATION - PUBLIC EDUCATION ACTIVITIES INCLUDING FOCUS ON THE DEVELOPMENT AND DELIVERY OF MENTAL HEALTH FIRST AID USA - A PROGRAM TO HELP PEOPLE LEARN THE SIGNS OF MENTAL ILLNESS AND SUBSTANCE USE DISORDERS AND HOW TO OFFER SUPPORT TO THOSE IN NEED. MORE THAN 3 MILLION PEOPLE HAVE BEEN TRAINED IN THE PROGRAM. 13490967 14055947 EDUCATIONAL AND CONSULTING SERVICES - EDUCATIONAL AND CONSULTING SERVICES OFFER STATE-OF-THE-SCIENCE INFORMATION, RESEARCH, TRAINING, AND EXPERT TECHNICAL ASSISTANCE TO HELP MEMBER ORGANIZATIONS AND OTHER SPECIALTY HEALTHCARE PROVIDER AGENCIES ACHIEVE OPERATIONAL EFFICIENCIES, SHARPEN PRACTICE SKILLS, AND ENRICH THE LIVES OF ADULTS, CHILDREN AND FAMILIES WITH MENTAL ILLNESS AND SUBSTANCE USE DISORDERS. OUR NATIONAL CONFERENCE (NATCON) IS FOCUSED ON MENTAL HEALTH AND SUBSTANCE USE DISORDERS AND WAS HELD IN PERSON APRIL 11 - 13, 2022, AT THE GAYLORD NATIONAL RESORT & CONVENTION CENTER IN NATIONAL HARBOR, MARYLAND. 11159221 PRACTICE IMPROVEMENT - PRACTICE IMPROVEMENT ACTIVITIES PROVIDE CUSTOMIZED TRAINING AND SUPPORT TO IMPROVE CLINICAL AND COMMUNITY PRACTICE, ENHANCE WORKFORCE CAPACITY, AND CREATE OPERATIONAL AND FINANCING EFFICIENCIES FOR SPECIALTY BEHAVIORAL AND PRIMARY HEALTHCARE AGENCIES TO DELIVERING HIGH-QUALITY, CULTURALLY AND CLINICALLY-COMPETENT MENTAL HEALTH AND SUBSTANCE USE CARE. 4590162 52500 PUBLIC POLICY 2282195 80000 2968034 MEMBERSHIP SERVICES 1949174 COMMUNICATIONS 8821531 80000 3020534 50139353 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 228 0 1 267 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 34 34 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC X X BRUCE PELLEU 2026847457 1400 K STREET NW 400 WASHINGTON DC 20005 TIM SWINFARD CHAIR 2.00 X X 0 0 0 SUSIE HUHN 1ST VICE CHAIR 2.00 X X 0 0 0 ED WOODS 2ND VICE CHAIR 2.00 X X 0 0 0 VITKA EISEN SECRETARY/TREASURER 2.00 X X 0 0 0 JEFF RICHARDSON IMMEDIATE PAST CHAIR 2.00 X 0 0 0 MELANIE BROWN-WOOFTER BOARD MEMBER 2.00 X 0 0 0 JOSEPH JC CARRICA III BOARD MEMBER 2.00 X 0 0 0 CARL CLARK BOARD MEMBER 2.00 X 0 0 0 LE ONDRA CLARK HARVEY BOARD MEMBER 2.00 X 0 0 0 PAT COLEMAN BOARD MEMBER 2.00 X 0 0 0 JODI DALY BOARD MEMBER 2.00 X 0 0 0 ERIC DOEH BOARD MEMBER 2.00 X 0 0 0 RICHARD EDLEY BOARD MEMBER 2.00 X 0 0 0 MARK FONTAINE BOARD MEMBER 2.00 X 0 0 0 DOYLE FORRESTAL BOARD MEMBER 2.00 X 0 0 0 HEATHER GATES BOARD MEMBER 2.00 X 0 0 0 ARTHUR GINSBERG BOARD MEMBER 2.00 X 0 0 0 TOPHER HANSEN BOARD MEMBER 2.00 X 0 0 0 CARMEN HEREDIA BOARD MEMBER 2.00 X 0 0 0 GRACE HONG DUFFIN BOARD MEMBER 2.00 X 0 0 0 MARK ISHAUG BOARD MEMBER - UNTIL 06/2022 2.00 X 0 0 0 HEATHER JEFFERIS BOARD MEMBER 2.00 X 0 0 0 KARIN JEFFERS BOARD MEMBER 2.00 X 0 0 0 BRIGITTE JOHNSON BOARD MEMBER 2.00 X 0 0 0 LEE JOHNSON BOARD MEMBER 2.00 X 0 0 0 KYLE KESSLER BOARD MEMBER 2.00 X 0 0 0 JEREMY KLEMANSKI BOARD MEMBER 2.00 X 0 0 0 MELISSA LARKIN-SKINNER BOARD MEMBER 2.00 X 0 0 0 DAVID LEY BOARD MEMBER 2.00 X 0 0 0 LINDA MCKINNON BOARD MEMBER - UNTIL 06/2022 2.00 X 0 0 0 LAUREEN PAGEL BOARD MEMBER 2.00 X 0 0 0 YABERCI PEREZ-CUBILLAN BOARD MEMBER 2.00 X 0 0 0 SHAUNA REITMEIER BOARD MEMBER 2.00 X 0 0 0 CAMILLE SCHRAEDER BOARD MEMBER 2.00 X 0 0 0 SADIE THOMPSON BOARD MEMBER 2.00 X 0 0 0 RICHARD WHITAKER BOARD MEMBER 2.00 X 0 0 0 CHARLES INGOGLIA PRESIDENT/CEO 45.00 X 732644 0 51095 BRUCE PELLEU CFO/SVP FINANCE 45.00 X 369186 0 40303 JEANNIE CAMPBELL EXECUTIVE VP - UNTIL 09/2022 45.00 X 519531 0 40710 MOHINI VENKATESH CHIEF OF STAFF 45.00 X 269144 0 38117 REYNA TAYLOR SVP, PUBLIC POLICY & ADVOCACY 45.00 X 260342 0 28084 SOLA KING CHIEF PEOPLE OFFICER 45.00 X 242858 0 37297 SARAH SURGENOR SVP, MARKETING, COMM. & EVENTS 45.00 X 233487 0 29155 READEANNA ROEPKE CHIEF PROGRAM OFFICER 45.00 X 232696 0 2261 JOSEPH PARKS MEDICAL DIRECTOR 45.00 X 575530 0 33634 JOAN KING INTEGRATED HEALTH SENIOR CONSULTANT 45.00 X 213774 0 26766 MANOJ SAXENA AVP/CHIEF INFORMATION OFFICER 45.00 X 200063 0 30921 JOHN GUILLOTTE AVP, FINANCE & CONTRACTS 45.00 X 188817 0 30369 TRAMAINE EL-AMIN CLIENT EXPERIENCE OFFICER 45.00 X 190592 0 18965 BETSY SCHWARTZ FORMER KEY EMPLOYEE 45.00 X 297608 0 0 4526272 0 407677 74 1 1 0 MTM SERVICES LLC PO BOX 1027 HOLLY SPRINGS NC 27540 BEHAVIORAL HEALTH CONSULTING SERVICES 5468898 MARRIOTT INTERNATIONAL PO BOX 402642 ATLANTA GA 30384 CONFERENCE VENUE SERVICES 1632394 MCKINSEY & CO 140 FOUNTAIN PARKWAY NORTH SUITE 8 ST PETERSBURG FL 33716 ORGANIZATIONAL CONSULTING 576000 VCG LLC DBA VELOCITY COMMUNICATION 5515 HAWTHORNE PLACE NW WASHINGTON DC 20016 CONFERENCE COORD. & CONSULTANT 457862 ALLIANCE COMMUNITY TRAINING LLC 17490 N LIVINGSTON ROAD MARSHALL IL 62441 MHFA TRAINING 451691 54 11014476 16741066 27755542 TRAINING AND SUPPORT 900099 18964491 18964491 CONSULTING SERVICES 900099 9582682 9582682 REGISTRATION FEES 900099 2986710 2986710 MEMBERSHIP DUES 900099 2968034 2968034 EXHIBIT FEES 900099 931980 931980 201030 90467 110563 35634927 470830 470830 43818 43818 1992286 0 1992286 1992286 1992286 10960178 3253281 7706897 7643704 63193 MISCELLANEOUS 900099 17361 17361 17361 73621661 43168068 173756 2524295 X 80000 80000 3764881 2981785 783096 16791652 13160601 3631051 1465578 1204386 261192 5374130 4394949 979181 1813524 1482498 331026 64953 3002 61951 75753 75753 606289 606289 65449 65449 19131459 18556082 575377 1648752 1396952 251800 1898558 1472559 425999 1045459 857903 187556 436551 414421 22130 1986790 1940969 45821 1433660 1349262 84398 172246 172246 57855684 50139353 7716331 0 77523 99337 12581913 26099836 7771670 8453236 1149353 1851278 1174114 996882 10084729 5683117 4214983 4401612 30802330 24849630 305447 526909 49137 49137 58126470 67327857 6278916 5132103 2133019 3953909 1767002 0 1432422 1277625 11611359 10363637 X 45197165 54648567 1317946 2315653 46515111 56964220 58126470 67327857 15765977 -5316868 0 X 0 1 X 1 1 1 X 28555080 22523844 12335198 18147962 27755542 109317626 28996284 43203052 31416623 41980481 46163421 191759861 57551364 65726896 43751821 60128443 73918963 301077487 4447000 305356 1395000 977692 820934 7945982 1307309 1284364 1640500 3067054 2936913 10236140 5754309 1589720 3035500 4044746 3757847 18182122 282895365 293018 428260 543816 344307 514648 2124049 130793 24973 90666 0 44194 290626 423811 453233 634482 344307 558842 2414675 17911 35920 11741 18235 17361 101168 57993086 66216049 44398044 60490985 74495166 303593330 0.93180 0.93440 0.00800 0.00820 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2017 AMOUNT: $ 17,911. 2018 AMOUNT: $ 35,920. 2019 AMOUNT: $ 11,741. 2020 AMOUNT: $ 18,235. 2021 AMOUNT: $ 17,361. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 563162 563162 56962576 57525738 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 546310 659778 708454 563162 2477704 250000 250000 250000 250000 1000000 1500000 1421424 882841 538583 509648 458525 51123 8153657 4341751 3811906 4401612 DEFERRED RENT AND LEASE INCENTIVE 1277625 1277625 X PART X, LINE 2: THE COUNCIL PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2022, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 FACES AND VOICES OF RECOVERY 10 G STREET NE SUITE 600 WASHINGTON DC 20002 510516206 501(C)(3) 25000 0 RECOVERY LEADERSHIP SUMMIT THE VOICES PROJECT 6809 ARMISTEAD STREET LAS VEGAS NV 89149 830895051 501(C)(3) 25000 0 SPONSORSHIP - MOBILIZE RECOVERY 2022 MENTAL HEALTH LEADERSHIP INITIATIVE INC DBA THE KENNEDY FORUM PO BOX 573 BRIGANTINE NJ 08203 465714524 501(C)(3) 20000 0 DONATION PUBLIC HEALTH INSTITUTE 555 12TH STREET 2ND FLOOR SUITE 290 OAKLAND CA 94607 941646278 501(C)(3) 10000 0 SPONSORSHIP OF THE 2021 NATIONAL OVERDOSE PREVENTION LEADERSHIP SUMMIT 4 0 PART I, LINE 2: DUE TO THE NATURE OF THESE SMALL AWARDS, NO ADDITIONAL FORMAL MONITORING IS INVOLVED BEYOND ENSURING APPROPRIATE DOCUMENTATION OF THE AWARD AND LEGITIMACY OF THE RECIPIENT ORGANIZATION. GRANTS AWARDED ARE BASED ON THE UNDERSTANDING THAT RECIPIENTS ARE RESPONSIBLE FOR ENSURING THAT GRANTS ARE USED FOR PROPER PURPOSES AND IN COMPLIANCE WITH ALL LEGAL REQUIREMENTS. X X X 1 0 0 0 0 0 0 1 0 CHARLES INGOGLIA PRESIDENT/CEO 707644 0 25000 0 0 0 37700 0 13395 0 783739 0 0 0 JOSEPH PARKS MEDICAL DIRECTOR 535663 0 39867 0 0 0 31900 0 1734 0 609164 0 0 0 JEANNIE CAMPBELL EXECUTIVE VP - UNTIL 09/2022 475555 0 43976 0 0 0 31900 0 8810 0 560241 0 0 0 BRUCE PELLEU CFO/SVP FINANCE 329581 0 39605 0 0 0 31500 0 8803 0 409489 0 0 0 MOHINI VENKATESH CHIEF OF STAFF 232283 0 36861 0 0 0 29606 0 8511 0 307261 0 0 0 BETSY SCHWARTZ FORMER KEY EMPLOYEE 0 0 0 0 297608 0 0 0 0 0 297608 0 0 0 REYNA TAYLOR SVP, PUBLIC POLICY & ADVOCACY 223742 0 36600 0 0 0 26698 0 1386 0 288426 0 0 0 SOLA KING CHIEF PEOPLE OFFICER 206708 0 36150 0 0 0 26715 0 10582 0 280155 0 0 0 SARAH SURGENOR SVP, MARKETING, COMM. & EVENTS 197787 0 35700 0 0 0 21492 0 7663 0 262642 0 0 0 JOAN KING INTEGRATED HEALTH SENIOR CONSULTANT 200041 0 13733 0 0 0 18601 0 8165 0 240540 0 0 0 READEANNA ROEPKE CHIEF PROGRAM OFFICER 202696 0 30000 0 0 0 0 0 2261 0 234957 0 0 0 MANOJ SAXENA AVP/CHIEF INFORMATION OFFICER 187195 0 12868 0 0 0 18006 0 12915 0 230984 0 0 0 JOHN GUILLOTTE AVP, FINANCE & CONTRACTS 176709 0 12108 0 0 0 16908 0 13461 0 219186 0 0 0 TRAMAINE EL-AMIN CLIENT EXPERIENCE OFFICER 178042 0 12550 0 0 0 17153 0 1812 0 209557 0 0 0 PART I, LINE 4A AMOUNTS REPORTED IN SCHEDULE J PART II, COLUMN B(III) ARE FOR SEVERANCE PAID IN TAX YEAR 2021. PART I, LINE 7 BONUSES FOR THE EMPLOYEES LISTED ON PART VII, SECTION A WAS DETERMINED BASED ON THE DISCRETION OF PRESIDENT/CEO. THE BONUS PAYMENTS FOR THE PRESIDENT/CEO WERE BASED ON AN EMPLOYEE CONTRACT WITH THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 4 THE BY-LAWS WERE AMENDED TO UPDATE THE NUMBER AND RESPONSIBILITIES OF AT-LARGE BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 6 A MEMBER OF THE NATIONAL COUNCIL SHALL BE ANY ENTITY OR ASSOCIATION OF ENTITIES THAT DIRECTLY OR INDIRECTLY PROVIDES BEHAVIORAL HEALTHCARE SERVICES AND SUBSCRIBES TO THE VISION AND MISSION STATEMENTS OF THE NATIONAL COUNCIL. FORM 990, PART VI, SECTION A, LINE 7A TWENTY (20) REGIONAL DIRECTORS SHALL BE ELECTED BY A BALLOT OF THE NATIONAL COUNCIL VOTING MEMBERS OF THE RESPECTIVE REGIONS. THE OFFICERS OF THE BOARD ARE BOARD CHAIR, FIRST VICE CHAIR, SECOND VICE CHAIR, AND SECRETARY TREASURER AND THE NATIONAL BOARD SHALL ELECT THE OFFICERS. THE IMMEDIATE PAST CHAIR SHALL SERVE AS A VOTING MEMBER OF THE NATIONAL BOARD. THE PUBLIC POLICY COMMITTEE CHAIR AND THE ASSOCIATION EXECUTIVES COMMITTEE CHAIR SHALL SERVE AS A NATIONAL BOARD MEMBERS. THE 100% ASSOCIATIONS/100% STATES SHALL ALSO ELECT ONE (1) REPRESENTATIVE TO THE NATIONAL BOARD. THE NATIONAL BOARD MAY ALSO CREATE A MAXIMUM OF SIX (6) AT-LARGE DIRECTORS. THE NATIONAL BOARD WILL DETERMINE THE METHOD OF ELECTION OR APPOINTMENT AND AFFILIATION REQUIREMENTS OF AT-LARGE DIRECTORS AT THEIR TIME OF CREATION. AT-LARGE DIRECTORS SHALL BE VOTING MEMBERS OF THE NATIONAL BOARD. FORM 990, PART VI, SECTION A, LINE 7B MEMBERS OF THE NATIONAL COUNCIL CAN VOTE TO AMEND THE BYLAWS OR ANY CORPORATE CHARTER DOCUMENTS. FORM 990, PART VI, SECTION B, LINE 11B THE AUDIT COMMITTEE REVIEWS AND APPROVES THE FEDERAL FORM 990 PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. THE BOARD OF DIRECTORS VIEWS THE DRAFT VERSION OF THE FORM 990 AND HAS THE OPPORTUNITY TO INQUIRE AND COMMENT TO MANAGEMENT OR THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS PART OF THE BOARD OF DIRECTORS POLICY MANUAL, WHICH IS REVIEWED AT LEAST ANNUALLY BY THE BOARD OF DIRECTORS. THE POLICY IS ALSO INCLUDED IN THE PERSONNEL MANUAL, WHICH IS PROVIDED TO ALL EMPLOYEES. VENDORS ARE SENT A COPY, WHICH ASKS THEM TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS NEGOTIATES THE CONTRACT WITH THE PRESIDENT/CEO. ANNUALLY, THE BOARD OF DIRECTORS REVIEWS SALARY AND FRINGE COMPARABILITY DATA FROM OUTSIDE SALARY STUDIES LIKE THE AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES' ANNUAL SURVEYS OF SIMILAR SIZE NON-PROFIT ASSOCIATIONS. THE BOARD OF DIRECTORS ALSO COMPARES CEO SALARIES OF OTHER BEHAVIORAL HEALTH ASSOCIATIONS. ALL BOARD MEMBERS PARTICIPATE IN AN ANNUAL PERFORMANCE REVIEW, THE RESULTS OF WHICH ARE SHARED WITH THE CEO AS PART OF THE COMPENSATION REVIEW. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS AND POLICIES ARE SENT TO MEMBERS AND AVAILABLE UPON REQUEST TO THE GENERAL PUBLIC. THE ANNUAL REPORT INCLUDES FINANCIAL STATEMENTS AND IS DISTRIBUTED TO MEMBERS AND IS POSTED ON THE NATIONAL COUNCIL'S PUBLIC WEBSITE. FORM 990, PART IX, LINE 11G CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 5,469,212. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,469,212. TRAINERS: PROGRAM SERVICE EXPENSES 3,969,105. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,969,105. HOURLY CONSULTANTS: PROGRAM SERVICE EXPENSES 9,095,311. MANAGEMENT AND GENERAL EXPENSES 575,377. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,670,688. COMMUNICATION: PROGRAM SERVICE EXPENSES 22,454. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 22,454. NATIONAL SERVICES SYSTEMS INC 1400 K STREET NW SUITE 400 WASHINGTON DC 20005 521759841 MARKETING CONTRACTS MD N/A C 302625 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0