2023-08-07T09:33:39-05:00 2022-09-30 990 2021-10-01 314379427 BATTELLE MEMORIAL INSTITUTE BATT 6144246424 505 KING AVENUE COLUMBUS OH 432012693 THOMAS E SHARPE ASST. TREASURER 6144244971 2023-08-02 THOMAS SHARPE XXX-XX-XXXX 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z LEWIS VON THAER 505 KING AVENUE COLUMBUS OH 432012693 11091587870 0 X WWW.BATTELLE.ORG X 1925 OH SEE MISSION STATEMENT ON SCHEDULE O BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 9 9 41098 0 85929452 4916371 8954666857 9821317836 1037325791 1205777755 80560417 -25783374 14269299 23633829 10086822364 11024946046 29452429 24278581 0 0 5526542228 6093584423 0 0 0 4336214752 4886018950 9892209409 11003881954 194612955 21064092 1558568214 1503032732 708486798 606544986 850081416 896487746 X BATTELLE MEMORIAL INSTITUTE ("BMI") IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES, INCLUDING THE UTILIZATION OF SCIENCE, THE SCIENTIFIC METHOD AND RESEARCH FOR THE BENEFIT AND EDUCATION OF MANKIND. 0 0 7053148108 646035740 BATTELLE MEMORIAL INSTITUTE ("BMI") AND ITS AFFILIATES OPERATE SEVEN UNITED STATES DEPARTMENT OF ENERGY ("DOE") NATIONAL LABORATORIES: BROOKHAVEN NATIONAL LABORATORY; IDAHO NATIONAL LABORATORY; LOS ALAMOS NATIONAL LABORATORY; NATIONAL RENEWABLE ENERGY LABORATORY; OAK RIDGE NATIONAL LABORATORY; PACIFIC NORTHWEST NATIONAL LABORATORY; SAVANNAH RIVER NATIONAL LABORATORY. BMI IS AN INTEGRATED SUBCONTRACTOR AT A EIGHTH DOE NATIONAL LABORATORY: LAWRENCE LIVERMORE NATIONAL LABORATORY. IN ADDITION, A BMI AFFILIATE HOLDS THE MANAGEMENT CONTRACT WITH RESPECT TO THE UNITED STATES DEPARTMENT OF HOMELAND SECURITY'S NATIONAL BIODEFENSE ANALYSIS AND COUNTERMEASURES CENTER. THROUGH OPERATION OF THE NATIONAL LABORATORIES, BMI AND ITS AFFILIATES ADDRESS CRITICAL ELEMENTS OF THE NATION'S SCIENTIFIC RESEARCH AGENDA, PERFORM BASIC AND APPLIED SCIENTIFIC RESEARCH, CREATE SCIENTIFIC KNOWLEDGE AND TECHNICAL SOLUTIONS IN KEY AREAS OF SCIENCE, INCREASE THE AVAILABILITY OF CLEAN AND ABUNDANT ENERGY, RESTORE AND PROTECT THE ENVIRONMENT, ENGAGE IN EDUCATIONAL ACTIVITIES, AND CONTRIBUTE TO NATIONAL SECURITY. 538574380 474009057 BMI ALSO CONDUCTS SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS FOR OTHER FEDERAL, STATE AND LOCAL GOVERNMENT AGENCIES AND INDUSTRIAL SPONSORS, AND TRANSLATES SCIENCE AND TECHNOLOGY INTO PRODUCTS, SYSTEMS AND SERVICES FOR ITS SPONSORS. BMI PLACES SPECIAL EMPHASIS UPON SIGNATURE AREAS OF ENERGY, ENVIRONMENT AND MATERIAL SCIENCES, NATIONAL SECURITY, AND HEALTH AND LIFE SCIENCES. 24278581 24278581 EACH YEAR, BMI DISTRIBUTES AT LEAST TWENTY PERCENT OF ITS PRIOR YEAR CONSOLIDATED NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES TO PUBLIC CHARITIES AND EDUCATIONAL INSTITUTIONS. DISTRIBUTIONS ARE PRIMARILY FOCUSED UPON EDUCATION, HUMAN SERVICES, ARTS AND SCIENCES, AND ECONOMIC DEVELOPMENT. BMI ACTIVELY SUPPORTS EDUCATIONAL INITIATIVES IN OHIO, TENNESSEE AND ACROSS THE UNITED STATES THAT PROMOTE STUDENT ACHIEVEMENT, ASSIST WITH PROFESSIONAL DEVELOPMENT FOR TEACHERS, AND PROMOTE INQUIRY-BASED LEARNING, ESPECIALLY IN THE SCIENCE, TECHNOLOGY, ENGINEERING, AND MATHEMATICS (STEM) DISCIPLINES. 7616001069 1 0 0 1 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 0 0 1 1 1 1 0 1 1 3599 0 1 41098 1 1 1 1 SZ UK 0 0 0 0 0 0 0 0 1 0 X 9 9 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 1 AZ CA DC GA IL KY MA NY OH OR VA IN X X CHRIS BOYNTON 6144243012 505 KING AVENUE COLUMBUS OH 432012693 JOHN K WELCH CHAIRMAN AND DIRECTOR 3.00 X 206039 0 0 SEAN C O'KEEFE DIRECTOR 3.00 X 191936 0 0 MICHAEL J GASSER DIRECTOR 3.00 X 178724 0 0 JOHN C LECHLEITER DIRECTOR 3.00 X 181497 0 0 KIRKLAND H DONALD DIRECTOR 3.00 X 181545 0 0 STEPHANIE O'SULLIVAN DIRECTOR 3.00 X 173602 0 0 SUZANNE M VAUTRINOT DIRECTOR 3.00 X 173593 0 0 VICKY A BAILEY DIRECTOR 3.00 X 184072 0 0 STEPHEN D STEINOUR DIRECTOR 3.00 X 179143 0 0 WAYNE FREDERICK DIRECTOR 3.00 X 147911 0 0 LEWIS VON THAER PRESIDENT & CEO 39.00 1.00 X 4047187 0 45564 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 40.00 X 1425589 0 66315 EDWARD GRECCO EXECUTIVE VP, CFO 40.00 X 1565015 0 50254 STEVEN F ASHBY SR VP, LAB DIRECTOR 40.00 X 909258 0 161483 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 40.00 X 790711 0 49749 MATTHEW L VAUGHAN EXECUTIVE VP, CONTRACT RESEARCH 40.00 X 1868052 0 50557 MARK T PETERS EXECUTIVE VP, LAB DIRECTOR 40.00 X 1329084 0 49371 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 40.00 X 677020 0 41795 THOMAS E SHARPE ASST TREASURER & ASST SECR 39.00 1.00 X 305163 0 58919 BRIAN R SMITH TREASURER 39.00 1.00 X 346398 0 45159 MARK D PERRIGO ASST TREAS. & CONTROLLER 40.00 X 370328 0 43703 JOHN WAGNER SR VP, LAB DIRECTOR 40.00 X 772858 0 67982 GEORGE LECAKES VP & GENERAL MANAGER 40.00 X 759134 0 30184 JERRY ROTTLER SR VP LAB OPERATIONS 40.00 X 788009 0 22232 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR 40.00 X 596797 0 283501 JUAN ALVAREZ DEPUTY LAB DIRECTOR 40.00 X 583221 0 164967 ANTHONY PEURRUNG DEPUTY LAB DIRECTOR 40.00 X 580523 0 231746 RONALD D TOWNSEND EXECUTIVE VP, LAB OPS TO 01/21 40.00 X 1045715 0 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 0.00 X 644637 0 2 21202761 0 1463483 16750 1 1 0 MERRICK SMSI JOINT VENTURE LLP 600 SIXTH ST LOS ALAMOS NM 87544 PROJECT MNGMT CONSTRUCTION 84736237 CENTERRA GROUP LLC 7121 FAIRWAY DR PALM BEACH GARDENS FL 33418 PROFORCE SERVICES 60714533 EW HOWELL CO LLC 245 NEWTOWN RD PLAINVIEW NY 11803 CONSTRUCTION 23188923 YOH SERVICES LLC 1500 SPRING GARDEN ST PHILADELPHIA PA 19130 PROFESSIONAL SERVICES 12016695 NUCFIL LLC 400 CORPORATE CIRCLE GOLDEN CO 80401 TECHNICAL SERVICES 8613658 524 9789775399 31542437 9821317836 GOVERNMENT CONTRACTS 541700 830283249 830283249 SCIENTIFIC RESEARCH 541700 375494506 289761548 85732958 1205777755 14951040 196494 14754546 5599707 5599707 100722 0 100722 100722 100722 14813889 11093521 64325220 2316604 -49511331 8776917 -40734414 -40734414 NET PERIODIC PENSION 541700 17913400 17913400 SALE OF INVENTORY 541700 20000 20000 17933400 11024946046 1120044797 85929452 -2346039 X 24278581 24278581 17967481 17967481 4522625845 3163544878 1359080967 490207463 336944534 153262929 745711891 532385881 213326010 317071743 221172325 95899418 9575930 9575930 9801467 9801467 1771995 1771995 923185 923185 1716331 1716331 2601247004 1783839337 817407667 962450 962450 7406025 138162 7267863 136455871 88513855 47942016 162200963 108536645 53664318 134240923 95238247 39002676 1927979 1226773 701206 9678135 6183805 3494330 24440992 15608484 8832508 8820278 8820278 PURCHASES 1534199778 1065827395 468372383 NON-INCOME TAX EXPENSE 141210850 107148462 34062388 INCOME TAX EXPENSE 885720 565638 320082 RENTAL & MAINTENANCE 61641289 39869831 21771458 36911785 13516671 23395114 11003881954 7616001069 3387880885 0 85777638 50763014 216566620 331214282 234000844 267074774 7385093 11685935 1582027 1698879 42948018 30781029 577832203 416494317 173918472 161337886 456078522 387654189 205084870 200563751 135226110 60258993 1558568214 1503032732 187288818 205068410 52259591 55882923 305000000 305000000 163938389 40593653 708486798 606544986 X 0 0 0 0 850081416 896487746 850081416 896487746 1558568214 1503032732 X 21064092 25342238 X 0 1 X 1 1 1 X 4189544923 7267057242 8189899250 8954666857 9821317836 38422486108 4189544923 7267057242 8189899250 8954666857 9821317836 38422486108 38422486108 18682222 16430283 25093193 17894364 38388375 116488437 4657994 7812493 3789035 4781665 4916371 25957558 38564932103 4710228054 0.99630 0.99640 X 0 0 0 1 0 0 0 0 1 874737 0 1 48448 923185 0 PART II-B, LINE 1: LINE 1 (I) OTHER ACTIVITIES ELEVEN ORGANIZATIONS REPORTED THAT A PORTION OF MEMBERSHIP DUES PAID BY BATTELLE WERE USED FOR LOBBYING. SCHEDULE C SUPPLEMENTAL INFORMATION - PART IV INTERNAL LOBBYING EXPENSES TOTALED $334,324 AND EXTERNAL LOBBYING EXPENSES TOTALED $540,413 FOR A TOTAL OF $874,737. THE GENERAL ISSUE AREA FOR LOBBYING IS INCREASED FUNDING IN THE FEDERAL BUDGET FOR SCIENTIFIC RESEARCH AND DEVELOPMENT PROGRAMS, THROUGH AUTHORIZATION AND APPROPRIATIONS BILLS AND REPORT LANGUAGE. THE SPECIFIC LOBBYING ISSUES INCLUDE THE U.S. HOUSE AND SENATE AUTHORIZATION BILLS FOR THE DEPARTMENT OF AGRICULTURE (FOOD AND DRUG ADMINISTRATION); DEPARTMENT OF COMMERCE; DEPARTMENT OF DEFENSE; DEPARTMENT OF EDUCATION; DEPARTMENT OF ENERGY; DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND CENTERS FOR DISEASE CONTROL AND PREVENTION); DEPARTMENT OF HOMELAND SECURITY, DEPARTMENT OF THE INTERIOR (ENVIRONMENTAL PROTECTION AGENCY), DEPARTMENT OF VETERANS AFFAIRS, AND THE NATIONAL SCIENCE FOUNDATION. ADDITIONALLY, THEY INCLUDE THE U.S. HOUSE AND SENATE APPROPRIATIONS BILLS FOR: AGRICULTURE, RURAL DEVELOPMENT, FOOD AND DRUG ADMINISTRATION, AND RELATED AGENCIES; COMMERCE, JUSTICE, SCIENCE, AND RELATED AGENCIES; DEFENSE; ENERGY AND WATER DEVELOPMENT; HOMELAND SECURITY; LABOR, HEALTH AND HUMAN SERVICES, EDUCATION, AND RELATED AGENCIES; MILITARY CONSTRUCTION, VETERANS AFFAIRS, AND RELATED AGENCIES. THE HOUSE(S) OF CONGRESS AND FEDERAL AGENCIES CONTACTED (THOUGH NOT NECESSARILY LOBBIED) INCLUDE: DEPARTMENT OF EDUCATION, DEPARTMENT OF ENERGY, DEPARTMENT OF DEFENSE, DEPARTMENT OF HEALTH AND HUMAN SERVICES (NATIONAL INSTITUTES OF HEALTH AND FOOD AND DRUG ADMINISTRATION), DEPARTMENT OF HOMELAND SECURITY, ENVIRONMENTAL PROTECTION AGENCY, NATIONAL SCIENCE FOUNDATION, U.S. HOUSE, AND U.S. SENATE. IN ADDITION, A MINOR AMOUNT OF LOBBYING IS CONDUCTED WITH VARIOUS STATE AND LOCAL GOVERNMENTS AND/OR AGENCIES. 5555812 5555812 237819389 174356840 63462549 17851429 687033 17164396 309148218 241450444 67697774 7457355 7457355 161337886 188715624 C RABBI TRUSTS 11848127 F 200563751 LONG TERM BENEFIT RELATED LIABILITIES 24506925 OTHER LONG TERM LIABILITIES 14618610 LIABILITY FOR POSTRETIREMENT & OTHER BENEFITS 1468118 40593653 SUPPLEMENTAL INFORMATION PART X, LINE 2 - FIN 48(ASC 740) FOOTNOTE THE PROVISIONS OF FIN 48 INCLUDED IN FASB ASC 740 APPLY TO BATTELLE MEMORIAL INSTITUTE (BMI). A FIN 48 ANALYSIS FOR UNCERTAIN INCOME TAX POSITIONS WAS PERFORMED BY BMI AND REVIEWED BY ITS INDEPENDENT AUDITORS. AS A RESULT OF THE ANALYSIS, NO FIN 48 RESERVES FOR UNCERTAIN TAX POSITIONS WERE REQUIRED AND NONE WERE RECORDED IN THE FINANCIAL STATEMENTS. THEREFORE NO SPECIFIC FIN 48 FOOTNOTE WAS INCLUDED IN BMI'S FINANCIAL STATEMENTS. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 107130935 EUROPE INVESTMENTS 32881768 EUROPE 6 30 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 28454237 NORTH AMERICA 1 1 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 51866 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 1 1 PROGRAM SERVICES SCIENTIFIC RESEARCH/SERVICES AND LABORATORY MANAGEMENT 111636 8 32 0 0 8 32 168630442 0 168630442 0 0 1 1 1 1 PART I, LINE 3: ALL EXPENDITURES ARE BASED ON THE ACCRUAL METHOD OF ACCOUNTING. PART III ACCOUNTING METHOD: PART I, LINE 3 ALL OF THE EXPENDITURES IN THE REGION WERE ASSOCIATED WITH PROGRAM SERVICES THAT WERE PERFORMED IN UKRAINE AND GEORGIA PURSUANT TO A CONTRACT WITH THE U.S. GOVERNMENT. NO PROGRAM SERVICES WERE PERFORMED IN RUSSIA. 1 AIKEN COUNTY PUBLIC LIBRARY 314 CHESTERFIELD ST AIKEN SC 29801 237013987 501(C)(3) 20000 0 GENERAL OPERATING SUPPORT ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES 106 NEW SCOTLAND AVE ALBANY NY 12208 141423161 501(C)(3) 9050 0 GENERAL OPERATING SUPPORT ALPHA RHO CHI FOUNDATION 2101 ST JAMES AVE CINCINNATI OH 45206 363697197 501(C)(3) 7500 0 GENERAL OPERATING SUPPORT ALZHEIMERS DISEASE AND RELATED DISORDERS 1379 DUBLIN RD COLUMBUS OH 43215 133039601 501(C)(3) 5290 0 GENERAL OPERATING SUPPORT AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVE DALLAS TX 75231 135613797 501(C)(3) 11205 0 GENERAL OPERATING SUPPORT AMERICAN MUSEUM OF SCIENCE & ENERGY 115 MAIN ST OAK RIDGE TN 37830 621693789 501(C)(3) 10000 0 SCIENCE & MATH EDUCATION AMERICAN RED CROSS 431 18TH ST NW WASHINGTON DC 20006 530196605 501(C)(3) 5713 0 GENERAL OPERATING SUPPORT ARC TRI CITIES 1455 FOWLER ST RICHLAND WA 99352 916056360 501(C)(3) 0 16000 FMV 2010 FORD E150 VAN GENERAL 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501(C)(3) 206000 0 GENERAL OPERATING SUPPORT EASTERN KENTUCKY UNIV FOUNDATION 521 LANCASTER AVE RICHMOND KY 40475 611131682 501(C)(3) 5620 0 GENERAL OPERATING SUPPORT ECHO OF BRANDON 507 N PARSONS AVE BRANDON FL 33510 593051533 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT ESPANOLA VALLEY HUMANE SOCIETY 108 HAMM PKWY ESPANOLA NM 87532 850406234 501(C)(3) 22562 0 GENERAL OPERATING SUPPORT ESPERANZA SHELTER FOR BATTERED FAMILIES 3130 RUFINA ST SANTA FE NM 87507 850313174 170(C)(1) 8603 0 GENERAL OPERATING SUPPORT FIDELITY INVESTMENTS CHARITABLE GIFT FUND 2 DESTINY WAY WESTLAKE TX 76262 110303001 501(C)(3) 10032 0 GENERAL OPERATING SUPPORT FOOD DEPOT 1222 A SILER RD SANTA FE NM 87507 850416803 170(C)(1) 38932 0 GENERAL OPERATING SUPPORT FOOD FOR THE HUNGRY 1224 E WASHINGTON ST PHOENIX AZ 85034 952680390 501(C)(3) 7252 0 GENERAL OPERATING SUPPORT FOUNDATION FOR EXCELLENCE 526 W FREMONT AVE SUNNYVALE CA 94087 770474749 501(C)(3) 7500 0 GENERAL OPERATING SUPPORT FRANKLIN COUNTY HISTORICAL SOCIETY 333 W BROAD ST COLUMBUS OH 43215 314383802 501(C)(3) 5450 0 GENERAL OPERATING SUPPORT FREDERICK COMMUNITY COLLEGE FOUNDATION 7932 OPOSSUMTOWN PIKE FREDERICK MD 21702 521231768 501(C)(3) 6350 0 SCHOLARSHIP FREDERICK COUNTY PUBLIC SCHOOLS 191 S EAST STREET FREDERICK MD 21701 526000941 170(C)(1) 50000 0 STEM FRIENDS OF GREAT SMOKY MOUNTAINS 3099 WINFIELD DUNN PKWY KODAK TN 37764 621564782 501(C)(3) 5250 0 GENERAL OPERATING SUPPORT FRIENDS OF THE CONSERVATORY 1777 E BROAD ST COLUMBUS OH 43203 311657027 501(C)(3) 11460 0 SPONSOR BASH AT THE BARN 2022 FRIENDSHIP VILLAGE OF DUBLIN OHIO 6000 RIVERSIDE DR DUBLIN OH 43017 310986918 501(C)(3) 6500 0 GENERAL OPERATING SUPPORT FUTURE FOCUSED EDUCATION 200 BROADWAY BLVD NE ALBUQUERQUE NM 87102 473717716 170(C)(1) 10300 0 GENERAL OPERATING SUPPORT GAITED ADVOCATE INTERVENTION TEAM 14515 CHRISMAN HILL DR BOYDS MD 20841 813550579 501(C)(3) 7695 0 GENERAL OPERATING SUPPORT GIRLS INCORPORATED OF LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 161736254 501(C)(3) 10450 0 GENERAL OPERATING SUPPORT GROWING UP NEW MEXICO 440 CERRILLOS RD SANTA FE NM 87501 850163601 170(C)(1) 19811 0 GENERAL OPERATING SUPPORT HABITAT FOR HUMANITY 643 MIDDLE COUNTRY RD MIDDLE ISLAND NY 11953 112840553 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT HEART HOPE HEROES 7435 MACGEORGE PL BLACKLICK OH 43004 861376588 501(C)(3) 9058 0 GENERAL OPERATING SUPPORT HOPE PREGNANCY CENTER 1650 TRINITY DR LOS ALAMOS NM 87544 850423290 170(C)(1) 12569 0 GENERAL OPERATING SUPPORT ID NETWORK OF CHILDRENS ADVOCACY CENTERS 417 S 6TH ST BOISE ID 83702 844261037 501(C)(3) 7200 0 GENERAL OPERATING SUPPORT IDAHO DEFENSE ALLIANCE 168 N 9TH ST BOISE ID 83702 471587908 501(C)(3) 25000 0 SCHOLARSHIP IDAHO FALLS RESCUE MISSION 840 PARK AVE IDAHO FALLS ID 83402 820428306 501(C)(3) 7500 0 GENERAL OPERATING SUPPORT IDAHO FALLS SCHOOL DISTRICT 690 JOHN ADAMS PKWY IDAHO FALLS ID 83401 826001158 501(C)(3) 25835 0 STEM IDAHO FALLS YMCA 155 NORTH CORNER IDAHO FALLS ID 83402 820222174 501(C)(3) 5100 0 GENERAL OPERATING SUPPORT IDAHO GOVERNOR'S CUP PO BOX 983 BOISE ID 83701 208277116 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT IDAHO HISPANIC FOUNDATION 5465 E TERRA LINDA WAY NAMPA ID 83687 830536327 501(C)(3) 20000 0 GENERAL OPERATING SUPPORT IDAHO NONPROFIT CENTER 5257 W FAIRVIEW AVE BOISE ID 83706 943419016 501(C)(3) 15000 0 STATEWIDE PROGRAMS IDAHO STEM ACTION CENTER FOUNDATION 802 W BANNOCK ST BOISE ID 83702 822903945 501(C)(3) 209331 0 GENERAL OPERATING SUPPORT IDAHO VETERANS CHAMBER OF COMMERCE 2417 E SANTO STEFANO DR BOISE ID 83719 861521040 501(C)(3) 11000 0 GENERAL OPERATING SUPPORT INDIAN RUN UNITED METHODIST CHURCH 6305 BRAND RD DUBLIN OH 43016 311195560 501(C)(3) 21000 0 GENERAL OPERATING SUPPORT INTERNATIONAL FRIENDSHIPS 1117 RIVERSIDE DR CLEVELAND OH 44193 310971249 501(C)(3) 5295 0 GENERAL OPERATING SUPPORT INTERNATIONAL JUSTICE MISSION 1235 S CLARK ST ARLINGTON VA 22202 541722887 501(C)(3) 6750 0 GENERAL OPERATING SUPPORT JENNIE GOAS SILVERMAN FOUNDATION 834 N HERMITAGE AVE CHICAGO IL 60622 821772582 501(C)(3) 9000 0 GENERAL OPERATING SUPPORT JUNIOR ACHIEVEMENT 2135 N CHARLES SEIVERS BLVD CLINTON TN 37716 620810145 501(C)(3) 15000 0 GENERAL OPERATING SUPPORT KITCHEN ANGELS 1222 SILER RD SANTA FE NM 87507 850423492 170(C)(1) 20920 0 GENERAL OPERATING SUPPORT KOLLEL NER HAMIZRACH 1858 LAVISTA RD ATLANTA GA 30329 465265334 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT LAS CUMBRES COMMUNITY SERVICES 102 N CORONADO AVE ESPANOLA NM 87532 237144268 170(C)(1) 6340 0 GENERAL OPERATING SUPPORT LAS VEGAS NEW MEXICO COMMUNITY FOUNDATION 140 BRIDGE ST LAS VEGAS NM 87701 821340450 170(C)(1) 5325 0 GENERAL OPERATING SUPPORT LIFECARE ALLIANCE 1699 WEST MOUND ST COLUMBUS OH 43223 314379494 501(C)(3) 16714 0 GENERAL OPERATING SUPPORT LOS ALAMOS NATIONAL LABORATORY FOUNDATION 1112 PLAZA DEL NORTE ESPAOLA NM 87532 742853972 170(C)(1) 702908 0 GENERAL OPERATING SUPPORT LOS ALAMOS PUBLIC SCHOOLS FOUNDATION 1010 CENTRAL AVE LOS ALAMOS NM 87544 020773298 501(C)(3) 13927 0 GENERAL OPERATING SUPPORT LUNA COMMUNITY COLLEGE FOUNDATION 366 LUNA DR LAS VEGAS NM 87701 742851490 501(C)(3) 7200 0 GENERAL OPERATING SUPPORT MARTIN LUTHER KING BIRTHDAY BREAKFAST 700 E ADAMS ST COLUMBUS OH 43203 311225276 501(C)(3) 9250 0 GENERAL OPERATING SUPPORT MID-OHIO FOODBANK 3960 BROOKHAM DR GROVE CITY OH 43123 310865343 501(C)(3) 51338 0 GENERAL OPERATING SUPPORT MISSION WARMTH 394 RESTORATION DR DELAWARE OH 43015 880894213 501(C)(3) 5300 0 GENERAL OPERATING SUPPORT MORGAN CO RESCUE SQUAD 611 BUXTON ST WARTBURG TN 37887 621403825 501(C)(3) 7500 0 GENERAL OPERATING SUPPORT MOUNT ST MARY'S UNIVERSITY 16300 OLD EMMITSBURG RD EMMITSBURG MD 21727 520591672 501(C)(3) 20000 0 STEM MUSE KNOXVILLE 516 N BEAMAN ST KNOXVILLE TN 37914 237039472 501(C)(3) 7500 0 GENERAL OPERATING SUPPORT MUSEUM OF IDAHO 200 N EASTERN AVE IDAHO FALLS ID 83402 820363177 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT MUSEUMS AT MITCHEL ONE DAVIS AVE GARDEN CITY NY 11530 113558761 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT MUSKEGON COUNTY COMMUNITY FOUNDATION 425 W WESTERN AVE MUSKEGON MI 49440 386114135 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT NATIONAL COAST GUARD MUSEUM 78 HOWARD ST NEW LONDON CT 06320 061621858 501(C)(3) 5195 0 GENERAL OPERATING SUPPORT NEIGHBORHOOD SERVICES 1950 N 4TH ST COLUMBUS OH 43201 310842947 501(C)(3) 5675 0 GENERAL OPERATING SUPPORT NEW ALBANY COMMUNITY FOUNDATION 220 MARKET ST NEW ALBANY OH 43054 311409264 501(C)(3) 96620 0 GENERAL OPERATING SUPPORT NEW MEXICO CONSORTIUM 4200 W JEMEZ RD LOS ALAMOS NM 87544 260370262 170(C)(1) 15000 0 SUMMER PHYSICS CAMP NNEMAP FOOD PANTRY 677 E 11TH AVE COLUMBUS OH 43211 310896363 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT NORTHERN NEW MEXICO COLLEGE FOUNDATION 921 N PASEO DE ONATE ESPANOLA NM 87532 742835828 170(C)(1) 13945 0 SCHOLARSHIP OAK RIDGE FOUNDATION 1201 OAK RIDGE TPKE OAK RIDGE TN 37830 853183278 501(C)(3) 1445000 0 EDUCATION/ECONOMIC DEVELOPMENT OAK RIDGE PUBLIC SCHOOLS 157 CARVER AVE OAK RIDGE TN 37831 621809810 501(C)(3) 20000 0 GENERAL OPERATING SUPPORT OHIO STATE UNIVERSITY FOUNDATION 281 W LANE AVE COLUMBUS OH 43210 311145986 501(C)(3) 49209 0 GENERAL OPERATING SUPPORT PAJARITO ENVIRONMENTAL EDUCATION CENTER 2600 CANYON RD LOS ALAMOS NM 87544 850478101 170(C)(1) 5481 0 GENERAL OPERATING SUPPORT PELOTONIA 450 W BROAD ST COLUMBUS OH 43215 824997087 501(C)(3) 30309 0 GENERAL OPERATING SUPPORT REDEEMER CLASSICAL CHRISTIAN SCHOOL 6415 MT VISTA RD KINGSVILLE MD 21087 521982159 501(C)(3) 16000 0 GENERAL OPERATING SUPPORT REGIONAL DEVELOPMENT CORPORATION 706 BOND ST ESPANOLA NM 87532 742805791 170(C)(1) 701767 0 GENERAL OPERATING SUPPORT RHODE ISLAND PARROT RESCUE 2141 W SHORE RD WARWICK RI 02889 371469313 501(C)(3) 6800 0 GENERAL OPERATING SUPPORT RONALD MCDONALD HOUSE 3200 CHANNING WAY IDAHO FALLS ID 83404 943030996 501(C)(3) 5025 0 GENERAL OPERATING SUPPORT RULING OUR EXPERIENCES 1335 DUBLIN RD COLUMBUS OH 43215 272913874 501(C)(3) 11050 0 GENERAL OPERATING SUPPORT SAINT ELIZABETH SHELTER 804 ALARID ST SANTA FE NM 87505 850347650 170(C)(1) 9074 0 GENERAL OPERATING SUPPORT SAMARITAN'S PURSE 801 BAMBOO RD BOONE NC 28607 581437002 501(C)(3) 10930 0 GENERAL OPERATING SUPPORT SANTA FE ANIMAL SHELTER AND HUMANE SOCIETY 100 CAJA DEL RIO ROAD SANTA FE NM 87507 856000484 501(C)(3) 6876 0 GENERAL OPERATING SUPPORT SANTA FE COMMUNITY COLLEGE FOUNDATION 6401 RICHARDS AVE SANTA FE NM 87508 201594570 170(C)(1) 5260 0 SCHOLARSHIP SANTA FE COMMUNITY FOUNDATION 501 HALONA ST SANTA FE NM 87504 850303044 170(C)(1) 54595 0 WILDFIRE RELIEF SECOND CHANCE SHELTER 130 CTY RD 398 BOAZ AL 35957 262717351 501(C)(3) 10000 0 GENERAL OPERATING SUPPORT SECOND HARVEST 5825 BURLINGTON LOOP PASCO WA 99302 237173826 501(C)(3) 20000 0 GENERAL OPERATING SUPPORT SELF HELP 2390 NORTH RD LOS ALAMOS NM 87544 850209449 170(C)(1) 16548 0 GENERAL OPERATING SUPPORT SHADOART PRODUCTIONS 503 S FRONT ST COLUMBUS OH 43215 311340461 501(C)(3) 10975 0 GENERAL OPERATING SUPPORT SHELLEY FIRTH FIRE PROTECTION DISTRICT 585 W FIR ST FIRTH ID 83236 820338665 170(C)(1) 10000 0 FIRTH FIRE RECOVERY EFFORTS SHOSHONE BANNOCK SCHOOL 17400 N HILINE RD FORT HALL ID 83203 820197554 501(C)(3) 19441 0 STEM ST JUDE CHILDREN'S RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 38105 620646012 501(C)(3) 6575 0 GENERAL OPERATING SUPPORT STAND FOR TRUTH 5375 GRACE ST HILLIARD OH 43026 454002535 501(C)(3) 8560 0 GENERAL OPERATING SUPPORT STEM SANTA FE 466 W SAN FRANCISCO SANTA FE NM 87594 822358193 170(C)(1) 22483 0 STEM SUPERCOMPUTING CHALLENGE 4200 W JEMEZ RD LOS ALAMOS NM 87544 651207275 170(C)(1) 13000 0 SUPERCOMPUTING CHALLENGE KICKOFF TETON REGIONAL LAND TRUST 1520 S 500 DRIGGS ID 83422 943146525 501(C)(3) 8000 0 GENERAL OPERATING SUPPORT THE COLUMBUS FOUNDATION 1234 EAST BROAD ST COLUMBUS OH 43205 316044264 501(C)(3) 17316667 0 GENERAL OPERATING SUPPORT THE FAMILY YMCA 1450 IRIS ST LOS ALAMOS NM 87544 850130054 170(C)(1) 10658 0 GENERAL OPERATING SUPPORT TRAGEDY ASSISTANCE PROGRAM FOR SURVIVORS 3033 WILSON BLVD ARLINGTON VA 22201 920152268 501(C)(3) 8200 0 GENERAL OPERATING SUPPORT UNITED WAY 235 BARNWELL AVE AIKEN SC 29801 570360086 501(C)(3) 61799 0 GENERAL OPERATING SUPPORT UNITED WAY OF ANDERSON COUNTY 728 EMORY VALLEY RD OAK RIDGE TN 37831 626041371 501(C)(3) 9245 0 GENERAL OPERATING SUPPORT UNITED WAY OF GREATER KNOXVILLE 1301 HANNAH AVE KNOXVILLE TN 37921 621818021 501(C)(3) 32245 0 GENERAL OPERATING SUPPORT UNITED WAY OF LONG ISLAND 819 GRAND BLVD DEER PARK NY 11729 116042392 501(C)(3) 38000 0 GENERAL OPERATING SUPPORT UNITED WAY OF NORTHERN NEW MEXICO 1200 TRINITY DR LOS ALAMOS NM 87544 237138947 170(C)(1) 283120 0 GENERAL OPERATING SUPPORT UNITED WAY OF ROANE COUNTY 431 DEVONIA ST HARRIMAN TN 37748 237337273 501(C)(3) 7002 0 GENERAL OPERATING SUPPORT UNIV OF TEXAS FOUNDATION 9011 MOUNTAIN RIDGE AUSTIN TX 78759 741587488 501(C)(3) 74000 0 GENERAL OPERATING SUPPORT UNIVERSITY OF NEW MEXICO 4000 UNIVERSITY DR LOS ALAMOS NM 87544 850275408 170(C)(1) 14000 0 STEM UNIVERSITY OF TENNESSEE 800 ANDY HOLT TOWER KNOXVILLE TN 37996 626001636 170(C)(1) 20000 0 GENERAL OPERATING SUPPORT UNIVERSITY OF TOLEDO FOUNDATION 4510 DORR ST TOLEDO OH 43615 346555110 501(C)(3) 6900 0 GENERAL OPERATING SUPPORT UNIVERSITY OF WASHINGTON FOUNDATION 4333 BROOKLYN AVE SEATTLE WA 98195 943079432 501(C)(3) 20050 0 GENERAL OPERATING SUPPORT UPPER ARLINGTON LUTHERAN CHURCH 2300 LYTHAM RD COLUMBUS OH 43220 310670665 501(C)(3) 9500 0 GENERAL OPERATING SUPPORT WORLD CENTRAL KITCHEN 200 MASSACHUSETTS AVE WASHINGTON DC 20001 273521132 501(C)(3) 9239 0 GENERAL OPERATING SUPPORT 135 0 PART I, LINE 2: BATTELLE MEMORIAL INSTITUTE (BMI) SENDS A LETTER TO EACH ORGANIZATION THAT STATES BY SIGNING AND DEPOSITING THE CHECK THEY ARE CONFIRMING THEY ARE A 501(C)(3) CHARITABLE ORGANIZATION OR A 170(C)(1) QUALIFYING GOVERNMENT ENTITY. FOR LARGER GRANTS, BMI REQUESTS IN CONNECTION WITH SOME OF THE ORGANIZATIONS, TO SIGN A GRANT AGREEMENT THAT STATES THE SCOPE AND PURPOSE OF THE DISTRIBUTION. THE BMI BOARD OF DIRECTORS HAS FINAL APPROVAL FOR ANY DISTRIBUTIONS EXCEEDING $500,000. BATTELLE ENERGY ALLIANCE LLC, BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC, BATTELLE SAVANNAH RIVER ALLIANCE LLC, BROOKHAVEN SCIENCE ASSOCIATES LLC, TRIAD NATIONAL SECURITY LLC, AND UT-BATTELLE LLC EACH HAVE THEIR OWN APPROACH TO MAKING SURE THE GRANTS ARE ONLY MADE TO PROPER OBJECTS OF CHARITY. SUPPLEMENTAL EXPLANATION BMI WAS CREATED PURSUANT TO THE WILL OF GORDON BATTELLE AS AN OHIO NOT-FOR-PROFIT CORPORATION, SPECIFICALLY AS AN OHIO INCORPORATED CHARITABLE TRUST. AS AN INCORPORATED CHARITABLE TRUST, BMI IS SUBJECT TO THE GENERAL SUPERVISION OF THE OHIO ATTORNEY GENERAL AND TO THE REQUIREMENTS OF OHIO NONPROFIT CORPORATION STATUTES. THE ORIGINAL PURPOSE OF BMI WAS TO CONDUCT RESEARCH IN METALLURGY OF COAL, IRON, STEEL AND ZINC AND TO MAKE DISTRIBUTIONS TO OTHER CHARITABLE ORGANIZATIONS. PURSUANT TO AN AGREEMENT WITH THE OHIO ATTORNEY GENERAL, BMI MAKES ANNUAL DISTRIBUTIONS FOR CHARITABLE PURPOSES EQUAL TO AT LEAST 20% OF ITS PRIOR YEAR FINANCIAL STATEMENT NET INCOME BEFORE ADJUSTMENTS FOR UNREALIZED GAINS AND LOSSES, BUT NOT LESS THAN ONE MILLION DOLLARS. ON AUGUST 11, 2005 THE BOARD OF DIRECTORS OF BATTELLE ADOPTED A RESOLUTION THAT ESTABLISHED A MINIMUM CHARITABLE DISTRIBUTION GOAL OF $3,000,000. IN AUGUST 2005, BMI ESTABLISHED A DONOR ADVISED FUND, THE BATTELLE FOUNDATION FUND (THE FUND), WITH THE COLUMBUS FOUNDATION, A 501(C)(3) PUBLIC CHARITY COMMUNITY FOUNDATION THAT IS LEGALLY AND FINANCIALLY SEPARATE FROM BMI. A SUBSTANTIAL PORTION OF BMI'S CHARITABLE DISTRIBUTIONS ARE MADE TO THE FUND. BMI RECOMMENDS DISTRIBUTIONS FROM THE FUND TO QUALIFYING RECIPIENTS; HOWEVER, THE COLUMBUS FOUNDATION MAKES FINAL DECISIONS ON THE ACTUAL DISTRIBUTIONS. FUNDS TRANSFERRED FROM BMI TO THE FUND HAVE NO POSSIBILITY OF REVERSION TO BMI. X X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 LEWIS VON THAER PRESIDENT & CEO 648810 0 3098500 0 299877 0 22695 0 22869 0 4092751 0 0 0 MATTHEW L VAUGHAN EXECUTIVE VP, CONTRACT RESEARCH 522526 0 1053785 0 291741 0 22686 0 27871 0 1918609 0 0 0 EDWARD GRECCO EXECUTIVE VP, CFO 504851 0 961818 0 98346 0 22695 0 27559 0 1615269 0 0 0 RUSSELL P AUSTIN SR VP, GEN COUNSEL & SECRETARY 446655 0 651810 0 327124 0 50814 0 15501 0 1491904 0 0 0 MARK T PETERS EXECUTIVE VP, LAB DIRECTOR 524256 0 631125 0 173703 0 22695 0 26676 0 1378455 0 0 0 STEVEN F ASHBY SR VP, LAB DIRECTOR 522870 0 280612 0 105776 0 135313 0 26170 0 1070741 0 0 0 RONALD D TOWNSEND EXECUTIVE VP, LAB OPS TO 01/21 286453 0 654863 0 104399 0 0 0 0 0 1045715 0 0 0 MICHAEL SCHLENDER DEPUTY LAB DIRECTOR 374192 0 140369 0 82236 0 268015 0 15486 0 880298 0 0 0 JOHN WAGNER SR VP, LAB DIRECTOR 514980 0 256500 0 1378 0 30894 0 37088 0 840840 0 0 0 PATRICK F JARVIS SR VP, MARKETING & COMMUNICATIONS 336193 0 382003 0 72515 0 23572 0 26177 0 840460 0 0 0 ANTHONY PEURRUNG DEPUTY LAB DIRECTOR 375141 0 131323 0 74059 0 229852 0 1894 0 812269 0 0 0 JERRY ROTTLER SR VP LAB OPERATIONS 399210 0 384425 0 4374 0 21611 0 621 0 810241 0 0 0 GEORGE LECAKES VP & GENERAL MANAGER 344041 0 391826 0 23267 0 29030 0 1154 0 789318 0 0 0 JUAN ALVAREZ DEPUTY LAB DIRECTOR 338807 0 242360 0 2054 0 142262 0 22705 0 748188 0 0 0 AIMEE KENNEDY SR VP, CHIEF HR OFFICER 284880 0 346115 0 46025 0 23394 0 18401 0 718815 0 0 0 THOMAS E MASON SENIOR VP 07/17 TO 11/17 0 0 624637 0 20000 0 0 0 2 0 644639 0 0 0 MARK D PERRIGO ASST TREAS. & CONTROLLER 234138 0 85000 0 51190 0 19615 0 24088 0 414031 0 0 0 BRIAN R SMITH TREASURER 240871 0 91533 0 13994 0 21730 0 23429 0 391557 0 0 0 THOMAS E SHARPE ASST TREASURER & ASST SECR 247350 0 46843 0 10970 0 42059 0 16860 0 364082 0 0 0 JOHN K WELCH CHAIRMAN AND DIRECTOR 206039 0 0 0 0 0 0 0 0 0 206039 0 0 0 SEAN C O'KEEFE DIRECTOR 191936 0 0 0 0 0 0 0 0 0 191936 0 0 0 VICKY A BAILEY DIRECTOR 184072 0 0 0 0 0 0 0 0 0 184072 0 0 0 KIRKLAND H DONALD DIRECTOR 181545 0 0 0 0 0 0 0 0 0 181545 0 0 0 JOHN C LECHLEITER DIRECTOR 181497 0 0 0 0 0 0 0 0 0 181497 0 0 0 STEPHEN D STEINOUR DIRECTOR 179143 0 0 0 0 0 0 0 0 0 179143 0 0 0 MICHAEL J GASSER DIRECTOR 178724 0 0 0 0 0 0 0 0 0 178724 0 0 0 STEPHANIE O'SULLIVAN DIRECTOR 173602 0 0 0 0 0 0 0 0 0 173602 0 0 0 SUZANNE M VAUTRINOT DIRECTOR 173593 0 0 0 0 0 0 0 0 0 173593 0 0 0 PART I, LINE 1A DIRECTORS, OFFICERS, AND STAFF TRAVEL ON THE CORPORATE PLANES. TRAVEL EXPENSES COMPLY WITH A WRITTEN REIMBURSEMENT POLICY THAT FOLLOWS PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSES IN ACCORDANCE WITH THE POLICY. INTERNAL AUDIT TESTED THE EXPENSE REPORTS ASSOCIATED WITH DIRECTORS AND OFFICERS TRAVEL AND ENTERTAINMENT EXPENSES. FOR 2021 ONE OFFICER HAD PERSONAL USE OF A CORPORATE AIRCRAFT AND THE VALUE OF THE OFFICER'S PERSONAL USE WAS INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. ONE OFFICER HAD TRAVEL FOR COMPANIONS AND THE VALUE OF THE OFFICER'S COMPANION TRAVEL EXPENSES WERE INCLUDED IN THE COMPENSATION OF SUCH OFFICER REPORTED ON W-2. BMI PROVIDES A TAX GROSS-UP FOR RELOCATION COSTS, CERTAIN FRINGE BENEFITS AND OTHER MISCELLANEOUS ITEMS. FOR 2021 TWELEVE OFFICERS AND TEN DIRECTORS HAD TAX GROSS UPS. SOCIAL CLUB DUES PERTAIN TO DUES THAT ALLOW BUSINESS MEETINGS AND BUSINESS ACTIVITIES TO TAKE PLACE. FOR 2021 THERE WAS ONE CURRENT OFFICER WITH SOCIAL CLUB DUES. PART I, LINE 4B EFFECTIVE OCTOBER 1, 2015, BATTELLE MEMORIAL INSTITUTE IMPLEMENTED THE BATTELLE MEMORIAL INSTITUTE RETIREMENT BENEFITS RESTORATION PLAN ("RESTORATION PLAN"), A TOP HAT PLAN THAT REPLACES THE NOW TERMINATED BATTELLE MEMORIAL INSTITUTE EXECUTIVE'S SECTION 457(F) PENSION PLAN. THE RESTORATION PLAN IS A COMPONENT OF BATTELLE'S TOTAL COMPENSATION PACKAGE, AND IT PROVIDES A DEFINED CONTRIBUTION ACCRUAL SPECIFIC TO PAY EARNED IN EXCESS OF IRS PAY LIMITS. THESE CONTRIBUTIONS ARE VESTED ON A CLASS-YEAR BASIS (5-YEARS AFTER CONTRIBUTION, OR AT AGE 65 IF EARLIER), AND ARE TAXABLE TO THE PARTICIPANT IN THE YEAR OF VESTING. THE AMOUNT THAT BECOMES VESTED/TAXABLE IS REPORTED ON THE PARTICIPANT'S FORM W-2 IN THE YEAR OF VESTING. IN 2021, EIGHT WERE REPORTED WITH VESTED/TAXABLE COMPENSATION IN COLUMN D OF PART VII AS APPLICABLE. STEVEN ASHBY $78,055 RUSSELL AUSTIN $71,157 PATRICK JARVIS $55,415 AIMEE KENNEDY $24,792 GEORGE LECAKES $6,038 ANTHONY PEURRUNG $56,134 THOMAS SHARPE $1,602 MICHAEL SCHLENDER $62,666 PART I, LINE 7 SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE. SCHEDULE J SUPPLEMENTAL INFORMATION DIRECTORS ARE PAID AS INDEPENDENT CONTRACTORS IN PART VII. EMPLOYEE WELFARE BENEFITS AND FRINGE BENEFITS: IN ADDITION TO THE COMPENSATION AND RETIREMENT PLANS OTHERWISE LISTED IN PART VII, THOSE INDIVIDUALS REPORTED ON PART VII WHO ARE EMPLOYEES OF BMI ARE ELIGIBLE TO PARTICIPATE IN BMI'S EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ON THE SAME TERMS AS ANY OTHER EMPLOYEE. CONTRIBUTIONS TO EMPLOYEE WELFARE BENEFIT AND GROUP INSURANCE PLANS ARE MADE IN AGGREGATE BASED UPON GROUP ACTUARIAL FACTORS AND HISTORICAL CLAIMS EXPERIENCE AND APPORTIONING SPECIFIC DOLLAR AMOUNTS TO INDIVIDUALS IS IMPRACTICAL. AS EMPLOYEES, SUCH INDIVIDUALS MAY ALSO HAVE RECEIVED WORKING CONDITION FRINGE BENEFITS AND/OR DE MINIMIS FRINGE BENEFITS EXCLUDED FROM INCOME UNDER INTERNAL REVENUE CODE SECTIONS 132(A)(3) AND 132(A)(4) RESPECTIVELY. TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT: BMI'S EXECUTIVES INCUR VARIOUS TRAVEL AND ENTERTAINMENT EXPENSES IN THE CONDUCT OF THEIR OFFICIAL DUTIES AS REPRESENTATIVES OF BMI. BMI HAS WRITTEN TRAVEL AND ENTERTAINMENT EXPENSE REIMBURSEMENT POLICIES THAT COMPLY WITH PUBLISHED IRS GUIDANCE. ALL EXECUTIVES, INCLUDING THOSE INDIVIDUALS REPORTED ON PART VII, ARE REQUIRED TO SUBSTANTIATE TRAVEL AND ENTERTAINMENT EXPENSE IN ACCORDANCE WITH THAT POLICY. INTERNAL AUDIT TESTED A REPRESENTATIVE SAMPLE OF THE EXPENSE REPORTS ASSOCIATED WITH DIRECTOR'S AND OFFICER'S TRAVEL AND ENTERTAINMENT EXPENSES. BMI'S TOTAL COMPENSATION PACKAGE CONSISTS OF BASE SALARIES OR HOURLY RATES OF PAY; SHORT AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS TIED TO CORPORATE AND INDIVIDUAL PERFORMANCE; QUALIFIED DEFINED BENEFIT FOR ELIGIBLE EMPLOYEES AND DEFINED CONTRIBUTION EMPLOYEE BENEFIT PLANS; NONQUALIFIED PLANS AND CASH PAYMENT ARRANGEMENTS; VARIOUS EMPLOYEE WELFARE BENEFIT PLANS AND GROUP INSURANCES; PAID LEAVE TIME; TUITION REIMBURSEMENT; MISCELLANEOUS DE MINIMIS, WORKING CONDITION FRINGE BENEFITS. DEFERRED COMPENSATION FROM RETIREMENT PLANS REPORTED IN SCHEDULE J, PART II, COLUMN C REFLECTS THE IMPACT OF THE CHANGES IN THE DISCOUNT RATE AND ACTUARIAL IMPACTS OF SALARY GROWTH, AGE, AND ADDITIONAL SERVICE AND OTHER ACTUARIAL FACTORS, THEREBY INCREASING OR DECREASING THE AMOUNTS. SCHEDULE J SUPPLEMENTAL INFORMATION - LOANS TO AND/OR FROM INTERESTED PERSO IN ORDER TO ATTRACT, RETAIN AND REWARD TALENTED KEY EMPLOYEES AND PROVIDE AN ADDITIONAL BENEFIT FOR KEY HIRES IN RECOGNITION OF EXTRAORDINARY CONTRIBUTIONS, BMI ADOPTED AND MAINTAINS BATTELLE CAPITAL ACCUMULATION PROGRAM, A SPLIT-DOLLAR LIFE INSURANCE ARRANGEMENT AS DEFINED IN TREASURY REGULATION SECTION 1.61-22(B) WHICH COMPLIES WITH TREASURY REGULATION SECTION 1.7872-15 (THE "PLAN"). ELIGIBLE EMPLOYEES MAY ELECT, IN LIEU OF CURRENT COMPENSATION, FOR BMI TO PAY THE PREMIUMS TO FUND THE INSURANCE ARRANGEMENT. SUCH PAYMENTS ARE TREATED AS LOANS FOR TAX PURPOSES AND ARE SECURED BY A COLLATERAL ASSIGNMENT OF THE INSURANCE PROCEEDS IN THE AGGREGATE AMOUNT OF THE LOANS AND ACCRUED INTEREST. PARTICIPATING EMPLOYEES LISTED IN PART VII, SECTION A ARE LISTED IN SCHEDULE L, PART II. LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47727 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47629 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47538 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47451 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47394 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1495834 1544822 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47253 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 218333 224727 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47092 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47017 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46961 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46916 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46887 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46841 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46798 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46759 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46720 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1495833 1523498 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46928 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 245833 251843 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47008 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47069 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 47006 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46923 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46842 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46762 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46690 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 22917 23314 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45833 46598 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1868750 1897097 0 1 1 LEWIS VON THAER OFFICER SPLIT-DOLLAR LIFE INSURANCE X 235000 237993 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10392 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10372 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 110000 113883 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10340 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 310000 320152 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10310 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 45000 46318 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10275 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10258 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10246 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10236 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10230 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10220 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10210 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10202 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10193 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 410000 417583 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10239 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 62000 63516 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10256 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10270 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10256 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10238 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 10220 0 1 1 EDWARD GRECCO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 10000 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SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1536 0 1 1 BRIAN SMITH OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1528 1532 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1170 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1169 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1168 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1167 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1167 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1166 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1731 1745 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1160 0 1 1 MARK PERRIGO OFFICER SPLIT-DOLLAR LIFE INSURANCE X 1154 1157 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 150000 152275 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11537 11695 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 26537 26877 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11537 11682 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11537 11668 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11537 11666 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11537 11657 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 17308 17444 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11537 11600 0 1 1 PATRICK JARVIS OFFICER SPLIT-DOLLAR LIFE INSURANCE X 11537 11568 0 1 1 11685935 FORM 990, PART VI, SECTION B, LINE 11B A DETAILED ANALYSIS OF FORM 990 AND 990T AND FINAL COPIES OF EACH FORM ARE PROVIDED TO EVERY MEMBER OF THE BOARD OF DIRECTORS PRIOR TO FILING. THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS HOLDS A SPECIAL MEETING TO REVIEW AND APPROVE THE FORMS FOR FILING. THE AUDIT COMMITTEE REPORTS ITS FINDINGS AND CONCLUSIONS TO THE ENTIRE BOARD FOLLOWING THE COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, BMI REQUIRES ALL EMPLOYEES TO TAKE AN ONLINE TRAINING COURSE THAT PROVIDES TRAINING ON BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT INCLUDES PROVISIONS THAT SET FORTH BATTELLE'S OBLIGATIONS AS A TAX EXEMPT ORGANIZATION AND THE REQUIREMENTS WITH RESPECT TO PERSONAL AND ORGANIZATIONAL CONFLICTS OF INTEREST THAT EACH EMPLOYEE IS EXPECTED TO FOLLOW. UPON COMPLETION OF THE COURSE, EACH EMPLOYEE IS REQUIRED TO ELECTRONICALLY CERTIFY THAT THEY HAVE REVIEWED BATTELLE'S CODE OF BUSINESS ETHICS AND CONDUCT. BMI MAINTAINS AN ETHICS HOT LINE FOR ITS STAFF TO REPORT CONCERNS AND SUSPECTED VIOLATIONS OF BATTELLE'S POLICIES AND CODE OF BUSINESS ETHICS AND CONDUCT. REPORTED MATTERS AND CONCERNS ARE GIVEN DUE CONSIDERATION AND INVESTIGATED APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY: BMI HAS A COMPREHENSIVE TOTAL COMPENSATION POLICY WHICH IT APPLIES TO ALL EMPLOYEES. BMI'S POLICY IS TO COMPENSATE EACH EMPLOYEE IN A MANNER WHICH IS EQUITABLE AND CONSISTENT WITH THE MARKET VALUE OF HIS/HER POSITION, HIS/HER PERFORMANCE, AND COMPENSATION OF HIS/HER ASSOCIATES AND PEERS. THE GOAL UNDERLYING BMI'S POLICY IS TO ATTRACT, RETAIN, AND REWARD THE HIGH-QUALITY EMPLOYEES IT NEEDS TO CONTINUE AND ADVANCE ITS EXEMPT PURPOSES. IN IMPLEMENTING ITS POLICY, BMI RIGOROUSLY UTILIZES NATIONAL, REGIONAL, AND LOCAL COMPENSATION SURVEYS AND BENCHMARKING OF OTHER ORGANIZATIONS TO ESTABLISH MARKET-COMPARABILITY OF TOTAL COMPENSATION AND TAKES GREAT CARE TO STRUCTURE COMPENSATION PROGRAMS TO COMPLY WITH ALL RELEVANT LEGAL, TAX AND REGULATORY REQUIREMENTS. WHEN CONSIDERING AND APPROVING KEY EXECUTIVE COMPENSATION, THE BMI BOARD OF DIRECTOR'S NORMAL PRACTICE IS TO FOLLOW PROCEDURES WHICH ESTABLISH A REBUTTABLE PRESUMPTION OF REASONABLENESS PURSUANT TO TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 19 BMI PROVIDES FORM 1023, APPLICATION FOR TAX EXEMPTION, ON REQUEST. FORM 1023 INCLUDES THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATIONS. THE CODE OF REGULATIONS IN FORM 1023 DOES NOT REFLECT THE CHANGES MADE ON NOVEMBER 12, 2008. BMI MAKES FORMS 990 AND 990T AVAILABLE TO THE PUBLIC FROM ITS WEB SITE. THE CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART IX, LINE 11G SUBCONTRACT & CONSULTING: PROGRAM SERVICE EXPENSES 1,783,839,337. MANAGEMENT AND GENERAL EXPENSES 817,407,667. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,601,247,004. FORM 990, PART XI, LINE 9: PENSION AND POST RETIREMENT BENEFITS 34,241,408. NONCONTROLLING INTEREST 326,843. MARKET VALUE ADJUSTMENT -9,226,013. BATTELLE NATIONAL BIODEFENSE INSTITUTE LLC 8300 RESEARCH PLAZA FREDERICK MD 21702 043851808 MANAGEMENT OF NATIONAL LABORATORY DE 45870705 10168588 BATTELLE MEMORIAL INSTITUTE BATTELLE ENERGY ALLIANCE LLC 2525 N FREMONT AVE IDAHO FALLS ID 83415 680588324 MANAGEMENT OF NATIONAL LABORATORY DE 1630232245 6717670 BATTELLE MEMORIAL INSTITUTE BATTELLE SAVANNAH RIVER ALLIANCE LLC SAVANNAH RIVER SITE AIKEN SC 29808 850942867 MANAGEMENT OF NATIONAL LABORATORY DE 334160550 8540682 BATTELLE MEMORIAL INSTITUTE BATTELLE EDUCATION 505 KING AVENUE COLUMBUS OH 43201 460585021 PROMOTE STEM EDUCATION OH 501(C)(3) 12 (A) I BATTELLE MEMORIAL INSTITUTE 0 NATIONAL ECOLOGICAL OBSERVATORY NETWORK INC 1685 38TH ST SUITE 100 BOULDER CO 80301 204510571 ECOLOGICAL MONITORING DC 501(C)(3) 7 BATTELLE MEMORIAL INSTITUTE 0 AMPLIFYBIO LLC 1425 PLAIN CITY-GEORGESVILLE ROAD WEST JEFFERSON OH 43162 862301671 ADVANCED MEDICAL RESEARCH DE BATTELLE SERVICES COMPANY INC UNRELATED -1815371 76046322 0 0 0.55560 BATTELLE ARABIA FOR SCIENCE & TECHNOLOGY AL-AKARIA PLAZA LEVEL 6 NORTH WIN RIYADH SA 11673 SCIENTIFIC RESEARCH (DORMANT) SA BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE APPLIED SOLUTIONS LLC 505 KING AVENUE COLUMBUS OH 43201 825131944 ENVIRONMENTAL SERVICES DE BATTELLE MEMORIAL INSTITUTE C 1.00000 1 BATTELLE SERVICES COMPANY INC 505 KING AVENUE COLUMBUS OH 43201 311792334 HOLDING COMPANY OH BATTELLE MEMORIAL INSTITUTE C 440225 104894723 1.00000 1 BATTELLE UK LIMITED 29 SPRINGFIELD LYONS APPROACH CHELMSFORD ESSEX UK CM2 5LB SCIENTIFIC RESEARCH UK BATTELLE MEMORIAL INSTITUTE C 13329370 16726352 1.00000 1 B-C JV LLC 1204 TECHNOLOGY DRIVE ABERDEEN MD 21004 471470805 SCIENTIFIC RESEARCH (DORMANT) MD BATTELLE MEMORIAL INSTITUTE C 0.70000 1 GEOSAFE CORPORATION 505 KING AVENUE COLUMBUS OH 43201 911404268 LICENSING COMPANY WA BATTELLE MEMORIAL INSTITUTE C 419540 1.00000 1 RESEARCH INSURANCE COMPANY LTD 73 FRONT STREET 3RD FLOOR HAMILTON BD INSURING BATTELLE RISKS BD BATTELLE MEMORIAL INSTITUTE C 4490947 108657730 1.00000 1 SCIENTIFIC ADVANCES INC 505 KING AVENUE COLUMBUS OH 43201 316024333 VENTURE CAPITAL MANAGEMENT OH BATTELLE MEMORIAL INSTITUTE C 194 106672 1.00000 1 SEEBYTE INC 2240 SHELTER ISLAND DRIVE SUITE 210 SAN DIEGO CA 92106 980563142 SOFTWARE DEVELOPMENT DE BATTELLE MEMORIAL INSTITUTE C 3057231 5788661 1.00000 1 SEEBYTE HOLDINGS LTD 16 CHARLOTTE SQUARE EDINBURGH UK 981140866 HOLDING COMPANY UK BATTELLE MEMORIAL INSTITUTE C -81356 12188740 1.00000 1 VITEX SYSTEMS INC 505 KING AVENUE COLUMBUS OH 43201 770526364 LICENSING COMPANY DE BATTELLE MEMORIAL INSTITUTE C 25 523370 1.00000 1 1 0 0 1 0 0 0 0 0 0 0 1 1 1 1 0 1 0 0 BATTELLE SERVICES COMPANY - SPECIFIED PAYMENT A 13194 FMV GEOSAFE CORPORATION - SPECIFIED PAYMENT A 183299 FMV BATTELLE EDUCATION D 1000000 FMV BATTELLE UK LIMITED L 214499 FMV BROOKHAVEN SCIENCE ASSOCIATESLLC PO BOX 5000 UPTON NY 11973 113403915 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 2595944 3731018 0 0 0 0.50000 UT-BATTELLE LLC 1 BETHEL VALLEY ROAD BLDG 4500N MS OAK RIDGE TN 37831 621788235 MANAGEMENT OF NATIONAL LABORATORY TN RELATED 1 5895635 7920618 0 0 0 0.50000 TRIAD NATIONAL SECURITY LLC BIKINI ATOLL RD SM 30 LOS ALAMOS NM 87545 823291283 MANAGEMENT OF NATIONAL LABORATORY DE RELATED 1 12421794 11785462 0 0 0 0.42620 SCHEDULE R,PART V BMI RELATED ENTITIES PROVIDED CONTRACT SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES IN THE ORDINARY COURSE OF BUSINESS UNDER ARMS-LENGTH TERMS, CONDITIONS, AND PRICING. THE SCIENTIFIC RESEARCH AND DEVELOPMENT AND TECHNICAL SERVICES PROVIDED TO BMI AND BMI'S UNITED KINGDOM AFFILIATES WERE PROVIDED UNDER ARMS-LENGTH TERMS AND AT PRICING WHICH COMPLIED WITH THE INTER-COMPANY TRANSFER PRICING RULES OF UNITED KINGDOM, AND THE UNITED STATES. BMI ENGAGED IN TRANSACTIONS WITH RELATED ENTITIES SUCH AS: THE FURNISHING OF GOODS, SERVICES OR FACILITIES. ALL TRANSACTIONS WITH TAXABLE RELATED ENTITIES, OTHER THAN THE PROVISION OF ADMINISTRATIVE SERVICES, WERE CONDUCTED AT FAIR MARKET VALUE RATES AND ARE IN ACCORDANCE WITH INTERNAL REVENUE CODE SECTION 482 AND OTHER APPLICABLE INTER-COMPANY TRANSFER PRICING RULES. THESE TRANSACTIONS HAVE BEEN APPROVED AND DOCUMENTED AND CONDUCTED IN THE ORDINARY COURSE OF BUSINESS. ADMINISTRATIVE SERVICES ARE PROVIDED TO RELATED PARTIES ON A FULLY BURDENED COST BASIS. SCHEDULE R, PART VI BMI IS REQUIRED TO CONSOLIDATE BROOKHAVEN SCIENCE ASSOCIATES, LLC, TRIAD NATIONAL SECURITY, LLC, AND UT-BATTELLE, LLC FOR FINANCIAL ACCOUNTING PURPOSES AND ACCORDINGLY, THEIR FINANCIAL ATTRIBUTES ARE REFLECTED IN THE REVENUES AND EXPENSES AND OTHER FINANCIAL INFORMATION IN THIS FORM AND RELATED SCHEDULES. SCHEDULE R, PART V, LINE 1M AND 1N BMI SHARES EMPLOYEES, FACILITIES, AND EQUIPMENT WITH BATTELLE EDUCATION.