2023-07-17T21:07:52-05:00 2022-08-31 990 2021-09-01 311506378 Baptist Health Foundation Richmond Inc BAPT 5028965000 1901 Campus Place Louisville KY 40299 Richard F Carrico Treasurer 5028965000 2023-07-17 Richard Carrico 999009999 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z Greg Gerard 801 Eastern Bypass Richmond KY 40475 1485034 0 X www.supportbaptisthealth.org X 1999 KY Initiates development opportunities and achieves fundraising goals to enhance, promote and financially support the mission of Baptist Health Richmond hospital and Baptist Healthcare System, Inc. 17 16 3 20 0 0 595356 914346 0 0 1064419 570688 0 0 1659775 1485034 109984 363975 0 0 150089 170489 0 0 9679 28615 33018 288688 567482 1371087 917552 6374515 7269961 58825 195797 6315690 7074164 Initiates development opportunities and achieves fundraising goals to enhance, promote and financially support the mission of Baptist Health Richmond hospital and Baptist Healthcare System, Inc. 0 0 500366 363975 The Foundation staff works extensively with granting organizations, businesses and individuals to develop long-lasting partnerships to enhance the services provided at Baptist Health Richmond, Inc. and Baptist Healthcare System, Inc. The Foundation is governed by a Board of Directors with diverse representation from the medical, business and philanthropic communities. 500366 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 X 0 0 3 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 17 16 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 1 0 KY X Richard F Carrico 5028965000 1901 Campus Place Louisville KY 40299 Alex Fassas Director 1.00 0.00 X 0 0 0 Colleen Chaney Director (Effective 1/1/22) 1.00 0.00 X 0 0 0 David W Smith Director 1.00 0.00 X 0 0 0 Dr Paula Maionchi Chairman & Director 1.00 0.00 X X 0 0 0 Greg Gerard President & Director 1.00 40.00 X X 0 415423 38060 Jason Morgan Director 1.00 0.00 X 0 0 0 Jim Caldwell Director 1.00 0.00 X 0 0 0 Kathy Edison Director (Through 12/31/21) 1.00 0.00 X 0 0 0 Kathy Flood Director (Through 12/31/21) 1.00 0.00 X 0 0 0 Laura Melius Vice Chair & Director 1.00 0.00 X X 0 0 0 Laura Stocker Steidle Director 1.00 0.00 X 0 0 0 Lee Anne Browder Director (Effective 1/1/22) 1.00 0.00 X 0 0 0 Meena Mohanty Director 1.00 0.00 X 0 0 0 Otis D Ballard Director (Effective 1/1/22) 1.00 0.00 X 0 0 0 Rev Mary Lou Stephens Director 1.00 0.00 X 0 0 0 Rev Mitch Brown Director 1.00 0.00 X 0 0 0 Sharon Switalski Director 1.00 0.00 X 0 0 0 Tyler Frazier Director 1.00 0.00 X 0 0 0 Vickie Moberly Director 1.00 0.00 X 0 0 0 Amanda Hopkins Asst. Secr (Through 9/25/21) 0.00 0.00 X 0 27456 2375 Heather Richman Asst Secr (2/23-8/23/22) 40.00 0.00 X 0 0 0 Jackson Davenport Asst Secr (Effective 8/24/22) 40.00 0.00 X 0 0 0 Janet Norton Secretary 1.00 40.00 X 0 1089048 39420 Kari Lyons Martin Vice President 40.00 0.00 X 0 80473 11938 Karl Lainhart Asst Treasurer 1.00 40.00 X 0 206230 32823 Stephen R Oglesby Treasurer 1.00 40.00 X 0 1627181 38060 0 3445811 162676 0 0 1 0 0 201670 338974 373702 914346 45034 45034 525654 0 525654 525654 525654 1485034 0 0 570688 363975 363975 141135 112908 28227 18413 14730 3683 10941 8753 2188 3006 3006 1376 1376 6598 6598 126 126 Stewardship & Cultivati 12906 3227 9679 Automobile 4620 4620 Administrative Expense 4386 4386 567482 500366 57437 9679 561256 511794 243 220032 37292 83562 3764914 4143371 2010810 2311202 6374515 7269961 0 4166 58825 191631 58825 195797 X 5849644 5829219 466046 1244945 6315690 7074164 6374515 7269961 X 917552 -145273 -13805 X 0 1 X 1 0 X X 1 Baptist Healthcare System Inc 610444707 3 1 363975 0 1 363975 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4277487 300392 4577879 4232820 44667 4277487 4232820 4232820 3960693 272127 4232820 3827567 133126 3960693 1.00000 0 0 0 Perm Restricted Endowment 2311202 2311202 InterCompany Liability 189538 Other Liabilities 2093 191631 X Part V, Line 4: The Board designated funds include assets set aside by the organization's Board of Directors for long-term uses, over which the Board retains control and may at its discretion subsequently use for other purposes. Part X, Line 2: Baptist Healthcare System, Inc. evaluates its uncertain tax positions on an annual basis. A tax benefit from an uncertain position may be recognized when it is more likely than not that the position will be sustained upon examination, including the resolution of any related appeals or litigation processes, based on the technical merit of the position. Baptist has determined that it has no uncertain tax positions that are required to be recorded as of August 31, 2022. Tax years that are open include the years from 2018 to 2021. 0 Baptist Healthcare System Inc 1901 Campus Place Louisville KY 40299 610444707 501(c)3 363975 0 General Support 1 0 Part 1, Line 2: Procedures For Monitoring The Use Of Grants: Baptist Health Foundation Richmond, Inc. provides only direct contributions and other general support; therefore, no monitoring of charitable contributions is performed. 0 1 0 0 0 0 0 0 0 Stephen R Oglesby Treasurer 0 687277 0 459500 0 480404 0 8700 0 29360 0 1665241 0 0 Janet Norton Secretary 0 583644 0 394044 0 111360 0 8700 0 30720 0 1128468 0 0 Greg Gerard President & Director 0 279721 0 131880 0 3822 0 8700 0 29360 0 453483 0 0 Karl Lainhart Asst Treasurer 0 178810 0 25797 0 1623 0 5458 0 27365 0 239053 0 0 Part I, Line 4b The following individuals received a payout from the Supplemental Executive Retirement Plan, a nonqualified deferred compensation plan, as they are fully vested in the plan: Janet Norton $87,832 Stephen R. Oglesby $462,630 Part I, Line 3: Baptist Healthcare System,Inc., a related organization of Baptist Health Foundation Richmond, Inc., uses the following to establish the compensation of the organization's CEO: - Compensation committee, - Independent compensation consultant, - Form 990 of other organizations, - Written employment contract, - Compensation survey or study, and - Approval by the Board or Compensation Committee Form 990, Part V, Line 2b The employment tax returns for the employees reported on Line 2a were reported under a common paymaster. The employment taxes were paid and all employment tax returns were filed by Baptist Healthcare System, Inc., (FEIN:61-0444707). Form 990, Part VI, Section A, line 6 The organization's sole member is Baptist Healthcare System, Inc., (EIN: 61-0444707), a non-profit, tax-exempt corporation organized under and pursuant to the provisions of the laws of the Commonwealth of Kentucky. Form 990, Part VI, Section A, line 7a Baptist Healthcare System, Inc., the sole member, has the authority to appoint the board members for Baptist Health Foundation Richmond, Inc. Form 990, Part VI, Section A, line 7b The consent and approval of the sole member, Baptist Healthcare System, Inc., shall be required for all major corporate actions, and any act the result of which would be to: 1) amend, repeal or alter the Articles of Incorporation or Bylaws; 2) merge or consolidate or agree to merge or consolidate the corporation with or into any organization; 3) liquidate, reorganize or recapitalize the corporation; 4) create or incur any indebtedness which exceeds $50,000; 5) make any capital expenditure which exceeds $50,000; 6) authorize the execution of any contract, agreement or similar instrument by which the corporation may be obligated to pay more than $50,000 in any year; 7) other than acquiring marketable securities held for investment purposes, acquire the stock of any corporation or invest in or acquire an interest in any business enterprise; 8) sell or agree to sell or otherwise dispose of all or a substantial part of the assets of the corporation or any investment or interest in any business enterprise, other than marketable securities disposed of in the ordinary course of the corporation's activities; 9) adopt the corporation's annual operating budget and capital expenditures budget; 10) accept any gift that requires the corporation or the Member to match funds, carry out substantial new activities in connection with the gift, or that is made subject to restrictions that are not clearly consistent with the corporation's charitable purpose or with the Member's mission; 11) accept any gift of real property; 12) accept any gift that requires the corporation to assume indebtedness; 13) make any gift or contribution to any organization other than the Member -unless such gift or contribution is approved by the Member or is consistent with guidelines established by the Member; 14) adopt investment guidelines or select a fund manager. Form 990, Part VI, Section B, line 11b The Form 990 is internally prepared and reviewed by finance and foundation management. The governing body receives an electronic copy of the Form 990, including all requested schedules as ultimately filed with the IRS, for review prior to the filing with the IRS. Form 990, Part VI, Section B, line 12c Annually the Secretary of Baptist Healthcare System, Inc. (BHS) sends out a conflict of interest questionnaire to each of the Directors serving on the Board of Baptist Health Foundation Richmond, (BHFR). After completion, they are returned to the Secretary and reviewed by the Board or the Governance Effectiveness Committee for any potential conflicts. A conflict of interest is any circumstance, relationship (financial or otherwise), activity or decision (made in the course of governance, management or professional responsibilities or otherwise) that adversely influences or appears to adversely influence the ability of a covered person to: 1) make objective decisions on behalf of BHFR and/or 2) act in the best interests of BHFL in a manner consistent with the tax-exempt purposes of BHFR. The Board or Committee will determine by a majority vote of disinterested directors whether the disclosed financial or special interest may result in a conflict of interest. Form 990, Part VI, Section B, line 15b The officers of Baptist Health Foundation Richmond, Inc. are not employees of Baptist Health Foundation Richmond, Inc. but are employees of Baptist Healthcare System, Inc., a tax-exempt 501(c)(3) organization which is the sole member of Baptist Health Foundation Richmond, Inc. The officers are compensated by Baptist Healthcare System, Inc. Annually, the Baptist Healthcare System, Inc. Compensation Committee reviews the compensation, including base compensation and incentive compensation for the President and all officers of Baptist Healthcare System, Inc. The Baptist Healthcare System, Inc. Compensation Committee is comprised of independent Board Members. The Committee retains a Compensation Consultant to advise the Committee and who provides data as to comparable compensation for similarly qualified persons in functionally comparable positions at similarly situated healthcare organizations. The Committee reviews this information in approving annual base and incentive compensation and other items of reportable compensation described on Schedule J of the IRS Form 990. The decisions of the Committee regarding compensation are contemporaneously documented in the minutes of the Committee. Annually, the Committee Chairperson and the Compensation Consultant provide a report on executive compensation to the full Board of Directors of Baptist Healthcare System, Inc. Form 990, Part VI, Section C, line 19 The organization will provide any documents open to public inspection upon request. Form 990, Part XI, line 9: Other Changes -13,805. Baptist Health Medical Group Inc 1901 Campus Place Louisville KY 40299 205497203 Physician Services KY 501(c)(3) Line 3 BHS 1 Mercy Regional Emergency Medical Systems 126 Lone Oak Road Paducah KY 42001 611310466 Ambulance Service KY 501(c)(3) Line 12a, I BHS 1 Baptist Health Foundation Corbin Inc 1901 Campus Place Louisville KY 40299 473033550 Fundraising KY 501(c)(3) Line 12a, I BHS 1 Baptist Health Foundation Lexington Inc 1901 Campus Place Lexington KY 40299 611480774 Fundraising KY 501(c)(3) Line 12a, I BHS 1 Baptist Health Foundation Paducah Inc 2501 Kentucky Avenue Paducah KY 40299 264057759 Fundraising KY 501(c)(3) Line 12a, I BHS 1 Baptist Health Foundation Greater Louisville Inc 1901 Campus Place Louisville KY 40299 200292291 Fundraising KY 501(c)(3) Line 12a, I BHS 1 Baptist Healthcare Foundation Inc 1901 Campus Place Louisville KY 40299 311122867 Fundraising KY 501(c)(3) Line 12a, I BHS 1 Pattie A Clay Hospital Auxiliary Post Office Box 1600 Richmond KY 40476 510172717 Hospital Support KY 501(c)(3) Line 12a, I BHS 0 Baptist Healthcare System Inc 1901 Campus Place Louisville KY 40299 610444707 Hospital KY 501(c)(3) Line 3 N/A 0 Baptist East Milestone LLC 750 Cypress Station Road Louisville KY 40207 611355065 Fitness Center KY N/A N/A 0 0 Baptist Physicicans Surgery Center 1720 Nicholasville Road Lexington KY 40503 043665929 Ambulatory Surgery Center KY N/A N/A 0 0 Medical Associates of Middletown 4000 Kresge Way Louisville KY 40207 200399400 Medical Office Building KY N/A N/A 0 0 Cumberland Valley Surgical Center LLC Post Office Box 1620 Corbin KY 40701 611348280 Ambulatory Surgery Center IN N/A N/A 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Baptist Healthcare System Inc B 363975 Cost Baptist Healthcare System Inc C 201670 Cost