2023-07-27T18:56:06-05:00 2022-09-30 953416914 GIVEN & COMPANY INC 3029 WILSHIRE BLVD STE 200 SANTA MONICA CA 90403 990PF 2021-10-01 953905760 HARRY & YVONNE LENART CHARITABLE FOUNDATION HARR 3108287547 3029 WILSHIRE BLVD 200 200 SANTA MONICA CA 90403 ROBERT H GIVEN TRUSTEE 3108287547 2023-07-26 1 ROBERT GIVEN 999009999 PETER GOLDBERG P00020952 3108287547 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X 3467846 X X 93016 93016 123950 843291 123950 216966 216966 0 0 0 22234 0 22234 18623 9313 9312 4615 0 0 15866 15771 95 61338 25084 31641 300000 300000 361338 25084 331641 -144372 191882 25381 55418 55418 1005024 814285 714697 920907 674457 1542247 249345 189670 186989 717046 1039501 968495 2917703 2773331 3467846 0 0 X 0 0 0 0 2917703 2773331 2917703 2773331 2917703 2773331 2917703 -144372 0 2773331 0 2773331 CNB 2021-10-01 2022-09-30 101148 120471 -19323 -19323 CNB 2020-10-01 2022-09-30 623179 468605 154574 154574 CAP GAIN DISTRIB - LONG TERM 2020-10-01 2022-09-30 973 973 973 CAP GAIN DISTRIB - SHORT TERM 2021-10-01 2022-09-30 473 473 473 CALDWELL SUTTER 2020-10-01 2022-09-30 117518 130265 -12747 -12747 123950 2667 0 2667 0 2667 4050 0 0 0 4050 0 1383 1383 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A ROBERT H GIVEN 3108287547 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT H GIVEN 3029 WILSHIRE BLVD SUITE 200 SANTA MONICA CA 90403 CO-TRUSTEE 0.20 0 0 0 STANFORD RUBIN 10100 SANTA MONICA BLVD LOS ANGELES CA 90024 CO-TRUSTEE 0.05 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 4102620 83737 0 4186357 0 0 4186357 62795 4123562 206178 206178 2667 2667 203511 1000 204511 0 204511 331641 0 331641 204511 0 0 22713 1915 97209 76466 198303 331641 0 0 0 204511 127130 0 0 325433 0 0 0 0 0 0 22713 302720 1915 97209 76466 127130 X WILSHIRE BOULEVARD TEMPLE 3663 WILSHIRE BLVD LOS ANGELES CA 900102798 N/A PUBLIC CHARITY COMMUNITY SERVICE 1000 THE JOHN G SHEDD INSTITUTE FOR THE ARTS 868 HIGH STREET EUGENE OR 97401 N/A PUBLIC CHARITY GENERAL SUPPORT 5000 TALENT MAKER CITY 304 E MAIN STREET TALEN OR 97540 N/A PUBLIC CHARITY COMMUNITY SERVICE 25000 ROGUE COMMUNITY HEALTH 1000 E MAIN ST MEDFORD OR 97504 N/A PUBLIC CHARITY MEDICAL RESEARCH 5000 PINEHURST SCHOOL FOUNDATION 15337 HIGHWAY 66 ASHLAND OR 97520 N/A PUBLIC CHARITY EDUCATIONAL 5000 OREGON SHAKESPEARE FESTIVAL 15 S PIONEER ST ASHLAND OR 97520 N/A PUBLIC CHARITY GENERAL SUPPORT 7000 OREGON COMMUNITY FOUNDATION 1221 SW YAMHILL ST 100 PORTLAND OR 97205 N/A PUBLIC CHARITY COMMUNITY SERVICE 15000 OPTIONS FOR HELPING RESIDENTS OF ASHLAND PO BOX 1133 ASHLAND OR 97520 N/A PUBLIC CHARITY COMMUNITY SERVICE 15000 OPERATION SMILE 3641 FACULTY BLVD VIRGINIA BEACH VA 23453 N/A PUBLIC CHARITY COMMUNITY SERVICE 2500 NATURAL RESOURCES & DEFENSE COUNCIL 40 WEST 20TH ST 11TH FLOOR NEW YORK NY 10011 N/A PUBLIC CHARITY GENERAL SUPPORT 2500 MULTIPLE SCLEROSIS 375 KINGS HIGHWAY NORTH CHERRY HILL NJ 08034 N/A PUBLIC CHARITY GENERAL SUPPORT 2500 MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 N/A PUBLIC CHARITY MEDICAL RESEARCH 25000 MACULAR DEGENERATION RESEARCH 22512 GATEWAY CENTER DRIVE CLARKSBURG MD 20871 N/A PUBLIC CHARITY MEDICAL RESEARCH 5000 LOS ANGELES REGIONAL FOOD BANK 1735 EAST 41ST ST LOS ANGELES CA 90058 N/A PUBLIC CHARITY GENERAL SUPPORT 1500 JEWISH VOCATIONAL SERVICES 6505 WILSHIRE BLVD 200 LOS ANGELES CA 90048 N/A PUBLIC CHARITY GENERAL SUPPORT 5000 HOLOCAUST MUSEUM LA 100 THE GROVE DR LOS ANGELES CA 90036 N/A PUBLIC CHARITY GENERAL SUPPORT 5000 HOLLY THEATREJEFFERSON PUBLIC RADIO 226 W 6TH STREET MEDFORD OR 97501 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 HABITAT FOR HUMANITY 322 W LAMAR ST AMERICUS GA 317093543 N/A PUBLIC CHARITY COMMUNITY SERVICE 7500 GREENSPRINGS FIRE & RESCUE 9980 OLD HYATT PRAIRIE RD ASHLAND OR 97520 N/A PUBLIC CHARITY COMMUNITY SERVICE 25000 GREATER LOS ANGELES ZOO ASSOCIATION 5333 ZOO DR LOS ANGELES CA 90027 N/A PUBLIC CHARITY COMMUNITY SERVICE 4000 FRIENDS OF ELNET 10573 W PICO BLVD 369 LOS ANGELES CA 90064 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 ENVIRONMENTAL DEFENSE FUND 1875 CONNECTICUT AVE NW WASHINGTON DC 20009 N/A PUBLIC CHARITY ENVIRONMENTAL 5500 DOCTORS WITHOUT BORDERS 40 RECTOR STREET 16TH FLOOR NEW YORK NY 10006 N/A PUBLIC CHARITY COMMUNITY SERVICE 5000 CHORDOMA FOUNDATION PO BOX 2127 DURHAM NC 27702 N/A PUBLIC CHARITY GENERAL SUPPORT 3000 CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BLVD 2416 LOS ANGELES CA 90048 N/A PUBLIC CHARITY MEDICAL RESEARCH 10000 CALIFORNIA STATE UNIVERSITY LOS ANGELES 5151 STATE UNIVERSITY DR LOS ANGELES CA 90032 N/A PUBLIC CHARITY EDUCATIONAL 2500 BRADY CENTER TO PREVENT GUN VIOLENCE 840 FIRST ST NE 400 NEW YORK NY 20002 N/A PUBLIC CHARITY EDUCATIONAL 2500 ASANTE FOUNDATION 2600 SISKIYOU BLVD 100 MEDFORD OR 97504 N/A PUBLIC CHARITY MEDICAL RESEARCH 15000 ARTHRITIS FOUNDATION 800 W SIXTH ST 1010 LOS ANGELES CA 90017 N/A PUBLIC CHARITY MEDICAL RESEARCH 58000 AMNESTY INTERNATIONAL USA 1624 FRANKLIN STREET 520 OAKLAND CA 94612 N/A PUBLIC CHARITY COMMUNITY SERVICE 7500 AMERICAN TECHION SOCIETY 55 EAST 59TH ST NEW YORK NY 10022 N/A PUBLIC CHARITY GENERAL SUPPORT 15000 AMERICAN FRIENDS OF MAGEN DAVID ADOM 20 W 36TH ST SUITE 1100 NEW YORK NY 10018 N/A PUBLIC CHARITY GENERAL SUPPORT 2500 300000 0 14 93016 15 18 123950 0 216966 0 216966 0 0 0 0 0 0 0 0 0 0 GIVEN & COMPANY 18623 9313 9312 N/A 0 REPORTABLE SERVICES PROVIDED TO THE FOUNDATION FORM 990-PF PART VIII PAGE 6 LINE 1 THE FOUNDATION PAID GIVEN & COMPANY, INC, THE SUM OF $46,889 FOR VARIOUS ACCOUNTING SERVICES PERFORMED BY ITS EMPLOYEES. THESE SERVICES INCLUDED TAX PREPARATION, BOOKKEEPING, AND OTHER TRUST ADMINISTRATIVE FUNCTIONS. ROBERT H. GIVEN, A TRUSTEE OF THE FOUNDATION, IS AN EMPLOYEE OF GIVEN & COMPANY AND AS AN EMPLOYEE RECEIVED COMPENSATION FOR HIS SERVICES. THE FOUNDATION PAID LOEB & LOEB, A LIMITED LIABILITY COMPANY, THE SUM OF $29,633 FOR VARIOUS SERVICES TO THE FOUNDATION. THESE SERVICES INCLUDED LEGAL AND TRUST ADMINISTRATIVE FUNCTIONS FOR THE FOUNDATION. STANFORD K. RUBIN, A TRUSTEE OF THE FOUNDATION, IS A PARTNER OF LOEB & LOEB, LLP AND AS SUCH RECEIVED COMPENSATION BY LOEB & LOEB, LLP FOR HIS SERVICES. NO COMPENSATION WAS DIRECTLY PAID BY THE FOUNDATION TO ROBERT H. GIVEN OR STANFORD K. RUBIN IN THEIR CAPACITY AS TRUSTEES OR OFFICERS OF THE FOUNDATION. APPLE INC 3.250% 02/23/2026 24571 23989 BANK OF AMERICA CORP 4.125% 01/22/2024 25088 25796 CVS HEALTH CORP 4.300% 03/25/2028 5910 5659 GOLDMAN SACHS MTN 4.000% 03/03/2024 24751 24632 JP MORGAN CHASE & CO 3.300% 04/01/2026 24268 23463 LEE MEM HEALTH SYS FLA HOSP A 7.281% 04/01/2027 5789 5411 MORGAN STANLEY MTN 4.000% 07/23/2025 14789 14519 NORTHROP GRUMMAN 3.250% 08/01/2023 14937 14865 SHELL INTERNATIONAL 3.250% 05/11/2025 24667 24010 SOUTHERN CO 2.950% 07/01/2023 14877 14826 TARGET CORP 3.500% 07/01/2024 10023 9819 ACCENTURE PLC CL A 12730 21871 ADOBE SYSTEMS 6385 26144 ALPHABET INC CL A 17976 84172 ALPHABET INC CL C 1041 8173 AMAZON.COM INC 53747 44635 AMERICAN WTR WKS CO INC 7133 33191 AON PLC 8191 9375 APPLE INC 12649 149947 ASML HOLDING NV SPONS ADR 14237 20677 BERKSHIRE HATHAWAY INC CL B 21654 34713 BLACKSTONE GROUP INC CL A 18208 28877 CHARLES RIV LABORATORIES INTL INC 9745 34937 CME GROUP INC 18140 32769 COMCAST CORP NEW CL A 10663 21411 COSTCO WHOLESALE CORP 15586 63756 DANAHER CORP 20123 40035 DISNEY WALT COMPANY 39626 36317 EDWARDS LIFESCIENCES CORP 3678 22723 EQUINIX INC REIT 13316 17065 FACEBOOK INC META PLATFORMS 5064 12211 HCA HOLDINGS INC 20935 33082 HOME DEPOT INC 6494 52429 JP MORGAN CHASE & CO 14984 41278 LOCKHEED MARTIN CORP 10785 17383 MASTERCARD INC CL A 7780 42651 MCDONALDS CORP 11073 19613 MICROSOFT CORP 11005 102476 NEXTERA ENERGY INC 14120 29012 NORTHROP GRUMMAN CORP 11054 23516 NXP SEMICONDUCTORS NV 16659 16226 OLD DOMINION FREIGHT LINE INC 18829 21145 PEPSICO INC 19330 37550 ROPER TECHNOLOGIES INC 17627 17982 S & P GLOBAL INC 18852 16794 SHERWIN WILLIAMS CO 16960 14333 STARBUCKS CORP 23722 25278 THERMO FISHER CORP 5622 45647 T-MOBILE US INC 22200 35555 TRANE TECHNOLOGIES PLC 8670 19549 TRANSUNION 16419 11303 UNITEDHEALTH GROUP INC 20106 78281 VERIZON COMMUNICATIONS 8465 8923 VISA INC CL A 13222 42636 WALMART INC 23661 31777 ZOETIS INC 5991 14829 0 0 814285 714697 CNR FIXED INCOME OPPORT CL N AT COST 167819 118547 CNR SELECT STRAT FUND AT COST 120000 152458 GLOBAL LISTED REAL ESTATE I AT COST 22217 18126 GNMA POOL #439040 AT COST 182 180 SPDR S & P BIOTECH ETF AT COST 19856 19830 VANGUARD MID-CAP VALUE INDEX AT COST 35245 30443 VANGUARD SHORT-TERM GOV BND AT COST 151027 144186 BLACKROCK ULTRA SHORT TERM AT COST 33299 33257 AMERICAN EXPRESS AT COST 22553 17538 ANHEUSER BUSCH AT COST 43673 36128 BANK OF AMERICA AT COST 25799 18120 DECTON DICKINSON AT COST 22085 22055 CONTERRA ENERGY AT COST 17160 16456 EOG RES INC AT COST 23911 27932 GILEAD SCIENCES AT COST 33770 32696 PIONEER NATURAL RESOURCES AT COST 11384 9744 QUANTA SERCIES AT COST 22507 21656 VANGUARD VALUE AT COST 51024 45070 SAN RAMON VLY USD 6.654% AT COST 5459 5266 SAN BUENAVENTURA CA WTR REV AT COST 9261 8494 WALNUT C ENERGY CTR 6.23% AT COST 16337 15678 ALAMEDA CORR 6.62 AT COST 24047 21855 SONOMA CNTY 6.0% AT COST 5397 5138 CONSUMMNES CMNTY SERVICES 5.0% AT COST 6108 4939 CALIF ST PUB WKS 8.361% AT COST 44381 37512 IDAHO HOUSING 7.0% AT COST 105000 105191 LOEB & LOEB 22234 0 22234 REGISTRY OF CHARITABLE TRUST 75 0 75 INVESTMENT FEES - CALDWELL 60 60 0 INVESTMENT FEES - CNAM 15711 15711 0 BANK CHARGES 20 0 20 FOREIGN TAXES PAID 115 0 0 IRS 4500 0 0