2023-07-17T16:06:01-05:00 2022-08-31 410746749 CLIFTONLARSONALLEN LLP 901 N GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2021-09-01 526078980 ASSOCIATION FOR SUPERVISION & CURRICULUM DEVELOPMENT ASSO 7035789600 2800 SHIRLINGTON ROAD 1001 ARLINGTON VA 22206 RICHARD CULATTA CHIEF EXECUTIVE OFFICER 7035789600 2023-07-15 1 RICHARD CULATTA 999009999 ROBERT WILLIAMS P01345960 5712279500 2023-07-15 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z RICHARD CULATTA 2800 SHIRLINGTON ROAD 1001 ARLINGTON VA 22206 80742580 0 X WWW.ASCD.ORG X 1943 VA ASCD IS DEDICATED TO LEARNING, TEACHING AND LEADING TO PROMOTE THE SUCCESS OF EACH CHILD X 10 10 144 13 410934 0 2022362 6686536 13194678 13269950 3254385 8855129 15084079 11156480 33555504 39968095 0 10000 0 0 14833475 15851485 0 0 0 15051627 18431467 29885102 34292952 3670402 5675143 89116605 67223894 28571018 10262062 60545587 56961832 X ASCD IS A PASSIONATE COMMUNITY OF LIFE-CHANGING EDUCATORS. WE EMPOWER EDUCATORS TO ACHIEVE EXCELLENCE IN LEARNING, TEACHING, AND LEADING SO THAT EVERY CHILD IS HEALTHY, SAFE, ENGAGED, SUPPORTED, AND CHALLENGED. FOR 75 YEARS WE HAVE WORKED SIDE BY SIDE WITH EDUCATORS FROM EVERY LEVEL IN ALL 50 STATES AND MORE THAN 200 COUNTRIES TO HELP THEM FIND THEIR PEOPLE AND AMPLIFY THEIR VOICE TO REACH MANY. OUR PROFESSIONAL LEARNING SERVICES LET EDUCATORS CHART THEIR OWN LEARNING JOURNEY, AS EDUCATORS, AS LEADERS, SO THEY AND THEIR STUDENTS CAN FLOURISH. 0 0 8821199 10428071 PUBLICATION OF BOOKS, MAGAZINES, JOURNALS, MULTI-MEDIA: PROVIDE INFORMATION TO 134,000 MEMBERS, NON-MEMBER EDUCATORS AND THE PUBLIC ON THE BEST EDUCATIONAL PRACTICES AND PROGRAMS PLUS TRENDS AND ANALYSIS. 5568081 5810052 PROFESSIONAL DEVELOPMENT: TRAIN AND INFORM OVER 8,400 EDUCATORS ON THE LATEST AND BEST PRACTICES IN EDUCATION. 3420150 6453747 MEMBER SERVICES: REVIEW AND DISSEMINATE INFORMATION ABOUT EDUCATIONAL PRACTICE, MEDIA, RESEARCH AND MATERIALS FOR IMPROVING INSTRUCTION 1160497 10000 ANNUAL CONFERENCE AND EXHIBIT SHOW- INFORMS AND TRAINS MEMBER AND NONMEMBER EDUCATORS IN THE LATEST AND BEST EDUCATIONAL PRACTICES. ALSO PROVIDES A FORUM TO EXCHANGE IDEAS AND FOR OVER 9,000 PARTICIPANTS. THE FY2022 CONFERENCE HELD IN PERSON IN CHICAGO, IL WITH A SOLD OUT ATTENDENCE OF 2,200 PARTICIPANTS.PUBLIC POLICY-EDUCATES, ENGAGES AND EMPOWERS MEMBERS IN THE AREA OF ADVOCACY AND INFLUENCE. 1160497 10000 18969927 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 611 0 1 144 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 X JULIE HECKER 7035789600 2800 SHIRLINGTON ROAD STE 1001 ALEXANDRIA VA 22206 SANDRA HUSK DIR THRU 622 INT. CEO & EXEC. DIR. (FROM 4/22) 40.00 X 0 0 0 NEIL GUPTA PRESIDENT 1.00 X 0 0 0 AVIS WILLIAMS VICE PRESIDENT 1.00 X 0 0 0 KAREN BAPTISTE DIRECTOR (THRU 6/22) 1.00 X 0 0 0 PATRICE DAWKINS-JACKSON DIRECTOR 1.00 X 0 0 0 BART EPSTEIN DIRECTOR 1.00 X 0 0 0 CHRISTOPHER A KOCH DIRECTOR 1.00 X 0 0 0 PHYLLIS LOCKET DIRECTOR (THRU 6/22) 1.00 X 0 0 0 MATTHEW MINGLE DIRECTOR (THRU 6/22) 1.00 X 0 0 0 JEREMY OWOH DIRECTOR 1.00 X 0 0 0 NORIS PRICE DIRECTOR 1.00 X 0 0 0 AARON THOMPSON JR DIRECTOR 1.00 X 0 0 0 CHARLES BADU YEBOAH DIRECTOR 1.00 X 0 0 0 DAMONE JONES CHIEF PARTNERSHIPS AND STRATEGY OFFICER (THRU 5/22 40.00 X 125443 0 37495 KEN PRATT CHIEF MARKETING OFFICER (THRU 6/21) 40.00 X 226437 0 62101 DANA SHANKS-WILLIAMS CHIEF FINANCIAL OFFICER (THRU 4/22) 40.00 X 219570 0 22763 STEPHEN FEDORE CHIEF IT OFFICER 40.00 X 198200 0 48348 PENNY REINART CHIEF IMPACT OFFICER 40.00 X 186182 0 6671 RANJIT SIDJU CEO/EXECUTIVE DIRECTOR (THRU 4/22) 40.00 X 452873 0 19152 NOAH RASKIN CHIEF FINANCIAL OFFICER (THRU 2/21) 40.00 X 198517 0 20274 STEVEN MILLER CHIEF FINANCIAL OFFICER (FROM 04/22) 40.00 X 0 0 0 BRYAN BOWN MANAGING DIRECTOR, BUSINESS DEVELOPMENT 40.00 X 151185 0 53355 MATT MONJAN MANAGING DIRECTOR OF EDUCATIONAL PARTNERSHIPS 40.00 X 281499 0 64761 ROBERT WEBB MANAGING DIR, CONFERENCE & EVENTS 40.00 X 162442 0 14718 BEATRICE JOAN WILSON MANAGING DIRECTOR, HUMAN RESOURCES 40.00 X 141981 0 35912 MELANIE ROTHSTEIN MANAGING DIRECTOR, OFFICE OF OPERATIONS & INTEGRAT 40.00 X 139628 0 43720 LANCE JOHANSON EDUCATIONAL PARTNERSHIPS, TEXAS 40.00 X 138662 0 53176 2622619 0 482446 39 0 1 0 PBD INC 1650 BLUEGRASS PKWY ALPAHARETTA GA 30004 STORGE/FULFILLMENT 1408658 SMART PRODUCTIONS INC 7339 MADISON STREET FOREST PARK IL 60154 VIDEO PRODUCTION 388755 SMART SYNERGIES INC 20130 LAKEVIEW CENTER PLAZA ASHBURN VA 20147 IT CONSULTANTS 192816 DENNISON & ASSOCIATES LLC 2230 NW 59TH STREET SEATTLE WA 98107 IT CONSULTANTS 179680 AVALON CONSULTING GROUP INC 805 15TH STREET NW WASHINGTON DC 20005 MEMBERSHIP MARKETING 174485 16 5752923 933613 6686536 MEMBERSHIP DUES 611710 6453747 6453747 PROFESSIONAL DEVELOPMENT 611430 5810052 5810052 JOURNAL ADC/CIRC INCOME 611430 578961 168027 410934 EXHIBIT BOOTH FEES 611430 306690 306690 SPONSORSHIP INCOME 611710 120500 120500 13269950 1398580 1398580 665378 665378 378341 111138 267203 267203 267203 40378333 6705656 39627440 0 750893 6705656 7456549 7456549 11175451 1035907 10139544 10139544 REBATES 900099 49775 49775 MISCELLANEOUS INCOME 900099 34580 34580 84355 39968095 22691870 410934 10178755 X 10000 10000 1960015 1960015 10490049 6474749 4015300 678049 399722 278327 1833273 1252828 580445 890099 467576 422523 363787 363787 81187 81187 48146 48146 7173033 3298234 3874799 727507 57887 669620 52565 23521 29044 932822 47399 885423 434481 235617 198864 260827 210854 49973 1302416 1027060 275356 999889 686353 313536 PRINTING & PUBLICATIONS 5388056 4642736 745320 OTHER EXPENSES 666751 87245 579506 34292952 18969927 15323025 0 488342 3204027 8517490 18150071 8874563 8530606 870127 1338174 1122371 969422 8178533 5678538 10395612 2499995 57379590 31940397 1382784 481315 85726 109887 89116605 67223894 8205141 3628537 6778216 6619506 11541935 0 2000000 0 45726 14019 28571018 10262062 X 60391132 56264309 154455 697523 60545587 56961832 89116605 67223894 X 5675143 -9643578 384680 X 0 1 X 1 0 X 75000 75000 145000 2022362 6686536 9003898 34528496 34450084 24011740 23546673 23727777 140264770 930487 943615 74900 182400 306690 2438092 35533983 35468699 24231640 25751435 30721003 151706760 0 0 0 151706760 2486955 4727642 2263228 3157971 2442299 15078095 2486955 4727642 2263228 3157971 2442299 15078095 403173 824248 237259 3908221 84355 5457256 38424111 41020589 26732127 32817627 33247657 172242111 0.88080 0.88120 0.08750 0.08580 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 24073 24073 48146 18921781 18969927 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 64062 59339 59928 48146 231475 250000 250000 250000 250000 1000000 1500000 30648 28896 29964 24073 113581 1253118 1253118 1320397 1235142 85255 5605018 4443396 1161622 2499995 457 PLAN LIABILITY 14019 14019 X PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM THE PAYMENT OF INCOME TAXES, ON ITS EXEMPT ACTIVITIES, UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC). HOWEVER, UNRELATED BUSINESS INCOME IS SUBJECT TO INCOME TAXES. THE ORGANIZATION HAS EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED ON EXAMINATION. THE ORGANIZATION'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. 1 NATIONAL ALLIANCE OF BLACK SCHOOL EDUCATORS PO BOX 176 TROY NY 12181 237451661 501(C)3 8000 0 N/A N/A SPONSORSHIP 1 0 X X X 0 0 0 0 0 0 0 0 0 RANJIT SIDJU CEO/EXECUTIVE DIRECTOR (THRU 4/22) 407373 0 0 0 45500 0 0 0 19152 0 472025 0 0 0 MATT MONJAN MANAGING DIRECTOR OF EDUCATIONAL PAR 172746 0 97680 0 11073 0 9900 0 54861 0 346260 0 0 0 KEN PRATT CHIEF MARKETING OFFICER (THRU 6/21) 206937 0 0 0 19500 0 260 0 61841 0 288538 0 0 0 STEPHEN FEDORE CHIEF IT OFFICER 190562 0 0 0 7638 0 0 0 48348 0 246548 0 0 0 DANA SHANKS-WILLIAMS CHIEF FINANCIAL OFFICER (THRU 4/22) 190270 0 0 0 29300 0 16534 0 6229 0 242333 0 0 0 NOAH RASKIN CHIEF FINANCIAL OFFICER (THRU 2/21) 190557 0 0 0 7960 0 10364 0 9910 0 218791 0 0 0 BRYAN BOWN MANAGING DIRECTOR, BUSINESS DEVELOPM 138737 0 2240 0 10208 0 581 0 52774 0 204540 0 0 0 PENNY REINART CHIEF IMPACT OFFICER 172553 0 0 0 13629 0 0 0 6671 0 192853 0 0 0 LANCE JOHANSON EDUCATIONAL PARTNERSHIPS, TEXAS 76968 0 61694 0 0 0 4962 0 48214 0 191838 0 0 0 MELANIE ROTHSTEIN MANAGING DIRECTOR, OFFICE OF OPERATI 139628 0 0 0 0 0 11345 0 32375 0 183348 0 0 0 BEATRICE JOAN WILSON MANAGING DIRECTOR, HUMAN RESOURCES 132948 0 0 0 9033 0 7073 0 28839 0 177893 0 0 0 ROBERT WEBB MANAGING DIR, CONFERENCE & EVENTS 140389 0 2553 0 19500 0 10616 0 4102 0 177160 0 0 0 DAMONE JONES CHIEF PARTNERSHIPS AND STRATEGY OFFI 109623 0 0 0 15820 0 0 0 37495 0 162938 0 0 0 SALE OF BUILDING 2022-02-12 17920000 SALES PRICE 546001106 ALEXANDRIA CITY SCHOOL BOARD 1340 BRADDOCK PLACE ALEXANDRIA VA 22314 501(C)(3) 0 0 0 0 FORM 990, PART VI, SECTION A, LINE 1A THE PRESIDENT, VICE PRESIDENT AND CEO COMPRISE THE EXECUTIVE COMMITTEE. THERE ARE NO MEMBERS OF THE EXECUTIVE COMMITTEE THAT ARE NOT ON THE GOVERNING BODY. THE EXECUTIVE COMMITTEE MEETS AS DEEMED NECESSARY OUTSIDE THE SCHEDULED BOARD MEETINGS TO ADDRESS PRESSING ISSUES. THE EXECUTIVE COMMITTEE ACTS ON BEHALF OF THE FULL BOARD OF DIRECTORS. FOR EXAMPLE, THE EXECUTIVE COMMITTEE ENGAGED SEARCH FIRM TO IDENTIFY, VET AND RECOMMEND A NEW CEO. FORM 990, PART VI, SECTION A, LINE 6 THERE SHALL BE TWO CATEGORIES OF MEMBERSHIP: INDIVIDUAL AND INSTITUTIONAL. THE PERIOD OF MEMBERSHIP SHALL BE 12 CALENDAR MONTHS FROM THE DATE THE MEMBERSHIP IS PROCESSED. ANY PERSON WHO WISHES TO SUPPORT THE PURPOSE OF ASCD AND TO SHARE IN ITS WORK SHALL BE ELIGIBLE FOR MEMBERSHIP AND MAY BECOME AN INDIVIDUAL MEMBER BY PAYING THE REQUIRED ANNUAL FEES. AN INDIVIDUAL MEMBER SHALL BE ENTITLED TO VOTE, TO HOLD OFCES FOR WHICH ELIGIBLE, TO PARTICIPATE IN AFFAIRS OF ASCD, AND TO RECEIVE BENETS AS PROVIDED FOR THE FEES PAID. AN ORGANIZATION MAY BECOME AN INSTITUTIONAL MEMBER ON PAYMENT OF THE ANNUAL FEES. SUCH INSTITUTIONAL MEMBERS SHALL BE ENTITLED TO RECEIVE THE BENETS AS PROVIDED FOR THE FEES PAID. FORM 990, PART VI, SECTION A, LINE 7A ASCD'S NOMINATIONS COMMITTEE DEVELOPS THE SLATE OF CANDIDATES FOR THE BOARD OF DIRECTORS ELECTION. THE GENERAL MEMBERSHIP THEN VOTES TO ELECT MOST OF THE MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B CHANGES TO THE GOVERNANCE OF THE ORGANIZATION ARE SUBJECT TO APPROVAL BY MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF DIRECTORS REVEIWS THE 990 AFTER IT IS PREPARED BY AN OUTSIDE CPA FIRM BUT BEFORE IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER AT THE START OF THEIR TERM IS REQUIRED TO READ AND AGREE BY SIGNING THE CONFLICT OF INTEREST POLICY. THE POLICY STATES THE FOLLOWING: THERE MAY BE TIMES IN YOUR ROLE AS A BOARD MEMBER THAT YOU COULD ENCOUNTER A CONFLICT OF INTEREST. THE FOLLOWING GUIDELINE ARE AVAILABLE TO HELP YOU IN SUCH A SITUATION. TO AVOID A CONFLICT OF INTEREST, AT THE TIME AN ACTION OR POLICY IS UNDER CONSIDERATION, EACH OFFICER AND ALL ELECTED OR APPOINTED OFFICIALS AND STAFF MEMBERS INFORM THE LEADERSHIP COUNCIL OR BOARD OF DIRECTORS MEMBERS OF ANY POSITION CURRENTLY HELD OR HELD IN THE PAST, OF ANY INVESTMENT, AND OF ANY BUSINESS OR A VOCATIONAL ACTIVITY THAT MAY RESULT IN A POSSIBLE CONFLICT OF INTEREST OR BIAS FOR OR AGAINST THE PARTICULAR ACTION OR POLICY. OFFICERS, DIRECTORS, OR STAFF MEMBERS ABSTAIN FROM PARTICIPATION IN THE REVIEW OF OR FROM VOTING ON ANY ACTION IN WHICH THEY HAVE A DIRECT OR INDIRECT INTEREST. THE PERSON HAVING THE CONFLICT RETIRES FROM THE ROOM IN WHICH THE LEADERSHIP COUNCIL OR BOARD OF DIRECTORS IS MEETING BUT PROVIDES ANY AND ALL RELEVANT INFORMATION. THE MINUTES OF THE MEETING REFLECT THAT THE CONFLICT OF INTEREST WAS DISCLOSED AND THAT THE INTERESTED PERSON WAS NOT PRESENT DURING THE FINAL DISCUSSION AND DID NOT VOTE. I AGREE THAT I WILL FOLLOW THE ABOVE GUIDELINES AND IF IN DOUBT ABOUT A SITUATION, I WILL BRING IT TO THE ATTENTION OF THE OTHER OFFICERS FOR CLARIFICATION. THE INDIVIDUAL BEARS THE RESPONSIBLITY FOR DISCLOSING A CONFLICT OF INTEREST. THE SUPERVISORS AND HR MONITOR THE EMPLOYEES CONFLICT OF INTEREST AND THE BOARD OF DIRECTORS MONITORS THE CONFLICT OF INTEREST FOR OTHER BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 THE TERMS OF ANY CONTRACT WITH THE EXECUTIVE DIRECTOR, AND THE COMPENSATION TO BE PAID THE EXECUTIVE DIRECTOR, SHALL BE REVIEWED PERIODICALLY BY THE EXECUTIVE COMMITTEE OR ITS DESIGNEE, WHICH MAY ENGAGE COUNSEL AND COMPENSATION SPECIALISTS AS THE COMMITTEE DEEMS ADVISABLE TO ASSURE THAT THE COMPENSATION PAID IS APPROPRIATE IN RELATION TO THAT PAID BY COMPARABLE INSTITUTIONS FOR SIMILAR SERVICES, AS WELL AS OTHER RELEVANT CONSIDERATIONS INCLUDING PERFORMANCE. TO BE EFFECTIVE, ANY REPORT, RECOMMENDATION OR FINDING OF THE COMMITTEE, OR ANY OTHER COMMITTEE, REGARDING THE EXECUTIVE DIRECTOR'S COMPENSATION, MUST BE APPROVED BY THE BOARD AND RECORDED IN THE MINUTES OF THE BOARD MEETING AT WHICH SUCH VOTE OCCURRED. THE SENIOR DIRECTOR, HUMAN RESOURCES ANNUALLY REVIEWS THE ASSOCIATE EXECUTIVE DIRECTOR'S, CHIEF OFFICERS', AND KEY STAFF'S COMPENSATION USING COMPENSATION SURVEYS AS A BENCHMARK. THE SENIOR DIRECTOR, HUMAN RESOURCES MAY OR MAY NOT MAKE A RECOMMENDATION FOR EQUITY ADJUSTMENTS BASED ON THE SURVEY DATA. ANCHORED WITH THE ANNUAL SALARY BUDGET AND INFORMATION FROM THE SENIOR DIRECTOR, HUMAN RESOURCES, THE EXECUTIVE DIRECTOR DETERMINES AND APPROVES ANNUAL INCREASES FOR THE ASSOCIATE EXECUTIVE DIRECTOR, CHIEF OFFICERS. AND KEY STAFF. 2017 WAS THE MOST RECENT YEAR IN WHICH THE PROCESS INCLUDED REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 3,298,234. MANAGEMENT AND GENERAL EXPENSES 3,874,799. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 7,173,033. FORM 990, PART XI, LINE 9: GAIN ON INTEREST RATE SWAP 385,645. INVESTMENT LOSS FROM SGC, LLC -965. NBHQ LLC 2800 SHIRLINGTON ROAD SUITE 1001 ARLINGTON VA 22206 833201712 TO ACQUIRE A LEASEHOLD INTEREST IN CERTAIN LAND OWNED BY ITS INITIAL MEMBER VA 1136356 1256 ASSOCIATION FOR SUPERVISION AND CURRICULUM DEVELOPMENT ASCD STUDENT GROWTH CENTER LLC 1703 N BEAUREGARD ST ALEXANDRIA VA 22311 815332840 INACTIVE - PREVIOUSLY PROVIDED PROF. DEVELOPMENTS SERVICES FOR EDUCATORS KY N/A RELATED -386 0 1 0.60000 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0