2023-06-13T16:37:20-05:00 2022-07-31 814234542 BPM LLP 4200 BOHANNON DRIVE SUITE 250 MENLO PARK CA 940251021 990 2021-08-01 942650833 MATHEMATICAL SCIENCES RESEARCH INSTITUTE MATH 5106420143 17 GAUSS WAY BERKELEY CA 94720 TATIANA TORO DIRECTOR 5106420143 2023-06-12 1 TATIANA TORO 999009999 CAROLYN R AMSTER P00189994 6508556800 2023-06-12 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z TATIANA TORO 17 GAUSS WAY BERKELEY CA 94720 34553757 0 X WWW.MSRI.ORG X 1980 CA THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXISTS TO FOSTER AND COMMUNICATE MATHEMATICAL RESEARCH IN A BROAD RANGE OF FUNDAMENTAL TOPICS AND APPLICATIONS, DEVELOP MATHEMATICAL TALENT AND CULTIVATE A SENSE OF BELONGING AND ENCOURAGEMENT AND INSPIRE AND APPRECIATION OF THE POWER, BEAUTY, AND JOYS OF MATHEMATICS. 39 37 31 79 0 0 44738820 20320178 333991 392287 710135 673607 3517 10716 45786463 21396788 1640807 4870846 0 0 3513442 3851806 0 0 1263351 3274170 4603465 8428419 13326117 37358044 8070671 85421811 90263137 667342 1085482 84754469 89177655 X THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXISTS TO FOSTER AND COMMUNICATE MATHEMATICAL RESEARCH IN A BROAD RANGE OF FUNDAMENTAL TOPICS AND APPLICATIONS, DEVELOP MATHEMATICAL TALENT AND CULTIVATE A SENSE OF BELONGING AND ENCOURAGEMENT AND INSPIRE AND APPRECIATION OF THE POWER, BEAUTY, AND JOYS OF MATHEMATICS. 0 0 8095648 4870846 396094 SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS. IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 5 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 60-120 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE. MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. 1341045 COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. 926861 MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND THE PUBLIC UNDERSTANDING OF AND APPRECIATION FOR MATHEMATICS. THESE INCLUDE SUPPORTING MATHEMATICS RELATED EVENTS FOR CHILDREN (THE BAY AREA MATHEMATICS OLYMPIAD); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS). IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI AND THROUGHOUT THE COUNTRY FOR THE PUBLIC. THESE EVENTS HELP THE INTERESTED LAY PERSON TO UNDERSTAND THE IMPORTANCE OF MATHEMATICS AND ITS APPLICATIONS IN OUR SOCIETY AND CULTURE AND TO APPRECIATE THE SIGNIFICANT RECENT ADVANCES IN THE DISCIPLINE. 10363554 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 143 0 1 31 1 0 0 0 0 0 0 0 0 0 0 0 0 X 39 37 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 1 1 1 0 AL AK AR CA CT FL GA IL KS KY MA MD MI MN MS NC NH NJ NM NY OK OR PA RI SC TN UT VA WI WV X STEFANIE YURUS 5106429238 17 GAUSS WAY BERKELEY CA 947205070 DAVID EISENBUD DIRECTOR 40.00 X X 175185 0 17408 HELENE BARCELO DEPUTY DIRECTOR 40.00 X X 293194 0 56340 IAN AGOL TRUSTEE 1.00 X 0 0 0 EDWARD D BAKER BOARD CHAIR 1.00 X X 0 0 0 DEBORAH LOEWENBERG BALL TRUSTEE 1.00 X 0 0 0 GEORGIA BENKART TRUSTEE 1.00 X 0 0 0 VINEER BHANSALI TRUSTEE 1.00 X 0 0 0 CAROL CHRIST TRUSTEE 1.00 X 0 0 0 MAY P CHU TREASURER 1.00 X X 0 0 0 STEPHEN DELLA PIETRA TRUSTEE 1.00 X 0 0 0 VINCENT DELLA PIETRA TRUSTEE 1.00 X 0 0 0 CHARLES FEFFERMAN TRUSTEE 1.00 X 0 0 0 SEAN FAHEY TRUSTEE 1.00 X 0 0 0 ROBERT FERNHOLZ TRUSTEE 1.00 X 0 0 0 DANIEL S FREED TRUSTEE 1.00 X 0 0 0 SYLVESTER JAMES GATES JR TRUSTEE 1.00 X 0 0 0 JEFF GOODBY TRUSTEE 1.00 X 0 0 0 VINITA GUPTA TRUSTEE 1.00 X 0 0 0 MARGARET HOLEN TRUSTEE 1.00 X 0 0 0 RONALD N KAHN TRUSTEE 1.00 X 0 0 0 MARIA M KLAWE TRUSTEE 1.00 X 0 0 0 MARK KLEIMAN TRUSTEE 1.00 X 0 0 0 HENRY LAUFER TRUSTEE 1.00 X 0 0 0 KRISTIN LAUTER TRUSTEE 1.00 X 0 0 0 R PRESTON MCAFEE TRUSTEE 1.00 X 0 0 0 JACK MCCAULEY TRUSTEE 1.00 X 0 0 0 DUSA MCDUFF TRUSTEE 1.00 X 0 0 0 HELEN MEYER SECRETARY 1.00 X X 0 0 0 ANDREI OKOUNKOV TRUSTEE 1.00 X 0 0 0 ARLIE PETTERS TRUSTEE 1.00 X 0 0 0 JAMES H SIMONS TRUSTEE 1.00 X 0 0 0 ROGER A STRAUCH TRUSTEE 1.00 X 0 0 0 SANDOR STRAUS TRUSTEE 1.00 X 0 0 0 TERENCE TAO VICE CHAIR 1.00 X X 0 0 0 DARIO VILLANI TRUSTEE 1.00 X 0 0 0 BOBBY YAZDANI TRUSTEE 1.00 X 0 0 0 STEFANIE YURUS CONTROLLER 40.00 X 151145 0 68014 ANNIE AVERITT DIRECTOR FOR ADVANCEMENT & 40.00 X 223308 0 31955 AARON HALE IT MANAGER 40.00 X 203951 0 49014 ARTHUR BOSSE OPERATIONS MANAGER 40.00 X 128918 0 41060 CHRISTINE MARSHALL PROGRAM MANAGER 40.00 X 116457 0 39599 DEMAUR OWENS IT MANAGER 40.00 X 120433 0 20488 1412591 0 323878 8 0 1 0 GEORGE CSICERY 3853 HOWE ST OAKLAND CA 94611 FILMMAKER 145227 1 5609811 14710367 2211265 20320178 ACADEM.SVC FEES & OTHER 900099 392287 392287 392287 702368 702368 6909 6909 13128208 13156969 -28761 -28761 -28761 3807 0 3807 3807 21396788 396094 0 680516 X 21000 21000 4532925 4532925 316921 316921 1186368 642292 317428 226648 1922753 1040966 514457 367330 173377 86190 64475 22712 365998 185498 127743 52757 203310 104362 67851 31097 12414 5466 4342 2606 73666 73666 327565 327565 1387272 1124839 21637 240796 174246 96846 14058 63342 333701 324220 302 9179 228212 194257 22360 11595 151358 25999 2976 122383 688767 610105 67425 11237 200593 172510 24071 4012 WORKSHOP EXPENSES 789664 773736 15928 PUBLIC & FUNDRAISING EV 140456 63974 76482 ADMINISTRATIVE SUPPORT 55155 12196 24342 18617 MISC. EXPENSES 30100 27135 407 2558 10296 2117 8179 13326117 10363554 1699212 1263351 66 3956 6932308 5180974 38273486 37468247 5169 24048 52922 200005 18862774 12724046 6570438 6138728 24827410 32252572 8737762 8972929 22250 21678 85421811 90263137 659968 1078108 7374 7374 667342 1085482 X 7885785 7112268 76868684 82065387 84754469 89177655 85421811 90263137 8070671 -3647485 0 X X 0 1 X 1 1 1 X 11781719 8303124 7844027 44738820 20320178 92987868 11781719 8303124 7844027 44738820 20320178 92987868 46157724 46830144 528482 610616 500168 346915 709277 2695458 6762 6762 95690088 2278124 0.48940 0.48940 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 67057595 7331396 -3287400 1037041 70064550 28464802 36269461 2938032 614700 67057595 25964786 810562 2030994 341540 28464802 25599705 486600 769013 890532 26066568 23908940 1094796 1467376 871407 25599705 0.95080 0.04920 0 0 13599094 8776851 4822243 5263680 3947195 1316485 6138728 ALTERNATIVE INVESTMENTS 8972929 F 8972929 PART V, LINE 4: ENDOWMENTS ARE HELD TO SUPPORT THE WORK OF RESEARCH PROFESSORS, POSTDOCTORAL SCHOLARS, AND PUBLIC UNDERSTANDING OF MATH PROGRAMS. 0 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 8972929 EUROPE 0 0 GRANT MAKING 201503 MIDDLE EAST AND NORTH AFRICA 0 0 GRANT MAKING 2000 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANT MAKING 109683 SOUTH ASIA 0 0 GRANT MAKING 3735 0 0 0 0 0 0 9289850 0 9289850 EUROPE TO FUND PRODUCTION OF VIDEOS ABOUT MATH FOR YOUTUBE NUMBERPHILE CHANNEL 150000 WIRE 0 0 1 STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS EUROPE 60 51503 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS MIDDLE EAST AND NORTH AFRICA 2 2000 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 41 109683 CHECK, WIRE STIPENDS FOR RESEARCHERS, PER DIEM AND TRAVEL EXPENSE REIMBURSEMENTS SOUTH ASIA 1 3735 CHECK, WIRE 0 0 1 0 0 0 PART III ACCOUNTING METHOD: PART III GRANTS & OTHER ASSISTANCE TO INDIVIDUALS OUTSIDE THE US THE ORGANIZATIONS IS REPORTING BASED ON WHERE THE RESEARCH OCCURS. 1 STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT 789 4284291 248634 COST BENEFITS PART I, LINE 2: MSRI REQUIRES SUBMISSION OF TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY AGENCY GRANTS, VERIFICATION OF THE RECIPIENTS' UNITED STATES CITIZENSHIP IS OBTAINED. 1 X X X 0 0 0 0 0 0 0 1 0 HELENE BARCELO DEPUTY DIRECTOR 267309 0 25000 0 885 0 29364 0 26976 0 349534 0 0 0 ANNIE AVERITT DIRECTOR FOR ADVANCEMENT & 192208 0 30000 0 1100 0 22390 0 9565 0 255263 0 0 0 AARON HALE IT MANAGER 199100 0 3751 0 1100 0 20479 0 28535 0 252965 0 0 0 STEFANIE YURUS CONTROLLER 146462 0 3129 0 1554 0 15590 0 52424 0 219159 0 0 0 DAVID EISENBUD DIRECTOR 174085 0 0 0 1100 0 17408 0 0 0 192593 0 0 0 ARTHUR BOSSE OPERATIONS MANAGER 124896 0 2659 0 1363 0 13215 0 27845 0 169978 0 0 0 CHRISTINE MARSHALL PROGRAM MANAGER 112952 0 2405 0 1100 0 11982 0 27617 0 156056 0 0 0 PART I, LINE 6 DISCRETIONARY BONUSES WERE AWARDED BASED ON THEIR PERFORMANCES. THESE AMOUNTS WERE APPROVED BY THE COMPENSATION COMMITTEE AND DIRECTOR RESPECTIVELY. X 14877 X 2 2196388 FMV 0 0 0 PART I, LINE 33: THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS FORM 990, PART VI, SECTION A, LINE 2 SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CONTROLLER. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CONTROLLER PRIOR TO FILING THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12 CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 15 THE OPERATIONS MANAGER PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 66,472. MANAGEMENT AND GENERAL EXPENSES 6,438. FUNDRAISING EXPENSES 19,690. TOTAL EXPENSES 92,600. PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 21,395. MANAGEMENT AND GENERAL EXPENSES 14,186. FUNDRAISING EXPENSES 34,205. TOTAL EXPENSES 69,786. IT SERVICES: PROGRAM SERVICE EXPENSES 131,704. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 21,453. TOTAL EXPENSES 153,157. WEBSITE SERVICES: PROGRAM SERVICE EXPENSES 267,798. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 267,798. CONSULTANT SERVICES: PROGRAM SERVICE EXPENSES 637,470. MANAGEMENT AND GENERAL EXPENSES 1,013. FUNDRAISING EXPENSES 165,448. TOTAL EXPENSES 803,931. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. MATHEMATICAL SCIENCES UK 10 QUEEN STREET PLACE LONDON UK EC4R 1BE TO FURTHER FUNDAMENTAL KNOWLEDGE IN MATHEMATIC & MATHEMATICAL SCIENCE UK 501(C)(3) MATHEMATICAL SCIENCES RESEARCH INSTITITUTE 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 MATHEMATICAL SCIENCES UK R 6951 ACTUAL