2023-05-31T18:45:42-05:00 2022-06-30 472717606 LEVY LAUTER LLP 201 WILSHIRE BLVD 3RD FLOOR SANTA MONICA CA 90401 990PF 2021-07-01 953979100 The Max H Gluck Foundation Inc MAXH 3105197011 PO Box 55516 Sherman Oaks CA 91413 Jon Kaswick President 3105197011 2023-05-31 1 Jon Kaswick 999009999 SHAOUL LEVY P01380835 3108273808 X 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X 110258844 X X 23518 23518 2668802 2668802 2514908 19616390 2514908 239980 239980 5447208 5447208 217000 22701 181955 9572 728 8250 72051 68448 3603 664414 664414 0 81966 34269 10673 2837 0 2802 0 2802 46813 0 26301 1097455 790560 233584 4376330 4512501 5473785 790560 4746085 -26577 4656648 50234 50496 50496 10150201 4059839 4059839 6386 15061 15061 8381158 8181712 8181712 44352387 36019491 36019491 20605753 24432737 24432737 47637944 37302172 37302172 15282 14490 2749 792 792 396376 196544 196544 131583188 110258844 110258844 36686 36344 4197701 3011862 292774 19922 4527161 3068128 X 127056027 107190716 127056027 107190716 131583188 110258844 127056027 -26577 0 127029450 19838734 107190716 PUBLICLY TRADED SECURITIES P 2021-06-30 2022-06-30 19616390 17101482 2514908 2514908 2514908 64727 0 64727 0 64727 26337 0 20000 0 46337 X 0 18390 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 www.gluckfoundation.org LEVY LAUTER LLP 3108273808 201 WILSHIRE BOULEVARD 3RD FLOOR SANTA MONICA CA 90403 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 JON A KASWICK MD P O Box 55516 Sherman Oaks CA 91413 President 2.00 2000 0 0 Richard Reinis 2121 Ave of the Stars Ste 900 Los Angeles CA 90067 Director 1.00 2000 0 0 Jennifer Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Julie Kaswick P O Box 55516 Sherman Oaks CA 91413 Secretary 1.00 2000 0 0 Jessica Kaswick 5625 Crescent Park W 119 Playa Vista CA 90094 Executive Director 40.00 205000 0 0 Cathy Hession P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 Hetal Patel P O Box 55516 Sherman Oaks CA 91413 Director 1.00 2000 0 0 NONE 0 NONE 0 0 121117355 3973718 247824 125338897 644834 0 125338897 5562168 119776729 5988836 5988836 64727 64727 5924109 0 5924109 0 5924109 4746085 0 4746085 5924109 1091193 0 0 4746085 1091193 0 0 3654892 0 0 0 0 0 0 0 0 2269217 0 0 0 X Angels Gate Cultural Center 3601 S Gaffey Street San Pedro CA 90731 N/A PC ARTISTS-IN-CLASSROOM 100000 Autry Museum of the American West 4700 Western Heritage Way Los Angeles CA 90027 N/A PC AUTRY-IN-RESIDENCE 25000 Boys and Girls Club of LA Harbor 1200 S Cabrillo Ave San Pedro CA 90731 N/A PC WILMINGTON AFTER-SCHOOL PROGRAM 75000 CA Hospital Medical Center 1401 S Grand Ave los Angeles CA 90015 N/A PC HOPE STREET'S AFTER-SCHOOL PROGRAM 50000 CA School of the Arts - SAN GABRIEL VALLEY 1010 N Main Street SANTA ANA CA 92701 N/A PC GLUCK ARTS FELLOWSHIP PROGRAM 25000 Carnegie HallThe Academy 881 Seventh Avenue New York NY 10019 N/A PC ENSEMBLE CONNECT 150000 Children's Hospital of Los Angeles 3303 Wilshire Boulevard Ste 320 Los Angeles CA 90010 N/A PC MARK TAPER - JOHNNY MERCER ARTISTS PROGRAM 30000 Conga Kids 5858 Wilshire Blvd Los Angeles CA 90036 N/A PC DANCE PROGRAM 60000 Fulfillment Fund 6100 Wilshire Blvd Suite 600 Los Angeles CA 90048 N/A PC HS PROGRAMS FOR COLLEGE ACCESS & SUCCESS 67639 Harmony Project 817 Vine Street Ste 212 Los Angeles CA 90038 N/A PC REGIONAL YOUTH ORCHESTRA 150000 Hillsides 940 Avenue 64 Pasadena CA 91105 N/A PC YOUTH MOVING ON 35000 Homes For Families 21031 Ventura Blvd Suite 610 Woodland Hills CA 91364 N/A PC TRAUMA-INFORMED ART & DRUMMING PROGRAM 75000 Inner City Arts 720 Kohler St Los Angeles CA 90021 N/A PC VISIUAL, MEDIA & PERFORMING ARTS INSTITUTES 35000 Leo Baeck Temple 1300 N Sepulveda Blvd Los Angeles CA 90049 N/A PC EXPERIENTIAL ARTS EDUCATION PROGRAM 50000 Los Angeles County Museum of Art 5905 Wilshire Blvd Los Angeles CA 90036 N/A PC MAYA MOBILE & ANCIENT WORLD MOBILE 585832 Los Angeles Museum of the Holocaust 100 The Grove Dr Los Angeles CA 90036 N/A PC SHARE OUR STORIES 80000 Los Angeles Opera 135 N Grand Ave Los Angeles CA 90012 N/A PC OPERA FOR YOUNG PEOPLE SERIES, OPERA PREP 156800 Los Angeles Philharmonic Association 135 N Grand Ave Los Angeles CA 90012 N/A PC SYMPHONIES FOR SCHOOLS, YOUTH ORCHESTRA LA (YOLA) 432850 Loyola Marymount University 1 Loyola Marymount University Dr Los Angeles CA 90045 N/A PC COLLEGE OF COMMS. & FINE ATRS' COMMUNITY OUTREACH INITIATIVE 40000 Natural History Museum 10th St Constitution Avenue Washington DC DC 20560 N/A PC MOBILE MUSEUM PROGRAM 337333 Orange County High School for The Arts 1010 N Main Street Santa Ana CA 92701 N/A PC Community Service Arts Programs 75000 The Colburn School 200 S Grand Ave Los Angeles CA 90012 N/A PC SUMMER ENCOUNTER, GLUCK FELLOWSHIP PROGRAM, JUMPSTART YOUNG MUSICIANS PROGRAM 360644 The Juilliard School 60 Lincoln Center new York NY 10023 n/A PC Student Fellowship Program 300000 The Shakespeare Center of Los Angeles 1238 W 1st St Los Angeles CA 90026 N/A PC WRITE ON! 50000 UCLA - Herb Albert School of Music 445 Charles E Young Dr E lOS Angeles CA 90095 n/A PC GLUCK FELLOWSHIP PROGRAM 275903 United Friends of the Children 1055 Wilshire Blvd 1955 Los Angeles CA 90017 N/A PC SCHOLARS PROGRAM 75000 Venice Family Clinic 604 Rose Ave Venice CA 90291 n/A PC Education and Support Program 50000 Westchester Medical Center Foundation 100 Woods Road Valhalla NY 10595 N/A PC CHILD LIFE AND CREATIVE ARTS THERAPY TEAM 75000 WriteGirl 1330 Factory Pl Unit F104 Los Angeles CA 90013 N/A PC CORE MENTORING PROGRAM 27500 Griffith Observatory Foundation 2800 E Observatory Rd Los Angeles CA 90027 N/A PC FIFTH-GRADE SCHOOL FIELD TRIP PROGRAM 21750 HARBOR COMMUNITY HEALTH CENTERS 593 W 6TH ST SAN Pedro CA 90731 N/A PC PEDIATRIC PROGRAM 50000 LOS ANGELES COUNTY DEPT OF ARTS & CULTURE 145 N SEPULVEDA BLVD LOS Angeles CA 90049 N/A PC LA COUNTY ARTY EDUCATION COLLECTIVE 25000 THE MUSIC CENTER 135 N Grand Ave Los Angeles CA 90012 N/A PC ARTS INTEGRATION PARTNERSHIPS 50000 UNIVERSITY OF CALIFORNIA RIVERSIDE 1955 CHICAGO AVE SUITE 200 RIVERside CA 92507 N/A PC GLUCK FELLOWS PROGRAM 416250 WESTSIDE FAMILY HEALTH CENTER 3861 SEPULVEDA BLVD CULVER CITY CA 90230 N/A PC FAMILY PRACTICE 100000 4512501 0 14 23518 14 2668802 18 239980 18 2514908 0 5447208 0 5447208 0 0 0 0 0 0 0 0 0 0 Audit & Accounting Fees 72051 68448 3603 In accordance with Reg. 53.4942(a)-2(c)(3)(iv), the Foundation is excluding from its minimum investment return (MIR) calculation a total of $5,562,168 in cash that it deems held for charitable activities. This amount is in excess of 1.5% of the fair market value (FMV) of the Foundation's total assets. The following information is submitted in support of the exclusion of $5,562,168 from MIR: 1. FMV of Foundation's average total assets- Part X, Line 3: $121,117,355 2. 1.5% of line 1: $1,816,760 3. Justification of the exclusion of an amount in excess of the amount on line 2: As of June 30, 2022, the Foundation has grant commitments of $5,562,168 Therefore, a total of $5,562,168 is deemed held for charitable activities. Historically, the Foundation has funded grant commitments ranging from $4,165,000 to $5,436,000 annually. Office Furniture 1991-11-27 706 706 SL 7.000000000000 0 0 Office Furniture-Chest 1991-12-11 170 170 SL 7.000000000000 0 0 Conference Table & Chairs 1995-04-01 1189 1189 SL 7.000000000000 0 0 Office Filing Cabinets 2006-08-24 1337 1337 SL 10.000000000000 0 0 Office Software 2019-04-04 11000 8251 SL 3.000000000000 2749 0 OFFICE EQUIPMENT 2021-12-22 880 SL 5.000000000000 88 0 Morgan Stanley 237-029670 Corporate Bonds 10702563 10702563 Morgan Stanley 237-029935 Corporate Bonds 6133886 6133886 Morgan Stanley 237-029733 Corporate Bonds 7596288 7596288 Morgan Stanley 237-029670 Stock 2140200 2140200 Morgan Stanley 237-029664 Stock 8319447 8319447 Morgan Stanley 237-029729 Stock 6434884 6434884 Morgan Stanley 237-029932 Stock 8793106 8793106 Morgan Stanley 237-029731 Stock 4657322 4657322 Morgan Stanley 237-029856 Stock 5674532 5674532 8181712 8181712 0 0 Morgan Stanley 237-029670 Templeton Global Bond Fund FMV 6512260 6512260 Morgan Stanley 237-029670 Alkeon Growth Offshore Fund FMV 3732671 3732671 Morgan Stanley 237-029670 Millennium Int'L Hedge Fund FMV 2435847 2435847 UMB - Blackgold Opportunity Offshore Fund FMV 279817 279817 Morgan Stanley 237-029670 Lord Abbett Sht Duration FMV 5950418 5950418 Morgan Stanley 368 Pimco Income FMV 6931175 6931175 Morgan Stanley 368 AMG Yacktman FMV 8144328 8144328 Morgan Stanley 237-029670 PE PREMR OAKTREE XI OFFSHR CPV AT COST 72770 72770 Morgan Stanley 237-029670 PE PREMR OAKTREE XI OFFSHR AT COST 788934 788934 Morgan Stanley 237-029670 - Main ETF FMV 794500 794500 Morgan Stanley 237-029670 - PE PREMIER BLKSTONE SP IX CPV FMV 55700 55700 Morgan Stanley 237-029670 - PE PREMIER BLKSTONE SPVIII CPV FMV 120948 120948 Morgan Stanley 237-029670 - PE PREMIER BLKSTONE SP IX FMV 147008 147008 Morgan Stanley 237-029670 - PE PREMIER BLKSTONE SPV III FMV 1335796 1335796 Office Furniture 706 706 0 Office Furniture-Chest 170 170 0 Conference Table & Chairs 1189 1189 0 Office Filing Cabinets 1337 1337 0 Office Software 11000 11000 0 OFFICE EQUIPMENT 880 88 792 ACCRUED DIVIDENDS AND INTEREST ON INVESTMENTS 162024 157659 157659 SECURITY SALES PROCEEDS RECEIVABLE 234352 38885 38885 Unrealized Net Capital Loss on Investments 19838734 Insurance 10844 0 9326 Bank Charges 30 0 0 Office Supplies/Expenses 17747 0 0 Telephone 1217 0 0 Dues & Subscriptions 16975 0 16975 CAPITAL GAIN DISTRIBUTION 238291 238291 238291 OTHER INCOME 1558 1558 1558 TAX REFUNDS 131 131 131 Security Purchases Payable 169111 19922 EXCISE TAX PAYABLE 123663 0 Investment Advisory Fees 664414 664414 0 The following information is submitted in support of the reduction from fair market value (FMV) claimed on line 1e of Part X under the authority of IRC Sec. 4942(e)(2)(B) and Reg. 53.4942(a)-2(c)(4): 1. Securities description: 10,343 units Alkeon Growth Offshore Fund - $3,732,671 92 units Blackgold Opportunity Offshore Fund - $279,817 1,030 units Millennium International HedgeFocus Fund - $2,435,847 2. Foundation's ownership in each fund: less than 3% 3. Total FMV of the securities prior to the valuation discount: $6,448,335. 4. Amount of discount claimed: 10%, $644,834. 5. Discount justification: The Foundation's investment in the above funds are subject to certain redemption restrictions, which may result in the Foundation not receiving sales proceeds for in excess of 6 months. A 10% discount to the value of these funds has therefore been included to reflect their lack of liquidity. State Filing Fees 50 0 0 Foreign Tax Withheld 33312 33312 0 Payroll Taxes 12385 957 10673 Excise Taxes 36219 0 0