2023-06-08T12:25:38-05:00 2022-08-31 873707167 CBIZ MARKS PANETH LLC 685 THIRD AVENUE NEW YORK NY 10017 990 2021-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET 15 FL NEW YORK NY 10005 LORRAINE HARITON PRESIDENT 2125147600 2023-06-06 1 LORRAINE HARITON 999009999 MAGDALENA CZERNIAWSKI P00535099 2125038800 2023-06-06 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z LORRAINE HARITON 120 WALL STREET 15 FL NEW YORK NY 10005 26751801 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 43 42 116 42 0 0 13090396 16944443 5031680 4639058 4031339 353570 0 10836 22153415 21947907 0 0 0 0 13700982 15277495 0 0 2911457 6018010 7327708 19718992 22605203 2434423 -657296 56172197 51330663 11995274 11254074 44176923 40076589 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 4222736 GLOBAL BRAND AND STRATEGIC COMMUNICATIONS THE GLOBAL BRAND AND STRATEGIC COMMUNICATIONS DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY GLOBALLY BY DEVELOPING AND STRENGTHENING ITS BRAND, PRODUCTS AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING AND PRODUCING ALL PRODUCTS, PUBLICATIONS AND COLLATERAL MATERIALS, AND FOR BUILDING PUBLIC EDUCATION AND AWARENESS OF CATALYST'S WORK THROUGH MEDIA RELATIONS, MARKETING OPPORTUNITIES AND SOCIAL MEDIA CAMPAIGNS, AS WELL AS INITIATIVES LIKE THE CATALYST CEO CHAMPIONS FOR CHANGE. 3990283 3195384 LEARNING AND ADVISORY SERVICESTHE GLOBAL LAS TEAM IS RESPONSIBLE FOR THE DEVELOPMENT AND DELIVERY OF FEE-FOR-SERVICE WORKSHOPS AND OTHER PROGRAMMING DESIGNED TO ACCELERATE PROGRESS FOR WOMEN IN THE WORKPLACE THROUGH INDIVIDUAL AWARENESS BUILDING, SHIFTING MINDSETS AND BEHAVIORS AND COMMITMENT TO ACTION PLANS. TWO FOUNDATIONAL PROGRAMS INCLUDE MARC (MEN ADVOCATING REALCHANGE) WHICH ENGAGES MEN IN CHAMPIONING WOMEN IN THE WORKPLACE AND LEI (LEAD FOR EQUITY AND INCLUSION) WHICH HELPS INDIVIDUALS LEARN HOW TO OVERCOME BIAS AND BECOME MORE INCLUSIVE LEADERS. 2460535 RESEARCH THE RESEARCH TEAM CONDUCTS APPLIED RESEARCH TO PROMOTE GENDER, RACIAL AND ETHNIC INCLUSION IN WORKPLACES AROUND THE WORLD. THIS RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS AND SURVEYS, AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS CREATING EQUITABLE AND INCLUSIVE WORKPLACES FOR WOMEN AND MEN. CATALYST CONDUCTS RESEARCH GLOBALLY AND HAS PRODUCED REPORTS SPECIFIC TO THE UNITED STATES, CANADA, EUROPE, INDIA, AUSTRALIA, JAPAN AND MEXICO. 4577307 1443674 ALL OTHER PROGRAMS:NATIONAL EDUCATION, GLOBAL COMMUNICATIONS, AND GLOBAL EVENTS. 4577307 1443674 15250861 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 69 0 1 116 1 0 1 CA SZ AS 0 0 0 1 1 0 0 0 0 0 0 X 43 42 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X TATYANA BASIS VICE PRESIDENT FINANCE 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 ALBERT BOURLA DIRECTOR 1.00 X 0 0 0 ALFRED F KELLY JR DIRECTOR 1.00 X 0 0 0 ANDREW J MCMAHON DIRECTOR 1.00 X 0 0 0 ARNOLD W DONALD DIRECTOR (OUTGOING) 1.00 X 0 0 0 BILLY GIFFORD DIRECTOR 1.00 X 0 0 0 BRIAN CORNELL DIRECTOR 1.00 X 0 0 0 BRIAN MOYNIHAN DIRECTOR 1.00 X 0 0 0 CATHY ENGELBERT TREASURER 1.00 X X 0 0 0 DARA KHOSROWSHAHI DIRECTOR 1.00 X 0 0 0 DARRYL WHITE DIRECTOR 1.00 X 0 0 0 DAVID S TAYLOR DIRECTOR (OUTGOING) 1.00 X 0 0 0 ELLIOTT PORTNOY DIRECTOR 1.00 X 0 0 0 ENRIQUE HERNANDEZ JR DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 HAMDI ULUKAYA DIRECTOR 1.00 X 0 0 0 HENRY KRAVIS DIRECTOR (OUTGOING) 1.00 X 0 0 0 ILHAM KADRI DIRECTOR 1.00 X 0 0 0 JAMES D TAICLET DIRECTOR 1.00 X 0 0 0 JAMES QUINCEY DIRECTOR 1.00 X 0 0 0 JAMIE DIMON DIRECTOR 1.00 X 0 0 0 JANET FOUTTY DIRECTOR 1.00 X 0 0 0 JENNY JOHNSON DIRECTOR 1.00 X 0 0 0 JIM FITTERLING DIRECTOR 1.00 X 0 0 0 JULIE SWEET CHAIR 1.00 X X 0 0 0 KATHY WARDEN DIRECTOR 1.00 X 0 0 0 KELLY GRIER DIRECTOR (OUTGOING) 1.00 X 0 0 0 KENNETH C FRAZIER DIRECTOR (OUTGOING) 1.00 X 0 0 0 KIRT WALKER DIRECTOR 1.00 X 0 0 0 KRISTIN PECK DIRECTOR 1.00 X 0 0 0 LINDA L ADDISON DIRECTOR 1.00 X 0 0 0 LORRAINE HARITON PRESIDENT & CEO 35.00 X X 523799 0 54962 LYNN MARTIN DIRECTOR 1.00 X 0 0 0 MARC B LAUTENBACH SECRETARY 1.00 X X 0 0 0 MARGO GEORGIADIS DIRECTOR 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL D HSU DIRECTOR 1.00 X 0 0 0 MICHAEL K WIRTH DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 NV TYAGARAJAN DIRECTOR 1.00 X 0 0 0 PAUL KNOPP DIRECTOR 1.00 X 0 0 0 PENNY PENNINGTON DIRECTOR 1.00 X 0 0 0 REVATHI ADVAITHI DIRECTOR 1.00 X 0 0 0 ROB DAVIS DIRECTOR 1.00 X 0 0 0 SHAR DUBEY DIRECTOR 1.00 X 0 0 0 SHELLEY O'CONNOR DIRECTOR (OUTGOING) 1.00 X 0 0 0 SHELLYE ARCHAMBEAU DIRECTOR 1.00 X 0 0 0 STACEY CUNNINGHAM DIRECTOR (OUTGOING) 1.00 X 0 0 0 SOPHIE BELLON DIRECTOR 1.00 X 0 0 0 HEATHER FOUST CUMMINGS SR. VICE PRESIDENT, RESEARCH 35.00 X 230281 0 20774 IRIS HENRIES SR. VICE PRESIDENT, GBSC 35.00 X 219464 0 47941 JULIE WIEDENHEFT SR. VICE PRESIDENT, LAS 35.00 X 200051 0 52793 LEELA WILSON SR. VP, COMMUNITY & CONVENING 35.00 X 236042 0 34261 STACEY BAIN COO 35.00 X 323758 0 83229 DAVID LEE VICE PRESIDENT, STRATEGIC PLANNING 35.00 X 206465 0 48154 EMILY ZUCKERMAN CHIEF PRIVACY OFFICER 35.00 X 174493 0 62123 JAMES MBASSA VP, INFORMATION TECHNOLOGY 35.00 X 186567 0 35862 MEGAN DIAZ ELLINGHAUS SENIOR DIRECTOR 35.00 X 158481 0 46364 SVETLANA MOSTOVSKY VICE PRESIDENT, DEV. 35.00 X 182146 0 39297 2641547 0 525760 41 0 1 0 AGENCYEA LLC 311 W WALTON STREET CHICAGO IL 60610 VIRTUAL EVENTS PLANNING AND PRODUCTION 653934 BURNS GROUP NYC LLC 219 SUNSET AVENUE RIDGEWOOD NJ 07450 PROFESSIONAL & CONSILTATION FEE 226061 SILLY MONKEY STUDIOS LLC (KANOPI STUDIO 1000 N WEST ST SUITE 1200 WILMINGTON DE 19801 WEBSITE DEVELOPMENT 216000 3 1940175 1560812 13443456 16944443 CONFERENCE REVENUE 900099 1443675 1443675 LEI WORKSHOPS AND SITE LICENSE 900099 1257627 1257627 MARC LEADERS COHORT/WORKSHOPS 900099 1158983 1158983 ADVISORY SERVICES 900099 403500 403500 HONORARIA 900099 375273 375273 4639058 472551 472551 4443762 4562743 -118981 -118981 -118981 260000 1940175 241151 18849 18849 FOREIGN GAIN/LOSS -8013 -8013 -8013 21947907 4639058 0 364406 X 2322226 1901332 420894 9155795 5784119 1929697 1441979 637818 392126 140271 105421 2204618 1509957 378665 315996 957038 659692 171228 126118 156779 156779 3118163 2399174 653003 65986 263564 244871 18693 69720 55837 8700 5183 45487 22161 17518 5808 726996 513618 126236 87142 468426 333736 118017 16673 294324 196343 49567 48414 119844 58387 46154 15303 REPAIRS AND MAINTENANCE 1167505 937504 147984 82017 UNCOLLECTABLE CONTRIBUT 565100 565100 SUBSCRIPTIONS AND MEMBE 192952 174358 6007 12587 OTHER 103903 50621 40014 13268 34945 17025 13458 4462 22605203 15250861 4442885 2911457 486344 1373597 5116023 5262134 17374529 14312383 452852 811254 402960 615756 3636846 2883324 970605 753522 26576495 23382724 4792389 4819293 56172197 51330663 1677322 2359739 307305 451733 1560812 0 8449835 8442602 11995274 11254074 X 25485890 23428857 18691033 16647732 44176923 40076589 56172197 51330663 -657296 -3443038 0 X X 0 1 X 1 0 X 9780928 25843015 23006461 13090396 16944443 88665243 9780928 25843015 23006461 13090396 16944443 88665243 8502794 80162449 344598 409429 433768 363249 472551 2023595 453240 416160 260000 1129400 91818238 20381753 0.87310 0.86880 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING INCOME - 2017 AMOUNT: $ 453,240. 2018 AMOUNT: $ 416,160. 2021 AMOUNT: $ 260,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12717794 -3239930 9477864 13023302 694492 1000000 12717794 11581304 1441998 13023302 11076583 595 504126 11581304 10601145 5184 475438 11076583 1.00000 1 0 1535054 1106804 428250 1720093 1395680 324413 381699 380840 859 753522 OTHER ASSETS 1885 DUE FROM AFFILIATES 4705323 RESTRICTED DEPOSIT 112085 4819293 DEFERRED RENT OBLIGATION 764569 DUE TO AFFILIATES 7678033 8442602 X 26076883 -3443038 2272702 5448078 4277742 21799141 156779 -8013 148766 21947907 28003151 2272702 3282026 5554728 22448423 156779 156779 22605202 PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2022 AND 2021. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2022 AND 2021. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2022 AND 2021 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES' REVENUES 5,448,078. PART XI, LINE 4B - OTHER ADJUSTMENTS: FOREIGN LOSS NETTED WITH EXPENSES -8,013. PART XII, LINE 2D - OTHER ADJUSTMENTS: RELATED ENTITIES' EXPENSES 3,274,013. FOREING LOSS REPORTED IN THE STATEMENT OF REVENUE 8,013. CATALYST AWARDS 2200175 1940175 260000 241151 2200175 1940175 260000 241151 241151 18849 X X 0 0 0 0 0 0 0 1 0 LORRAINE HARITON PRESIDENT & CEO 460799 0 63000 0 0 0 29234 0 25728 0 578761 0 0 0 STACEY BAIN COO 293758 0 30000 0 0 0 29440 0 53789 0 406987 0 0 0 LEELA WILSON SR. VP, COMMUNITY & CONVENING 236042 0 0 0 0 0 0 0 34261 0 270303 0 0 0 IRIS HENRIES SR. VICE PRESIDENT, GBSC 196964 0 22500 0 0 0 10090 0 37851 0 267405 0 0 0 DAVID LEE VICE PRESIDENT, STRATEGIC PLANNING 202879 0 3586 0 0 0 10303 0 37851 0 254619 0 0 0 JULIE WIEDENHEFT SR. VICE PRESIDENT, LAS 179351 0 20700 0 0 0 14942 0 37851 0 252844 0 0 0 HEATHER FOUST CUMMINGS SR. VICE PRESIDENT, RESEARCH 203061 0 27220 0 0 0 20774 0 0 0 251055 0 0 0 EMILY ZUCKERMAN CHIEF PRIVACY OFFICER 166593 0 7900 0 0 0 18165 0 43958 0 236616 0 0 0 JAMES MBASSA VP, INFORMATION TECHNOLOGY 182693 0 3874 0 0 0 10134 0 25728 0 222429 0 0 0 SVETLANA MOSTOVSKY VICE PRESIDENT, DEV. 166521 0 15625 0 0 0 17635 0 21662 0 221443 0 0 0 MEGAN DIAZ ELLINGHAUS SENIOR DIRECTOR 151487 0 6994 0 0 0 15160 0 31204 0 204845 0 0 0 PART I, LINE 7 THE BONUSES LISTED ON PART II, COLUMN B(II) ARE BASED ON PERFORMANCE AND MANAGING BUDGET EXPECTATIONS. THE BONUS FOR THE PRESIDENT IS APPROVED BY THE BOARD CHAIR. THE REST ARE PART OF THE APPROVED BUDGET. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. AFTER SUCH TIME IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. BOARD MEMBERS ARE REQUIRED TO FILE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15A THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER: PROGRAM SERVICE EXPENSES 2,399,174. MANAGEMENT AND GENERAL EXPENSES 653,003. FUNDRAISING EXPENSES 65,986. TOTAL EXPENSES 3,118,163. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA 501(C)(3) 7 CATALYST INC 1 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD LEVEL 12 31 QUEEN STREET MELBOURNE VICTORIA AS 3000 RESEARCH AND ADVISORY AS 501(C)(3) 7 CATALYST INC 1 CATALYST EUROPE AG CO KPMG FIDES SEMPACHERSTRASSE 15 8032 ZURICH SZ RESEARCH AND ADVISORY SZ CATALYST INC C 2102240 4563653 1.00000 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST EUROPE AG E 195458 FMV CATALYST EUROPE AG O 51820 FMV CATALYST CANADA INC E 2841535 FMV CATALYST CANADA INC O 55450 FMV CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD D 64282 FMV