2023-05-17T17:30:24-07:00 2022-12-31 990 2022-01-01 352581424 UPSTREAM USA INC UPST 6176559864 2 Oliver Street Suite 402 Boston MA 02109 Ann Quandt Treasurer 6176559864 2023-05-17 1 1 11 1 AAL2 2022 2023-04-26 12:10:37Z Mark Edwards 2 Oliver Street Suite 402 Boston MA 02109 80919375 0 X https://www.upstream.org X 2017 DE Upstream USA's mission is to expand opportunity by reducing unplanned pregnancy across the U.S. To this end, Upstream works in partnership with health centers to strengthen reproductive care and autonomy by increasing equitable access to the full range of contraceptive options. 10 9 177 10 0 0 35079687 79083681 0 0 215810 1245738 -26426 -106809 35269071 80222610 329270 904113 0 0 20385938 21868856 0 0 949140 6450070 7028780 27165278 29801749 8103793 50420861 120584353 172642723 2903980 4498840 117680373 168143883 Upstream USA's mission is to expand opportunity by reducing unplanned pregnancy across the U.S. To this end, Upstream works in partnership with health centers to strengthen reproductive care and autonomy by increasing equitable access to the full range of contraceptive options. 0 0 23904519 904113 0 In 2022, Upstream provided comprehensive, evidence-based training and technical assistance to health centers in WA, MA, NC, RI, and other states. With the addition of 20 new partnerships in 2022, the total number of women of reproductive age served annually by health centers partnering with Upstream increased to 814,000. Upstream is on track to deliver its intervention in health centers that serve 1.2 million women of reproductive age by 2025. 0 0 0 23904519 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 64 0 1 177 1 0 0 0 0 0 0 0 0 X 10 9 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR CA CO CT FL GA HI IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN UT VA WA WI WV X Sheri Wilson 6176559864 2 Oliver Street Suite 402 Boston MA 02109 Mark Edwards Co-Founder, CEO 40 X X 420700 0 43375 Andrew Meyer Chief Growth Officer 40 0 X 268375 0 48432 Ann Quandt Treasurer, Chief Operating Officer 40 X 287682 0 13258 Keisha Omarde-Jack Chief People Officer 40 0 X 235602 0 45654 Siobhan Shand Chief Program Officer 40 0 X 235170 0 42847 Kelleen Kaye Sr. Research Advisor, Impact 40 0 X 217876 0 41950 Elizabeth Kaltman Lead Clinical Advisor 24 0 X 223502 0 12699 Sarah Pierson Assistant Secretary, VP of Development 40 0 X 212150 0 23812 Anita Bekenstein Chair 1 0 X X 0 0 0 Sarah Brown Vice Chair 1 0 X X 0 0 0 Paul Gannon Compensation Committee Chair 1 0 X 0 0 0 Mark Perry Finance Committee Chair 1 0 X 0 0 0 Howard H Stevenson Audit Committee Chair 1 0 X 0 0 0 Lauren Baker Board Member 1 0 X 0 0 0 Thea James Board Member 1 0 X 0 0 0 Krishna White Board Member 1 0 X 0 0 0 Keith Higgins Secretary 1 0 X X 0 0 0 2101057 0 272027 79 0 1 0 The Bridgespan Group Inc 2 Copley Place Suite 3700B Boston MA 02116 Operations Consulting 502500 VirtaMed AG Rutistrasse 12 Schlieren SZ 8952 Software Service Support 451500 Azara Healthcare LLC 70 Blanchard Rd Suite 401 Burlington MA 01803 Data extraction and analysis 423436 Jack Morton Worldwide Inc 500 Harrison Avenue 5R Boston MA 02118 Marketing consultancy 408259 Perfect Search Corporation dba IMAT Solutions 565 East Technology Avenue Orem UT 84097 Data extraction and analysis 276914 8 0 0 0 0 1926264 77157417 108604 79083681 0 1245738 0 0 1245738 0 0 0 0 0 0 0 0 589956 0 696765 0 -106809 0 -106809 0 0 -106809 0 0 0 0 80222610 0 0 1138929 904113 904113 2383571 1655330 469437 258804 15406398 12664467 2364035 377896 687511 564669 105660 17182 2069050 1744061 258671 66318 1322326 1077943 197696 46687 265556 265556 47700 47700 81316 81316 23560 23560 2129412 1768572 277860 82980 111709 109809 1900 134764 56980 76326 1458 713504 499524 200704 13276 743996 531981 191002 21013 814605 663822 122667 28116 87097 75779 10332 986 154368 154368 154694 8155 146186 353 Measurement and Evaluation 718584 718584 0 0 Training and Events 461896 353897 87215 20784 Learning and Staff Development 89894 61078 24250 4566 Equipment 279780 209987 61075 8718 16345 84 16258 3 29801749 23904519 4948090 949140 3912705 1381625 90702791 22278136 12103098 7252447 668225 857189 1187904 521321 820951 666583 8988309 134931450 3388274 5275293 120584353 172642723 2903980 2622545 0 1876295 2903980 4498840 X 81587355 126109843 36093018 42034040 117680373 168143883 120584353 172642723 50420861 42649 0 0 0 0 X X 0 1 X 1 0 X 40229493 55862738 60537887 35079687 79083681 270793486 0 0 0 0 0 0 0 0 0 0 40229493 55862738 60537887 35079687 79083681 270793486 8119654 262673832 336714 1221856 643735 555035 1878343 4635683 275429169 0.95369 0.93286 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 141 136953 137094 30361420 30498514 1000000 250000 0 0 0 1000000 1000000 1000000 3000000 4500000 0 2096 44406 137094 183596 0 250000 250000 250000 750000 1125000 0 0 428 141 569 Schedule C, Part II-A, Line 2a Upstream made its first §501(h) election in the tax year ending December 31, 2020. The election has not been revoked. 0 0 0 0 0 0 0 0 73401 45611 27790 0 1114503 475710 638793 0 0 0 0 666583 Lease Liability - Operating Lease 1876295 1876295 X 81060618 42649 122154 0 0 164803 80895815 23560 -696765 -673205 80222610 30597108 122154 0 0 696765 818919 29778189 23560 0 23560 29801749 Schedule D, Part X, Line 2 Upstream accounts for uncertainty in income taxes in accordance with ASC Topic, Income Taxes. This standard clarifies the accounting for uncertainty in tax positions and prescribes a recognition threshold and measurement attribute for the financial statements regarding a tax position taken or expected to be taken in a tax return. Upstream has determined that there are no uncertain tax positions which qualify for either recognition or disclosure in the financial statements at December 31, 2022 and 2021. Schedule D, Part XI, Line 4b This reconciling item is the rental expense included on Part VIII, line 6b that is associated with the sublease of Upstream office space. Expenses include rent expenses for the sublease and commissions. Schedule D, Part XII, Line 2d This reconciling item is the rental expense included on Part VIII, line 6b that is associated with the sublease of Upstream office space. Expenses include rent expenses for the sublease and commissions. 1 Boston Health Care for the Homeless Program Inc 780 Albany Street Boston MA 02118 043160480 501(c)(3) 6000 Cash Reproductive Health Program Training Cambridge Public Health Commission dba Cambridge Health Alliance 350 Main Street Suite 31 Malden MA 021485111 043320571 Governmental 13000 Cash Reproductive Health Program Training Charlotte Community Health Clinic Inc 8401 Medical Plaza Drive Suite 300 Charlotte NC 28262 562274174 501(c)(3) 41500 Cash Reproductive Health Program Training Centered Youth Clinic and Consulting PLLC Chinwe Efuribe 14008 Shadowglen Blvd Suite 300 Manor TX 78653 861309570 41340 Cash Reproductive Health Program Training Converge MS Inc 715 S Pear Orchard Road Suite 402 Ridgeland MS 39157 834473044 501(c)(3) 275000 Cash Contraceptive Coverage County of Wake 301 S McDowell St Maleigh NC 27601 566000347 Wake County 15000 Cash Reproductive Health Program Training Creek Valley Health Clinic 1065 North Hildale Street PO Box 41 Hildale UT 84784 833039533 25000 Cash Reproductive Health Program Training Hilltown Community Health Centers Inc 58 Old North Road Worthington MA 01098 042161484 501(c)(3) 6000 Cash Reproductive Health Program Training Holyoke Health Center Inc 230 Maple Street PO Box 6260 Holyoke MA 01040 042492730 501(c)(3) 15000 Cash Reproductive Health Program Training Lewis County Community Health Services dba Valley View Health Center 2690 NE Kresky Avenue Chehalis WA 985322412 421599749 501(c)(3) 50000 Cash Reproductive Health Program Training Massachusetts League of Community Health Centers Inc 40 Court Street 10th Floor Boston MA 02108 042507409 501(c)(3) 150000 Cash Reproductive Health Program Training MultiCare Health System PO Box 5299 Tacoma WA 98415 911352172 501(c)(3) 20000 Cash Reproductive Health Program Training North End Community Health Committee Inc dba NEW Health dba NEW Health 332 Hanover Street Boston MA 021131901 237089746 501(c)(3) 25000 Cash Reproductive Health Program Training North Shore Community Health Inc 27 Congress St Suite 513 Salem MA 01970 042610447 501(c)(3) 9000 Cash Reproductive Health Program Training Pacific County Health and Human Services 1216 Robert Bush Dr South Bend WA 98586 916001356 Pacific County 16000 Cash Reproductive Health Program Training Public Health Authority of Cabarrus County DBA Cabarrus Health Alliance 300 Mooresville Road Kannapolis NC 28081 562016594 Cabarrus County 15000 Cash Reproductive Health Program Training South Boston Community Health Center 409 West Broadway Boston MA 02127 042682152 501(c)(3) 25000 Cash Reproductive Health Program Training The Community Health Center of Franklin County Inc 102 Main Street Greenfield MA 01301 043312968 501(c)(3) 8000 Cash Reproductive Health Program Training The Moses H Cone Memorial Hospital dba Cone Health 1200 N Elm St Greensboro NC 27401 581588823 501(c)(3) 31000 Cash Reproductive Health Program Training Union Gospel Mission of Yakima Wash dba Yakima Union Gospel Mission 1300 N First Street Yakima WA 98901 237050061 501(c)(3) 16000 Cash Reproductive Health Program Training Womens Health and Family Planning Association of Texas dba Every Body TX 314 E Highland Mall Blvd Austin TX 78752 741936078 501(c)(3) 50000 Cash Contraceptive Coverage Wood River Health Services Inc 823 Main St Hope Valley RI 02832 050378071 501(c)(3) 6000 Cash Reproductive Health Program Training 20 2 Schedule I, Part I, Line 2 Upstream works in partnership with organizations receiving grants to determine the recipient organization's progress toward the grant agreement goals. Upstream holds regular discussions with grant recipients for a formal update on the project and to review the organization's progress. For grant agreements that include milestones, payments are initiated once the milestones are met. These milestones are documented and agreed to in a memorandum of understanding between Upstream and the organization receiving the grant. When a milestone is reached, Upstream reviews and verifies supporting documentation, such as a training roster or evidence of an organization's expenditure, before issuing the grant payment. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 Mark Edwards Co-Founder, CEO 380700 0 40000 0 0 0 15250 0 28125 0 464075 0 0 0 Ann Quandt Treasurer, Chief Operating Officer 287682 0 0 0 0 0 13258 0 0 0 300940 0 0 0 Andrew Meyer Chief Growth Officer 268375 0 0 0 0 0 13332 0 35100 0 316807 0 0 0 Keisha Omarde-Jack Chief People Officer 235602 0 0 0 0 0 8734 0 36920 0 281256 0 0 0 Siobhan Shand Chief Program Officer 235170 0 0 0 0 0 11870 0 30976 0 278016 0 0 0 Kelleen Kaye Sr. Research Advisor, Impact 217876 0 0 0 0 0 10332 0 31619 0 259827 0 0 0 Elizabeth Kaltman Lead Clinical Advisor 223752 0 0 0 0 0 11016 0 1683 0 236451 0 0 0 Sarah Pierson Assistant Secretary, VP of Development 212150 0 0 0 0 0 10716 0 13096 0 235962 0 0 0 Schedule J, Part I, Line 1a Krisha White, Board of Director, took a first-class flight in the course of 2022 for a last-minute trip necessary to conduct Upstream business. A first-class ticket was the only remaining fare on flight. X 3 108604 FMV 0 0 1 0 Schedule M, Part I, Line 9 In column (b), Upstream is reporting the number of stock donations received in 2022. Form 990, Part VI, Section A, Line 6 As a non-stock, non-profit Delaware corporation, Upstream has members, but the governing documents state that the members shall consist of those persons serving as directors. Members have no right to vote on any matter other than the election and removal of directors. Form 990, Part VI, Section B, Line 11b The Form 990 is prepared by the Upstream accounting team and then reviewed closely by AAFCPAs, Upstream's tax advisor, and Upstream's Treasurer. This draft is then provided to the Audit Committee of the Board for their review and approval. Finally, the Form 990 is provided to the full Board of Directors prior to filing. Any and all questions and comments are addressed by the Upstream Director of Accounting and Treasurer who engage AAFCPAs in the discussion whenever relevant or necessary. Form 990, Part VI, Section B, Line 12c The Board authorizes and oversees an annual review of the administration of Upstream's conflict of interest policy. The review may be written or oral. The review shall consider the level of compliance with the policy, the continuing suitability of the policy, and whether the policy should be modified and improved. The process occurs each year during a scheduled meeting of the Upstream Board. Form 990, Part VI, Section B, Line 15 The Compensation Committee of the Board of Directors, none of whom have a conflict of interest, is charged with 1) overseeing Upstream's management compensation policies and practices including making recommendations to the independent members of the Board of Directors with respect to compensation of the person serving in the position of CEO on an annual basis, 2) reviewing the compensation of the Organization's other managers and employees who have substantial influence over the affairs of the organization ("key executives") on an annual basis, and 3) reviewing and approving incentive compensation policies and programs. The Compensation Committee meets at least two times per year and additionally as circumstances dictate. Comparability data for similarly qualified persons in functionally comparable positions at similarly situated organizations are prepared by a compensation consultant on a regular basis. This data was last compiled in 2022 and will be compiled again in 2023. The CEO's 360 performance evaluations, and the comparability data, in the years in which it is compiled, are reviewed by the Compensation Committee before forming recommendations around changes in compensation to the Board of Directors. The Board of Directors reviews the Committee's recommendation and votes on it. The CEO, who is also a member of the Board of Directors, is recused from this review and vote. These deliberations and decisions are documented in the minutes contemporaneously. This recommendation, review, and vote occur annually and were last completed in 2022. Form 990, Part VI, Section C, Line 19 Upstream's governing documents, conflict of interest policy, and financial statements are available to the public upon request. Form 990, Part XII, Line 2c The process has not changed from the prior year.