2023-05-15T20:02:23-05:00 2022-06-30 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 500 MAMARONECK AVENUE SUITE 301 HARRISON NY 105281633 990 2021-07-01 134141751 AGUILA INC C/O LORI LAPIN JONES ESQ PLAN ADMIN AGUI 5164664110 98 CUTTER MILL ROAD SUITE 255 SOUT GREAT NECK NY 11021 LORI LAPIN JONES ESQ PLAN ADMINISTRATOR 5164664110 2023-05-15 1 LORI LAPIN JONES ESQ XXX-XX-XXXX GARRETT M HIGGINS P00543209 9143818900 2023-05-09 0 AAL1 IAL1 2021 2023-04-26 12:10:37Z X LORI LAPIN JONES ESQ 98 CUTTER MILL ROAD SUITE 255 SOUTH GREAT NECK NY 11021 12366338 0 X N/A X 2000 NY PROVIDED TRANSITIONAL HOUSING AND OTHER SUPPORT SERVICES TO HOMELESS FAMILIES & INDIVIDUALS IN NYC 8 8 100 8 0 0 18573450 12204500 178373 0 0 483 57223 161355 18809046 12366338 0 0 0 0 4233483 2263092 0 0 0 18740490 9786219 22973973 12049311 -4164927 317027 26513070 7595249 31186908 10995436 -4673838 -3400187 X AGUILA WORKED TO BREAK THE CYCLE OF GENERATIONAL HOMELESSNESS BY PROVIDING SUPPORTIVE SERVICES FOR THOUSANDS OF FAMILIES AND INDIVIDUALS THROUGHOUT THE NEW YORK METROPOLITAN AREA. 0 1 10127002 0 0 THE MISSION OF AGUILA, INC WAS TO HELP FAMILIES AND INDIVIDUALS THRIVE IN NEW YORK CITY THROUGH THE PROVISION OF TRANSITIONAL HOUSING AND OTHER SUPPORT SERVICES. OFTEN THIS INVOLVES BREAKING THE CYCLE OF GENERATIONAL AND SITUATIONAL HOMELESSNESS. THE ORGANIZATION PARTNERED WITH NEW YORK CITY DEPARTMENT OF HOMELESS SERVICES. THE HOUSING WAS SAFE AND SECURE AND CREATED A COHESIVE AND HOMELIKE ATMOSPHERE TO HELP FAMILIES REBUILD THEIR LIVES AND GET BACK ON THE PATH TO INDEPENDENT LIVING. THE ORGANIZATION'S SOCIAL SERVICE STAFF DELIVERED AN ARRAY OF CLIENT SERVICES INCLUDING JOB PLACEMENT, ADVOCACY AND CHILDHOOD ENRICHMENT PROGRAMS. THEY ALSO COORDINATED SUPPORT AVAILABLE TO CLIENTS IN THE LOCAL COMMUNITY. THE SOCIAL SERVICES WERE PROVIDED TO CLIENTS RESIDING IN THE ORGANIZATION'S TRANSITIONAL HOUSING AND ALSO TO RESIDENTS OF TRANSITIONAL HOUSING MAINTAINED BY OTHER PROGRAMS. THE ORGANIZATION'S HOUSING SPECIALISTS ASSISTED CLIENTS TO FIND PERMANENT AFFORDABLE QUALITY HOUSING. 10127002 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 9 0 100 1 0 0 0 0 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 0 0 0 NY X X LORI LAPIN JONES ESQ PLAN ADMINI 5164664110 98 CUTTER MILL ROAD SUITE 255 SOUTH GREAT NECK NY 11021 SONALLY MELENDEZ CHAIR 1.00 X X 0 0 0 MARISOL ALCANTARA DIRECTOR 1.00 X 0 0 0 ALFREDO ANGUEIRA DIRECTOR 1.00 X 0 0 0 DOLORES BATISTA DIRECTOR 1.00 X 0 0 0 MARTIN LIZANO DIRECTOR 1.00 X 0 0 0 DENISE ROMERO DIRECTOR 1.00 X 0 0 0 NATHANIEL TORRES DIRECTOR 1.00 X 0 0 0 MAURICO VIDELA DIRECTOR 1.00 X 0 0 0 RAYMOND SANCHEZ CEO 35.00 X 177192 0 10469 RAMON GUIYAB CFO, THRU DEC. 2021 35.00 X 130408 0 6662 ANGEL FALCON CCO/COO, THRU MAY 2022 35.00 X 101813 0 27087 DRUCILLA LYNN WILLIAMS PROGRAM DIRECTOR, THRU JUNE 2022 35.00 X 120747 0 16469 GARY CABRERA DIRECTOR OF OPERATIONS 35.00 X 110293 0 10088 CZAR R VALLEJERA COMPTROLLER 35.00 X 100487 0 0 740940 0 70775 6 0 1 0 ALLIED UNIVERSAL 161 WASHINGTON STREET SUITE 600 CONSHOHOCKEN PA 19428 SECURITY SERVICES 1184432 HAVANA EXPRESS CATERING SERVICES 3151 EAST TREMONT AVENUE BRONX NY 10461 CATERING SERVICES 421924 2 12204500 12204500 483 483 7515 0 7515 7515 7515 INSURANCE SETTLEMENT 900099 132836 132836 REIMBURSEMENTS 900099 21004 21004 153840 12366338 0 0 161838 X 446238 446238 1428785 986472 442313 140785 100467 40318 247284 153570 93714 328737 328737 95668 5180 90488 1527881 1381583 146298 250317 95416 154901 23646 17453 6193 5879896 5845151 34745 26734 14961 11773 380757 274239 106518 REPAIRS AND MAINTENANCE 651535 631462 20073 FOOD EXPENSES 621048 621048 12049311 10127002 1922309 0 920072 3029275 25129610 4316612 332531 189208 59209 60154 1206435 1206435 0 0 71648 0 26513070 7595249 8416409 8491629 20852499 2503807 1918000 0 31186908 10995436 X -4673838 -3400187 -4673838 -3400187 26513070 7595249 317027 956624 0 X 0 0 0 X 35375561 32242918 27046069 18573450 12204500 125442498 35375561 32242918 27046069 18573450 12204500 125442498 125442498 2964 0 0 0 7998 10962 49985 49961 40239 57223 153840 351248 125804708 4425707 0.99710 0.99660 X 0.99700 0.00020 SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2017 AMOUNT: $ 49,985. 2018 AMOUNT: $ 49,961. 2019 AMOUNT: $ 40,239. 2020 AMOUNT: $ 57,223. INSURANCE SETTLEMENT - 2021 AMOUNT: $ 132,836. REIMBURSEMENTS - 2021 AMOUNT: $ 21,004. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 319529 319529 0 815941 815941 0 70965 70965 0 0 X 0 0 0 0 0 0 0 0 0 RAYMOND SANCHEZ CEO 176892 0 0 0 300 0 0 0 10469 0 187661 0 0 0 FORM 990, PART III, LINE 3 ON OCTOBER 15, 2021, AGUILA, INC. ("AGUILA") FILED A CHAPTER 11 PETITION IN THE UNITED STATES BANKRUPTCY COURT FOR THE SOUTHERN DISTRICT OF NEW YORK *CASE NO. 21-11776 - MG). BY ORDER DATED JUNE 24, 2022 ("CONFIRMATION ORDER"), THE BANKRUPTCY COURT CONFIRMED THE OFFICIAL COMMITTEE OF UNSECURED CREDITORS' SECOND AMENDED PLAN OF LIQUIDATION ("CHAPTER 11 PLAN"). THE CHAPTER 11 PLAN WENT EFFECTIVE JULY 12, 2022. PURSUANT TO THE CONFIRMATION ORDER AND CHAPTER 11 PLAN, LORI LAPIN JONES, ESQ. WAS APPOINTED PLAN ADMINISTRATOR. AS OF JUNE 30, 2022, AGUILA CEASED OPERATIONS AND AS OF AUGUST 31, 2022, AGUILA HAS NO EMPLOYEES. THE PLAN ADMINISTRATOR IS OVERSEEING THE WINDDOWN OF THE CHAPTER 11 CASE WHICH INCLUDES, BUT IS NOT LIMITED TO, SELLING ASSETS, COLLECTING ACCOUNTS RECEIVABLE, REVIEWING CLAIMS, AND MAKING DISTRIBUTIONS TO CREDITORS. THE PLAN ADMINISTRATOR HAS BEEN INFORMED THAT IN OR ABOUT 2020 (PRIOR TO THE FILING OF THE CHAPTER 11 CASE), THE NEW YORK STATE ATTORNEY GENERAL ("NYAG") EXECUTED A SUBPOENA ON AGUILA'S OFFICES AND SEIZED RECORDS AS PART OF AN INVESTIGATION OF AGUILA'S THEN CHIEF EXECUTIVE OFFICER. THE PLAN ADMINISTRATOR IS FURTHER INFORMED THAT THE NYAG KEPT ALL OF AGUILA'S ORIGINAL RECORDS AND RETURNED RECORDS TO AGUILA IN ELECTRONIC FORM. THE INFORMATION PROVIDED BY THE PLAN ADMINISTRATOR IS BASED ON AGUILA'S RECORDS AVAILABLE TO THE PLAN ADMINISTRATOR. THE PLAN ADMINISTRATOR CANNOT ATTEST TO THE ACCURACY OR COMPLETENESS OF THESE RECORDS BUT HAS NO REASON TO BELIEVE THE RECORDS ARE NOT ACCURATE. FORM 990, PART VI, SECTION B, LINE 11B AGUILA, INC. HAS ITS FORM 990 PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. AFTER THE FORM 990 HAS BEEN PREPARED, IT IS REVIEWED BY THE PLAN ADMINISTRATOR AND FINANCIAL CONSULTANT. WHEN IT IS APPROVED, THE 990 IS ELECTRONICALLY FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C BEFORE THE ORGANIZATION FILED FOR BANKRUPTCY, EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND EMPLOYEE WAS REQUIRED TO ANNUALLY SIGN A DISCLOSURE STATEMENT THAT AFFIRMED HE OR SHE RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY AND COMPLIED WITH THE POLICY. THE DISCLOSURE STATEMENT ADDITIONALLY REQUIRED THE IDENTIFICATION OF POTENTIAL COVERED TRANSACTIONS. IF THE BOARD OR COMMITTEE DETERMINED THAT A COVERED TRANSACTION WOULD CREATE A CONFLICT OF INTEREST, THE COVERED TRANSACTION WOULD HAVE BEEN APPROVED IN ADVANCE BY THE BOARD OR COMMITTEE, ACTING WITHOUT THE INFLUENCE OR PARTICIPATION OF THE COVERED PERSON, IN ACCORDANCE WITH THE FOLLOWING PROCEDURES: THE COVERED PERSON MAY NOT BE PRESENT DURING ANY DISCUSSION OF THE COVERED TRANSACTION OTHER THAN TO ANSWER QUESTIONS. HE OR SHE FURTHERMORE MAY NOT VOTE ON THE COVERED TRANSACTION OR BE PRESENT WHEN THE VOTE IS TAKEN. THE BOARD OR COMMITTEE REVIEWED AVAILABLE INFORMATION REGARDING THE COST OR BENEFIT OF COMPARABLE TRANSACTIONS OR ARRANGEMENTS, IF ANY, AND MAY INVESTIGATE WHETHER THE CORPORATION SHOULD AND IS ABLE TO OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE BOARD OR COMMITTEE DETERMINED BY A MAJORITY VOTE OF THE DISINTERESTED MEMBERS WHETHER THE COVERED TRANSACTION IS IN THE CORPORATION'S BEST INTERESTS, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THAT DETERMINATION, THE BOARD OR COMMITTEE MADE ITS DECISION AS TO WHETHER TO ENTER INTO THE COVERED TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF OFFICERS AND KEY EMPLOYEES OF THE ORGANIZATION WAS REVIEWED AND WAS SUBJECT TO APPROVAL BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 AGUILA, INC. MAKES ITS FORM 990 AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE. THE RETURN IS ALSO POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE CONFLICT OF INTEREST POLICY, ARTICLES OF INCORPORATION AND BY-LAWS WERE ALSO AVAILABLE UPON WRITTEN REQUEST OR BY CALLING THE ORGANIZATION DIRECTLY. FORM 990, PART IX, LINE 11G SECURITY SERVICES: PROGRAM SERVICE EXPENSES 1,356,359. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,356,359. CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 5,541. MANAGEMENT AND GENERAL EXPENSES 138,811. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 144,352. PAYROLL PROCESSING SERVICES: PROGRAM SERVICE EXPENSES 19,683. MANAGEMENT AND GENERAL EXPENSES 7,487. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 27,170. FORM 990: THE PLAN ADMINISTRATOR'S APPOINTMENT WAS EFFECTIVE IN JULY 2022. ALL OF THE INFORMATION REFLECTED ON THE RETURN PRECEDED THE PLAN ADMINISTRATOR'S APPOINTMENT. ACCORDINGLY, SHE DOES NOT HAVE FIRST-HAND KNOWLEDGE OF CERTAIN INFORMATION IN THE RETURN, BUT HAS NO REASON TO BELIEVE THAT PRIOR REPRESENTATIONS ON THE FORM 990'S ARE INCORRECT.