2023-05-15T13:36:20-05:00 2022-06-30 363168081 SIKICH LLP 17335 GOLF PARKWAY SUITE 500 BROOKFIELD WI 53045 990 2021-07-01 396077337 CONCORDIA UNIVERSITY WISCONSIN FOUNDATION INC CONC 2622435700 12800 N LAKE SHORE DRIVE MEQUON WI 53097 ROY PETERSON CFO 2622435700 2023-05-12 1 ROY PETERSON 999009999 JILL M BOYLE CPA P01246734 2627549400 2023-05-12 0 AAL1 IAL1 2021 2023-04-26 12:10:37Z ROY PETERSON 12800 N LAKE SHORE DRIVE MEQUON WI 53097 15977502 0 X WWW.CUW.EDU X 2003 WI PROVIDES GENERAL FUND RAISING SUPPORT AND SCHOLARSHIP FUND RAISING FOR CONCORDIA UNIVERSITY INC. 21 21 0 151 0 0 9791553 14766189 0 0 4795961 1142062 0 0 14587514 15908251 0 217900 0 0 0 0 0 0 45656 39480 45656 39480 263556 14548034 15644695 147654535 139377062 0 0 147654535 139377062 SUPPORTING ORGANIZATION - CONCORDIA UNIVERSITY WISCONSIN FOUNDATION IS A SUPPORTING ORGANIZATION THAT PROVIDES GENERAL FUND RAISING SUPPORT AND SCHOLARSHIP FUND RAISING EXCLUSIVELY FOR CONCORDIA UNIVERSITY INC., MEQUON, WI AND ITS STUDENTS. 0 0 217900 217900 POSTSECONDARY EDUCATION GENERAL/OTHER: CUWF PROVIDES GENERAL FUND RAISING SUPPORT AND SCHOLARSHIP FUND RAISING EXCLUSIVELY FOR CUI AND ITS STUDENTS. 217900 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 0 0 0 X ROY PETERSON 2622434533 12800 N LAKE SHORE DRIVE MEQUON WI 53097 CHRISTINE SPECHT-PALMERT CHAIR 1.00 1.00 X X 0 0 0 TERRANCE ROWINSKI VICE CHAIR 1.00 0.00 X X 0 0 0 MARK F POLZIN INVESTMENT COMMITTEE CHAIR 1.00 2.00 X 0 0 0 JON R SCHUMACHER MEMBERSHIP COMM CHAIR 1.00 0.00 X 0 0 0 JUDITH FISCHER WOLLACK CUAA ADV COMM CHAIR 1.00 0.00 X 0 0 0 RICHARD E TWIETMEYER BOARD MEMBER 1.00 0.00 X 0 0 0 LAURIE FALLUCA BOARD MEMBER 1.00 0.00 X 0 0 0 TERRY M DONOVAN BOARD MEMBER 1.00 1.00 X 0 0 0 JOHN J STOLLENWERK BOARD MEMBER 1.00 0.00 X 0 0 0 MATTHEW BUROW BOARD MEMBER 1.00 0.00 X 0 0 0 MICHAEL H WHITE BOARD MEMBER 1.00 0.00 X 0 0 0 MARY DOWELL BOARD MEMBER 1.00 0.00 X 0 0 0 FREDERICK M ANDERSON BOARD MEMBER 1.00 0.00 X 0 0 0 PAT HORNE BOARD MEMBER 1.00 0.00 X 0 0 0 TED BALISTRERI BOARD MEMBER 1.00 0.00 X 0 0 0 CHEZARE MISKO BOARD MEMBER 1.00 0.00 X 0 0 0 BRYAN SEIDER BOARD MEMBER 1.00 0.00 X 0 0 0 FRED WATKINS BOARD MEMBER 1.00 0.00 X 0 0 0 JOHN TOMASINI BOARD MEMBER 1.00 0.00 X 0 0 0 CELESTE CUFFIE BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT SCHJERVEN DIRECTOR PRIMARIUS 1.00 0.00 X 0 0 0 WILLIAM CARIO INTERIM PRESIDENT 1.00 41.00 X 0 108999 194459 ALLEN J PROCHNOW EVP/COO CUW 1.00 41.00 X 0 237633 39389 DR ROY PETERSON VP ADVANCEMENT / CFO CUW 1.00 41.00 X 0 161555 55795 0 508187 289643 0 0 1 0 0 14766189 14766189 1211313 1211313 69251 -69251 -69251 -69251 15908251 0 0 1142062 217900 217900 MEETING EXPENSE 45656 45656 263556 217900 0 45656 158892 3104355 17664069 2093017 3646590 16703156 5631515 173892 5367655 5457623 71418739 62148117 48734610 50460663 74111 0 147654535 139377062 0 0 X 134498596 118066403 13155939 21310659 147654535 139377062 147654535 139377062 X 15644695 -8627264 -15179661 -115243 X 0 1 X 1 0 X 9140553 6084988 6265029 9791553 14548289 45830412 9140553 6084988 6265029 9791553 14548289 45830412 1787105 44043307 708267 1175142 537845 1181766 1211313 4814333 50644745 0.86970 0.89260 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 121557055 3864138 -6995134 2541806 115884253 91389352 4220221 27964169 1339845 676842 121557055 92320906 2450080 -821747 2559887 91389352 89130056 1484688 3334314 1628152 92320906 81502839 2974911 6172373 1520067 89130056 0.91041 0.08959 0.00000 1 1 1 4962086 4962086 669429 173892 495537 5457623 PRIVATE EQUITY FUNDS 10150864 F HEDGE FUNDS/BANK DEBT 27725343 F EQUITY FUNDS 12048570 F REAL ESTATE FUNDS 535886 F 50460663 X PART V, LINE 4: THE MAIN INTENDED USE OF THE ENDOWMENT FUNDS IS TO PROVIDE SCHOLARSHIPS TO STUDENTS. MINIMAL ENDOWMENTS ARE DESIGNATED FOR GENERAL ORGANIZATIONAL MAINTENANCE AND SUPPORT. PART X, LINE 2: THE INTERNAL REVENUE SERVICE (IRS) HAS DETERMINED THAT THE UNIVERSITY, THE FOUNDATION AND CUVENTURES ARE EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, CONCORDIA UNIVERSITY, INC., CUWF, AND CUVENTURES ARE NOT SUBJECT TO FEDERAL INCOMES TAXES EXCEPT TO THE EXTENT IT DERIVES INCOME FROM CERTAIN ACTIVITIES NOT SUBSTANTIALLY RELATED TO ITS TAX-EXEMPT PURPOSE (UNRELATED TRADE OR BUSINESS ACTIVITIES). THE UNIVERSITY, FOUNDATION, AND CUVENTURES ARE ALSO EXEMPT FROM STATE INCOME TAXES. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS HG VORA INV. 2352687 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS ECHO STREET INV. 1567455 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS ALCENTRA IV INV. 823081 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS GALAXY INTERACTIVE INV. 836306 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS POINT72 HYPERSCALE INV. 374300 0 0 0 0 0 0 5953829 0 5953829 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 CU VENTURES INC 12800 N LAKE SHORE DRIVE MEQUON WI 53097 851566395 501(C)(3) 217900 0 AMOUNT GIVEN TO SUPPORTING ORGANIZATION SUPPORT 1 0 0 0 0 0 0 0 0 0 WILLIAM CARIO INTERIM PRESIDENT 0 108999 0 0 0 0 0 194459 0 0 0 303458 0 0 ALLEN J PROCHNOW EVP/COO CUW 0 237633 0 0 0 0 0 39389 0 0 0 277022 0 0 DR ROY PETERSON VP ADVANCEMENT / CFO CUW 0 161555 0 0 0 0 0 55795 0 0 0 217350 0 0 PART I, LINE 3 CONCORDIA UNIVERSITY INC. DETERMINES COMPENSATION USING INDUSTRY STANDARDS, WAICU ORGANIZATIONAL DATA, CUS ORGANIZATIONAL DATA, AND OTHER VARIOUS DATA RESOURCES. FINAL AMOUNTS ARE APPROVED BY THE CONCORDIA UNIVERISTY INC. BOARD OF REGENTS ANNUALLY. FORM 990, PART VI, SECTION A, LINE 7B CUWF IS DIRECTLY CONTROLLED BY CUI. AS SUCH, IT IS REQUIRED TO TAKE VARIOUS ITEMS TO THE CUI BOARD OF REGENTS FOR APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 WAS REVIEWED BY THE EXECUTIVE VICE PRESIDENT / CHIEF OPERATING OFFICER AND FORWARDED TO THE ORGANIZATION'S AUDIT COMMITTEE FOR REVIEW. THE AUDIT COMMITTEE IS MADE UP OF BOARD MEMBERS OF THE UNIVERSITY AND OF THE CUWF. AFTER REVIEW BY THE COMMITTEE AND FOLLOW-UP OF ANY QUESTIONS OR CONCERNS, THE FORM 990 AND RELATED SCHEDULES ARE FILED WITH THE IRS. THE AUDIT COMMITTEE REPORTS THE RESULTS OF ITS REVIEW TO THE BOARD OF REGENTS AND THE CUWF BOARD. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR, ALL BOARD MEMBERS AND KEY OFFICERS ARE REQUIRED TO SIGN AND DATE A CONFLICT OF INTEREST STATEMENT, DISCLOSING ANY CONFLICTS AND PROPERLY ABSTAINING FROM ANY VOTES THAT MAY RELATE TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THERE ARE NO PAID POSITIONS IN THIS ORGANIZATION. AS SUCH, NO REVIEWS, ETC. ARE NEEDED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST TO THE CUI PRESIDENT OR THE OFFICE OF THE EXECUTIVE VICE PRESIDENT / CHIEF FINANCIAL OFFICER. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -96,510. CHANGE IN VALUE OF BENEFICIAL INTEREST IN FUNDS HELD BY LCMS FOUNDATION -18,733. CONCORDIA UNIVERSITY INC 12800 N LAKE SHORE DRIVE MEQUON WI 53097 390833608 HIGHER EDUCATION WI 501(C)(3) LINE 2 N/A 0 CUVENTURES 12800 N LAKE SHORE DRIVE MEQUON WI 53097 851566395 SUPPORTING ORGANIZATION WI 501(C)(3) LINE 12A, I CONCORDIA UNIVERSITY WISCONSIN FOUNDATION 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 1 0