2023-05-15T00:26:52-05:00 2022-06-30 135565207 KPMG LLP 1300 SW 5TH AVE SUITE 3800 PORTLAND OR 97201 990 2021-07-01 237083114 OREGON HEALTH & SCIENCE UNIVERSITY FOUNDATION OREG 5032281730 2020 SW 4TH AVENUE SUITE 900 PORTLAND OR 97201 TARA SIMS CFO - VP FINANCE & ADMIN 5032208316 2023-05-15 1 TARA SIMS 999009999 JAMES R LANCASTER P00742579 3463486441 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z TARA SIMS 2020 SW 4TH AVENUE SUITE 900 PORTLAND OR 97201 153289760 0 X WWW.OHSUFOUNDATION.ORG X 1970 OR OHSUF IS A NONPROFIT ORG. ESTABLISHED IN 1970 DEDICATED TO SECURE PRIVATE PHILANTHROPIC SUPPORT FOR OHSU AND TO INVEST AND MANAGE GIFTS RESPONSIBLY IN ACCORDANCE WITH DONORS' WISHES. 41 38 127 100 0 242006 78898591 134077050 3245790 1958380 23651787 5702705 -213884 -259145 105582284 141478990 94993388 122421814 0 0 15111745 15852273 0 0 9807085 5519760 7451145 115624893 145725232 -10042609 -4246242 1682678497 1644454811 80359894 84511314 1602318603 1559943497 X OREGON HEALTH & SCIENCE UNIVERSITY FOUNDATION IS A NONPROFIT ORGANIZATION ESTABLISHED IN 1970 TO SECURE PRIVATE PHILANTHROPIC SUPPORT TO ADVANCE OHSU'S VITAL MISSIONS, AND TO INVEST AND MANAGE GIFTS RESPONSIBLY TO HONOR DONORS' WISHES. IN FY 21/22, PRIVATE GIVING TO OHSU TOPPED $127 MILLION. 0 0 122874596 122235174 1958380 FUNDING RAISED BY THE FOUNDATION IS BEING USED BY OHSU TO SUPPORT RESEARCH, EDUCATION, AND PATIENT CARE IN THE AREAS OF CANCER, VISION, HEARING, NEUROLOGY, NURSING, DENTISTRY, BEHAVIORAL HEALTH, HEALTH DISPARITIES AND EQUITY, RURAL HEALTH, PUBLIC HEATH, AND MANY OTHERS.HIGHLIGHTS FROM THIS YEAR INCLUDE THE FOLLOWING:THE FOUNDATION RECEIVED A $10 MILLION GIFT FOR THE BRENDEN-COLSON CENTER FOR PANCREATIC CARE. THIS FUNDING WILL SUPPORT THERAPEUTIC ADVANCES, INCREASE SERVICES FOR HIGH-RISK PATIENTS AND FUEL EXPANSION IN EARLY CANCER DETECTION. THE CENTER IS HOME TO ONE OF THE MOST ROBUST AND COMPREHENSIVE MULTIDISCIPLINARY PANCREATIC CANCER GROUPS IN THE PACIFIC NORTHWEST. THE FOUNDATION ALSO RECEIVED A $5 MILLION GIFT TO ESTABLISH A FIRST-OF-ITS-KIND FOOD ALLERGY CENTER AT OHSU. THE GIFT WAS INSPIRED BY THE DONORS' GRANDSON'S EXPERIENCE WITH SEVERE FOOD ALLERGIES. THE OHSU FOUNDATION CONTINUED ITS FOCUSED FUNDRAISING TO BUILD SCHOLARSHIP SUPPORT FOR OHSU STUDENTS. DONORS CONTRIBUTED MORE THAN $10 MILLION TO THIS EFFORT. THE FOUNDATION'S EVENTS TEAM CONTINUED ITS VIDEO PROGRAMMING TO ENGAGE DONORS THROUGH EVENTS STREAMED ONLINE. THESE EVENTS FOCUSED ON MULTIPLE SCLEROSIS, CASEY EYE INSTITUTE, AND THE DONALD TRUNKEY CENTER FOR CIVILIAN AND COMBAT CARE. 186640 186640 GRANTS AND TRANSFERS TO SUPPORT PROGRAMS OF OTHER CHARITABLE, MEDICAL, AND EDUCATIONAL ORGANIZATIONS. 123061236 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 0 1 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 0 0 1 0 0 1 1 0 0 1 1 1 0 0 0 1 X 152 0 1 127 1 1 1 1 UK DA NO PO SW 0 0 0 1 1 0 0 0 0 0 0 0 0 0 X 41 38 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 OR WA CA FL HI IL KY MA MD MI MN NH NJ NY SC UT X TARA SIMS - CFO - VP FINANCE 5032281730 2020 SW 4TH AVENUE SUITE 900 PORTLAND OR 97201 MATT MCNAIR PRESIDENT THRU 10/21 40.00 1.00 X X 917520 0 63271 DANIEL M DORSA DIRECTOR 1.00 0.00 X 0 0 0 DANNY O JACOBS MD MPH FACS DIRECTOR 1.00 40.00 X 0 1338507 12000 JOHN D KLOUCEK DMD DIRECTOR 1.00 1.00 X 0 5470 0 WILLIAM A BERG SECRETARY 1.00 0.00 X X 0 0 0 STEPHEN T JANIK JD IMMEDIATE PAST CHAIR 1.00 0.00 X X 0 0 0 VINCENT P PRICE DIRECTOR 1.00 0.00 X 0 0 0 GARY W REYNOLDS CHAIR 1.00 0.00 X X 0 0 0 J GREG NESS VICE CHAIR 1.00 0.00 X X 0 0 0 RUKAIYAH ADAMS JD MBA DIRECTOR 1.00 0.00 X 0 0 0 STEPHEN E BABSON JD DIRECTOR 1.00 0.00 X 0 0 0 BRAD BLUMENFELD DIRECTOR 1.00 0.00 X 0 0 0 MAUREEN CASEY DIRECTOR 1.00 0.00 X 0 0 0 JORGE G CASIMIRO DIRECTOR 1.00 0.00 X 0 0 0 ALICE B DAVIES DIRECTOR 1.00 0.00 X 0 0 0 ANN EDLEN DIRECTOR 1.00 0.00 X 0 0 0 MARK GOODMAN DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL P HAGEL DIRECTOR 1.00 0.00 X 0 0 0 KELLY KILKENNY HALE DIRECTOR 1.00 0.00 X 0 0 0 MARK T HATTENHAUER MD DIRECTOR 1.00 0.00 X 0 0 0 GEORGE W HOSFIELD DIRECTOR 1.00 0.00 X 0 0 0 DON R KANIA PHD DIRECTOR 1.00 0.00 X 0 0 0 CRAIG A KELLY DIRECTOR 1.00 0.00 X 0 0 0 MARY E LAGO CTFA DIRECTOR 1.00 0.00 X 0 0 0 PRISCILLA W LONGFIELD DIRECTOR 1.00 0.00 X 0 0 0 JANE B MCELDOWNEY DIRECTOR 1.00 0.00 X 0 0 0 XANDRA T MCKEOWN DIRECTOR 1.00 0.00 X 0 0 0 COREY MORRIS-SINGER PHD DIRECTOR 1.00 0.00 X 0 0 0 SUSIE PAPE DIRECTOR 1.00 0.00 X 0 0 0 CHAD PAULSON DIRECTOR 1.00 0.00 X 0 0 0 RICHARD A ROYSE DIRECTOR 1.00 0.00 X 0 0 0 BARBARA A SILVER DIRECTOR 1.00 0.00 X 0 0 0 STACEY STRADE SQUIRES CFA DIRECTOR 1.00 0.00 X 0 0 0 CALVIN T TANABE MD DIRECTOR 1.00 0.00 X 0 0 0 JAMES H WINKLER DIRECTOR 1.00 0.00 X 0 0 0 JAY N ZIDELL DIRECTOR 1.00 0.00 X 0 0 0 JILL EILAND PRESIDENT BEGINNING 10/21 40.00 1.00 X X 67480 0 0 ROBIN GANTT TREASURER 1.00 0.00 X X 0 0 0 ERIC AMOS DIRECTOR 1.00 0.00 X 0 0 0 DANA BRANER MD FAAP FCCM DIRECTOR 1.00 40.00 X 0 541326 0 ERIC DISHMAN DIRECTOR 1.00 0.00 X 0 0 0 SUSAN HAMILTON DIRECTOR 1.00 0.00 X 0 0 0 DONDI CUPP SENIOR VP OF DEVELOPMENT 40.00 0.00 X 468428 0 79271 TARA SIMS CFO - VP FINANCE 40.00 0.00 X 262460 0 52825 AMANDA HOSKINS AVP OF ADVANCEMENT SERVICE 40.00 0.00 X 200240 0 61835 EMILY SMITH SENIOR DIRECTOR OF HUMAN RESOURCES 40.00 0.00 X 152132 0 27977 AMANDA HORTON AVP OF FOUNDATION RELATIONS 40.00 0.00 X 193061 0 37788 TIMOTHY COFFEY MANAGING SENIOR DIRECTOR OF DEVELOPMENT 40.00 0.00 X 175974 0 35605 EDGAR GONZALEZ AVP OF DEVELOPMENT 40.00 0.00 X 202634 0 61808 SARAH NEVUE SENIOR DIRECTOR OF DEVELOP 40.00 0.00 X 187601 0 57853 MICHAEL RORABAUGH AVP OF DEVELOPMENT 40.00 0.00 X 207885 0 34980 3035415 1885303 525213 33 0 1 0 2020 PORTLAND OWNER LLC 222 SW COLUMBIA ST STE 700 PORTLAND OR 97201 LEASING 336607 AFFINAQUEST LLC PO BOX 670769 DALLAS TX 752670769 CONSULTING SERVICES 335434 KPMG LLP PO BOX 120001 DALLAS TX 753120771 ACCOUNTING SERVICES 284935 HSP HOLDINGS LLC 1121 SW SALMON STE 500 PORTLAND OR 97205 LEASING 261135 STOEL RIVES LLP 760 SW NINTH AVENUE SUITE 3000 PORTLAND OR 97205 LEGAL SERVICES 230673 8 52387 697934 1260304 132066425 9860542 134077050 MANAGEMENT SERVICE FEE 900099 1459001 1459001 EDUCATION OF PUBLIC 900099 420561 420561 ALUMNI/OUTREACH ACTIVI 900099 78818 78818 1958380 -9033069 -9033069 3769 3769 8451058 17776710 6988578 4503416 1462480 13273294 14735774 14735774 55862 697934 318776 -262914 -262914 141478990 1958380 0 5443560 122421814 122421814 2472791 89515 1295495 1087781 9477636 343090 4965334 4169212 986938 35727 517057 434154 2041100 73888 1069332 897880 873808 31632 457788 384388 244705 2154 149490 93061 300990 2649 183875 114466 2040289 17954 1246413 775922 64872 571 39630 24671 1299692 11437 793982 494273 479530 4220 292945 182365 76387 672 46665 29050 65743 579 40162 25002 187902 1654 114789 71459 1161495 10221 709557 441717 49955 439 30518 18998 OTHER MGMT & ADMIN 891235 891235 OTHER FUNDRAISING 554815 554815 DONOR CULTIVATION 20697 182 12644 7871 OTHER PROGRAM SERVICE E 12838 12838 145725232 123061236 12856911 9807085 43360133 43322455 362719926 289471664 3459363 3769032 11896119 11628220 610830 493572 15361865 2172028 167715 13189837 165477305 131408151 1089939005 1147695750 5048101 3476130 1682678497 1644454811 7085127 2794979 73274767 81716335 80359894 84511314 X 1297454457 1234611409 167715 1349589 304696431 323982499 1602318603 1559943497 1682678497 1644454811 -4246242 -37923969 -204895 0 X 0 1 X 1 0 X 65939849 82145060 92832486 81004005 134077050 455998450 65939849 82145060 92832486 81004005 134077050 455998450 109029822 346968628 -7821836 -9784131 -10047589 -15848171 -9033069 -52534796 28175 41382 33630 27490 55862 186539 403650193 24984742 0.85960 0.77910 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2017 AMOUNT: $ 28,175. 2018 AMOUNT: $ 41,382. 2019 AMOUNT: $ 33,630. 2020 AMOUNT: $ 27,490. 2021 AMOUNT: $ 55,862. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2 29798 1338084 1 1 842336249 90504532 -29696600 3284399 34843646 9462 865006674 634281119 24586234 217717115 3179307 30610086 458826 842336249 572315257 20932540 7349419 3084511 27151216 536017 569825472 462503011 101652478 36065641 2945235 23841554 1119084 572315257 418015926 26603517 41569718 2726462 19909089 1050599 462503011 0.49540 0.50100 0.00360 0 0 931243 27494 903749 1658768 837444 821324 12771854 1307090 11464764 13189837 EQUITIES 898384596 F OTHER LONG-TERM INVESTMENTS 248475832 F OTHER SHORT-TERM INVESTMETNS 835322 F 1147695750 DUE TO OHSU 14314190 LIAB. FOR LIFE INCOME AGRMT. 20111061 DUE TO OTHER INSTITUTIONS 2596507 DEFERRED INFLOWS 32758829 OTHER LIABILITIES 95502 RIGHT OF USE LIABILITY-CURRENT 815908 RIGHT OF USE LIABILITY-NON CURRENT 11024338 81716335 103801254 -37923969 132352 -37791617 141592871 204895 -318776 -113881 141478990 146176360 132352 132352 146044008 -318776 -318776 145725232 PART V, LINE 4: AN ENDOWED FUND MAY SUPPORT A SPECIFIC OREGON HEALTH AND SCIENCE UNIVERSITY SCHOOL, DEPARTMENT, RESEARCH INSTITUTE OR PROGRAM. IT ALSO MAY SUPPORT SPECIFIC PEOPLE OR PURPOSES SUCH AS A FACULTY PROFESSORSHIP OR CHAIR, SCHOLARSHIP OR FELLOWSHIP, RESEARCH ACTIVITY, VISITING LECTURER OR PATIENT CARE. PART XI, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE -318,776. PART XII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE -318,776. FREESTYLE 648818 614434 34384 26209 273016 BOWLING WITH HEART 85363 74665 10698 1860 1 19615 8835 10780 17691 753796 697934 55862 26209 292567 318776 -262914 1 OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 61887719 0 RESEARCH OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 28572293 5000 FMV SUPPLIES ACADEMIC SUPPORT OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 4289403 0 INSTRUCTION OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 2956796 151718 FMV SUPPLIES INSTITUTIONAL SUPPORT OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 4477887 0 PUBLIC SERVICE OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 11516997 0 CAPITAL PROJECTS AND PLANNING OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 3867775 0 STUDENT AID OREGON HEALTH & SCIENCE UNIVERSITY 3181 SAM JACKSON PARK RD PORTLAND OR 97239 931176109 OREGON STATE 4828362 0 CLINICAL SUPPORT SCHOOL OF PUBLIC HEALTH 1600 SW 4TH AVENUE 730 PORTLAND OR 97225 930619733 501(C)(3) 25000 0 PUBLIC HEALTH PROVIDENCE - ST VINCENTS 9205 SW BARNES RD PORTLAND OR 97266 930575982 501(C)(3) 38707 0 PUBLIC HEALTH SKY LAKES MEDICAL CENTER 2865 DAGGETT AVE KLAMATH FALLS OR 97601 930508781 501(C)(3) 107926 0 PUBLIC HEALTH STEPHANIE VAN DYKE MEMORIAL PRESENTATION ROOM 2865 DAGGETT AVE KLAMATH FALLS OR 97601 930508781 501(C)(3) 14950 0 PUBLIC HEALTH 5 0 PART I, LINE 2: TRANSFERS ARE MADE TO OREGON HEALTH AND SCIENCE UNIVERSITY (OHSU) AND UNRELATED PARTIES BASED ON THESE ENTITIES PROVIDING AUTHORIZED DOCUMENTATION OF SATISFACTION OF DONORS' INTENT. AUTHORIZATION IS CONTROLLED AND LIMITED TO SELECT INDIVIDUALS WITH THE KNOWLEDGE AND RESPONSIBILITY OF ENSURING THE TRANSFERS ARE MADE IN ACCORDANCE WITH DONOR INTENT. DOCUMENTATION CAN INCLUDE PROVIDING LABOR, EQUIPMENT, AND CONSTRUCTION REPORTS PRODUCED THAT SUBSTANTIATE SALARY EXPENSES, EQUIPMENT PURCHASES, AND CONSTRUCTION COSTS INCURRED. X X 1 1 X X X X 1 1 0 0 0 0 0 0 0 DANNY O JACOBS MD MPH FACS DIRECTOR 0 1192992 0 100000 0 45515 0 0 0 12000 0 1350507 0 0 MATT MCNAIR PRESIDENT THRU 10/21 547652 0 93500 0 276368 0 34800 0 28471 0 980791 0 0 0 DONDI CUPP SENIOR VP OF DEVELOPMENT 400627 0 45000 0 22801 0 54193 0 25078 0 547699 0 0 0 DANA BRANER MD FAAP FCCM DIRECTOR 0 526864 0 19480 0 -5018 0 0 0 0 0 541326 0 0 TARA SIMS CFO - VP FINANCE 239731 0 0 0 22729 0 29272 0 23553 0 315285 0 0 0 EDGAR GONZALEZ AVP OF DEVELOPMENT 190535 0 10750 0 1349 0 25000 0 36808 0 264442 0 0 0 AMANDA HOSKINS AVP OF ADVANCEMENT SERVICE 188935 0 10000 0 1305 0 24778 0 37057 0 262075 0 0 0 SARAH NEVUE SENIOR DIRECTOR OF DEVELOP 179075 0 5000 0 3526 0 23116 0 34737 0 245454 0 0 0 MICHAEL RORABAUGH AVP OF DEVELOPMENT 171567 0 35000 0 1318 0 0 0 34980 0 242865 0 0 0 AMANDA HORTON AVP OF FOUNDATION RELATIONS 181223 0 10492 0 1346 0 23198 0 14590 0 230849 0 0 0 TIMOTHY COFFEY MANAGING SENIOR DIRECTOR OF DEVELOPM 174257 0 0 0 1717 0 21104 0 14501 0 211579 0 0 0 EMILY SMITH SENIOR DIRECTOR OF HUMAN RESOURCES 96386 0 11826 0 43920 0 12776 0 15201 0 180109 0 0 0 PART I, LINES 4A-B MATT MCNAIR, PRESIDENT, EARNED $19,500 IN DEFERRED COMPENSATION UNDER SECTION 457(B) AND RECEIVED SEVERANCE OF $250,000 DURING 2021. THIS COMPENSATION IS INCLUDED IN THE COMPENSATION REPORTED IN PART II. THE SEVERANCE WAS REVIEWED AND APPROVED IN ACCORDANCE WITH THE FOUNDATION'S POLICIES AND PROCEDURES. DONDI CUPP, SENIOR VICE PRESIDENT OF DEVELOPMENT, EARNED $19,500 IN DEFERRED COMPENSATION UNDER SECTION 457(B) DURING 2021. THIS COMPENSATION IS INCLUDED IN THE COMPENSATION REPORTED IN PART II. TARA SIMS, CFO - VICE PRESIDENT OF FINANCE, EARNED $19,500 IN DEFERRED COMPENSATION UNDER SECTION 457(B) DURING 2021. THIS COMPENSATION IS INCLUDED IN THE COMPENSATION REPORTED IN PART II. EMILY SMITH, SENIOR DIRECTOR OF HUMAN RESOURCES, RECEIVED SEVERANCE OF $43,136 DURING 2021. THIS COMPENSATION IS INCLUDED IN THE COMPENSATION REPORTED IN PART II. THE SEVERANCE WAS REVIEWED AND APPROVED IN ACCORDANCE WITH THE FOUNDATION'S POLICIES AND PROCEDURES. STANDARD INSURANCE COMPANY THE EXECUTIVE CHAIR, GREG NESS, IS A MEMBER OF THE OHSU FOUNDATION BOARD 2147119 INSURANCE 0 X 4 276320 COMPARABLE SALES X 300 COMPARABLE SALES X 519631 COMPARABLE SALES X 90 6519073 AVERAGE MARKET X 2 1003995 APPRAISAL X 1 1250000 APPRAISAL X 5 3255 COMPARABLE SALES X 7 19098 COMPARABLE SALES X OTHER VARIOUS 19 228764 COMPARABLE SALES X VARIOUS AUCTION 57 40105 FMV - SALES PRICE 5 0 1 1 PART I, LINE 32B: THE ORGANIZATION PARTNERS WITH VOLUNTEERS OF AMERICA FOR THE COLLECTION AND SALE OF GIFTS OF AUTOMOBILES. THE ORGANIZATION ALSO ENGAGES THE SERVICES OF REAL ESTATE AGENTS WHEN SELLING GIFTS OF REAL PROPERTY. THE ORGANIZATION USES STOCK BROKERS TO PROCESS AND SELL SECURITIES. THE SERVICES OF MARKETING FIRMS IN THE SOLICITATION OF PLANNED GIFTS ARE ALSO USED. FORM 990, PART VI, SECTION A, LINE 7B OHSU'S PRESIDENT HAS THE POWER TO APPROVE DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE VP - CHIEF FINANCIAL OFFICER REVIEWS THE FINAL FORM 990 WHICH IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM FROM WORK PAPERS PREPARED BY FOUNDATION STAFF. THE VP - CHIEF FINANCIAL OFFICER SIGNS THE RETURN BEFORE IT IS FILED. THE FORM 990 IS AVAILABLE FOR MEMBERS OF THE BOARD OF TRUSTEES TO VIEW AFTER IT HAS BEEN FILED. TO PROTECT THE PRIVACY OF OUR DONORS, SCHEDULE B IS REDACTED FROM ANY FORM THAT IS PROVIDED TO THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE AND STATEMENT ARE PROVIDED TO EACH COVERED PERSON TO DISCLOSE ANY INTEREST THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. COVERED PERSONS INCLUDE ANY CURRENT AND FORMER OFFICER, TRUSTEE, DIRECTOR, MEMBER OF A COMMITTEE WITH BOARD DELEGATED POWERS, HIGHEST COMPENSATED EMPLOYEES, OR KEY EMPLOYEE, ANY OF WHOM HELD THE NAMED POSITION WITHIN FIVE YEARS FROM THE DATE THE POSITION TERMINATED. EACH RESPONDENT IS ASKED TO SIGN A DISCLOSURE STATEMENT WHICH AFFIRMS THAT THEY RECEIVED A COPY OF THE POLICY, HAVE READ AND UNDERSTAND THE POLICY, HAVE AGREED TO COMPLY WITH THE POLICY, AND HAVE RESPONDED TO THE QUESTIONNAIRE TO THE BEST OF THEIR ABILITY. THE COMPLETED QUESTIONNAIRE WILL BE PROVIDED TO THE EXECUTIVE COMMITTEE PRIOR TO JUNE 30 OF EACH YEAR. AFTER REVIEWING THE DISCLOSURE STATEMENTS AS WELL AS ANY OTHER POTENTIAL OR REAL CONFLICTS OF INTEREST THAT ARE IDENTIFIED, THE EXECUTIVE COMMITTEE SHALL NOTIFY THE OHSU FOUNDATION VICE-PRESIDENT-CHIEF FINANCIAL OFFICER OF ANY POSITIVE RESPONSES TO ANY QUESTIONS ON THE DISCLOSURE STATEMENT; AND WILL FOLLOW UP WITH RESPECT TO ANY OTHER DISCLOSURES THAT INDICATE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. THIS MAY INCLUDE, BUT IS NOT LIMITED TO, ASKING THE PERSON NOT TO PARTICIPATE IN RELATED DECISIONS OR RECOMMENDING APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION TO THE FOUNDATION PRESIDENT AND/OR CHAIRMAN OF THE BOARD OF TRUSTEES FOR THE OHSU FOUNDATION. AS POTENTIAL CONFLICTS OF INTEREST ARE IDENTIFIED THROUGHOUT THE COURSE OF A YEAR, EACH RESPONDENT HAS AN OBLIGATION TO ADVISE THE EXECUTIVE COMMITTEE IN WRITING OF THE EXISTANCE OF ANY SUCH REAL OR POTENTIAL CONFLICT OF INTEREST. A RESPONDENT MAY MAKE A PRESENTATION AT THE EXECUTIVE COMMITTEE MEETING, BUT AFTER SUCH PRESENTATION, HE OR SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT THAT CREATES THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST. THE EXECUTIVE COMMITTEE SHALL DETERMINE TO ITS SATISFACTION WHETHER THE FOUNDATION CAN OBTAIN A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT WITH REASONABLE EFFORTS FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY ATTAINABLE UNDER CIRCUMSTANCES THAT WOULD NOT GIVE RISE TO AN ACTUAL OF POTENTIAL CONFLICT OF INTEREST, THE EXECUTIVE COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED COMMITTEE MEMBERS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE FOUNDATION'S BEST INTEREST AND WHETHER THE TRANSACTION IS FAIR TO THE FOUNDATION, AND SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. THE EXECUTIVE COMMITTEE WILL INFORM THE RESPONDENT, IN WRITING, OF ITS DECISION. IF THE EXECUTIVE COMMITTEE HAS REASONABLE CAUSE TO BELIEVE THAT A RESPONDENT HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL INFORM THE RESPONDENT OF THE BASIS FOR SUCH BELIEF AND AFFORD THE RESPONDENT AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF, AFTER HEARING THE RESPONSE OF THE RESPONDENT AND MAKING FURTHER INVESTIGATION AS MAY BE WARRANTED IN THE CIRCUMSTANCES, THE EXECUTIVE COMMITTEE DETERMINES THAT THE RESPONDENT HAS IN FACT FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL RECOMMEND APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION TO THE FOUNDATION PRESIDENT AND/OR THE CHAIRMAN OF THE BOARD OF TRUSTEES FOR THE OHSU FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 PROCESS OF DETERMINING THE COMPENSATION: 1. REVIEW AND APPROVAL BY A GOVERNING BODY: A COMPENSATION COMMITTEE IS COMPOSED OF REPRESENTATIVES OF THE OHSU FOUNDATION BOARD OF TRUSTEES WITH MEMBERS TO INCLUDE BUT NOT LIMITED TO THE BOARD CHAIR, IMMEDIATE PAST CHAIR, BOARD SECRETARY, AND FINANCE CHAIR. THE COMPENSATION COMMITTEE APPROVES THE DOLLARS ALLOTED FOR MERIT INCREASES PRIOR TO THE PRESENTATION OF THE BUDGET AT THE JUNE BOARD MEETING. THE COMPENSATION COMMITTEE ONLY APPROVES THE COMPENSATION OF SENIOR LEADERSHIP. 2. USE OF DATA AS TO COMPARABLE COMPENSATION: FOR EACH POSITION SUBJECT TO REVIEW, COMPARABILITY DATA IS GATHERED FROM ANY OF THE FOLLOWING SOURCES: INDUSTRY SURVEYS, DOCUMENTED COMPENSATION OF PERSONS HOLDING SIMILAR POSITIONS IN SIMILAR ORGANIZATIONS, EXPERT COMPENSATION STUDIES, OR OTHER COMPARABLE DATA. FOR EACH TIME THERE IS A MATERIAL CHANGE TO THE SALARY RANGE OR COMPENSATION PACKAGE OF THE AFFECTED POSITION AND/OR PERSON IN THAT POSITION, NEW DATA IS GATHERED AND NEW DOCUMENTATION IS CREATED. 3. CONTEMPORANEOUS DOCUMENTATION REGARDING DECISIONS: ALL DOCUMENTATION ON FINAL DECISIONS, INCLUDING DELIBERATIONS, MADE BY THE COMPENSATION COMMITTEE IS KEPT ON RECORD IN THE OHSU FOUNDATION HUMAN RESOURCES DEPARTMENT. IN CASES WHERE THERE IS A HIRING DECISION OF THE PRESIDENT, THE EXECUTIVE COMMITTEE IS CONVENED WHICH INCLUDES ALL MEMBERS OF THE COMPENSATION COMMITTEE. THIS PROCESS WAS LAST UNDERTAKEN FOR THE HIRING OF THE INTERIM PRESIDENT IN THE SUMMER OF 2021. FORM 990, PART VI, SECTION C, LINE 19 OTHER ORG. DOCUMENTS PUBLICLY AVAILABLE WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTERST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, LIMITED INFORMATION ON THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE AT THE FOUNDATION'S WEBSITE INCLUDING THE AUDITED FINANCIAL STATEMENTS. THIS INFORMATION IS NOT READILY AVAILABLE FOR THE GENERAL PUBLIC AND REQUESTS FOR THIS INFORMATION ARE ASSESSED ON A CASE BY CASE BASIS BY THE RELEVANT FOUNDATION EMPLOYEE BEFORE DISCLOSURE. OHSUF PROPERTIES I LLC 2020 SW 4TH AVENUE SUITE 900 PORTLAND OR 97201 REAL PROPERTY OR 0 0 OHSUF OREGON HEALTH AND SCIENCE UNIVERSITY 3181 SAM JACKSON PARK ROAD PORTLAND OR 97239 931176109 HOSPITAL/UNIVERSITY OR N/A 0 OREGON RURAL HEALTH INITIATIVE 2020 SW 4TH AVENUE SUITE 900 PORTLAND OR 97201 814624043 FUNDRAISING OR 501(C)(3) LINE 12A, I N/A 0 CHARITABLE REMAINDER TRUST (28) CHARITABLE REMAINDER TRUST OR OREGON HEALTH AND SCIENCE UNIVERSITY FOUNDATION 0 CHARITABLE REMAINDER TRUST (1) CHARITABLE REMAINDER TRUST OR DAVID S STONER 0 CHARITABLE LEAD TRUST (2) CHARITABLE LEAD TRUST OR OREGON HEALTH AND SCIENCE UNIVERSITY FOUNDATION 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1