2023-05-12T18:10:14-05:00 2022-06-30 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2021-07-01 516000297 UNIVERSITY OF DELAWARE UNIV 3028312175 222 SOUTH CHAPEL STREET NEWARK DE 19716 MARY REMMLER SVP AND CFO 3028312175 2023-05-11 1 MARY REMMLER 999009999 BRIAN KEARNS P02061479 7032868000 2023-05-04 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X DIONISSIOS ASSANIS 222 SOUTH CHAPEL STREET NEWARK DE 19716 3174961270 0 X WWW.UDEL.EDU X 1833 DE INSTRUCTION, RESEARCH, AND PUBLIC SERVICES ARE THE UNIVERSITY'S MOST SIGNIFICANT ACTIVITIES. 31 29 12957 29 0 589474 182867274 206657954 975285226 1087870713 163851821 248430735 58682840 56061323 1380687161 1599020725 248696715 254790288 0 0 695312958 727064121 650482 866365 17874909 334099513 407176676 1278759668 1389897450 101927493 209123275 4592733130 4429239540 1577507594 1441279611 3015225536 2987959929 X SEE SCHEDULE O. 0 0 512862038 74968 618279854 INSTRUCTION AND DEPARTMENTAL RESEARCH ARE PROVIDED TO OVER 23,000 STUDENTS INCLUDING APPROXIMATELY 21,500 FULL TIME AND 2,400 PART-TIME STUDENTS AT 4 CAMPUSES THROUGHOUT THE STATE OF DELAWARE. 199025944 37465851 301812532 SPONSORED RESEARCH IS ADVANCING, LEADING-EDGE RESEARCH THAT SOLVES MYSTERIES, TACKLES PROBLEMS, AND INVENTS NEW TECHNOLOGIES - ALL AIMED AT ENHANCING OUR QUALITY OF LIFE. 113820622 120573441 AUXILIARY SERVICES MANAGES MANY OF THE UNIVERSITY OF DELAWARE'S SUPPORT UNITS PROVIDING A WIDE RANGE OF PRODUCTS AND SERVICES FOR STUDENTS, FACULTY, AND STAFF INCLUDING THE UNIVERSITY'S RESIDENCE HALLS, BOOKSTORE, CONFERENCE SERVICES, DINING SERVICES, GREEN RESERVATIONS (AREAS OUTSIDE OF RESIDENCE HALLS AND CAMPUS BUILDINGS), RESIDENCE HALL LAUNDRY, UNIVERSITY PARKING, BUS SERVICE, AND PRINTING. 86411446 ACADEMIC SUPPORT 56480498 3285845 EXTENSION AND PUBLIC SERVICE 42975100 47204886 STUDENT SERVICES 218235834 213963624 STUDENT AID 404102878 217249469 47204886 1229811482 1 1 0 1 0 1 0 1 1 1 1 1 0 0 1 1 0 1 1 0 1 1 1 1 1 1 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1120 0 1 12957 1 1 1 0 0 1 1 0 1 1 0 0 0 0 1 0 X 31 29 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AR AZ CA CO CT DC FL GA HI IA ID IL IN KS LA MD MA MI ME MO MT NC ND NH NM NY OK OR SC UT VA WI WV X X LISA MARRA KELLY CONTROLLER 3028311593 222 SOUTH CHAPEL STREET NEWARK DE 19716 CAROL A AMMON TRUSTEE 2.00 0.00 X 0 0 0 CHRISTOPHER W BAKER TRUSTEE 2.00 0.00 X 0 0 0 JAMES C BOREL TRUSTEE 2.00 0.00 X 0 0 0 SHAWN BRITTINGHAM TRUSTEE 2.00 0.00 X 0 0 0 JOHN CARNEY TRUSTEE 2.00 0.00 X 0 0 0 ALLISON BURRIS CASTELLANOS TRUSTEE 2.00 0.00 X 0 0 0 JOHN R COCHRAN TRUSTEE 2.00 0.00 X 0 0 0 JOAN F COKER TRUSTEE 2.00 0.00 X 0 0 0 BETH COOPER TRUSTEE 2.00 0.00 X 0 0 0 JAMES CORRELL TRUSTEE 2.00 0.00 X 0 0 0 CLAIRE DEMATTEIS TRUSTEE 2.00 0.00 X 0 0 0 WILLIAM J DIMONDI TRUSTEE 2.00 0.00 X 0 0 0 DONNA M FONTANA TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL S GELTZEILER TRUSTEE 2.00 0.00 X 0 0 0 KATHLEEN V HAWKINS BOARD SECRETARY 6.00 0.00 X 0 0 0 DEBRA HESS NORRIS TRUSTEE, PROFESSOR 55.00 0.00 X 276800 0 49313 TERRI L KELLY BOARD CHAIR 6.00 0.00 X 0 0 0 WILLIAM M LAFFERTY BOARD VICE CHAIR 6.00 0.00 X 0 0 0 NISHA LODHAVIA TRUSTEE 2.00 0.00 X 0 0 0 GUY F MARCOZZI TRUSTEE 2.00 0.00 X 0 0 0 TERENCE M MURPHY BOARD VICE CHAIR 6.00 0.00 X 0 0 0 JOHN W PARADEE TRUSTEE 2.00 0.00 X 0 0 0 CLAUDIA PEA PORRETTI TRUSTEE 2.00 0.00 X 0 0 0 DONALD J PUGLISI TRUSTEE 2.00 0.00 X 0 0 0 ROBERT F RIDER JR TRUSTEE 2.00 0.00 X 0 0 0 EDMOND J SANNINI TRUSTEE 2.00 0.00 X 0 0 0 DAVID W SPARTIN TRUSTEE 2.00 0.00 X 0 0 0 SEAN X WANG TRUSTEE 2.00 0.00 X 0 0 0 KENNETH C WHITNEY TRUSTEE 2.00 0.00 X 0 0 0 FREEMAN WILLIAMS TRUSTEE 2.00 0.00 X 0 0 0 DIONISSIOS ASSANIS PRESIDENT 55.00 0.00 X X 1591318 0 54275 JAMES DICKER JR VP, DEV & ALUMNI RELATIONS 55.00 0.00 X 624230 0 56683 JOHN LONG EXEC. VP & COO 55.00 0.00 X 634167 0 51525 ROBIN MORGAN PROVOST 55.00 0.00 X 621583 0 59365 LAURE ERGIN VP & GENERAL COUNSEL 55.00 0.00 X 501500 0 58183 CHARLES RIORDAN VP, RESEARCH SCHLRSHP & INNOVATION 55.00 0.00 X 448933 0 56683 MARY REMMLER VP, STRAT PLANNING AND ANALYSIS 55.00 0.00 X 455000 0 75103 SHARON PITT VP, INFORMATION TECHNOLOGIES 55.00 0.00 X 426400 0 56569 GLENN CARTER VP, COMMUNICATIONS & MARKETING 55.00 0.00 X 455000 0 42401 GREG OLER VP, FIN. & TREASURY (THRU 8/21) 55.00 0.00 X 247623 0 56865 RODNEY MORRISON VP, ENROLLMENT MANAGEMENT 55.00 0.00 X 352083 0 56421 PETER KRAWCHYK VP, FACILTIES, RE, AUX SRVC & ARCH. 55.00 0.00 X 377793 0 52910 BETH BRAND VP & UNIV SECRETARY 55.00 0.00 X 381583 0 57911 JOSE-LUIS RIERA VP, STUDENT LIFE 55.00 0.00 X 350109 0 64444 FATIMAH CONLEY VP, INST EQUITY & CH DIVERSITY OFC 55.00 0.00 X 237656 0 46824 JARED AUPPERLE INTRM VP FOR HUMAN RSCS. (THRU 7/21) 55.00 0.00 X 198117 0 44688 MELISSA BARD VP & CHIEF HR. OFF. (AS OF 8/21) 55.00 0.00 X 156250 0 18614 LEVI THOMPSON DEAN 55.00 0.00 X 426100 0 59167 JOHN PELESKO DEAN 55.00 0.00 X 417000 0 66188 KEITH WALTER CHIEF INVESTMENT OFFICER 55.00 0.00 X 1053660 0 74129 DANIEL RICH PROFESSOR 55.00 0.00 X 621158 0 49951 DANIEL ROCCO HEAD FOOTBALL COACH 55.00 0.00 X 627399 0 51323 MARTIN INGELSBY HEAD BASKETBALL COACH 55.00 0.00 X 532190 0 56480 CHRISTINE STETSON RAWAK DIR, INTERCOLLEGIATE ATHLCS & REC SRVC 55.00 0.00 X 606940 0 52837 BABATUNDE OGUNNAIKE FORMER DEAN/ PROFESSOR 55.00 0.00 X 351576 0 52172 MOHSEN BADIEY FORMER INTERIM DEAN/PROFESSOR 55.00 0.00 X 293467 0 57394 JASON CASH FORMER INTERIM VP IT/ DEPUTY CIO 55.00 0.00 X 206559 0 44842 13472194 0 1523260 1376 1 1 0 ARAMARK ARAMARK TOWER PHILADELPHIA PA 19107 FOOD SERVICES 26580042 WHITING-TURNER CONTRACTING COMPANY 131 CONTINENTAL DRIVE SUITE 404 NEWARK DE 19713 CONSTRUCTION 17902441 BANCROFT CONSTRUCTION 1300 GRANT AVENUE WILMINGTON DE 19806 CONSTRUCTION 6965517 BARTON MALOW-EDIS II A JV 300 WEST PRATT STREET SUITE 310 BALTIMORE MD 21201 CONSTRUCTION 6767240 EBSCO INFORMATION SERVICES 1163 SHREWSBURY AVENUE SHREWSBURY NJ 07702 LIBRARY SUBSCRIPTION 5081725 364 614110 16118221 147763149 42162474 5197768 206657954 TUITION AND FEES 611310 618279854 618279854 RESEARCH CONTRACTS 541700 301812532 301812532 ROOM/BOARD/AUX SERVICE 900004 120573441 120573441 OTHER PGM REV SOURCES 900004 47204886 47204886 1087870713 22904505 22904505 3755626 3755626 1800590786 315801 1575380357 0 225210429 315801 225526230 225526230 207071 614110 546976 -339905 -339905 18290 13212 5078 5078 INTRA UNIV. REVENUE 900099 54922692 54922692 LOSS FROM AFFILIATE 721110 -2282168 -2282168 52640524 1599020725 1140511237 0 251851534 X 41900394 41900394 195534526 195534526 17355368 17355368 10638578 1305675 8635907 696996 1088545 804375 284170 500616327 441462636 50679182 8474509 91421650 80619110 9254941 1547599 91034707 80277889 9215769 1541049 32264314 28451907 3266232 546175 3001939 642275 2359664 519992 519992 866365 866365 7427741 7427741 55229399 51688344 3541055 2631761 2369237 166958 95566 20342421 15643233 3368632 1330556 42643722 16427505 25344585 871632 1690544 1656045 34499 71009693 68351985 2184505 473203 17013171 16240526 499278 273367 1963578 1533974 130488 299116 29104047 29104047 89826503 85778165 4048338 2662438 227901 2434159 378 OTHER EXPENSES 60371623 50698261 8814964 858398 BOND FEES 976021 976021 LOSS ON DISPOSAL 762083 762083 1389897450 1229811482 142211059 17874909 142590 189643 201633276 153852395 69323278 71425569 16896278 15418588 348115 289712 8087320 1380933 3263674656 1410076293 1860713899 1853598363 891208428 895061580 1525270544 1420530068 6576017 5519492 8436 5936 12524949 11967261 4592733130 4429239540 138812669 130892368 63461406 74253069 494896502 484487230 201982150 200015532 678354867 551631412 1577507594 1441279611 X 1453851621 1549409361 1561373915 1438550568 3015225536 2987959929 4592733130 4429239540 X 209123275 -382109488 145720606 X 0 1 X 1 1 1 X 174608928 190418811 169022967 182867274 206657954 923575934 174608928 190418811 169022967 182867274 206657954 923575934 39457082 884118852 28500570 36437368 28228264 22037423 26660131 141863756 257340 9306823 18290 9582453 1075022143 5338731906 0.82240 0.82140 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GAMING ACTIVITIES - 2019 AMOUNT: $ 8,450. 2021 AMOUNT: $ 18,290. OTHER REVENUE - 2017 AMOUNT: $ 257,340. 2019 AMOUNT: $ 9,298,373. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 103287 0 1 103287 0 PART II-B, LINE 1: 1B: UNIVERSITY PERSONNEL MET WITH MEMBERS OF CONGRESS AND THEIR STAFF IN WASHINGTON D.C. TO DISCUSS RESEARCH PROJECTS AND OTHER MATTERS AFFECTING HIGHER EDUCATION. UNIVERSITY PERSONNEL MET AND DISCUSSED WITH STATE REPRESENTATIVES CONCERNING APPROPRIATIONS AND OTHER MATTERS AFFECTING HIGHER EDUCATION. 1G: A PORTION OF THE UNIVERSITY'S DIRECTOR OF GOVERNMENT RELATIONS, STRATEGIC ENGAGEMENTS (15%), THE DIRECTOR OF GOVERNMENT RELATIONS LEGISLATIVE AFFAIRS (25%), THE GOVERNMENT RELATIONS ASSISTANT (20%), AND THE UNIVERSITY'S ASSISTANT VICE PRESIDENT FOR FEDERAL RELATIONS TIME (45%) ARE ASSOCIATED WITH LOBBYING ACTIVITIES. 1I: NO DUES IN FY22. 1 0 0 38465 1 1 139820 9101496 X X X X 0 1 -375451 138048726 137504274 169001 0 1864134000 13919000 -117219684 9046039 47679961 1912316 1702195000 1376354000 19137000 523635423 8405874 44989126 1597423 1864134000 1387414579 15040000 28584422 8225663 44607916 1851422 1376354000 1336129985 17202000 87957623 7992998 44239408 1642623 1387414579 1289925621 13216000 88938543 7687856 46635047 1627276 1336129985 0.25560 0.23780 0.50660 0 0 58942079 58942079 2267268719 803717964 1463550755 85853444 15812774 70040670 380920254 255616932 125303322 470690160 334928623 135761537 1853598363 LIMITED PARTNERSHIPS 1337218906 F FUNDS HELD IN TRUST 78981720 F MORTGAGES 336167 F OTHER 3993275 F 1420530068 POST RETIREMENT OBLIGATION 474676969 INTEREST RATE SWAP 11888597 ASSET RETIREMENT OBLIGATION 22316504 ENDOWMENT LIABILITY 4014181 STUDENT LOAN PAYABLE 7153238 ANNUITY & LIFE INCOME FUNDS 16693070 OTHER LIABILITIES 2869944 OPERATING LEASE LIABILITIES 12018909 551631412 X 1083310023 -382109488 1367720 -380741768 1464051791 7427741 127541193 134968934 1599020725 1132247441 0 1132247441 7427741 250222268 257650009 1389897450 PART III, LINE 4: THE UNIVERSITY MUSEUMS SEEK TO ENHANCE THE EDUCATIONAL AND SCHOLARLY MISSION OF THE UNIVERSITY OF DELAWARE THROUGH THE EXHIBITION, ONLINE PRESENTATION, STUDY, PRESERVATION, AND GROWTH OF ITS UNIQUE COLLECTIONS IN 20TH AND 21ST CENTURY AMERICAN ART (WITH PARTICULAR STRENGTHS IN THE BRANDYWINE SCHOOL, AFRICAN AMERICAN ART, AND PHOTOGRAPHY), MINERALS AND PRE-COLUMBIAN CERAMICS. THE UNIVERSITY MUSEUMS ENRICHES CULTURAL LIFE BEYOND THE CAMPUS THROUGH PRESENTATION OF THE WORK OF RECOGNIZED ARTISTS AND THROUGH OUTREACH PROGRAMS TO SELECTED AUDIENCES INCLUDING K-12 STUDENTS, EDUCATORS, AND HISTORICALLY BLACK COLLEGES AND UNIVERSITIES. THE UNIVERSITY MUSEUMS ACHIEVE THIS THROUGH PUBLIC EXHIBITIONS OPEN FREE OF CHARGE TO THE UNIVERSITY COMMUNITY AND THE GENERAL PUBLIC; THROUGH MAKING COLLECTIONS ACCESSIBLE TO INDIVIDUAL STUDENTS, CLASSES, AND SCHOLARS; AND THROUGH OFFERING PUBLIC PROGRAMS ON FACETS OF THE COLLECTION FREE OF CHARGE TO THE UNIVERSITY COMMUNITY AND THE GENERAL PUBLIC. PART IV, LINE 1B: AGENCY ACCOUNTS $ 1,396,099 EXTERNAL FINANCIAL (1,908,411) STUDENT GROUPS 681,313 ----------------- $ 169,001 THE UNIVERSITY IS REGULARLY REQUESTED TO ACT AS FISCAL AGENT FOR FUNDS THAT BELONG TO A RELATED THIRD PARTY. NORMALLY A CURRENT OR EXPECTED MUTUAL BENEFIT TO BOTH THE THIRD PARTY AND THE UNIVERSITY BEYOND JUST THE FISCAL AGENT RELATIONSHIP PROMPTS SUCH A REQUEST. SUCH REQUESTS MAY RANGE FROM LARGE ORGANIZATIONS SEEKING AN ON-GOING RELATIONSHIP WITH THE UNIVERSITY TO ONE-TIME REQUESTS FOR A DEPOSITORY FOR FUNDS FOR A DEPARTMENTAL RETIREMENT EVENT. WHEN THIS FISCAL AGENCY REQUEST IS GRANTED, A UNIVERSITY (AGENCY) ACCOUNT IS SET UP IN THE UNIVERSITY ACCOUNTING SYSTEM. AGENCY ACCOUNTS WITH DEPOSITS ON HAND FROM THIRD PARTY ORGANIZATIONS ARE LIABILITIES OF THE UNIVERSITY WHILE SUCH ACCOUNTS IN DEFICIT CONSTITUTE RECEIVABLES DUE TO THE UNIVERSITY. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT FUND'S PURPOSE IS TO PROVIDE IN PERPETUITY FINANCIAL SUPPORT OF THE UNIVERSITY'S EDUCATIONAL GOALS. THE INTENDED USES OF THE ENDOWMENT FUNDS ARE TO PROVIDE EDUCATIONAL AND GENERAL SUPPORT SUCH AS SCHOLARSHIPS, PRIZES AND AWARDS, FACILITIES AND EDUCATIONAL PROGRAM SUPPORT, AND GENERAL OPERATIONAL SUPPORT. PART X, LINE 2: THE UNIVERSITY AND ITS AFFILIATES HAVE BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE (IRS) AS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE EXCEPT FOR TAXES ON INCOME FROM ACTIVITIES UNRELATED TO ITS EXEMPT PURPOSE. ACCORDINGLY, NO PROVISIONS FOR INCOME TAXES HAVE BEEN MADE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE UNIVERSITY AND HAS CONCLUDED THAT AS OF JUNE 30, 2022 AND 2021, THERE ARE NO UNCERTAIN POSITIONS. THE UNIVERSITY IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS, HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS . PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NONOPERATING LIABILITIES 1,367,720. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 193,957,632. INTRA UNIVERSITY REVENUE 54,922,692. CHANGE IN POST EMPLOYMENT OBLIGATION -106,531,293. OTHER CHANGES -14,807,838. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 193,957,632. INTRA UNIVERSITY REVENUE 54,922,692. OTHER CHANGES 1,341,944. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY OF DELAWARE IS COMMITTED TO ASSURING EQUAL OPPORTUNITY FOR ALL PERSONS AND DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, GENDER, RELIGION, ANCESTRY, NATIONAL ORIGIN, SEXUAL ORIENTATION, VETERAN STATUS, AGE, OR DISABILITY IN ITS EDUCATIONAL PROGRAMS, ACTIVITIES, ADMISSIONS, OR EMPLOYMENT PRACTICES. THIS STATEMENT IS INCLUDED ON A VARIETY OF UNIVERSITY FORMS AND PUBLICATIONS. A WEBSITE REGARDING THE UNIVERSITY'S COMMITMENT TO DIVERSITY CAN BE FOUND AT: WWW.SITES.UDEL.EDU/DIVERSITY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF DELAWARE PARTICIPATES IN THE FOLLOWING FEDERAL TITLE IV STUDENT FINANCIAL AID PROGRAMS: FEDERAL PELL, FSEOG, FEDERAL WORK STUDY, FEDERAL PERKINS LOAN, FEDERAL STAFFORD LOAN AND TEACH GRANT. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 220447226 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 18813050 CENT. AMERICA/CARIBBEAN 0 0 GRANTS AND SCHOLARSHIPS 481619 EAST ASIA/PACIFIC 0 0 GRANTS AND SCHOLARSHIPS 5263807 EUROPE/ICELAND/GREENLAND 0 0 GRANTS AND SCHOLARSHIPS 3335101 MIDDLE EAST/ NORTH AFRICA 0 0 GRANTS AND SCHOLARSHIPS 893474 NORTH AMERICA 0 0 GRANTS AND SCHOLARSHIPS 912936 SOUTH ASIA 0 0 GRANTS AND SCHOLARSHIPS 3706526 SOUTH AMERICA 0 0 GRANTS AND SCHOLARSHIPS 989078 SUB-SAHARAN AFRICA 0 0 GRANTS AND SCHOLARSHIPS 1585234 RUSSIA/NEIGHBORING STATES 0 0 GRANTS AND SCHOLARSHIPS 187593 0 0 0 0 0 0 253853739 2761905 256615644 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH SUBAWARD 187835 WIRE 0 EAST ASIA AND THE PACIFIC RESEARCH SUBAWARD 38281 WIRE 0 NORTH AMERICA RESEARCH SUBAWARD 17144 WIRE 0 3 0 UNDERGRADUATE SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN 6 140766 CREDIT TO AR GRADUATE SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN 46 330975 CREDIT TO AR GRADUATE FELLOWSHIP CENTRAL AMERICA AND THE CARIBBEAN 3 9878 WIRE UNDERGRADUATE SCHOLARSHIP EAST ASIA AND THE PACIFIC 66 923440 CREDIT TO AR GRADUATE FELLOWSHIP EAST ASIA AND THE PACIFIC 27 53925 WIRE GRADUATE SCHOLARSHIPS EAST ASIA AND THE PACIFIC 932 4248161 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 50 2268697 CREDIT TO AR GRADUATE FELLOWSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 16 41966 WIRE GRADUATE SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 152 836603 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP MIDDLE EAST/ NORTH AFRICA 4 50562 CREDIT TO AR GRADUATE FELLOWSHIP MIDDLE EAST/ NORTH AFRICA 2 5415 WIRE GRADUATE SCHOLARSHIPS MIDDLE EAST/ NORTH AFRICA 181 837497 CREDIT TO AR GRADUATE FELLOWSHIP NORTH AMERICA 7 16263 WIRE GRADUATE SCHOLARSHIPS NORTH AMERICA 25 100016 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP NORTH AMERICA 21 779512 CREDIT TO AR GRADUATE SCHOLARSHIPS RUSSIA AND NEIGHBORING STATES 32 187593 CREDIT TO AR GRADUATE SCHOLARSHIPS SOUTH AMERICA 147 684342 CREDIT TO AR GRADUATE FELLOWSHIP SOUTH AMERICA 5 11084 WIRE UNDERGRADUATE SCHOLARSHIP SOUTH AMERICA 9 293652 CREDIT TO AR GRADUATE SCHOLARSHIPS SOUTH ASIA 688 3600308 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SOUTH ASIA 5 70500 CREDIT TO AR GRADUATE FELLOWSHIP SOUTH ASIA 32 35718 WIRE GRADUATE SCHOLARSHIPS SUB-SAHARAN AFRICA 177 1033810 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SUB-SAHARAN AFRICA 18 508247 CREDIT TO AR GRADUATE FELLOWSHIP SUB-SAHARAN AFRICA 10 43177 WIRE 1 0 1 1 1 0 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS: THE UNIVERSITY'S OVERSIGHT AND CONTROLS OVER RESEARCH FUNDS IS FACILITATED BY PROCESSES AND CONTROLS INHERENT IN OUR UNIVERSITY'S ERP SYSTEM. DISBURSEMENT OF FUNDS ARE CONTROLLED BY THE RESEARCH OFFICE AND INSTITUTIONAL CRITERIA THAT IS MONITORED BY THE SYSTEM, THE RESEARCH OFFICE AND COLLABORATION BETWEEN VARIOUS DEPARTMENTS OF THE UNIVERSITY. PART III ACCOUNTING METHOD: X X X X X 1 RUFFALO NOEL LEVITZ 1025 KIRKWOOD PKWY SW CEDAR RAPIDS IA 52404 FUNDRAISING 0 221255 643800 -422545 DAN SAFTIG CONSULTING 9624 E TURQUOISE AVE SCOTTSDALE AZ 85258 FUNDRAISING 0 0 83765 -83765 PLUS DELTA PARTNERS 6965 EL CAMINO REAL STE 105-488 CARLSBAD CA 92009 FUNDRAISING 0 0 38500 -38500 VALERIE BIDEN OWENS 222 S CHAPEL ST NEWARK DE 19716 FUNDRAISING 0 0 100300 -100300 221255 866365 -645110 AL AK AR CA CO FL GA HI IL KS KY LA ME MD MA MI MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI WEINBERG DINNER 643310 584560 58750 8003 32603 10380 3330 ALUMNI WEEKEND 163721 15400 148321 23221 272831 44844 38575 111644 1 14150 14150 1150 395 821181 614110 207071 1150 31224 272831 77447 48955 115369 546976 -339905 18290 7316 5896 1 1.00000 18290 7316 5896 13212 5078 DE 1 0 0 0 1.00000 ANDREA YOUNG 108 D DELAWARE FIELD HOUSE NEWARK DE 19716 0 ANDREA YOUNG RECORDKEEPER X 0 1 ACCUGENOMICS INC 1410 COMMONWEALTH DR SUITE 130 WILMINGTON NC 28403 274451532 N/A 100640 0 RESEARCH SUBAWARD AGORANET INCORPORATED 314 EAST MAIN STREET SUITE 1 NEWARK DE 19711 510373241 N/A 211451 0 RESEARCH SUBAWARD ALBANY STATE UNIVERSITY 2400 GILLIONVILLE RD ALBANY GA 31707 586001996 115 16808 0 RESEARCH SUBAWARD APEFW (ANNIE'S PROJECTEDUCATION FOR FARM WOMEN) 16591 N WHITE SWAN LANE WOODLAWN IL 62898 263995913 501(C)(3) 17677 0 RESEARCH SUBAWARD APPLIED BIOSENSORS LLC 2500 S STATE ST RM 224 SALT LAKE CITY UT 84115 462551284 N/A 145855 0 RESEARCH SUBAWARD APTIM FEDERAL SERVICES LLC 1725 DUKE STREET SUITE 400 ALEXANDRIA VA 22314 412042864 N/A 47936 0 RESEARCH SUBAWARD ARIZONA STATE UNIVERSITY PO BOX 876011 TEMPE AZ 85287 860196696 501(C)(3) 50647 0 RESEARCH SUBAWARD ARKEMA INC 900 1ST AVE KING OF PRUSSIA PA 19406 230960890 N/A 1002306 0 RESEARCH SUBAWARD ARTEMIS BIOSYSTEMS INC 11 TILESTON STREET QUINCY MA 02113 272020157 N/A 6699 0 RESEARCH SUBAWARD ATC MANUFACTURING 1224 N LEAN STREET POST FALLS ID 83854 201012697 N/A 156021 0 RESEARCH SUBAWARD 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EDUCATION OPPORTUNITY GRANT 1211 1269949 UNIVERSITY GIFT SCHOLARSHIPS 399 3631679 MERIT SCHOLARSHIPS 582 2677475 DELAWARE NEED BASED GRANTS 5349 32513060 OTHER SCHOLARSHIPS AND GRANTS 551 3993025 STUDENT EXCELLENCE EQUALS DEGREE SCHOLARSHIP 593 2956887 UNIVERSITY OF DELAWARE SCHOLARSHIPS FOR STUDENTS 11449 84607557 HIGHER EDUCATION ECONOMIC RELIEF FUND GRANTS 18413 16680027 GRADUATE STUDENT SCHOLARSHIPS 3745 20130570 GRADUATE STUDENT FELLOWSHIPS 1809 3227290 PART I, LINE 2: THE UNIVERSITY'S OVERSIGHT AND CONTROLS OVER GRANT FUNDS IS FACILITATED BY PROCESSES AND CONTROLS INHERENT IN OUR UNIVERSITY'S ERP SYSTEM. DISBURSEMENT OF FUNDS ARE CONTROLLED BY DONOR AND INSTITUTIONAL CRITERIA THAT ARE MONITORED BY BOTH THE SYSTEM AND COLLABORATION BETWEEN VARIOUS DEPARTMENTS OF THE UNIVERSITY. A MONTHLY REVIEW OF FUNDING IS PRODUCED TO MONITOR SPENDING AND REPORTS ARE PRODUCED BY DEVELOPMENT TO PROVIDE ADDITIONAL OVERSIGHT OF SCHOLARSHIP RECIPIENTS WHEN PROVIDING REPORTS TO DONORS ON THE STATUS OF THEIR GIFTS. X X X 1 1 X X X X 0 0 0 1 0 0 0 1 0 DIONISSIOS ASSANIS PRESIDENT 1055083 0 525000 0 11235 0 31900 0 22375 0 1645593 0 0 0 KEITH WALTER CHIEF INVESTMENT OFFICER 473660 0 580000 0 0 0 31901 0 42228 0 1127789 0 0 0 JOHN LONG EXEC. VP & COO 534167 0 100000 0 0 0 31900 0 19625 0 685692 0 0 0 ROBIN MORGAN PROVOST 523583 0 98000 0 0 0 34400 0 24965 0 680948 0 0 0 JAMES DICKER JR VP, DEV & ALUMNI RELATIONS 521667 0 75000 0 27563 0 31900 0 24783 0 680913 0 0 0 DANIEL ROCCO HEAD FOOTBALL COACH 458649 0 168750 0 0 0 31900 0 19423 0 678722 0 0 0 DANIEL RICH PROFESSOR 129408 0 0 0 491750 0 39528 0 10423 0 671109 0 0 0 CHRISTINE STETSON RAWAK DIR, INTERCOLLEGIATE ATHLCS & REC SR 447190 0 159750 0 0 0 31901 0 20936 0 659777 0 0 0 MARTIN INGELSBY HEAD BASKETBALL COACH 447190 0 85000 0 0 0 31901 0 24579 0 588670 0 0 0 LAURE ERGIN VP & GENERAL COUNSEL 438500 0 63000 0 0 0 31900 0 26283 0 559683 0 0 0 MARY REMMLER VP, STRAT PLANNING AND ANALYSIS 376000 0 79000 0 0 0 31900 0 43203 0 530103 0 0 0 CHARLES RIORDAN VP, RESEARCH SCHLRSHP & INNOVATION 392533 0 56400 0 0 0 31900 0 24783 0 505616 0 0 0 GLENN CARTER VP, COMMUNICATIONS & MARKETING 376000 0 79000 0 0 0 31899 0 10502 0 497401 0 0 0 LEVI THOMPSON DEAN 426100 0 0 0 0 0 31900 0 27267 0 485267 0 0 0 JOHN PELESKO DEAN 407000 0 10000 0 0 0 31901 0 34287 0 483188 0 0 0 SHARON PITT VP, INFORMATION TECHNOLOGIES 376000 0 50400 0 0 0 31900 0 24669 0 482969 0 0 0 BETH BRAND VP & UNIV SECRETARY 339333 0 42250 0 0 0 31900 0 26011 0 439494 0 0 0 PETER KRAWCHYK VP, FACILTIES, RE, AUX SRVC & ARCH. 333133 0 44660 0 0 0 31900 0 21010 0 430703 0 0 0 JOSE-LUIS RIERA VP, STUDENT LIFE 306459 0 43650 0 0 0 31096 0 33348 0 414553 0 0 0 RODNEY MORRISON VP, ENROLLMENT MANAGEMENT 307833 0 44250 0 0 0 31563 0 24858 0 408504 0 0 0 BABATUNDE OGUNNAIKE FORMER DEAN/ PROFESSOR 301505 0 0 0 50071 0 31900 0 20272 0 403748 0 0 0 MOHSEN BADIEY FORMER INTERIM DEAN/PROFESSOR 211370 0 0 0 82097 0 32281 0 25113 0 350861 0 0 0 DEBRA HESS NORRIS TRUSTEE, PROFESSOR 219435 0 0 0 57365 0 29955 0 19358 0 326113 0 0 0 GREG OLER VP, FIN. & TREASURY (THRU 8/21) 206933 0 40690 0 0 0 31900 0 24965 0 304488 0 0 0 FATIMAH CONLEY VP, INST EQUITY & CH DIVERSITY OFC 237656 0 0 0 0 0 25627 0 21197 0 284480 0 0 0 JASON CASH FORMER INTERIM VP IT/ DEPUTY CIO 206559 0 0 0 0 0 22257 0 22585 0 251401 0 0 0 JARED AUPPERLE INTRM VP FOR HUMAN RSCS. (THRU 7/21) 178117 0 20000 0 0 0 18768 0 25920 0 242805 0 0 0 MELISSA BARD VP & CHIEF HR. OFF. (AS OF 8/21) 131250 0 25000 0 0 0 14438 0 4176 0 174864 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE - THE UNIVERSITY'S PRESIDENT IS REQUIRED TO LIVE IN AN ON-CAMPUS RESIDENCE. THE ARRANGEMENT MEETS THE IRC EXCLUSION FROM GROSS INCOME AND IS THEREFORE EXCLUDED FROM COMPENSATION REPORTED ON THE PRESIDENT'S FORM W-2. HEALTH AND SOCIAL CLUB DUES - TWO UNIVERSITY OFFICERS WERE PROVIDED BENEFITS TO A SOCIAL CLUB TOTALING $38,797. IT IS THE UNIVERSITY'S POLICY TO TREAT THE ABOVE ITEMS AS TAXABLE COMPENSATION AND REPORT THE APPLICABLE AMOUNTS ON THE INDIVIDUAL'S FORM W-2. PART I, LINE 5 THE UNIVERSITY'S CHIEF INVESTMENT OFFICER, A HIGHLY COMPENSATED EMPLOYEE, RECEIVED A BONUS PAYMENT OF $580,000 WHICH IS PARTIALLY BASED UPON THE PERFORMANCE OF THE UNIVERSITY'S INVESTMENT PORTFOLIO. THIS TYPE OF COMPENSATION IS SUBJECT TO THE UNIVERSITY'S EXECUTIVE COMPENSATION PROCESS WHICH ENSURES THAT THE AMOUNT OF TOTAL COMPENSATION IS FAIR AND REASONABLE. PART I, LINE 7 BONUS PAYMENTS TOTALING $2,389,800 WERE PAID BASED UPON ACHIEVING DOCUMENTED GOALS. THIS TYPE OF COMPENSATION IS PURSUANT TO THE UNIVERSITY'S EXECUTIVE COMPENSATION PROCESS WHICH ENSURES THAT THE AMOUNT OF TOTAL COMPENSATION IS FAIR AND REASONABLE. A UNIVERSITY OF DELAWARE (SERIES 2005) 516000297 91425MAZ0 2005-07-14 49945000 SEE PART VI 0 0 0 B UNIVERSITY OF DELAWARE (SERIES 2013AC) 516000297 91425MDU8 2013-04-18 196950353 SEE PART VI 1 0 0 C UNIVERSITY OF DELAWARE (SERIES 2019) 516000297 914245CS2 2019-06-20 136482604 SEE PART VI 0 0 0 D UNIVERSITY OF DELAWARE (SERIES 2019A) 516000297 914245DV4 2019-10-09 65279514 SEE PART VI 0 0 0 A 21255000 51410087 307595 30000 1465087 36752258 12855147 2006 0 1 1 1 B 41755000 81595000 196950353 760633 116924000 79265720 2015 1 0 1 1 C 21515000 136482604 694835 135787769 2020 0 0 1 1 D 3810000 65279514 338616 64940898 2020 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 1 0 1 1 MORGAN STANLEY 30.300000000000 0 0 0 0 1 B 0 0 0 1 1 1 MORGAN STANLEY 24.500000000000 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, LINE B, COLUMN F- BOND ISSUE 2013A/C THE 2013A BONDS HAVE BEEN LEGALLY DEFEASED. A PORTION OF THE 2019 BOND PROCEEDS FUNDED AN ESCROW ACCOUNT THAT WAS IRREVOCABLY PLACED WITH TRUSTEE TO MEET THE PRINCIPAL AND INTEREST PAYMENTS OF THE 2013A ISSUE UNTIL THEIR REDEMPTION. THE 2013C BONDS WERE ISSUED FOR THE PURPOSE OF PROVIDING FUNDS (I) TO REFUND A PORTION OF THE UNIVERSITY'S VARIABLE RATE REVENUE BONDS, SERIES 2009A THAT WERE ORIGINALLY ISSUED ON 03/17/2009, AND (II) TO PAY THE COSTS OF ISSUING THE 2013C BONDS. PART I, LINE C, COLUMN F- BOND ISSUE 2019 IN JUNE 2019, THE UNIVERSITY ISSUED ITS $113,295,000 TAX-EXEMPT BONDS, SERIES 2019 TO PROVIDE FINANCING FOR: (I) THE ACQUISITION CONSTRUCTION, EQUIPPING AND INSTALLATION OF CERTAIN FACILITIES OF THE UNIVERSITY AND (II) THE PAYMENT OF THE COSTS OF ISSUING THE 2019 BONDS. PART I, LINE D, COLUMN F- BOND ISSUE 2019A IN OCTOBER 2019, THE UNIVERSITY ISSUED ITS $49,390,000 TAX-EXEMPT BONDS, SERIES 2019A TO PROVIDE FINANCING FOR: (I) THE ACQUISITION CONSTRUCTION, EQUIPPING AND INSTALLATION OF CERTAIN FACILITIES OF THE UNIVERSITY AND (II) THE PAYMENT OF THE COSTS OF ISSUING THE 2019A BONDS. PART I, LINE A, COLUMN F - BOND ISSUE 2004 A/B IN APRIL 2004, THE UNIVERSITY ISSUED ITS $12,070,000 REVENUE BONDS, SERIES 2004A AND $40,835,000 VARIABLE RATE DEMAND REVENUE BONDS, SERIES 2004B. THE 2004A BONDS WERE ISSUED: (I) TO CURRENTLY REFUND THE UNIVERSITY'S OUTSTANDING SERIES 1993 BONDS; (II) TO FINANCE A PORTION OF THE COSTS ASSOCIATED WITH THE CONSTRUCTION OF A PARKING GARAGE, THE DEMOLITION OF EXISTING UNIVERSITY DORMITORIES, THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, AND FOR OTHER CAPITAL IMPROVEMENTS; AND (III) TO PAY COSTS OF ISSUING THE 2004A BONDS. THE 2004A BONDS MATURED ON NOVEMBER 1, 2010 AND ARE NO LONGER OUTSTANDING. THE 2004B BONDS WERE ISSUED (I) TO FINANCE A PORTION OF THE COSTS ASSOCIATED WITH THE CONSTRUCTION OF A PARKING GARAGE, THE DEMOLITION OF EXISTING UNIVERSITY DORMITORIES, THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, AND FOR OTHER CAPITAL IMPROVEMENTS, AND (II) TO PAY COSTS OF ISSUING THE 2004B BONDS. PART I, LINE A, COLUMN F - BOND ISSUE 2005 IN JULY 2005, THE UNIVERSITY ISSUED ITS $49,945,000 VARIABLE RATE DEMAND REVENUE BONDS, SERIES 2005. 2005 BOND PROCEEDS IN THE AMOUNT OF $37,880,000 WERE USED TO COMPLETE THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, THE DEMOLITION OF SOME EXISTING UNIVERSITY DORMITORIES, AND OTHER CAPITAL IMPROVEMENTS. 2005 BOND PROCEEDS IN THE AMOUNT OF $12,065,000 WERE USED TO ADVANCE REFUND A PORTION OF THE UNIVERSITY'S OUTSTANDING SERIES 1997 BONDS, WHICH WERE ORIGINALLY ISSUED ON 06/05/1997. PART II, COLUMN A PROCEEDS - BOND ISSUE 2005 LINE 3 - INCLUDES INTEREST EARNINGS $1,465,087 PART II, COLUMN A PROCEEDS - BOND ISSUE 2004B LINE 3 - INCLUDES INTEREST EARNINGS $1,132,732 PART IV, COLUMN B, LINE 2C - BOND ISSUE 2013AC ARBITRAGE REPORT COMPLETED APRIL 18, 2018 RESULTING IN NO REBATE DUE. A UNIVERSITY OF DELAWARE (SERIES 2004AB) 516000297 91425MAY3 2004-04-08 53457434 SEE PART VI 0 0 0 A 23600000 54590166 366674 1132732 44554078 8536682 2005 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 1 0 1 1 MORGAN STANLEY 30.600000000000 0 0 0 0 1 A 1 TUITION 119418 DISCOUNT TUITION X 16 139820 OPINION OF EXPERT X 2 100000 OPINION OF EXPERT X 142897 OPINION OF EXPERT X 110 3569270 FMV X 3 255230 OPINION OF EXPERT X EQUIPMENT 40 983102 OPINION OF EXPERT X MISCELLANEOUS 25 7449 OPINION OF EXPERT 2 0 1 0 FORM 990, PART I, LINE 1 MISSION STATEMENT INSTRUCTION, RESEARCH, AND PUBLIC SERVICES ARE THE MOST SIGNIFICANT ACTIVITIES OF THE UNIVERSITY. FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION THE UNIVERSITY OF DELAWARE EXISTS TO CULTIVATE LEARNING, DEVELOP KNOWLEDGE, AND FOSTER THE FREE EXCHANGE OF IDEAS. STATE-ASSISTED YET PRIVATELY GOVERNED, THE UNIVERSITY HAS A STRONG TRADITION OF DISTINGUISHED SCHOLARSHIP, WHICH IS MANIFESTED IN ITS RESEARCH AND CREATIVE ACTIVITIES, TEACHING, AND SERVICE, IN LINE WITH ITS COMMITMENT TO INCREASING AND DISSEMINATING SCIENTIFIC, HUMANISTIC, ARTISTIC, AND SOCIAL KNOWLEDGE FOR THE BENEFIT OF THE LARGER SOCIETY. FOUNDED IN 1743 AND CHARTERED BY THE STATE IN 1833, THE UNIVERSITY OF DELAWARE TODAY IS A LAND-GRANT, SEA-GRANT, AND SPACE-GRANT UNIVERSITY. THE UNIVERSITY OF DELAWARE IS A MAJOR RESEARCH UNIVERSITY WITH EXTENSIVE GRADUATE PROGRAMS THAT IS ALSO DEDICATED TO OUTSTANDING UNDERGRADUATE AND PROFESSIONAL EDUCATION. UD FACULTY ARE COMMITTED TO THE INTELLECTUAL, CULTURAL, AND ETHICAL DEVELOPMENT OF STUDENTS AS CITIZENS, SCHOLARS AND PROFESSIONALS. UD GRADUATES ARE PREPARED TO CONTRIBUTE TO A GLOBAL AND DIVERSE SOCIETY THAT REQUIRES LEADERS WITH CREATIVITY, INTEGRITY AND A DEDICATION TO SERVICE. THE UNIVERSITY OF DELAWARE PROMOTES AN ENVIRONMENT IN WHICH ALL PEOPLE ARE INSPIRED TO LEARN, AND ENCOURAGES INTELLECTUAL CURIOSITY, CRITICAL THINKING, FREE INQUIRY, AND RESPECT FOR THE VIEWS AND VALUES OF AN INCREASINGLY DIVERSE POPULATION. AN INSTITUTION ENGAGED IN ADDRESSING THE CRITICAL NEEDS OF THE STATE, NATION, AND GLOBAL COMMUNITY, THE UNIVERSITY OF DELAWARE CARRIES OUT ITS MISSION WITH THE SUPPORT OF ALUMNI WHO SPAN THE GLOBE AND IN PARTNERSHIP WITH PUBLIC, PRIVATE, AND NONPROFIT INSTITUTIONS IN DELAWARE AND BEYOND. FORM 990, PART VI, SECTION A, LINE 7A EIGHT OF THE UNIVERSITY'S TRUSTEES SHALL BE APPOINTED BY THE GOVERNOR OF DELAWARE, BY AND WITH THE CONSENT OF A MAJORITY OF THE MEMBERS ELECTED TO THE DELAWARE STATE SENATE. FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY'S FORM 990 IS PREPARED BY INDEPENDENT TAX ADVISORS FROM INFORMATION PROVIDED BY UNIVERSITY PERSONNEL AND SIGNED BY THE SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER . THE FORM 990 IS REVIEWED BY ADDITIONAL MEMBERS OF UNIVERSITY MANAGEMENT. THE AUDIT VISITING COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND DISCUSSES THE FULL FORM 990 AT ITS SPRING MEETING HELD IN APRIL 2023. A FINAL FORM 990 IS PROVIDED TO THE FULL BOARD OF TRUSTEES PRIOR TO THE FILING OF THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C PER UNIVERSITY POLICY, EACH COVERED PERSON* SHALL COMPLETE A CONFLICT-OF-INTEREST DISCLOSURE STATEMENT PROVIDED BY THE UNIVERSITY ANNUALLY, AND AT SUCH OTHER TIMES AS A POTENTIAL CONFLICT OF INTEREST MAY ARISE. EACH COVERED PERSON SHALL BE REQUIRED TO ACKNOWLEDGE, NOT LESS THAN ANNUALLY, THAT HE OR SHE HAS RECEIVED, READ, AND UNDERSTAND THE POLICY AND AGREES TO COMPLY WITH THE POLICY. COMPLETED DISCLOSURE STATEMENTS ARE REVIEWED BY THE OFFICE OF GENERAL COUNSEL, OTHER OFFICES AS APPLIABLE, AND THE OFFICE OF THE SECRETARY OF THE BOARD AND CHAIRPERSON OF THE BOARD IN THE CASE OF BOARD OF TRUSTEE DISCLOSURES. *COVERED PERSONS SHALL INCLUDE: 1) MEMBERS OF THE BOARD OF TRUSTEES, AND 2) SENIOR ADMINISTRATORS. SENIOR ADMINISTRATOR MEANS A) ANY OFFICER OF THE UNIVERSITY, B) ANY OTHER UNIVERSITY EMPLOYEE WHO MAY BE DESIGNATED BY THE PRESIDENT TO BE A SENIOR ADMINISTRATOR FOR PURPOSES OF THE POLICY BECAUSE OF SUCH EMPLOYEE'S FIDUCIARY, FINANCIAL, OR OTHER DUTIES, AND C) ANY EMPLOYEE HOLDING THE FOLLOWING POSITIONS: I) DEANS, DEPUTY DEANS, ASSOCIATE DEANS, AND ASSISTANT DEANS; II) THE DIRECTOR OF INTERCOLLEGIATE ATHLETICS AND RECREATION SERVICES, ASSOCIATE ADS, AND ASSISTANT ADS; III) THE GENERAL COUNSEL AND ALL ATTORNEYS REPORTING TO THE GENERAL COUNSEL; IV) THE DEPUTY PROVOST, ASSOCIATE PROVOSTS, AND VICE PROVOST; AND V) ALL VICE PRESIDENTS, ASSOCIATE VICE PRESIDENTS, AND ASSISTANT VICE PRESIDENTS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES IS COMPRISED OF NO MORE THAN FIVE AND NO LESS THAN THREE INDEPENDENT BOARD MEMBERS, ALL CHOSEN BY THE CHAIR OF THE BOARD. THE COMMITTEE IS DELEGATED BY THE BOARD TO REVIEW AND APPROVE THE COMPENSATION OF THE PRESIDENT, OFFICERS, ANY OTHER PERSONS CONSIDERED TO BE A "DISQUALIFIED PERSON" (AS DEFINED BY CODE SECTION 4958), AND ANY OTHER PERSONS IDENTIFIED BY THE COMMITTEE ("COVERED EXECUTIVES"). THE COMMITTEE REGULARLY REVIEWS COMPENSATION PROPOSALS FOR COVERED EXECUTIVES AND MARKET DATA, DELIBERATE OVER SUCH COMPENSATION, AND DOCUMENT ITS COMPENSATION DECISIONS, INCLUDING THE BASIS FOR SUCH DECISIONS. THE COMMITTEE ENGAGES AN INDEPENDENT THIRD PARTY TO SERVE AS A CONSULTANT ON THESE MATTERS. THE COMPENSATION OF KEY EMPLOYEES IS SET BY THEIR RESPECTIVE SUPERVISING OFFICER WITHIN THE CONSTRAINTS OF THE UNIVERSITY'S OPERATING BUDGET, WHICH IS REVIEWED AND APPROVED BY THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES, AND SUBSEQUENTLY BY THE FULL BOARD OF TRUSTEES. THE KEY EMPLOYEES' COMPENSATION PROCESS IS CONTEMPORANEOUSLY DOCUMENTED BY THE UNIVERSITY. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE AS PUBLIC INFORMATION ON THE UNIVERSITY'S WEBSITE. IN ADDITION, THE UNIVERSITY'S FORM 990-T AND IRS DETERMINATION LETTER ARE MADE AVAILABLE FOR PUBLIC REVIEW UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 51,688,344. MANAGEMENT AND GENERAL EXPENSES 3,541,055. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 55,229,399. FORM 990, PART XI, LINE 9: CHANGE IN POSTEMPLOYMENT OBLIGATION 128,203,105. CHANGE IN SWAP 15,800,179. RELATED PARTY EXPENSES 365,925. CHANGE IN NONOPERATING LIABILITIES 1,367,720. NON-CAPITAL PROJECT EXPENSES -16,323. BLUE HEN HOTEL LLC 222 S CHAPEL ST NEWARK DE 19716 510411499 HOTEL DE 3553733 13263676 UNIV OF DE 1743 HOLDINGS LLC 222 S CHAPEL ST NEWARK DE 19716 271332816 RESEARCH DE 594594 62104793 UNIV OF DE UD HEALTH LLC 222 S CHAPEL ST NEWARK DE 19716 873391110 HEALTHCARE DE 0 0 UNIV OF DE UNIVERSITY OF DE ALUMNI ASSOC INC 83 E MAIN ST 3RD FL NEWARK DE 19716 516016065 SCHOLARSHIP DE 501(C)(3) LINE 12C, III-FI N/A 0 UNIVERSITY OF DELAWARE RESEARCH FDN 162 CENTER MALL NEWARK DE 19716 516017306 RESEARCH DE 501(C)(3) LINE 12D, III-O N/A 0 FRIENDS OF THE UNIV OF DE LIBRARY INC UNIVERSITY OF DE LIBRARY NEWARK DE 19716 516017971 DONATIONS DE 501(C)(3) LINE 12C, III-FI N/A 0 KARL W BOER SOLAR ENERGY MEDAL OF MERIT 222 S CHAPEL ST NEWARK DE 19716 396596448 AWARD DE 501(C)(3) LINE 12A, I N/A 0 UNIDEL FOUNDATION INC PO BOX 1146 NEWARK DE 19716 516015046 GRANTS DE 501(C)(3) LINE 12D, III-O N/A 0 FIRST STATE MARINE WIND LLC 2050 CABOT BLVD W LANGHORNE PA 19047 383809186 PWR GENERATION DE RELATED 487605 4640248 0 0 0.97500 PERFORMANCE VC OPP FUND 5 GREENWICH OFFICE PARK 3RD FLOOR GREENWICH CT 06831 833206186 INVESTMENTS CT EXCLUDED 1089762 19134642 0 0 0.99000 KNIGHTSBRIDGE B LP 122 SW FRANK PHILLIPS BOULEVARD BARTLESVILLE OK 74003 823938272 INVESTMENTS OK EXCLUDED 2412314 44369483 0 0 0.98070 BLUE HEN WIND INC 222 S CHAPEL ST NEWARK DE 19716 352377140 INVESTMENTS DE N/A C 3013369 1.00000 1 UNIVERSITY OF DE STUDENT HOUSING FNDN 222 S CHAPEL ST NEWARK DE 19716 311779506 INACTIVE DE N/A C 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST (5) 220 HULLIHEN HALL NEWARK DE 19716 INVESTMENTS DE N/A T 0 CHARITABLE REMAINDER UNITRUST TRUST (8) 220 HULLIHEN HALL NEWARK DE 19716 INVESTMENTS DE N/A T 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 FRIENDS OF THE UNIVERSITY OF DE LIBRARY INC C 45064 CASH UNIVERSITY OF DE RESEARCH FOUNDATION C 212750 CASH UNIDEL FOUNDATION INC C 15812524 CASH UNIVERSITY OF DE ALUMNI ASSOCIATION INC C 47883 CASH PERFORMANCE VC OPPORTUNITIES FUND I LP B 5450051 CASH KNIGHTSBRIDGE B LP B 19059424 CASH KNIGHTSBRIDGE B LP S 1334311 CASH SEE SCH R PART VII SUPPLEMENTAL INFO O SCHEDULE R, PART V, LINE 2 (N) & (O) THE UNIVERSITY PROVIDES, WITHOUT COMPENSATION, BOOKKEEPING AND OTHER ADMINISTRATIVE SERVICES TO THE UNIVERSITY OF DELAWARE ALUMNI ASSOCIATION, UNIVERSITY OF DELAWARE RESEARCH FOUNDATION, FRIENDS OF THE UNIVERSITY OF DELAWARE LIBRARY, INC., KARL W BOER SOLAR ENERGY MEDAL OF MERIT AWARD TRUST, BLUE HEN WIND INC., AND FIRST STATE MARINE WIND LLC. UNIVERSITY PERSONNEL RECEIVE NO COMPENSATION FROM THESE ORGANIZATIONS.