2023-05-12T16:04:26-05:00 2022-12-31 420714325 RSM US LLP 1330 POST OAK BLVD STE 2400 HOUSTON TX 77056 990PF 2022-01-01 760481204 THE WEST ENDOWMENT WEST 7139619699 PO BOX 491 HOUSTON TX 770010491 WILLIAM WEST LLOYD PRESIDENT 7139619699 2023-05-12 1 WILLIAM WEST LLOYD 999009999 0 JAMIE SANDERS P01508979 7136253500 2023-05-12 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X 11083345 X 0 X 35513 35513 189195 189195 99861 2751712 99861 189713 189713 0 514282 514282 0 0 0 0 0 300 150 0 150 7605 3802 0 3803 48301 48301 0 0 20257 14063 0 0 2340 2340 0 0 78803 68656 0 3953 619000 619000 697803 68656 0 622953 -183521 445626 0 2336414 2137709 2137709 -1378 846 846 2999597 3871661 3901666 4241015 2819926 3905004 356485 816624 772159 1015 103761 103761 3389 2489 262200 9936537 9753016 11083345 0 0 X 8152300 8252161 0 0 1784237 1500855 9936537 9753016 9936537 9753016 9936537 -183521 0 9753016 0 9753016 1750 SH DRAFTKINGS (DKNG) 2022-02-11 2022-02-25 36698 42752 -6054 -6054 175 SH ST BLOCK (SQ) 2021-05-11 2022-04-22 17928 38562 -20634 -20634 500 SH ST PENN NTL GMNG (PENN) 2021-05-11 2022-04-22 18012 41364 -23352 -23352 3500 SH ST ISH BROAD USD HY (USHY) 2021-06-21 2022-05-09 127241 145137 -17896 -17896 300 SH ST EXPEDIA (EXPE) 2022-07-07 2022-09-20 30935 28700 2235 2235 1500 SH ST STORE CAP (STOR) 2022-05-13 2022-09-20 47879 40005 7874 7874 5000 SH ST IMEDIA NT (IMBIL) 2021-11-18 2022-11-07 36327 93867 -57540 -57540 925 SH ST MERCK (MRK) 2022-03-24 2022-11-07 91980 74171 17809 17809 2000 SH ST B.RILEY FINCL (RILY) 2022-03-24 2022-12-16 80268 118691 -38423 -38423 5000 SH ST ELLINGTON FIN (EFC) 2022-03-24 2022-12-16 64648 86488 -21840 -21840 1000 SH EXXON XOM 2011-06-24 2022-03-15 77781 77734 47 47 4340 SH SUNCOR ENGY SU 2002-11-11 2022-03-15 129114 124454 4660 4660 .077 FRAC SH WARNER BROS DISCV (WBD) 2011-09-01 2022-04-13 2 2 0 0 1524 SH WARNER BROS DSCV WBD 2011-09-01 2022-05-06 27478 43015 -15537 -15537 1000 SH EXXONMOBIL XOM 2003-11-04 2022-08-29 99998 36583 63415 63415 6300 SH AT&T T 2011-09-01 2022-09-06 105965 140862 -34897 -34897 1050 SH EDWARDS LIFESCI (EW) 2016-12-16 2022-02-01 112894 32333 80561 80561 2000 SH WERNER ENTPRS (WERN) 2020-01-23 2022-02-10 87782 76376 11406 11406 500 SH CASEYS GEN STR (CASY) 2021-01-26 2022-02-22 91915 100912 -8997 -8997 1750 SH DRAFTKINGS (DKNG) 2021-01-26 2022-02-25 36697 96268 -59571 -59571 $30K PITNEY NOTE (3-7-22) 2019-02-07 2022-03-07 31539 29374 2165 2165 $25K BUNGE 3/15/24 NOTE 2019-02-07 2022-03-10 26200 24904 1296 1296 600 SH PAYPAL (PYPL) 2020-01-23 2022-04-14 62505 70119 -7614 -7614 325 SH LT BLOCK (SQ) 2021-02-09 2022-04-22 33293 84671 -51378 -51378 500 SH LT DOCUSIGN (DOCU) 2020-02-12 2022-04-22 42745 43213 -468 -468 200 SH LT NETFLIX (NFLX) 2016-05-25 2022-04-22 42500 24328 18172 18172 750 SH LT PENN NTL GMNG (PENN) 2021-04-07 2022-04-22 27019 77852 -50833 -50833 25 SH LT TESLA (TSLA) 2020-12-03 2022-04-22 25154 14709 10445 10445 500 SH LT TELADOC (TDOC) 2019-01-08 2022-04-28 14417 26792 -12375 -12375 20000 SH LT BLACKRCK HY FD (HYT) 2019-11-01 2022-05-09 197601 211666 -14065 -14065 750 SH LT CYBER-ARK SFTWR (CYBR) 2017-11-22 2022-05-09 85502 34888 50614 50614 1250 SH LT VERIZON (VZ) 2016-12-01 2022-07-26 56205 65597 -9392 -9392 450 SH LT ADIDAS (ADDYY) 2017-03-08 2022-09-20 30213 41299 -11086 -11086 450 SH LT EXPEDIA (EXPE) 2021-04-07 2022-09-20 46403 76957 -30554 -30554 150 SH LT NVIDIA (NVDA) 2018-11-26 2022-09-20 19699 5619 14080 14080 100 SH LT PAYCOM (PAYC) 2015-02-04 2022-09-20 34680 2721 31959 31959 175 SH LT ROPER (ROP) 2019-03-29 2022-09-20 65797 59756 6041 6041 2500 SH LT STORE CAP (STOR) 2021-05-11 2022-09-20 79798 84451 -4653 -4653 2500 SH LT FORTINET (FTNT) 2017-11-22 2022-11-03 116297 20846 95451 95451 500 SH LT APOLLO GLBL (APO) 2019-08-16 2022-11-07 31289 14869 16420 16420 50 SH LT MASTERCARD (MA) 2013-02-14 2022-11-07 16024 2612 13412 13412 50 SH LT MSCI INC (MSCI) 2017-12-07 2022-11-07 22994 6439 16555 16555 400 SH LT PHILLIPS66 (PSX) 2016-11-03 2022-11-07 42154 31167 10987 10987 700 SH LT RAYTHEON (RTX) 2021-01-26 2022-11-07 67300 47806 19494 19494 75 SH LT UNITEDHLTH (UNH) 2021-01-26 2022-11-07 40548 26057 14491 14491 150 SH LT CONSTELLATION BRDS (STZ) 2015-02-04 2022-11-09 36521 16865 19656 19656 225 SH LT MARRIOTT (MAR) 2020-10-06 2022-11-09 34181 22230 11951 11951 150 SH LT MARKETAXESS HLDG (MKTX) 2018-02-15 2022-12-29 42688 29670 13018 13018 125 SH LT MSCI INC (MSCI) 2017-12-07 2022-12-29 58904 16098 42806 42806 99861 -157821 6194 0 6194 0 6194 7040 0 0 0 7040 0 846 846 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A THE WEST ENDOWMENT 7139619699 1600 WEST LOOP SOUTH SUITE 2620 HOUSTON TX 77027 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MARGENE WEST LLOYD PO BOX 491 HOUSTON TX 77001 VP, TREASURER & ASST SEC/DIRECTOR 2.00 0 0 0 WILLIAM WEST LLOYD PO BOX 491 HOUSTON TX 77001 PRESIDENT/DIRECTOR 2.00 0 0 0 RONALD S WEBSTER PO BOX 491 HOUSTON TX 77001 SECRETARY/DIRECTOR 0.39 0 0 0 ROGER A SOAPE PO BOX 491 HOUSTON TX 77001 VP/DIRECTOR 0.20 0 0 0 PETER K JAMESON PO BOX 491 HOUSTON TX 77001 DIRECTOR 0.08 0 0 0 KAREN SCOGGINS PO BOX 491 HOUSTON TX 77001 ASST TREASURER 1.00 0 0 0 NONE 0 NONE 0 THE WEST ENDOWMENT MADE SEVERAL CONTRIBUTIONS TO VARIOUSORGANIZATIONS FOR VARIOUS CHARITABLE PURPOSES, INCLUDINGEDUCATIONAL, MEDICAL, AND GENERAL PURPOSES. 0 0 8807097 2610932 272321 11690350 0 0 11690350 175355 11514995 575750 575750 6194 6194 569556 0 569556 0 569556 622953 0 622953 569556 619012 0 0 622953 619012 0 0 3941 0 0 0 0 0 0 0 0 565615 0 0 0 MARGENE WEST LLOYD COORDINATOR OF GRANTS PO BOX 491 HOUSTON TX 77001 7139619699 LETTER FORM SPECIFYING PURPOSE OF APPLICATION AND AMOUNT OF CONTRIBUTION REQUESTED. NONE THE WEST ENDOWMENT WAS ORGANIZED FOR THE PURPOSE OF MAKING CHARITABLE CONTRIBUTIONS TO RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY, AND/OR EDUCATIONAL ORGANIZATIONS WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986. THE WEST ENDOWMENT DOES NOT MAKE GRANTS TO INDIVIDUALS. IN CONSIDERING REQUESTS FOR GRANTS, THE ENDOWMENT PLACES PRIORITY ON ORGANIZATIONS AND PROGRAMS SERVING HARRIS COUNTY AND THE STATE OF TEXAS. CINCO CHARITIES INC (DBA THE BALLARD HOUSE) 21421 CINCO PARK RD KATY TX 77450 PC GENERAL PURPOSE 10000 CHERISH OUR CHILDREN INC 448 W 19TH ST BOX 647 HOUSTON TX 77008 PC GENERAL PURPOSE 10000 COMMUNITIES IN SCHOOLS OF HOUSTON INC 1235 NORTH LOOP WEST SUITE 300 HOUSTON TX 77008 PC EDUCATIONAL PURPOSE 15000 COVENANT HOUSE TEXAS 1111 LOVETT BLVD HOUSTON TX 77006 PC GENERAL PURPOSE 75000 DA CAMERA SOCIETY OF TEXAS 1402 SUL ROSS HOUSTON TX 77006 PC GENERAL PURPOSE 10000 GRACEWOOD INC 1617 ELMVIEW DRIVE HOUSTON TX 77080 PC RELIGIOUS PURPOSE 15000 HARRIS COUNTY HOSPITAL DISTRICT FDN PO BOX 301168 HOUSTON TX 77230 PC MEDICAL PURPOSE 25000 HOUSTON HOSPICE 1905 HOLCOMBE BOULEVARD HOUSTON TX 77030 PC MEDICAL PURPOSE 20000 JOY DEVELOPMENT SCHOOL ONE CHELSEA BOULEVARD HOUSTON TX 77006 PC EDUCATIONAL PURPOSE 75000 P4L DBA LEMONADE DAY 1800 W LOOP S STE 1875 HOUSTON TX 77027 GROUP GENERAL PURPOSE 15000 THE MATAGORDA BAY FOUNDATION 15918 CR 946 BRAZORIA TX 77422 PC GENERAL PURPOSE 30000 TEXAS RICE INDUSTRY COALITION FOR THE ENVIRONMENT PO BOX 644 PIERCE TX 77467 PC GENERAL PURPOSE 20000 WILL ERWIN HEADACHE RESEARCH FOUNDATION 609 MAIN STREET SUITE 2350 HOUSTON TX 77002 PC MEDICAL PURPOSE 10000 HOUSTON METHODIST HOSPITAL FOUNDATION PO BOX 4384 HOUSTON TX 77210 GROUP MEDICAL PURPOSE 100000 REMIND PO BOX 27607 HOUSTON TX 77227 PC GENERAL PURPOSE 14000 INSTITUTE FOR REHABILITATION & RSCH FND 3355 WEST ALABAMA SUITE 950 HOUSTON TX 77098 PC MEDICAL PURPOSE 50000 TRINITY UNIVERSITY ONE TRINITY PLACE SAN ANTONIO NY 78212 PC EDUCATIONAL PURPOSE 50000 GLENWOOD CEMETERY HISTORIC PRESERVATION FOUNDATION 2525 WASHINGTON AVENUE HOUSTON TX 77007 PC GENERAL PURPOSE 25000 HOUSTON AREA WOMEN'S CENTER INC PO BOX 650998 DALLAS TX 75265 PC GENERAL PURPOSE 50000 619000 0 14 35513 14 189195 16 15 189713 18 99861 0 514282 0 514282 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 7605 3802 0 3803 SUPPLEMENT TO PART VI-B, QUESTIONS 1A (3) MAIN FORM THE TAXPAYER RECEIVES ADMINISTRATIVE SERVICES AND THE USE OFFACILITIES FREE OF CHARGE FROM DOMINION CORPORATION, WHICH IS OWNED IN PART BY CERTAIN FOUNDATION MANAGERS. SUCH SERVICES ARE IN THE FORM OF OFFICE SPACE, SUPPLIES AND OFFICE PERSONNEL TO PERFORM ADMINISTRATIVE AND ACCOUNTING DUTIES. THE USE OF THE SERVICE AND FACILITIES IS NOT SELF DEALING ACTIVITY SINCE THE TAXPAYER IS USING THESE ITEMS EXCLUSIVELYFOR TAX EXEMPT PURPOSES AND THEY ARE BEING FURNISHED WITHOUTCHARGE. (IRC SECTION 4941 AND REGULATION 53.4941(D)-3) ALLEGHENY LUDLUM CORP DEBENTURE UNSECURED 6.95% 12/15/2025 27923 29700 NAVIENT CORP NOTE M/W CLBL 5.875% 10/25/2024 33908 33864 FREEPORT-MCMORAN INC NOTE M/W CLBL 4.55% 11/14/2024 24499 24650 OWENS CORNING NOTE M/W CLBL 4.2% 12/01/2024 34996 34471 BALL CORP NOTE M/W CLBL 4.0% 11/15/2023 24867 24503 BRINKER INTERNATIONAL INC NOTE M/W CLBL 3.875% 05/15/2023 19142 19808 WESTINGHOUSE AIR BRAKE TECH CO NOTE M/W CLBL 4.4% 03/15/2024 24499 24601 CAPITAL ONE FINANCIAL CORP NOTE M/W CLBL 4.2% 10/29/2025 25047 24178 LIBERTY INTERACTIVE CORP DEBENTURE UNSECURED M/W CLBL 8.5% 07/15/2029 66718 36803 TOLL BROS FINANCE CORP NOTE M/W CLBL 4.875% 11/15/2025 19948 19563 CORECIVIC INC NOTE M/W CLBL 4.75% 10/15/2027 32250 30328 BUCKEYE PARTNERS LP NOTE M/W CLBL 4.35% 10/15/2024 49300 48140 CARPENTER TECHNOLOGY CORP NOTE M/W CLBL 6.375% 07/15/2028 33604 33286 DISH DBS CORPORATION NOTE CLBL 5.875% 11/15/2024 47657 46462 FULLER (HB) CO NOTE M/W CLBL 4% 02/15/2027 32890 32288 HOWMET AEROSPACE INC NOTE M/W CLBL 3% 01/15/2029 44959 42500 JACKSON FINANCIAL INC NOTE M/W CLBL 5.17% 06/08/2027 50332 49371 KOHLS CORPORATION NOTE M/W CLBL 4.25% 07/17/2025 49035 46875 M/I HOMES INC NOTE CLBL 4.95% 02/01/2028 32323 31096 MERCER INTERNATIONAL INC NOTE M/W CLBL 5.5% 01/15/2026 49235 47359 METHANEX CORP NOTE M/W CLBL 5.125% 10/15/2027 33467 32463 TRANSMONTAIGNE PARTNERS LP NOTE CLBL 6.125% 02/15/2026 30590 30100 TREEHOUSE FOODS INC NOTE CLBL 4% 09/01/2028 29435 29750 MSCI INC COM 0 58146 TRAVELCENTERS OF AMERICA 8.25% SR NOTES DUE 91700 101240 T-MOBILE US INC COM 43142 91000 TESLA INC COM 88255 55431 SALESFORCE.COM INC COM 16939 53036 PHILLIPS 66 COM 70056 104080 PAYCOM SOFTWARE INC COM 5442 62062 OGE ENERGY CORP COM 83407 108763 NVIDIA CORP COM 20919 87684 METLIFE INC. .75% DEP SHS EA REP NN CUM 120199 97750 MASTERCARD INC COM CL A 15970 104319 MARRIOTT INTERNATIONAL INC COM CL A 39520 59556 WASTE MANAGEMENT INC 82993 98050 UNITEDHEALTH GROUP INC 69487 106036 SCHWAB (CHARLES) CORP 70780 83260 RAYTHEON TECH CORP 51217 75690 PRUDENTIAL FINANCIAL INC 86959 84541 MICROSOFT CORP 81323 77941 WALMART INC COM 53107 85074 MERCADOLIBRE INC 185854 126936 FOSSIL GROUP INC 7% SR NOTES DUE 11/26/30 107855 79250 AMERICAN INTL GROUP 5.85% PRF 126037 107050 MARKETAXESS HOLDINGS INC COM 0 41834 JP MORGAN CHASE & CO COM 93040 134100 BLACKSTONE MORTGAGE TRUST INC COM 97229 74095 APPLE INC COM 14993 129930 APOLLO GLOBAL MANAGEMENT INC COM CL A 44626 95685 AMAZON.COM INC COM 22290 84000 AFFILIATED MANAGERS GROUP 5.875% JR SUB NTS 121675 103900 ADOBE INC COM 36252 67306 CVS HEALTH CORPORATION COM 59060 93190 CONSTELLATION BRANDS INC COM 27033 46350 EXXONMOBIL CORPORATION 73165 220600 EVERGY INC COM 50599 62930 INTUITIVE SURGICAL INC COM 16230 99506 JD.COM INC ADR 53587 70162 JOHNSON & JOHNSON 32270 141320 IDEXX LABORATORIES INC COM 7578 71393 CAMPING WORLD HOLDINGS INC COM CL A 90675 66960 DEVON ENERGY CORP COM 99000 92265 GENERAC HLDGS INC COM 153588 100660 PIONEER NATURAL RESOURCES CO COM 64371 57098 THE NECESSITY RETAIL REIT INC 7.5% CUM RED PER PRF STK *CLBL 86535 81160 TEXAS ROADHOUSE INC COME 64969 63665 3871661 3901666 0 0 ACCOUNTS RECEIVABLE AT COST 103761 103761 LEGAL FEES 300 150 0 150 OIL AND GAS ROYALTY PROPERTIES 1589 1589 261300 PREPAID INSURANCE (D&O) 1800 900 900 LIABILITY INSURANCE (D&O) 900 900 0 0 ADMINISTRATIVE EXPENSE 1440 1440 0 0 OIL & GAS ROYALTIES 189713 189713 0 AD VALOREM CONSULTANT 325 325 0 0 INVESTMENT ADVISOR 47976 47976 0 0 PRODUCTION TAXES - ROYALTIES 8442 8442 0 0 AD VALOREM TAXES 5050 5050 0 0 FOREIGN TAXES 571 571 0 0 EXCISE & INCOME TAX 6194 0 0 0