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AFTER EVALUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF JUNE 30, 2022 AND 2021. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSE. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF JUNE 30, 2022 AND 2021. SCHEDULE D, PART V, LINE 4 ENDOWMENT FUNDS ARE USED TO PROVIDE RMI INTERNSHIPS. SCHEDULE D, PART XI, LINE 4B REVENUE REPORTED IN AUDIT NOT ON 990: 55,647 - BENEFICIAL INTEREST HELD IN THE DENVER FOUNDATION true Central America and the Caribbean 5 Program Services SEE PART V 1140647 East Asia and the Pacific 1 32 Program Services SEE PART V 5657289 Europe (Including Iceland and Greenland) 32 Program Services SEE PART V 5355879 Middle East and North Africa Program Services SEE PART V 171237 North America 8 Program Services SEE PART V 1095702 South America Program Services SEE PART V 29168 South Asia 24 Program Services SEE PART V 2671503 Sub-Saharan Africa 11 Program Services SEE PART V 1311328 Europe (Including Iceland and Greenland) Grantmaking 5839391 South Asia Grantmaking 446588 Central America and the Caribbean Grantmaking 1500 Sub-Saharan Africa Grantmaking 1250 1 112 1 112 23721482 23721482 South Asia 316444 WIRE South Asia 90823 Wire South Asia 39321 Wire Europe (Including Iceland and Greenland) 947000 WIRE Europe (Including Iceland and Greenland) 1111275 WIRE Europe (Including Iceland and Greenland) 45000 Wire Europe (Including Iceland and Greenland) 40000 WIRE Europe (Including Iceland and Greenland) 62500 WIRE Europe (Including Iceland and Greenland) 3633616 WIRE 1 8 false false false false false false SCHEDULE F, PART I, LINE 2 RMI UTILIZES A RIGOROUS DUE DILIGENCE AND RISK ANALYSIS PROCESS WHICH INCLUDES A DETAILED QUESTIONNAIRE, INTERVIEWS, DATA VALIDATION, AND SCREENING THAT HELPS RMI TO ASSIGN POTENTIAL SUBRECIPIENTS A RISK RATING OF EITHER LOW, MEDIUM, OR HIGH. THIS RISK RATING INFORMS RMI OF THE APPROPRIATE LEVEL OF MONITORING NECESSARY FOR SUBRECIPIENTS IN ORDER TO ENSURE ALL RESOURCES ARE REACHING THEIR INTENDED TARGETS. SCHEDULE F, PART I, LINE 3, COLUMN (e) DESCRIPTION OF PROGRAM SERVICE ACTIVITIES: LINE 3 (1): AFRICA, CARBON-FREE BUILDINGS, ENERGY TRANSITION ACADEMY, GLOBAL SOUTH LINE 3 (2): AFRICA, CLIMATE FINANCE ACCEESS NETWORK, CHINA, CLIMATE ALIGNED INDUSTRIES, INDIA, GLOBAL SOUTH LINE 3 (3): GLOBAL SOUTH, CARBON-FREE ELECTRICITY, CARBON-FREE MOBILITY, CLIMATE FINANCE ACCESS NETWORK, CHINA, CLIMATE ALIGNED INDUSTRIES, CLIMATE INTELLIGENCE, COMMUNICATIONS, CORE BUSINESS FUNCTIONS, ENERGY TRANSITION ACADEMY, FINANCE, PORTFOLIO IMPACT ACCELERATOR, STRATEGIC ANALYST AND ENGAGEMENT, THIRD DERIVATIVE, URBAN TRANSFORMATION LINE 3 (4): CLIMATE ALIGNED INDUSTRIES, CORE BUSINESS FUNCTIONS LINE 3 (5): GLOBAL SOUTH, CARBON-FREE BUILDINGS, CARBON-FREE ELECTRICITY, CLIMATE FINANCE ACCESS NETWORK, CLIMATE INTELLIGENCE, COMMUNICATIONS, CORE BUSINESS FUNCTIONS, ENERGY TRANSITION ACADEMY, FINANCE, PORTFOLIO IMPACT ACCELERATOR, STRATEGIC ANALYSIS AND ENGAGEMENT, THIRD DERIVATIVE, URBAN TRANSFORMATION, US LINE 3 (6): CARBON-FREE BUILDINGS, GLOBAL SOUTH LINE 3 (7): CARBON-FREE BUILDINGS, CARBON-FREE ELECTRICITY, CLIMATE INTELLIGENCE, CORE BUSINESS FUNCTIONS, INDIA, THIRD DERIVATIVE, URBAN TRANSFORMATION, VOYAGER LINE 3 (8): GLOBAL SOUTH, CARBON-FREE ELECTRICITY, CLIMATE INTELLIGENCE, COMMUNICATIONS, ENERGY TRANSITION ACADEMY, THIRD DERIVATIVE SCHEDULE F, PART I, LINE 3 COLUMN (f) DESCRIPTION OF ACCOUNTING METHOD: FOREIGN EXPENDITURES ARE ACCOUNTED FOR ACCORDING TO ACCRUAL BASIS OF ACCOUNTING USING EXPENSE REPORTS, GRANT FEEDBACK, AND OTHER APPROPRIATE DOCUMENTATION. X X X X X X true NODE MARKETING AND COMMUNICATIONS 421 B Aspen Airport Business Center Aspen CO 81611 DEVELOPMENT false 0 21580 0 0 21580 0 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI true Philadelphia Green Capital Corp 1400 John F Kennedy Blvd City Hall Philadelphia PA 19107 862714334 501(c)(3) 25000 Support Program People for Community Recovery 13330 S Corliss Chicago IL 60827 363415767 501(c)(3) 8600 Support Program New Buildings Institute 151 SW 1st Ave Ste 300 Portland OR 972043558 680401509 501(c)(3) 295375 Support Program Main South CDC Worchester HEART 63 Franklin Street 3rd Floor Boston MA 02110 042921465 501(c)(3) 15000 Support Program Energy Efficiency Business Coalition (EEBC) 303 S Broadway Ste 200-230 Denver CO 80209 261971328 501(c)(3) 50000 Support Program Eco Infinity Nation LLC 4616 25th Ave NE Suite 289 Seattle WA 98105 831126733 10000 Support Program We Mean Business Coalition 1178 Broadway 3rd Floor 325 New York NY 10001 854146520 501(c)(3) 1578687 Support Program GISTEarth LLC 1924 Park Road NW Washington DC 20010 300000 Support Program Columbia University 622 West 113 Street New York NY 10025 135598093 501(c)(3) 25000 Support Program Colorado School of Mines 1500 Illinois Street Golden CO 80401 846000551 501(c)(3) 25000 Support Program American Red Cross 444 Sherman St Denver CO 80203 530196605 501(c)(3) 10000 Support Program The Regents of the University of California 1850 Research Park Drive Davis CA 956188140 946036494 501(c)(3) 50000 Support Program International Council on Clean Transportation 1500 K Street NW Suite 650 Washington DC 20005 203076690 501(c)(3) 140000 Support Program Hua Nani Partners LLC PO Box 1303 Kailua HI 96734 843031045 18000 Support Program Patillas Farmacia Jomari 18 Calle Munoz Rivera PA 00723 660643548 49800 Support Program World Resources Institute 10 G Street NE 800 Washington DC 20002 521257057 501(c)(3) 325000 Support Program Resource Legacy Fund (Climate Mayors) 555 Capitol Mall Suite 1095 Sacramento CA 95814 954703838 501(c)(3) 400000 Support Program 13 4 SCHEDULE I, PART I, LINE 2 FOR GRANT SUBRECIPIENTS, RMI UTILIZES A RIGOROUS DUE DILIGENCE AND RISK ANALYSIS PROCESS -- WHICH INCLUDES A DETAILED QUESTIONNAIRE, INTERVIEWS, DATA VALIDATION, AND SCREENING -- THAT HELPS RMI TO ASSIGN POTENTIAL SUBRECIPIENTS A RISK RATING OF EITHER LOW, MEDIUM, OR HIGH. THIS RISK RATING INFORMS RMI OF THE APPROPRIATE LEVEL OF MONITORING NECESSARY FOR SUBRECIPIENTS IN ORDER TO ENSURE ALL RESOURCES ARE REACHING THEIR INTENDED TARGETS. X true true X X X X true false false false false false false true false JULES KORTENHORST CHIEF EXECUTIVE OFFICER 381161 0 254555 0 2772 0 14500 0 27412 0 680400 0 HEATHER MCCREERY CHIEF FINANCIAL OFFICER 248043 0 56000 0 966 0 11203 0 33054 0 349266 0 MARTHA PICKETT GENERAL COUNSEL AND SECRETARY 311250 0 75000 0 5191 0 12445 0 23700 0 427586 0 JAMES NEWCOMB MANAGING DIRECTOR 292579 0 71000 0 2772 0 14500 0 24665 0 405516 0 LENA HANSEN MANAGING DIRECTOR 260541 0 64000 0 420 0 9796 0 20059 0 354816 0 BRITTA GROSS MANAGING DIRECTOR 252505 0 63000 0 396 0 12833 0 24809 0 353543 0 LEIA GUCCIONE MANAGING DIRECTOR 246869 0 54000 0 54 0 10646 0 833 0 312402 0 EDWARD HARVEY MANAGING DIRECTOR 96850 0 64000 0 128177 0 4781 0 1650 0 295458 0 JENNIFER STOKES MANAGING DIRECTOR - DEVELOPMEN 239238 0 53000 0 630 0 9042 0 24024 0 325934 0 STEPHANIE GREENE MANAGING DIRECTOR 175715 0 36600 0 60 0 9206 0 17705 0 239286 0 JON CREYTS CHIEF OFFICER OF PROGRAMS 316680 0 75000 0 966 0 12626 0 33825 0 439097 0 SCHEDULE J, PART I, LINE 1A DESCRIPTION OF BUSINESS USE OF PERSONAL RESIDENCE: AMORY BLOCH LOVINS RENTS APPROXIMATELY 124 SQ FT OF HIS PERSONAL RESIDENCE FOR RMI TO HOST TOURS, MEETINGS AND OTHER EVENTS AS NEEDED. THE ONE YEAR LEASE ENDS DECEMBER 31, 2022. THE RENT IS $123 PER MONTH. SCHEDULE J, PART I, LINE 4A DESCRIPTION OF SEVERANCE OR CHANGE OF CONTROL PAYMENT: EDWARD HARVEY RECEIVED A QUALIFYING PAYMENT IN THE AMOUNT OF $127,500. SCHEDULE J, PART I, LINE 7 DESCRIPTION OF NON-FIXED PAYMENT: THE EMPLOYEES WERE PAID A PERFORMANCE BONUS AT THE DISCRETION OF MANAGEMENT. AMORY BLOCH LOVINSLOVINS ASSOCIATE TRUSTEE 244113 SEE DESCRIPTION false SCHEDULE L, PART IV, COLUMN (D) DESCRIPTION OF BUSINESS TRANSACTION INVOLVING INTERESTED PERSON: AMORY LOVINS IS A CURRENT TRUSTEE AND THE FORMER CHIEF SCIENTIST. RMI PAID LOVINS ASSOCIATES $244,113 DURING FISCAL YEAR ENDING 6/30/2022 FOR CONSULTING AS AN INDEPENDENT CONTRACTOR. X 26 10159341 FMV X CRYPTOCURRENCY 2 127423 FMV false true false Schedule M, PART I, COLUMN B THE NUMBER IN COLUMN B REPRESENTS THE TOTAL NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART III, LINE 2 VOYAGER IS A UNIQUE SOFTWARE TOOL THAT HELPS SCALE AND DISSEMINATE ZERO-CARBON BUILDING PRACTICES, TECHNOLOGIES, BUSINESS MODELS, AND FINANCE REQUIREMENTS. FORM 990, PART III, LINE 4A Scaling solutions around the world: - RMI China accelerates a just and equitable decarbonization of the country's biggest carbon-producing sectors, offering in-depth technical expertise and solution-based implementation strategies to help China reach its national energy and emissions targets without sacrificing economic gains. - The Global South Program works on the ground to accelerate the energy transition, helping empower, connect, and elevate voices in Africa, Southeast Asia, the Caribbean, and beyond to develop the labor and skills needed to align with a 1.5C future. - RMI India is supporting India in meeting its stated clean energy goals while also building its economy and improving public health. - The US Program raises the ambition and impact of US federal and state climate policy, helping create tangible examples to show that ambitious climate goals are not only possible but are economically and socially advantageous. - Urban Transformation helps cities implement and act on their climate plans to reduce emissions, enhance livability, increase resilience, and advance social equity. FORM 990, PART III, LINE 4B Decarbonizing Key Sectors - Carbon-Free Buildings drives a climate-aligned, equitable transition of the global buildings sector by creating all-electric, highly efficient, grid-interactive buildings powered by clean energy. We also work to reduce the carbon associated with building materials and construction. - Carbon-Free Electricity helps utilities embrace and lead the accelerated shift to global, equitable decarbonization of electricity systems. - Carbon-Free Mobility spearheads a rapid and equitable transition to clean transportation. Our work will accelerate the pace and scale of vehicle electrification from the grid up and de-risk the EV transition to unlock private investment. - Climate-Aligned Industries helps bring hard-to-abate industries into alignment with a 1.5C future, seeking product parity - a good that is similar enough to be easily substituted - for green steel, aluminum, concrete, and chemicals, and developing low- to no-carbon fuels for shipping, trucking, and aviation. FORM 990, PART III, LINE 4C Applying Powerful Market Catalysts - The Climate Finance Access Network helps developing countries secure and structure finance for climate investments, with a focus on Small Island Developing States (SIDS) and Least Developed Countries (LDCs) in Africa, the Pacific Islands, and the Caribbean. - Climate Intelligence makes emissions visible - improving access to timely, trustworthy data that can help drive climate-aligned decisions and transactions globally. - Finance works with the finance community to build the infrastructure, solutions, and foundation necessary to align the global finance sector's actions with concrete carbon reduction goals. - The Energy Transition Academy is a leadership, capacity, and workforce development platform for energy leaders around the world. It offers tools and services to advance projects, programs, and policies that will empower communities across the Global South to tackle climate challenges and seize clean energy opportunities. - Strategic Analysis and Engagement provides corporations and financial institutions with timely and actionable insights into how the global energy transition is unfolding and how they can implement successful climate action strategies. - Third Derivative guides and supports the climate tech entrepreneurs who are solving the world's toughest climate challenges, connecting them with a vast and diverse network of experts, corporate partners, and investors to help these startups go to market faster, advance climate tech innovation, and achieve real climate impacts. FORM 990, PART III, LINE 4D DESCRIPTION OF OTHER PROGRAM SERVICES : - Communications: As an audience-first, multi-channel storytelling force, RMI strategically communicates to its stakeholders, the media, and key decision-makers to change the course of climate change. - The Portfolio Impact Accelerator increases the impact of RMI programs by supporting cross-cutting capabilities critical to success, including corporate engagement; monitoring, evaluation, and learning; equity and justice; and collaborative practices such as facilitation. - Voyager is a unique software tool that helps scale and disseminate zero-carbon building practices, technologies, business models, and finance requirements. FORM 990, PART VI, SECTION A, LINE 2 JULES KORTENHORST AND JON CREYTS HAVE A BUSINESS RELATIONSHIP AS THEY SERVE TOGETHER ON A SEPARATE BOARD. FORM 990, PART VI, SECTION A, LINE 4 THESE AMENDED AND RESTATED BYLAWS WERE APPROVED AND ADOPTED BY THE BOARD OF TRUSTEES OF THE CORPORATION ON 28 OCTOBER 2021 TO MODIFY ARTICLE IV, SECTION 8, INCREASING THE AMOUNT OF LOANS AND INDEBTEDNESS THAT MANAGEMENT MAY INCUR WITHOUT PRIOR BOARD CONSENT FROM $.5 MILLION TO $10 MILLION PER OCCURRENCE. FORM 990, PART VI, SECTION B, LINE 11B RMI'S REVIEW PROCESS FOR THE 990 FORM BEGINS WITH A FORMAL REVIEW BY MANAGEMENT. AFTER MANAGEMENT REVIEW, THE 990 WILL BE DISTRIBUTED TO THE FULL BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICER, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO UPDATE AND SUBMIT A SIGNED STATEMENT ANNUALLY THAT DISCLOSES ANY RELATIONSHIPS OR SITATIONS THAT MAY GIVE RISE TO A CONFLICT OF INTEREST. ALL CONFLICTS OF INTERESTS ARE REVIEWED BY THE CONTROLLER TO DETERMINE IF A CONFLICT EXISTS. IF A CONFLICT EXISTS APPROPRIATE ACTION IS TAKEN. FORM 990, PART VI, SECTION B, LINE 15A & 15b RMI HAS ENGAGED AN OUTSIDE COMPENSATION FIRM TO REVIEW COMPENSATION FOR ALL MANAGING DIRECTORS, UPDATE BENCHMARKS, AND ENSURE COMPENSATION LEVELS ARE APPROPRIATELY COMPETITIVE. THIS REVIEW IS COMPLETED ANNUALLY. RMI REGULARLY ENSURES NEW AND MODIFIED POSITIONS OF ALL LEVELS ARE APPROPRIATELY PRICED WITH REGARD TO SALARY AND BONUS, INCLUDING SENIOR LEVEL POSITIONS. THE PEOPLE COMMITTEE OF THE BOARD OF TRUSTEES ANNUALLY REVIEWS ALL COMPENSATION PRACTICES, MARKET BENCHMARKS, AND VOTES ON FINAL COMPENSATION DECISIONS FOR ALL MANAGING DIRECTORS AND CHIEF OFFICERS. THE APPROVAL OF THE DECISION IS DOCUMENTED IN THE BOARD MEETING MINUTES AND THE DETAIL OF THE COMPENSATION CHANGES ARE DOCUMENTED IN THE HUMAN RESOURCE SYSTEM. FORM 990, PART VI, SECTION C, LINE 19 RMI'S ARTICLES OF INCORPORATION ARE OF PUBLIC RECORD WITH THE COLORADO SECRETARY OF STATE. ANNUAL REPORTS, IRS FORM 990, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE RMI WEBSITE (WWW.RMI.ORG). COPIES OF ANY POLICY, INCLUDING BYLAWS, ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9 DESCRIPTION OF OTHER CHANGES IN NET ASSETS: 55,647 - BENEFICIAL INTEREST HELD BY THE DENVER FOUNDATON FORM 990 PART IX LINE 11G DESCRIPTION:RESEARCH & CONSULTING TOTAL FEES:17077593 FORM 990 PART IX LINE 11G DESCRIPTION:COMMUNICATIONS CONSULTANTS TOTAL FEES:1987280 FORM 990 PART IX LINE 11G DESCRIPTION:PAYROLL FEES TOTAL FEES:782894 RMI INNOVATION CENTER LLC 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80302 742244146 RMI MGMT CO 13498774 N CANARY MEDIA 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 862478288 JOURNALISM DE 501C3 Line 10 ROCKY MOUNTA true ROCKY MOUNTAIN INSTITUTE INTERNATIONAL 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 473919461 RESEARCH CO 501C3 Line 12a, I ROCKY MOUNTA true MISSION POSSIBLE PARTNERSHIP (USA) INC 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 872398379 De-Carbon DE 501C3 Line 7 ROCKY MOUNTA true false false false true false false false false false false false true false true true true true false false Canary Media D 500000 BOOK