2023-05-15T12:47:14-07:00 2022-06-30 911194016 Clark Nuber PS 10900 NE 4th Street Suite 1400 Bellevue WA 98004 990 2021-07-01 910565006 SEATTLE UNIVERSITY SEAT 2062966150 901 12th Avenue Seattle WA 981221090 Wilson Garone VP, Finance & CFO 2062966148 2023-05-15 1 Sara Elizabeth H Jones P00235495 4254544919 2023-05-15 1 11 1 AAL2 2021 2023-04-26 12:10:37Z Eduardo M Penalver 901 12th Avenue Seattle WA 981221090 583393449 0 X www.seattleu.edu X 1891 WA Seattle University, an institution of higher education, is dedicated to educating the whole person, to professional formation, and to empowering leaders for a just and humane world. 40 35 3669 49 0 0 72221589 46097494 292037166 314538848 24275636 24111957 -37326 -123453 388497065 384624846 108228111 119992837 0 0 144961985 156469084 0 0 4411030 58704410 74814998 311894506 351276919 76602559 33347927 948615677 911418859 235751002 222100460 712864675 689318399 Seattle University is dedicated to educating the whole person, to professional formation, and to empowering leaders for a just and humane world. 0 0 304564573 119992837 314538848 Founded in 1891, Seattle University is a Jesuit Catholic university located on a beautiful campus of more than 50 acres in the dynamic heart of Seattle. Our diverse and inclusive campus is comprised of more than 7,200 students enrolled in undergraduate and graduate programs within six schools and colleges. In the 2020-21 academic year, Seattle U awarded 1,248 bachelor's degrees or equivalents, 167 post-baccalaureate certificates, 625 master's degrees, 9 post-master's certificates, and 299 doctoral degrees. Awards and high rankings for academic rigor, sustainability, community service and social justice are among the university's touchstones of excellence. Seattle U ranks among the top national universities for its academics, student-centered teaching, service learning and leadership in sustainability. It ranked in the Top 16 percent of universities nationally-and #23 in the West-in the Wall Street Journal/Times Higher Education College Ranking 2021. The Princeton Review continues to recognize the university as one of the best colleges in the nation for undergraduate education, according to its Best 387 Colleges 2022. The latest edition of the guide marks the 19th consecutive year that Seattle U has been featured. Seattle University is well represented in the 2022-2023 undergraduate rankings released by U.S. News & World Report in its "Best Colleges" guide. Three Seattle University colleges rank highly and above many of its peers nationally, specifically in areas of business, nursing, computer science and engineering. Overall, Seattle University ranks as the 3rd best national university in Washington. The Albers School of Business and Economics ranks as the 4th best undergraduate business college in Washington and within the top three in the state in the specialty areas of analytics (#1), finance (#2) and accounting (#3). The College of Nursing ranks as the 4th best nursing college in Washington. The university's fastest growing college, the College of Science and Engineering, ranks 2nd in Washington among engineering departments not offering doctorates. In computer science, Seattle University ranks 3rd in the state. College Factual's 2022 rankings place Seattle University in the Top 5 of all Washington schools and in the Top 15 percent nationally. Among Seattle University's academic programs, College Factual ranked many in the top 15% or better nationally, including: Undergraduate programs in public administration, nursing, social work, marketing, computer and information sciences, accounting, biochemistry and business administration. Graduate programs in education, special education, criminal justice, clinical counseling and business management and marketing. The university is again featured in the Fiske Guide to Colleges 2022 edition. The selective guide highlights the "best and most interesting schools" in the U.S.: "Jesuit tradition guarantees a nurturing environment and student growth both academically and in community service." Seattle University is recognized by the 2021-22 Colleges of Distinction for its commitment to engaged, experiential education. Colleges of Distinction universities distinguish themselves through their dedicated focus on the undergraduate experience. Seattle University has excelled at having students graduate and enter the workforce with solid, well-developed critical thinking skills as well as the ability to adapt in an ever-changing society. Seattle University also received specialized recognition for its Business, Education, Engineering, Nursing academic programs and for its work in career development, equity and inclusion and support for veterans. The national honor society Phi Theta Kappa has recognized Seattle U among four-year institutions for its work to attract and support community college transfer students. Seattle U was the only university in the Pacific Northwest and one of only two on the West Coast to be included in the 2018 "Transfer Honor Roll." Victory Media has recognized Seattle University as a Military Friendly(R) School in its 2018-19 listing of colleges and universities nationwide. The designation is reserved for higher education institutions that exhibit leading practices in recruiting and supporting post-military students. SportBusiness International ranks Seattle U's master in sport business leadership program, in the Albers School of Business and Economics, in the Top 40 for the U.S. in 2017. Seattle U students have a strong track record of achieving academic honors, including two Rhodes Scholars, considered the most prestigious academic award in the world. Seattle U was among master's institutions to produce the most 2016-17 U.S. Fulbright students, with five students who were awarded the prestigious honor. Seattle U tied for sixth place with three other schools in the master's institutions category. This is the fifth year in a row, and eighth time, Seattle U has ranked as a "Top Producer" of either student or faculty Fulbright awardees. Seattle U has produced four Udall Scholars. Named for Stewart and Morris Udall, both known for their vast public service, Udall Scholars focus on environmental and Native American issues. Eight students in as many years received the Harry S. Truman Scholarship, the most prestigious academic award for undergraduates preparing for careers in public service. The university is among the most elite schools in the country for the number of Truman Scholars it produces, a total of 16 to date. Seattle U consistently receives top national plaudits for community service. Seattle U continued its run of strong performances in the institutional Graduation Success Rate (GSR), according to 2019 data released by the NCAA. As a department, Athletics compiled a 94 percent GSR, while seven teams tallied perfect scores in the metric. The university has tallied at least a 93 percent in every report since 2008. 13 Seattle U programs tallied a perfect score of 1,000 for the 2017-18 report-up from nine programs with perfect scores for 2016-17-in the most recent Academic Progress Report (APR), released by the NCAA. Men's cross country, swimming and tennis and women's basketball, golf, softball, soccer, swimming, tennis, track and field and volleyball each recorded perfect marks. Seattle U consistently receives top national honors for community service. The White House bestowed its highest honor on Seattle U in 2012 in recognition of civic engagement, service learning and volunteerism. Seattle U was named to the President's Higher Education Community Service Honor Roll, with distinction, in three of the past six years. A Seattle Times editorial called out the award writing, "Seattle U serves as a national example of the difference higher education can make on its neighbors." Seattle U tied for #5 in the nation in service learning in U.S. News & World Report's "Best Colleges 2020" rankings. Four out of five Seattle U students serve the community-that's more than three times the national average. A major focus of service is the Center for Community Engagement, which connects students, faculty and staff with schools and community partners to improve the academic achievement of low-income youth living in the neighborhood surrounding campus. Seattle U is a national leader in sustainability programs and practices. It was ranked #2 nationally among universities for its sustainability curriculum in the Association for the Advancement of Sustainability in Higher Education (ASHE) 2019 Sustainable Campus Index, and #4 nationally as an overall top performer among master's institutions. Seattle U achieved a Gold rating for sustainability from the AASHE 2019 Sustainability Tracking, Assessment & Rating SystemTM (STARS). Seattle U continued its run of top rankings for sustainability by once again being named a Sierra Cool School for 2021. It placed #14 of 328 colleges and universities-the top 4 percent overall-that participated in the latest survey of sustainability practices. Seattle U is the only university in the Northwest to place in the top group. Seattle U ranked #16 in the Princeton Review's 2021 Green Honor Roll of the top 50 colleges that earned the highest scores by the publication for their sustainability efforts. In 2015, it became a Fair Trade designated university. The campus has been maintained organically and without pesticides or herbicides since 1998. Nearly 69 percent of campus waste is recycled, reused, or composted. The onsite composting facility annually turns 178,000 pounds of pre-consumer food waste into compost, which is reused on campus to improve soil quality. In 2010, Seattle U became the first higher education institution in WA to ban the sale and distribution of plastic bottled water. 0 0 0 304564573 1 1 0 1 0 0 0 1 1 1 1 1 0 1 1 1 1 0 1 0 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 1 1 0 0 0 1 9301 0 3669 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 40 35 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA WA X Wilson Garone 2062966148 901 12th Avenue Seattle WA 981221090 Stephen V Sundborg SJ Former President 0 0 X 472976 0 0 Eduardo Penalver President 37.5 0 X X 438900 0 14523 Shane Martin Provost 37.5 0 X 409898 0 24966 Christopher Van Liew VP for Strategic Initiatives 37.5 0 X 221122 0 159216 Mary Petersen VP & University Counsel 37.5 0 X 281030 0 76431 Annette Clark Dean, School of Law 37.5 0 X 329352 0 21893 Charles O'Kelley Professor, Law 37.5 0 X 322436 0 22076 Wilson Garone VP, Finance & CFO 37.5 0 X 302748 0 14834 Michael Podlin VP, University Advancement 37.5 0 X 288024 0 22217 Joseph Phillips Jr Dean, Albers School of Business & Economics 37.5 0 X 280522 0 26807 Timothy Leary Executive VP 37.5 0 X 276232 0 21412 Sharon Fink Director, Athletics 37.5 0 X 228170 0 67451 Kristen Swanson Dean, College of Nursing 37.5 0 X 270897 0 21033 James Hayford Coach-Hd, Bball-M 37.5 0 X 260557 0 24621 Robert Dullea Deputy Provost 37.5 0 X 250153 0 20064 Robert Chang Professor, Law 37.5 0 X 234869 0 27995 Teresa Rothausen Professor, Management 37.5 0 X 239077 0 17865 Michael Quinn Dean, College of Science & Engineering 37.5 0 X 218993 0 23813 Melore Nielsen Vice Provost, Enrollment 37.5 0 X 215736 0 27020 David Powers Dean, College of Arts & Sciences 37.5 0 X 217031 0 21006 Alvin Sturdivant VP, Student Development 37.5 0 X 217350 0 18424 Michelene Clements VP, Human Resources 37.5 0 X 208358 0 21600 Scott McClellan VP for University Affairs 37.5 0 X 193089 0 25951 Natasha Martin VP, Diversity & Inclusion 37.5 0 X 194144 0 20027 Richard Fehrenbacher Dean, School for New & Continuing Studies 37.5 0 X 186415 0 20294 Sarah Watstein Dean, Lemieux Library 37.5 0 X 179651 0 15406 Travis Nation Chief Information Officer 37.5 0 X 169596 0 19209 Paulette Kidder Dean, College of Education 37.5 0 X 169940 0 14602 Eric Watson SJ Trustee and Associate Professor, Chemistry 37.5 0 X 76940 0 0 Matthew Phillip Interim VP for Human Resources 37.5 0 X 62582 0 5721 Arturo Araujo SJ Trustee 37.5 0 X 51394 0 0 Bob Grimm SJ Trustee 37.5 0 X 37140 0 0 Ruth Tressel Trustee 0.5 0 X 0 0 0 David Burcham Trustee 0.5 0 X 0 0 0 Kathy Aikenhead Trustee 0.5 0 X 0 0 0 Brenda Christensen Trustee 0.5 0 X 0 0 0 Fernando Alvarez-Lara SJ Trustee 0.5 0 X 0 0 0 Paul Fitzgerald SJ Trustee 0.5 0 X 0 0 0 Patrick Callans Trustee 0.5 0 X 0 0 0 Lucas Sharma SJ Trustee 0.5 0 X 0 0 0 Valerie Gorder Trustee 0.5 0 X 0 0 0 Jason Oliver Trustee 0.5 0 X 0 0 0 Ann Alokolaro Trustee 0.5 0 X 0 0 0 Rodney Bench Trustee 0.5 0 X 0 0 0 Maureen Benoliel Trustee 0.5 0 X 0 0 0 Jeanne Berwick Trustee 0.5 0 X 0 0 0 Ann Blume Trustee 0.5 0 X 0 0 0 Maureen Brotherton Trustee 0.5 0 X 0 0 0 Anita Crawford-Willis Trustee 0.5 0 X 0 0 0 Tim Engle Trustee 0.5 0 X 0 0 0 Melvin Flowers Trustee 0.5 0 X 0 0 0 Joe Gaffney Trustee 0.5 0 X 0 0 0 Russell Hagen Trustee 0.5 0 X 0 0 0 Drew Herdener Trustee 0.5 0 X 0 0 0 Pat Kennedy Trustee 0.5 0 X 0 0 0 Mary Kipp Trustee 0.5 0 X 0 0 0 Steve Knight Trustee 0.5 0 X 0 0 0 Tod Leiweke Trustee 0.5 0 X 0 0 0 Killian Noe Trustee 0.5 0 X 0 0 0 William Owens Trustee 0.5 0 X 0 0 0 Nicole Piasecki Trustee, Chair 0.5 0 X X 0 0 0 Charles Porter Trustee 0.5 0 X 0 0 0 Ryan Sawyer Trustee 0.5 0 X 0 0 0 Ezra Teshome Trustee 0.5 0 X 0 0 0 Steve Trainer Trustee 0.5 0 X 0 0 0 John Vassall II Trustee 0.5 0 X 0 0 0 Jeffrey Wright Trustee 0.5 0 X 0 0 0 Xiujuan Eva Zhao Trustee 0.5 0 X 0 0 0 Edgardo Gonzalez VP for University Advancement 37.5 0 X 0 0 0 7505322 0 816477 281 1 1 0 Skanska USA Building Inc 221 Yale Ave N Suite 400 Seattle WA 98109 Construction 10313712 CDW-Government (alt) 75 Remittance Dr Suite 1515 Chicago IL 60675 Computer and Hardware 2506116 WFF Facility Services 211 South Jefferson Ave Saint Louis MO 63103 Facility service 1590704 Arthur J Gallaher Risk Mgt Svc 777 108th Ave NE Ste 200 Bellevue WA 98004 Risk management consultation 1553961 Everspring Inc 120 S LaSalle Street Suite 1800 Chicago IL 60603 Online education 1057759 62 0 0 554447 0 16283281 29259766 5248689 46097494 Tuition and fees 611310 293065026 293065026 0 0 Auxiliary services 611310 14302444 14302444 0 0 7171378 7171378 0 0 314538848 3532219 0 0 3532219 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 219073437 0 198493699 0 20579738 0 20579738 0 0 20579738 139454 554447 274904 -135450 0 -135450 11997 0 11997 0 0 11997 0 0 0 0 0 0 0 384624846 314538848 0 23988504 0 0 119964051 119964051 28786 28786 0 0 7613734 4925832 2687902 0 72655 72655 0 0 114070424 94059837 17279160 2731427 6955898 5642776 1153541 159581 19043854 15448733 3158222 436899 8712519 7067814 1444823 199882 0 0 0 0 89130 5659 83471 0 240790 10572 230218 0 15201 0 15201 0 0 0 1045482 0 1045482 0 4603266 2987974 1330408 284884 1797393 1477885 190162 129346 2180223 1361793 698075 120355 5155207 3531953 1577071 46183 0 0 0 0 7789688 6585621 1204067 3579356 3149918 298327 131111 0 0 0 0 1965337 1481896 407471 75970 5427680 4935642 492038 0 0 0 0 0 19442457 14622628 4819829 0 2722612 138199 2584413 0 Other expenses - supplies 5602078 5221674 372632 7772 Other expenses - retail services 6142361 4995195 1094367 52799 7016737 6847480 134436 34821 351276919 304564573 42301316 4411030 68038005 35935050 65834729 72866148 10485723 9283826 24843800 20121767 0 0 0 0 3952142 3277569 40115 69149 2282700 4000302 679883616 256286450 301340623 423597166 124555095 76384378 169959948 213148566 0 0 0 0 177282797 52734938 948615677 911418859 22482371 18824882 0 0 20624054 21854824 162358520 157661389 1094059 1183652 0 0 0 0 0 0 29191998 22575713 235751002 222100460 X 355367415 424922431 357497260 264395968 712864675 689318399 948615677 911418859 33347927 -56894203 0 0 0 0 X 0 1 X 1 1 1 X 32506765 43977591 43742192 72221589 46097494 238545631 0 0 0 0 0 0 0 0 0 0 0 0 32506765 43977591 43742192 72221589 46097494 238545631 18982111 219563520 2171656 3346932 3456350 1390242 3532219 13897399 0 0 0 0 0 0 0 0 0 0 0 0 252443030 1494067295 0.86975 0.80300 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 15201 0 0 15201 0 Schedule C, Part II-B, Line 1 The University pays membership dues to organizations that engage in some lobbying activities. The amount disclosed in line 1g includes $15,201 of dues attributable to lobbying activities. 0 0 X X X 0 0 1 X 311296767 20231855 -35092220 0 11791539 0 284644863 238888056 14987877 67919311 0 10498477 0 311296767 234340729 9028554 5315149 0 9796376 0 238888056 241184304 5695154 6972481 0 19511210 0 234340729 224040504 11338957 14510656 0 8706316 0 241183801 0.2269 0.6495 0.1236 0 0 0 64587271 64587271 0 498128786 183745177 314383609 0 9736188 5570524 4165664 0 50150115 23923553 26226562 0 57281256 43047196 14234060 423597166 0 0 Collective Investments 213148566 F 213148566 Assets Held Under Split-Interest Agreements 12346792 Construction In Progress 26069712 Funds Held In Trust By Others 1988957 Right-Of-Use Assets 12329477 52734938 0 Asset retirement obligation 583998 Lease liabilities 12573050 Liabilities under split interest agreements 7094576 Unrealized loss on int. rate swap agreements 314024 US Government loans 2010065 22575713 X 206838474 -56894203 0 0 -121129221 -178023424 384861898 0 -237052 -237052 384624846 230384750 0 0 0 237052 237052 230147698 0 121129221 121129221 351276919 Schedule D, Part III, Line 1 The University holds various collections that are made up of artifacts of historical significance and art objects that are held for educational, research, scientific, and curatorial purposes. Each item is catalogued, preserved, and maintained to ensure their original condition is maintained. Collections, which have been acquired through purchases and contributions to the University are not recognized as assets on the statements of financial position. Purchases of collection items are recorded as decreases in net assets without donor restrictions in the year in which the items are acquired, or as the items are restricted by donors. Proceeds from deaccessions or insurance recoveries are reflected as increases in the appropriate net asset classes. No collection items were deaccessioned in the year ended June 30, 2022 or 2021. Schedule D, Part III, Line 4 The artifacts in the University's collections are used for instructional and research purposes. Schedule D, Part IV, Line 2b The University receives cash deposits on behalf of various student clubs. Funds are disbursed on behalf of those clubs for various purposes such as printing, mailing, audio/visual equipment rentals, and catering. Schedule D, Part V, Line 4 The University invests endowment funds to provide income to support educational activities, either as a result of donor-imposed restrictions or as a result of designations by the Board of Trustees. Schedule D, Part X, Line 2 The University has considered the impact of ASC 740, Implementation Guidance on Accounting for Uncertainty in Income Taxes and Disclosure Amendments for Nonpublic Entities, and after review of the potential impact of various tax provisions, it was determined that no potential liability exists for those positions. Schedule D, Part XI, Line 2d For financial statement purposes, the University deducts student aid expense ($119,992,837) from gross tuition and fees to derive net tuition and fees. Non-operating expense item ($90,902) included in revenue and non-operating items per audited financial statements. Investment fees ($1,045,482) netted against investment returns per audited financial statements. Schedule D, Part XI, Line 4b Direct expense from fundraising events (-$274,904) classified as functional expense per audited financial statements. Value of donated auction items ($37,852) included in revenue and non-operating items per audited financial statements. Schedule D, Part XII, Line 2d Value of donated auction items ($37,852) included in revenue and non-operating items per audited financial statements. Direct expense from fundraising events (-$260,404) classified as functional expense per audited financial statements. Schedule D, Part XII, Line 4b For financial statement purposes, the University deducts student aid expense (119,992,837) from gross tuition and fees to derive net tuition and fees. Investment fees ($1,045,482) netted against investment returns per audited financial statements. Non-operating expense item ($90,902) included in non-operating items per audit financial statements. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 The University's Nondiscrimination Policy is prominently displayed on its public website and in all brochures, publications, and catalogs dealing with student admissions, programs, and scholarships. Schedule E, Part I, Line 6 The University receives federal, state, and foundation grants for academic activities, research, student financial aid, student loans, and work study programs. 1 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Study Abroad 338221 East Asia and the Pacific 0 0 Program Services Study Abroad 138745 Central America and the Caribbean 0 0 Investments n/a 7851133 Europe (including Iceland and Greenland) 0 0 Investments n/a 345204 East Asia and the Pacific 0 0 Grantmaking Student Financial Aid 12616 South America 0 0 Grantmaking Student Financial Aid 16170 0 0 8702089 Scholarship, Grants, and Loans East Asia and the Pacific 2 0 Student Financial Aid 12616 Student Financial Aid Book Scholarship, Grants, and Loans South America 1 0 Student Financial Aid 16170 Student Financial Aid Book 1 0 1 0 1 0 Schedule F, Part I, Line 2 Financial aid is awarded to students and applied directly to a student's account while the student is enrolled at the university. Red-Tie 273569 240517 33052 0 0 27455 57655 100 48575 PILF 218751 152644 66107 0 0 6143 39049 5500 38915 2 201581 161286 40295 0 0 23849 10716 0 16947 693901 554447 139454 0 0 57447 107420 5600 104437 274904 -135450 1 Grants and scholarships funded from endowments 570 0 3104203 Book Student financial aid Grants and scholarships funded from gifts from private donors 440 0 2599314 Book Student financial aid Grants and scholarships funded from grants from private and governmental institutions 2533 0 6539474 Book Student financial aid Grants and scholarships funded from institutional funds 5971 0 107721060 Book Student financial aid Schedule I, Part I, Line 2 The University's Enrollment Services Division, Office of Student Financial Services, and Office of Research Services and Sponsored Projects are responsible for the administration of all grants and student aid according to current law, regulations, and policies prescribed by grantors. The University is subject to annual audits conducted in accordance with OMB Circular A-133. X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 Annette Clark Dean, School of Law 329352 0 0 0 0 0 14500 0 7393 0 351245 0 0 0 Richard Fehrenbacher Dean, School for New & Continuing Studies 186415 0 0 0 0 0 9604 0 10690 0 206709 0 0 0 Paulette Kidder Dean, College of Education 169940 0 0 0 0 0 8484 0 6118 0 184542 0 0 0 Joseph Phillips Jr Dean, Albers School of Business & Economics 280522 0 0 0 0 0 14500 0 12307 0 307329 0 0 0 David Powers Dean, College of Arts & Sciences 217031 0 0 0 0 0 11160 0 9846 0 238037 0 0 0 Michael Quinn Dean, College of Science & Engineering 218993 0 0 0 0 0 11522 0 12291 0 242806 0 0 0 Kristen Swanson Dean, College of Nursing 270897 0 0 0 0 0 13657 0 7376 0 291930 0 0 0 Sarah Watstein Dean, Lemieux Library 179651 0 0 0 0 0 9285 0 6121 0 195057 0 0 0 Michelene Clements VP, Human Resources 208358 0 0 0 0 0 10828 0 10772 0 229958 0 0 0 Robert Dullea Deputy Provost 250153 0 0 0 0 0 12671 0 7393 0 270217 0 0 0 Wilson Garone VP, Finance & CFO 302748 0 0 0 0 0 14500 0 334 0 317582 0 0 0 Timothy Leary Executive VP 276232 0 0 0 0 0 14001 0 7411 0 297644 0 0 0 Shane Martin Provost 394898 0 0 0 15000 0 14500 0 10466 0 434864 0 0 0 Natasha Martin VP, Diversity & Inclusion 194144 0 0 0 0 0 10181 0 9846 0 214171 0 0 0 Scott McClellan VP for University Affairs 193089 0 0 0 0 0 10259 0 15693 0 219041 0 0 0 Melore Nielsen Vice Provost, Enrollment 215736 0 0 0 0 0 11328 0 15693 0 242757 0 0 0 Eduardo Penalver President 360900 0 0 0 78000 0 14500 0 23 0 453423 0 0 0 Mary Petersen VP & University Counsel 281030 0 0 0 0 0 14465 0 61966 0 357461 0 0 0 Michael Podlin VP, University Advancement 288024 0 0 0 0 0 14500 0 7717 0 310241 0 0 0 Alvin Sturdivant VP, Student Development 217350 0 0 0 0 0 11031 0 7393 0 235774 0 0 0 Christopher Van Liew VP for Strategic Initiatives 221122 0 0 0 0 0 11671 0 147545 0 380338 0 0 0 Charles O'Kelley Professor, Law 322436 0 0 0 0 0 14500 0 7576 0 344512 0 0 0 James Hayford Coach-Hd, Bball-M 260557 0 0 0 0 0 13523 0 11098 0 285178 0 0 0 Robert Chang Professor, Law 234869 0 0 0 0 0 12303 0 15693 0 262865 0 0 0 Teresa Rothausen Professor, Management 239077 0 0 0 0 0 10088 0 7777 0 256942 0 0 0 Sharon Fink Director, Athletics 228170 0 0 0 0 0 11758 0 55693 0 295621 0 0 0 Travis Nation Chief Information Officer 169596 0 0 0 0 0 8708 0 10501 0 188805 0 0 0 Stephen V Sundborg SJ Former President 472976 0 0 0 0 0 0 0 0 0 472976 0 0 0 Schedule J, Part I, Line 1a The University paid $22,845.62 in club dues for certain officers and other employees for business-related purposes as follows: Rotary Club of Seattle: $1,020.00 for Joseph M. Phillips Jr; Rainier Club: $14,314.52 for Anette Clark, $6,831.10 for Eduardo Penalver, $680 for Stephen Sundborg. A Washington Higher Education Facilities Authority 911306482 939781A26 2008-03-20 26595000 Refunding 0 0 0 B Washington Higher Education Facilities Authority 911306482 2015-09-11 54815000 Refunding 0 0 0 C Washington Higher Education Facilities Authority 911306482 939781X47 2017-12-27 41860000 Refunding 0 0 0 D Washington Higher Education Facilities Authority 911306482 9397813H1 2020-07-02 60000000 Refunding 0 0 0 A 16570000 0 26595000 0 0 0 373275 0 0 0 26221275 0 2008 1 0 1 1 B 12606000 0 54815000 0 0 0 510476 0 0 0 54304524 0 2015 1 1 1 1 C 0 0 41860000 0 0 0 430249 0 0 0 41429751 0 2017 1 1 1 1 D 590000 0 60000000 0 0 0 349810 0 0 0 59650190 0 2020 1 0 1 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 0 1 1 1 Bank of New York 2.9 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 Schedule K, Part IV, Line 2c-03/20/2008 26,595,000 Washington Higher Education Facilities Authority 26,595,000 Washington Higher Education Facilities Authority - All rebate has been paid. Schedule K, Part IV, Line 2c-09/11/2015 54,815,000 Washington Higher Education Facilities Authority 54,815,000 Washington Higher Education Facilities Authority - All rebate has been paid. Schedule K, Part IV, Line 2c-12/27/2017 41,860,000 Washington Higher Education Facilities Authority 41,860,000 Washington Higher Education Facilities Authority - All rebate has been paid. Schedule K, Part IV, Line 2c-07/02/2020 60,000,000 Washington Higher Education Facilities Authority 60,000,000 Washington Higher Education Facilities Authority - All rebate has been paid. Yobi Apartments Ezra Teshome is an owner of Yobi Apts for university housing and served as Trustee during the year. 280702 Cash lease payments 0 Erin Swezey Erin Swezey is married to Timothy Leary, the University's Executive Vice President. 72655 Employment 0 Sarah Trainer Sarah Trainer is Trustee Steve Trainer's daughter. 72277 Employment 0 Sital Kilantry Sital Kilantry is married to President Eduardo Penalver. 83231 Employment 0 X 13 163150 FMV X 47 5040510 FMV X Auction items 33 37852 FMV X Equipment, supplies, books 5 7177 FMV 0 0 1 0 Schedule M, Part I, Lines 25-28 The Contributions of Auction items represent the number of auction items contributed. The Contributions of Equipment, supplies, books represent the number of contributions received. Form 990, Part VI, Section A, Line 2 Rodney Bench and Nicole Piasecki have a business relationship. Nicole Piasecki and Russell Hagen have a business relationship. Form 990, Part VI, Section A, Line 6 Seattle University is a Washington nonprofit corporation governed by a Board of Trustees that is responsible for the overall management of the affairs of the University. As a nonprofit member corporation established under Washington state law, the University has a Board of Members. The University has seven members. Each member is required to be in good standing in the Society of Jesus. The seven members include the following: the Rector of the Seattle University Jesuit Community and six Jesuits from among those under contract at Seattle University. The President, Provost and any Vice President of Seattle University are ineligible to be a member. Members are elected by Jesuits currently under contract at Seattle University. Form 990, Part VI, Section A, Line 7a As a nonprofit member corporation established under Washington state law, the University has a Jesuit Board of Members. The principal duty of the Jesuit Board of Members is to ensure furtherance of the work of Catholic higher education in accordance with the traditions and ideals of the Society of Jesus. The Jesuit Board of Members has the power to select three Jesuit trustees to serve on the Board of Trustees, which is the governing board of the university. The Board of Trustees consists of that number of Trustees determined from time to time by the Board of Trustees, but which number shall not be less than 30 nor more than 40 voting members. At least six of the Trustees shall belong to the Society of Jesus. As stated above, the Jesuit Board of Members selects three of those six Jesuit Trustees. All other Trustees are elected upon nomination of the Trusteeship Committee by a majority of the Trustees in attendance at the annual meeting of the Board, unless a different date is set by the Board of Trustees. Form 990, Part VI, Section A, Line 7b The principal duty of the Jesuit Members, consistent with the apostolate of the Jesuit community at the University, is to assure furtherance of the work of Catholic higher education in accordance with the traditions and ideals of the Society of Jesus. Jesuit Members, like Trustees, have a duty to conduct themselves in the best interests of the University consistent with the objectives and purposes of the University as stated in the Articles and Bylaws. The Board of Trustees has final responsibility for the governance of the University in all matters, including the adoption, repeal and revision of the Faculty Handbook, but excluding the following: a. The majority vote of the Board of Trustees and the approval of at least two-thirds of the votes of the Jesuit Board of Members present at such meeting or represented by proxy are entitled to cast are required to amend the Articles of Incorporation. The majority vote of each of the Board of Trustees and the Jesuit Board of Members is required to alter, amend or repeal the Bylaws. The Jesuit Board of Members may delegate its authority to approve amendments of the Bylaws to the Board of Trustees. b. The majority vote of the Jesuit Board of Members is required for the sale or lease of any corporate properties having a fair market value in excess of fifteen million dollars ($15,000,000.00). c. The Jesuit Board of Members selects three Jesuits to serve on the Board of Trustees. Approval of the Board of Trustees and at least 2/3rds of the Jesuit Board of Members is required to approve any plan of dissolution and distribution, as provided in Article IV of the Articles of Incorporation. Form 990, Part VI, Section B, Line 11b Each voting member of the Board of Trustees was provided with an electronic copy of Form 990 and supporting schedules prior to filing with the IRS. The Audit Committee of the Board met to review the form and schedules as well. The form and schedules were also reviewed by appropriate officers and management, including but not limited to the CFO/VP for Finance and Business Affairs and University Counsel. Form 990, Part VI, Section B, Line 12c The Conflict of Interest Policy for Trustees is contained in the Bylaws of the University. Trustees are informed of this policy during Trustee orientation and the annual meeting. On an annual basis, each Trustee is asked to furnish a written statement indicating whether he or she is involved in any matter that poses an actual or potential conflict of interest. Trustees are expected to update the disclosure throughout the year as may be appropriate. After a trustee's disclosure of a potential financial or other conflict of interest, the chair of the Board of Trustees, in consultation with the University Counsel, determines whether the situation constitutes a conflict of interest requiring action by the Board. If the chair of the Board believes Board action is appropriate, the interested person must leave the Board meeting where the financial or other interest is discussed and voted upon, unless requested to stay either to respond to questions or provide information to the Board on the matter under discussion. The remaining board members decide if a conflict of interest exists and the appropriate course of action. Officers, key employees, faculty, and staff are covered by the University conflict of interest policy. Individuals are informed of this policy at the time of hire. The policy is contained in the Human Resources Policy Manual and is available to faculty and staff on the University's website. Upon identification of a potential conflict of interest, the matter is reviewed and evaluated by University officials and a determination is made regarding an appropriate action. The University has also adopted the Policy for Financial Conflict of Interest Disclosure and Management for Investigators in Externally Sponsored Programs in compliance with US Department of Health and Human Services regulations (42 CFR Part 50, Subpart F) and the financial conflict of interest policies of the National Science Foundation. Finally, the Office of Finance and Business Affairs, through the Office of the Controller, reviews carefully all proposed business transactions, expenditures, and requests for reimbursements to determine compliance with University policies, including those relating to conflict of interest. Form 990, Part VI, Section B, Line 15 The University's process for determining compensation for the president, officers, and key employees includes the following elements: (1) an authorized committee of the Board of Trustees composed entirely of individuals who are unrelated to, and not subject to, the control of disqualified persons involved in the compensation arrangement; (2) reliance on appropriate comparability data, including compensation levels paid by similarly situated organizations for functionally comparable positions; the location of the University, including the availability of similar specialties in the geographic area; independent compensation surveys by nationally recognized independent firms; and written offers from similar institutions competing for the services of the disqualified person; and (3) documentation by the authorized body that adequately documents the basis for determination concurrent with making decisions regarding the compensation arrangement. The Executive Committee of the Board of Trustees serves as the compensation committee and follows this process annually. The compensation arrangement for the President, Provost, Executive Vice President, CFO, and other officers and senior leaders was most recently reviewed on April 15, 2022 and will occur again on May 18, 2023. Within the institution, appropriate comparability data is also obtained and reviewed for all other officers, key employees, and any other highly-compensated employees. Form 990, Part VI, Section C, Line 19 While applicable federal tax laws do not mandate that the University's articles of incorporation, conflict of interest policy, and financial statements be made available for public inspection, the University makes each of the foregoing available on its website, www.seattleu.edu, or upon request. Seattle University Foundation 901 12th Avenue Seattle WA 98122 911130769 Fundraising WA 501(c)(3) Line 12a - Type I Seattle University 1 Charitable Remainder Unitrusts (9) 900 Broadway Admin 120 Seattle WA 981224340 Investment WA Seattle University T 0 Charitable Remainder Annuity Trusts (1) 900 Broadway Admin 120 Seattle WA 981224310 Investment WA Seattle University T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0