2023-05-12T10:12:20-05:00 2022-06-30 420714325 RSM US LLP 1861 INTERNATIONAL DRIVE SUITE 400 MCLEAN VA 22102 990 2021-07-01 521219436 AMERICAN ACADEMY OF OTOLARYNGOLOGY HEAD & NECK SURGERY INC AMER 7038364444 1650 DIAGONAL ROAD ALEXANDRIA VA 223142857 JAMES C DENNENY III MD EVP & CEO 7038364444 2023-05-11 1 JAMES DENNENY III MD XXX-XX-XXXX FREDERICK LONGWOOD P00439715 7033366400 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z JAMES C DENNENY III MD 1650 DIAGONAL ROAD ALEXANDRIA VA 223142857 8105108 0 X WWW.ENTNET.ORG X 1981 DC EMPOWERING OTOLARYNGOLOGIST-HEAD AND NECK SURGEONS TO DELIVER THE BEST PATIENT CARE. 15 13 0 700 137109 100675 7520 87295 6915780 6874830 312681 527425 544744 615558 7780725 8105108 0 51000 0 0 4257041 4080765 0 0 0 1554420 1853857 5811461 5985622 1969264 2119486 30684607 29812256 3527407 3599792 27157200 26212464 X HELPING MEMBERS ACHIEVE EXCELLENCE AND PROVIDE THE BEST EAR, NOSE, AND THROAT CARE THROUGH PROFESSIONAL AND PUBLIC EDUCATION, RESEARCH, AND HEALTH POLICY ADVOCACY. 0 0 MEMBERSHIP: THE ACADEMY MAINTAINS AND ADMINISTERS INFORMATION RELATING TO ITS MEMBERS, COMPILES AND PREPARES PUBLICATIONS DRAWING ON THESE RECORDS, PROVIDES OPPORTUNITIES FOR VOLUNTEER LEADERSHIP THROUGH COMMITTEE INVOLVEMENT AND ANSWERS QUESTIONS FOR MEMBERS, NON-MEMBER PROFESSIONALS, AND THE PUBLIC. ADVOCACY: THE ACADEMY ADVOCATES TO THE U.S. CONGRESS AND STATE LEGISLATURES ON BEHALF OF ITS MEMBERSHIP ON KEY ISSUES IMPACTING THE SPECIALTY, MEMBERS' PRACTICES AND PATIENTS. NUMEROUS OPPORTUNITIES ARE PROVIDED FOR ACADEMY MEMBERS TO INTERACT WITH THEIR ELECTED OFFICIALS. COMMUNICATIONS: THE ACADEMY PUBLISHES A MONTHLY MAGAZINE, THE BULLETIN, AND PRODUCES DIGITAL AND SOCIAL MEDIA COMMUNICATIONS ABOUT PROGRAMS AND SERVICES, SPECIALTY INNOVATIONS, AND GOVERNMENTAL AND SOCIOECONOMIC ISSUES AFFECTING THE SPECIALTY. ITS MEDIA RELATIONS PROGRAMS EDUCATE THE PUBLIC ABOUT THE SPECIALTY AND DISSEMINATE ITS HEALTH INFORMATION. CREATIVE SERVICES PRODUCES PRINT, DIGITAL, AND VIDEO MATERIALS. HEALTH POLICY: THE ACADEMY MAINTAINS VISIBILITY AND CREDIBILITY WITH NATIONAL REPRESENTATIVES REGARDING SOCIOECONOMIC AND FEDERAL REGULATORY ISSUES AND ADVOCATES FOR APPROPRIATE REIMBURSEMENT AND FAIR POLICIES WITH MEDICARE AND PRIVATE PAYERS; PROVIDING MEMBERS WITH INFORMATION AND GUIDANCE ON REIMBURSEMENT ISSUES ENCOUNTERED AT THE STATE AND LOCAL LEVEL. 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 16 0 1 0 1 1 0 0 0 1 1 0 0 0 0 0 X 15 13 0 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 0 X LISA HOLMAN SR DIRECTOR FINANCE AND ADMINISTRATION 7038364444 1650 DIAGONAL ROAD ALEXANDRIA VA 223142857 DUANE J TAYLOR MD IMMED. PAST PRESIDENT (THRU SEPT) 5.00 5.00 X X 0 0 0 KATHLEEN L YAREMCHUK MD MSA PRESIDENT-ELECT (BEG OCT) 5.00 5.00 X X 0 0 0 KENNETH W ALTMAN MD SECRETARY-TREASURER (THRU SEPT) 5.00 5.00 X X 0 0 0 STEVEN W CHEUNG MD MBA SECRETARY-TREASURER-ELECT (BEG OCT) 5.00 5.00 X X 0 0 0 KAREN RIZZO MD CHAIR-ELECT - BOG (BEG OCT) 5.00 5.00 X 0 0 0 DOUGLAS D BACKOUS MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 WILLIAM R BLYTHE MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 EUGENE G BROWN III MD AT-LARGE DIRECTOR (BEG OCT) 5.00 5.00 X 0 0 0 ALEXANDER G CHIU MD AT-LARGE DIRECTOR (OCT - DEC) 5.00 5.00 X 0 0 0 VALARIE FLANARY MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 EARL H HARELY MD AT-LARGE DIRECTOR (BEG OCT) 5.00 5.00 X 0 0 0 LAKEISHA R HENRY MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 CHERI-ANN O NATHAN MD AT-LARGE DIRECTOR (OCT - DEC) 5.00 5.00 X 0 0 0 ANGELA M POWELL MD AT-LARGE DIRECTOR (OCT - DEC) 5.00 5.00 X 0 0 0 BRENT A SENIOR MD AT-LARGE DIRECTOR 5.00 5.00 X 0 0 0 CAROL R BRADFORD MD IMMED. PAST PRESIDENT (BEG OCT) 5.00 5.00 X X 18750 18750 0 KEN YANAGISAWA MD PRESIDENT (BEG OCT) 5.00 5.00 X X 6250 6250 0 LANCE MANNING PAST CHAIR - BOG (BEG OCT) 5.00 5.00 X 9000 0 0 TROY WOODARD MD CHAIR - BOG (BEG OCT) 5.00 5.00 X 3000 0 0 JAMES C DENNENY III EVP/CEO 20.00 20.00 X 354434 354434 64186 CARRIE HANLON SR. DIRECTOR, FINANCE & ADMINISTRATION 20.00 20.00 X 100176 100176 32690 MICHAEL A ROBEY SR. DIRECTOR, INFORMATION TECHNOLOGY 20.00 20.00 X 99147 99147 32302 MAURA A FARRELL SR. DIRECTOR, ADVOCACY 40.00 0.00 X 197761 0 33272 KATHERINE E LEWIS SR. DIRECTOR, COMMUNICATIONS 32.00 8.00 X 149610 37403 30620 ELISE S SWINEHART SR. DIRECTOR, MEMBERSHIP & GLOBAL AFFAIRS 40.00 0.00 X 163150 0 41899 LISA HOLMAN DIRECTOR, FINANCIAL OPERATIONS 20.00 20.00 X 69057 69057 26274 CHRISTINA M MAGGIO DIRECTOR, COMMUNICATIONS & PUBS 30.00 10.00 X 95834 31945 25270 ROSS D ROLLINS DIR. CREATIVE SVCS DIGITI 40.00 0.00 X 122493 0 24626 HARRY C BIDDLE SR. MANAGER AMS - BUSINESS INTEL 20.00 20.00 X 61008 61008 12610 1449670 778170 323749 13 0 1 0 0 87295 87295 MEMBERSHIP DUES 900099 6825662 6825662 BULLETIN ADVERTISING 900099 37054 37054 PRODUCT SALES 900099 12114 12114 6874830 527425 527425 579651 100055 479596 MAILING LIST RENTALS 900099 32669 32669 MISCELLANEOUS REVENUE 900099 3238 3238 35907 8105108 6837776 137109 1042928 51000 1261283 2177144 155160 268653 218525 28602 27593 103205 99321 530877 374428 281892 37446 131239 118331 65933 54990 5985622 6529360 8212532 180060 160385 19994 65478 23527884 20887882 -495373 -495373 922682 981352 30684607 29812256 166721 121715 3360686 3478077 3527407 3599792 X 27020132 26078101 137068 134363 27157200 26212464 30684607 29812256 2119486 -3064222 0 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED AM ACADEMY OF OTOLARYNGOLOGY-HEAD AND NECK SURGERY ENT PAC 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 521789074 0 0 0 0 1 6825662 1004462 276304 1280766 887336 393430 PART I-A, LINE 1: THE ACADEMY CONDUCTS ALL POLITICAL ACTIVITIES THROUGH ITS CONNECTED POLITICAL ACTION COMMITTEE. PLEASE SEE PART I-C. 0 4937681 -3064222 -3064222 8001903 103205 103205 8105108 5882417 0 5882417 103205 103205 5985622 1 HUMANITARIAN TRAVEL GRANTS 7 7000 RESIDENT LEADERSHIP GRANTS / TRAINING PROGRAM 79 39500 YOUNG PROFESSIONALS TRAVEL GRANTS 9 4500 PART I, LINE 2: IN ORDER TO BE CONSIDERED, ALL APPLICANTS MUST BE CURRENT RESIDENTS OR FELLOWS-IN-TRAINING, MEMBERS OF THE AAO-HNS AND ATTENDING A RESIDENCY PROGRAM AND/OR FELLOWSHIP IN THE U.S. OR CANADA. TO ENABLE US TO EFFECTIVELY AND EFFICIENTLY PROVIDE GRANTS BASED ON NEEDS,TRAINING PROGRAM DIRECTORS ARE ASKED TO NOMINATE AT LEAST TWO RESIDENTS FROM THEIR PROGRAMS THAT THEY DEEM WORTHY TO RECEIVE GRANTS. FROM THIS GROUP,THE AAO-HNS AWARDS GRANTS BASED ON THE RESIDENTS LEVEL OF PARTICIPATION. RESIDENTS WHO RECEIVE GRANTS ARE REQUIRED TO ATTEND THE SECTION FOR RESIDENTS AND FELLOWS-IN-TRAINING GENERAL ASSEMBLY. ATTENDANCE IS MONITORED AND TRACKED THROUGH THEIR MEMBERSHIP RECORD. AN INTERNAL COMMITTEE OF STAFF REVIEWS EACH APPLICATION. APPLICANTS MUST BE A MEMBER IN GOOD STANDING AND MUST SUBMIT AN APPLICATION WITHIN THE DEADLINE IN ORDER TO RECEIVE A LEADERSHIP GRANT. RESIDENTS SERVING IN A LEADERSHIP POSITION, WHICH INCLUDES THE SRF GOVERNING COUNCIL AND APPOINTED OFFICERS, ARE GUARANTEED A GRANT. ALL OTHER APPLICANTS MUST MEET AT LEAST THREE OF THE FOLLOWING EIGHT SELECTION CRITERIA. RESIDENTS PARTICIPATING IN MORE THAN THREE OF THE FOLLOWING AREAS ARE GIVEN FIRST PRIORITY TO RECEIVING THE GRANT: - RESIDENTS SERVING ON A COMMITTEE. - RESIDENTS SERVING AS A SRF RESIDENT REPRESENTATIVE FOR THEIR TRAINING PROGRAM. - RESIDENTS WHO ARE PRESENTING A POSTER AT THE MEETING. - RESIDENTS WHO ARE PRESENTING A RESEARCH/SCIENTIFIC PAPER AT THE MEETING. - RESIDENTS WHO ATTENDED THE BOG SPRING MEETING AND/OR THE JOINT SURGICAL ADVOCACY CONFERENCE. - RESIDENT WHO ARE FIRST-TIME ATTENDEES. - RESIDENTS WHO HAVE SENIORITY IN THEIR TRAINING PROGRAM AND AVAILABILITY TO ATTEND (AS IDENTIFIED BY TRAINING PROGRAM DIRECTOR AND/OR DEPARTMENT CHAIR). - RESIDENTS WHO HAVE ATTENDED PREVIOUS MEETINGS BUT NEVER RECEIVED AN AAO-HNS/F LEADERSHIP GRANT. IF GRANTS ARE STILL AVAILABLE AFTER THE INITIAL SELECTION PROCESS, THE PROCESS WILL START ANEW BY SELECTING AT LEAST TWO, BUT NO MORE THAN THREE, RESIDENTS FROM EACH TRAINING PROGRAM USING THE SAME CRITERIA ABOVE. 0 1 0 JAMES C DENNENY III EVP/CEO 336090 336090 18344 18344 0 0 22750 22750 9343 9343 386527 386527 0 0 CARRIE HANLON SR. DIRECTOR, FINANCE & ADMINISTRATI 96826 96826 3350 3350 0 0 9111 9111 7234 7234 116521 116521 0 0 MAURA A FARRELL SR. DIRECTOR, ADVOCACY 188261 0 9500 0 0 0 18218 0 15054 0 231033 0 0 0 MICHAEL A ROBEY SR. DIRECTOR, INFORMATION TECHNOLOGY 95847 95847 3300 3300 0 0 8934 8934 7217 7217 115298 115298 0 0 KATHERINE E LEWIS SR. DIRECTOR, COMMUNICATIONS 142730 35683 6880 1720 0 0 13323 3331 11173 2793 174106 43527 0 0 ELISE S SWINEHART SR. DIRECTOR, MEMBERSHIP & GLOBAL AF 157750 0 5400 0 0 0 14626 0 27273 0 205049 0 0 0 LISA HOLMAN DIRECTOR, FINANCIAL OPERATIONS 66457 66457 2600 2600 0 0 6270 6270 6867 6867 82194 82194 0 0 CHRISTINA M MAGGIO DIRECTOR, COMMUNICATIONS & PUBS 91409 30470 4425 1475 0 0 8759 2920 10193 3398 114786 38263 0 0 PART I, LINE 4B JAMES C. DENNENY, III RECEIVED A $9,750 DEPOSIT IN HIS SECTION 457(B) PLAN FOR THE YEAR. JAMES C. DENNENY, III RECEIVED A $7,387 DEPOSIT IN HIS SECTION 457(F) PLAN FOR THE YEAR. FORM 990, PART VI, SECTION A, LINE 1A THE ACADEMY'S EXECUTIVE COMMITTEE CONSISTS OF THE PRESIDENT, THE MOST RECENT LIVING PAST PRESIDENT, THE PRESIDENT-ELECT, THE SECRETARY-TREASURER, THE CHAIR OF THE BOARD OF GOVERNORS, AND TWO (2) AT-LARGE DIRECTORS WHO ARE SERVING THE FOURTH AND FINAL YEAR OF THEIR TERM. THE CHAIR-ELECT OF THE BOARD OF GOVERNORS, SECRETARY-TREASURER ELECT AND EXECUTIVE VICE PRESIDENT ALSO SIT WITH THE EXECUTIVE COMMITTEE AND PARTICIPATE IN ALL DISCUSSIONS, BUT HAVE NO VOTE. BETWEEN BOARD MEETINGS, THE EXECUTIVE COMMITTEE HAS ALL THE POWERS AND RESPONSIBILITIES CONFERRED UPON THE BOARD BY LAW OR THE ACADMEY'S BYLAWS WITH RESPECT TO THE OPERATIONS OF THE ACADEMY. ITEMS OF BUSINESS CONDUCTED BY THIS COMMITTEE INCLUDE ANY MATTERS AS MAY REQUIRE ATTENTION BETWEEN REGULAR OR SPECIAL MEETINGS OF THE BOARD. THE EXECUTIVE COMMITTEE MAY REQUEST THAT THE BOARD BE CONVENED TO RATIFY ACTIONS AND RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE, IN ACCORDANCE WITH THE ACADEMY'S BYLAWS. FORM 990, PART VI, SECTION A, LINE 6 THE ACADEMY HAS MULTIPLE MEMBERSHIP CATEGORIES: FELLOW (BOARD-CERTIFIED PHYSICIANS), MEMBER (NON-CERTIFIED PHYSICIANS), SCIENTIFIC FELLOW (PHDS WITH ACADEMIC AFFILIATIONS TO OTOLARYNGOLOGY), RESIDENT (RESIDENTS IN OTOLARYNGOLOGY TRAINING), INTERNATIONAL (PHYSICIANS PRACTICING OUTSIDE THE US AND CANADA), INTERNATIONAL RESIDENT, ASSOCIATE (PHYSICIANS AND DENTISTS IN FIELDS ALLIED TO OTOLARYNGOLOGY), AFFILIATE (NON-PHYSICIANS), STUDENT, AND ADMINISTRATOR. FORM 990, PART VI, SECTION A, LINE 7A BOARD MEMBERS ARE VOTED ON BY MEMBERS OF THE ACADEMY. FORM 990, PART VI, SECTION A, LINE 7B BYLAW CHANGES ARE SUBJECT TO APPROVAL BY THE MEMBERS VIA VOTE. FORM 990, PART VI, SECTION B, LINE 11B AN EMAIL NOTICE CONTAINING A DIRECT LINK TO THE DOCUMENT IS SENT TO ALL BOARD MEMBERS PRIOR TO FILING THE FORM 990 WITH THE IRS. BOARD MEMBERS ARE INVITED TO DIRECT QUESTIONS OR COMMENTS TO ANY OFFICER OR KEY EMPLOYEE. FORM 990, PART VI, SECTION B, LINE 12C INQUIRIES OF INDIVIDUALS REGARDING CONFLICT OF INTEREST ARE PERFORMED AND FOLLOWED UP ON. FORM 990, PART VI, SECTION B, LINE 15A THE ACADEMY ITSELF HAS NO EMPLOYEES; COMPENSATION OF THE EVP/CEO IS SET BY A COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE ACADEMY'S RELATED FOUNDATION (THE ACADEMY AND ITS FOUNDATION HAVE COMMON BOARD MEMBERS). THE COMMITTEE UNDERTAKES AN ANNUAL REVIEW OF THE EVP/CEO'S PERFORMANCE. THE COMMITTEE USES AS A GUIDE FOR DETERMINING THE COMPENSATION A FORMAL EVALUATION PROCESS ESTABLISHED BY THE EXECUTIVE COMMITTEE. A SMALL SUBSET OF THE BOARD, INCLUDING THE PRESIDENT, PRESIDENT-ELECT, AND TREASURER, IS USED AS THE COMPENSATION COMMITTEE FOR THE EVP/CEO. DURING THE MOST RECENT CONTRACT RENEWAL IN 2010, THE COMMITTEE USED DATA FROM A CONSULTANT WHO SPECIALIZES IN BENCHMARKING EXECUTIVE COMPENSATION. THE EVP/CEO'S CONTRACT ALSO PROVIDES POLICIES ON ANNUAL INCREASES AND PERFORMANCE BONUSES. THESE ARE BOTH DETERMINED BY THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2 THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. AMERICAN ACADEMY OF OTOLARYNGOLOGY-HEAD & NECK SURGERY FDN 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 521219434 ADVANCE THE SCIENCE AND ART OF MEDICINE DC 501(C)(3) LINE 12B, II 1 AM ACADEMY OF OTOLARYNGOLOGY-HEAD AND NECK SURGERY ENT PAC 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 POLITICAL ACTION COMMITTEE DC 527 1 ENT RESOURCES INC (ENTRI) 1650 DIAGONAL ROAD ALEXANDRIA VA 22314 541996469 PRODUCTS, SERVICES AND INFO TO BENEFIT PROVIDERS VA C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 AAO-HNSF N 207751 COST AAO-HNSF O 3766215 COST AAO-HNSF Q 1278637 COST