2023-05-09T14:25:04-05:00 2022-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2022-01-01 522143968 ALLIANCE FOR AUTOMOTIVE INNOVATION INC ALLI 2023265500 1050 K STREET NW 6TH FLOOR WASHINGTON DC 20001 JOHN BOZZELLA PRESIDENT & CEO 2023265500 2023-05-08 1 JOHN BOZZELLA 999009999 1 AARON M FOX P01365820 2022274000 2023-05-08 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z JOHN BOZZELLA 1050 K STREET NW 6TH FLOOR WASHINGTON DC 20001 31546164 0 X AUTOSINNOVATE.ORG X 1999 DC TRADE ASSOCIATION FOR THE AUTOMOTIVE INDUSTRY. 36 36 45 42 0 0 0 0 26581852 26307134 566651 173010 165093 532500 27313596 27012644 0 0 0 0 11875315 12512833 0 0 0 23341975 14124113 35217290 26636946 -7903694 375698 16322930 23577545 8081424 16180848 8241506 7396697 X TO REPRESENT THE COMMON INTERESTS OF ITS MEMBERS AND PROVIDE A FORUM TO ENABLE THEM TO ADVANCE PUBLIC POLICIES THAT MEET CONSUMER AND SOCIETAL NEEDS FOR CLEANER, SAFER, AND SMARTER PERSONAL TRANSPORTATION THAT HELPS TRANSFORM THE U.S. ECONOMY AND SUSTAIN AMERICAN INGENUITY AND FREEDOM OF MOVEMENT. 0 0 POLICY: TO WORK WITH MEMBER COMPANIES ON POLICY DEVELOPMENT ON A VARIETY OF ENVIRONMENTAL, VEHICLE SAFETY, AND TECHNOLOGY INNOVATION ISSUES. ADVOCACY AND COMMUNICATION: TO WORK WITH MEMBER COMPANIES ON LEGISLATIVE AND REGULATORY ISSUES AFFECTING THE INDUSTRY. 0 0 1 1 0 0 0 0 0 1 1 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 102 0 1 45 1 0 0 0 0 0 0 1 0 X 36 36 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 CA MI X ANGEL PUNZALAN 2023265500 1050 K STREET NW 6TH FLOOR WASHINGTON DC 20001 KUMAR GALHOTRA CHAIR 1.00 X X 0 0 0 JOSE MUNOZ CHAIR, AUDIT & FINANCE COMMITTEE 1.00 X X 0 0 0 BOB NELSON CHAIR STRATEGIC PLANNING COMMITTEE - AS OF 11/22 1.00 X X 0 0 0 STEVEN CENTER DIRECTOR - AS OF 01/2022 1.00 X 0 0 0 MARK CHAFFIN DIRECTOR - AS OF 04/2022 1.00 X 0 0 0 STEVE CICCONE DIRECTOR 1.00 X 0 0 0 STEVE CROLEY DIRECTOR - UNTIL 05/2022 1.00 X 0 0 0 PABLO DI SI DIRECTOR - AS OF 09/2022 1.00 X 0 0 0 TOM DOLL DIRECTOR 1.00 X 0 0 0 JOACHIM EBERHARDT DIRECTOR 1.00 X 0 0 0 JOANNA FOUST DIRECTOR 1.00 X 0 0 0 SHEILA GALLUCCI-DAVIS DIRECTOR 1.00 X 0 0 0 KJELL GRUNER DIRECTOR 1.00 X 0 0 0 ANDERS GUSTAFFSON DIRECTOR 1.00 X 0 0 0 JEFF GUYTON DIRECTOR 1.00 X 0 0 0 ROBERT HOLYCROSS DIRECTOR 1.00 X 0 0 0 ROBERT HOOD DIRECTOR 1.00 X 0 0 0 BRYAN JACOBS DIRECTOR 1.00 X 0 0 0 JAKE JONES DIRECTOR 1.00 X 0 0 0 SHANE KARR DIRECTOR 1.00 X 0 0 0 SCOTT KEOGH DIRECTOR - UNTIL 07/2022 1.00 X 0 0 0 BRIAN LATOUF DIRECTOR 1.00 X 0 0 0 SEBASTIAN MACKENSEN DIRECTOR 1.00 X 0 0 0 SHAWN MURPHY DIRECTOR 1.00 X 0 0 0 JEREMIE PAPIN DIRECTOR 1.00 X 0 0 0 DIMITRIS PSILLAKIS DIRECTOR 1.00 X 0 0 0 ELIZABETH REICHERTS DIRECTOR - UNTIL 08/2022 1.00 X 0 0 0 MARK REUSS DIRECTOR 1.00 X 0 0 0 CHRIS REYNOLDS DIRECTOR 1.00 X 0 0 0 DAN RYAN DIRECTOR 1.00 X 0 0 0 ANNA SCHNEIDER DIRECTOR 1.00 X 0 0 0 RICK SCHOSTEK DIRECTOR - UNTIL 10/2022 1.00 X 0 0 0 CHRIS SMITH DIRECTOR - AS OF 05/2022 1.00 X 0 0 0 MARK STEWART DIRECTOR 1.00 X 0 0 0 ANDREW TAVI DIRECTOR 1.00 X 0 0 0 JENNIFER THOMAS DIRECTOR 1.00 X 0 0 0 OMAR VARGAS DIRECTOR - AS OF 09/2022 1.00 X 0 0 0 RUSSELL WAGER DIRECTOR - UNTIL 01/2022 1.00 X 0 0 0 CHRISTOPHER WENK DIRECTOR 1.00 X 0 0 0 TRACY WOODARD DIRECTOR 1.00 X 0 0 0 YOKOZAWA YOICHI DIRECTOR - UNTIL 03/2022 1.00 X 0 0 0 SEAN YOON DIRECTOR 1.00 X 0 0 0 JOHN BOZZELLA PRESIDENT & CEO 40.00 X 1668453 0 337158 DAVID SCHWIETERT CHIEF POLICY OFFICER 40.00 X 641946 0 71959 DONALD STEWART EVP, PUBLIC AFFAIRS 40.00 X 549982 0 63089 JUDITH MULCAHY VP, MEMBERSHIP AND BUSINESS DEVEL. 40.00 X 400939 0 95363 CHARLES HAAKE VP & GENERAL COUNSEL 40.00 X 350125 0 96849 ANGEL PUNZALAN VP, FINANCE & IT 40.00 X 295974 0 57242 HILARY CAIN VP, TECHNOLOGY & INNOVATION POLICY 40.00 X 375880 0 78760 AMY BRINK VP, STATE AFFAIRS 40.00 X 328275 0 89230 GARRICK FRANCIS VP, FEDERAL AFFAIRS 40.00 X 323524 0 82515 STEVEN DOUGLAS VP, ENERGY & ENVIRONMENT 40.00 X 302350 0 43261 BRIAN WEISS VP, COMMUNICATIONS 40.00 X 276072 0 50098 5513520 0 1065524 35 0 1 0 MAYER BROWN LLP 311 WEST MONROE STREET CHICAGO IL 60606 LEGAL SERVICES 1236096 HOGAN LOVELLS US LLP 390 MADISON AVENUE NEW YORK NY 10017 LEGAL SERVICES 900546 SAYBOLT LLP PO BOX 844640 DALLAS TX 75284 LEGAL SERVICES 572106 FORBES TATE PARTNERS LLC 3317 S HIGLEY ROAD SUITE 114-473 GILBERT AR 85297 PUBLIC AFFAIRS CONSULTANT 328600 MULTISTATE 515 KING STREET SUITE 300 ALEXANDRIA VA 22314 LOBBYING 250414 14 MEMBERSHIP DUES 900099 24799583 24799583 FLIS SUBSCRIPTION 900099 932500 932500 FUEL SURVEY SUBSCRIPTION 900099 446490 446490 CONTRACT FEES 900099 128561 128561 26307134 247076 247076 4459454 4533520 -74066 -74066 -74066 OTHER INCOME 900099 532500 532500 532500 27012644 26307134 0 705510 X 4118650 6126939 763180 805221 698843 880778 172420 4614048 50544 3478942 190407 151002 533675 1488294 265137 371096 27072 263566 133437 DUES & SUBSCRIPTIONS 940718 SPEAKERS & GUESTS 268109 SPONSORSHIPS 160826 REPAIRS & MAINTENANCE 83564 50478 26636946 286034 3561053 32564 19422 1126601 1150641 328273 645294 2949133 1675303 1287135 1273830 4959401 4391285 8293563 5770633 9359 6765387 16322930 23577545 3980332 3791318 226750 101500 3874342 12288030 8081424 16180848 X 8114640 7330555 126866 66142 8241506 7396697 16322930 23577545 375698 -1220507 0 X 0 1 X 1 0 0 0 0 0 1 24799583 4614048 -1156158 3457890 4587923 -1130033 1169860 408265 761595 395927 277110 118817 1383346 989928 393418 1273830 INVESTMENT GRADE FIXED-INCOME 5770633 F 5770633 OPERATING RIGHT-OF-USE ASSET 6672149 FINANCE RIGHT-OF-USE ASSET 83879 DEPOSITS 9359 6765387 OPERATING LEASE LIABILITY 7452511 LEASE TERMINATION OBLIGATION 4680129 FINANCE LEASE LIABILITY 85009 TENANT DEPOSIT 70381 12288030 X 25741593 -1220507 -1220507 26962100 50544 50544 27012644 26586402 0 26586402 50544 50544 26636946 PART X, LINE 2: FOR THE YEAR ENDED DECEMBER 31, 2022, NO PROVISION FOR INCOME TAXES WAS MADE, AS THE ALLIANCE HAD NO SIGNIFICANT NET UNRELATED BUSINESS INCOME AND DID NOT IDENTIFY ANY UNCERTAINTY IN INCOME TAXES REQUIRING RECOGNITION OR DISCLOSURE IN THESE CONSOLIDATED FINANCIAL STATEMENTS. X X X 1 1 X X 0 0 0 JOHN BOZZELLA PRESIDENT & CEO 854402 0 300000 0 514051 0 294470 0 42688 0 2005611 0 240000 0 DAVID SCHWIETERT CHIEF POLICY OFFICER 562393 0 79553 0 0 0 40500 0 31459 0 713905 0 0 0 DONALD STEWART EVP, PUBLIC AFFAIRS 524900 0 25082 0 0 0 46072 0 17017 0 613071 0 0 0 JUDITH MULCAHY VP, MEMBERSHIP AND BUSINESS DEVEL. 349219 0 51720 0 0 0 43480 0 51883 0 496302 0 0 0 HILARY CAIN VP, TECHNOLOGY & INNOVATION POLICY 349831 0 26049 0 0 0 43582 0 35178 0 454640 0 0 0 CHARLES HAAKE VP & GENERAL COUNSEL 332080 0 18045 0 0 0 46073 0 50776 0 446974 0 0 0 AMY BRINK VP, STATE AFFAIRS 312157 0 16118 0 0 0 40500 0 48730 0 417505 0 0 0 GARRICK FRANCIS VP, FEDERAL AFFAIRS 310500 0 13024 0 0 0 40500 0 42015 0 406039 0 0 0 ANGEL PUNZALAN VP, FINANCE & IT 264807 0 31167 0 0 0 46600 0 10642 0 353216 0 0 0 STEVEN DOUGLAS VP, ENERGY & ENVIRONMENT 289231 0 13119 0 0 0 40500 0 2761 0 345611 0 0 0 BRIAN WEISS VP, COMMUNICATIONS 275000 0 1072 0 0 0 16375 0 33723 0 326170 0 0 0 PART I, LINE 1B ALL OF THE ITEMS CHECKED ON SCHEDULE J, PART 1, LINE 1A ARE RELATED TO JOHN BOZZELLA, PRESIDENT & CEO. TAXABLE COMPENSATION, INCLUDING SOCIAL CLUB DUES AND PROVIDED VEHICLE, ARE INCLUDED ON THE PRESIDENT & CEO'S W-2. FORM 990, PART VI, SECTION A, LINE 6 AUTO INNOVATORS HAS GOVERNING MEMBERS, NON-GOVERNING OEM MEMBERS, AND VALUE CHAIN MEMBERS. THOSE WHO ARE GOVERNING MEMBERS MAY VOTE ON AUTO INNOVATORS MATTERS. NON-GOVERNING OEM MEMBERS MAY ATTEND BOARD MEETINGS AND PARTICIPATE IN DISCUSSIONS BUT MAY NOT VOTE. FORM 990, PART VI, SECTION A, LINE 7A THERE ARE THIRTEEN GOVERNING MEMBER COMPANIES ON THE BOARD OF DIRECTORS. EACH GOVERNING MEMBER COMPANY CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. THESE GOVERNING MEMBERS HAVE VOTING RIGHTS AND PARTICIPATE IN AUTO INNOVATORS GOVERNANCE. EACH GOVERNING MEMBER COMPANY IS ENTITLED TO ONE VOTE. ADDITIONALLY, THERE ARE SEVEN NON-GOVERNING OEM MEMBERS AND TWENTY-TWO VALUE CHAIN MEMBERS WHO DO NOT HAVE VOTING RIGHTS. FORM 990, PART VI, SECTION A, LINE 7B EACH OF THE THIRTEEN GOVERNING MEMBER COMPANIES CAN NOMINATE UP TO THREE MEMBERS TO THE BOARD OF DIRECTORS. MEMBERS OF THE BOARD ALSO PARTICIPATE IN THE EXECUTIVE COMMITTEE MEETINGS. EACH COMPANY, REGARDLESS OF THE NUMBER OF BOARD MEMBERS PRESENT, HAS ONE VOTE ON EACH ISSUE FOR A TOTAL, IF ALL MEMBERS ARE REPRESENTED, OF THIRTEEN VOTES. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 PREPARED BY AN INDEPENDENT TAX FIRM IS REVIEWED BY THE VICE PRESIDENT, FINANCE AND IT AND APPROVED BY THE AUDIT AND FINANCE COMMITTEE OF THE BOARD. THE APPROVED TAX RETURN IS PRESENTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST DECLARATION IS DISCUSSED IN ONE BOARD MEETING ANNUALLY. IN ADDITION, EACH MEMBER OF THE BOARD REAFFIRMS THE CONFLICT OF INTEREST DECLARATION ANNUALLY. THE PROCESS IS RECORDED IN THE MINUTES OF THE BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 15A COMPARABILITY DATA FROM A NUMBER OF LIKE INDUSTRY SURVEYS IS MAINTAINED AND REVIEWED ON AN AS-NEEDED BASIS. THE EXECUTIVE COMMITTEE OF THE BOARD SET THE MULTI-YEAR CONTRACTUAL COMPENSATION FOR THE PRESIDENT AND CEO BASED ON EXTERNAL DATA COLLECTED. ANNUAL PERFORMANCE WEIGHS HEAVILY IN THE DETERMINATION OF THE VARIABLE COMPENSATION PAYMENT OF THE PRESIDENT AND CEO OCCURRING EACH WINTER. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CERTAIN POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST BASED ON THE DISCRETION OF MANAGEMENT. FORM 990, PART IX, LINE 11G RESEARCH/DATA ACQUISITION 1,642,899. TECHNICAL CONSULTANTS 1,191,769. PUBLIC AFFAIRS CONSULTANTS 300,000. AMICUS BRIEFS 166,933. STATE BILL TRACKING 160,000. PAYROLL PROCESSING 9,870. RECRUITING 3,582. ETHICS REPORTING & COMPLIANCE 2,428. TRADEMARK FEE 1,461. 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