2023-05-15T21:54:54-05:00 2022-06-30 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 500 MAMARONECK AVENUE SUITE 301 HARRISON NY 105281633 990 2021-07-01 131632530 UNION SETTLEMENT ASSOCIATION INC UNIO 3153009059 118 E 108TH STREET NEW YORK NY 10029 LIJO CHIRAYIL VARGHESE CHIEF FINANCIAL OFFICER 3153009059 2023-05-15 1 LIJO CHIRAYIL VARGHESE XXX-XX-XXXX EVA MRUK P00543254 9143818900 2023-05-13 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z X DERRICK BOONE 118 E 108TH STREET NEW YORK NY 10029 29820207 0 X WWW.UNIONSETTLEMENT.ORG X 1902 NY UNION SETTLEMENT CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 23 23 497 120 0 0 32082925 22742863 5914850 5155933 188393 477369 4624 28566 38190792 28404731 4001086 1467420 0 0 18594295 18356958 0 0 653478 9746193 7341296 32341574 27165674 5849218 1239057 21665441 26696825 10149616 14855148 11515825 11841677 X UNION SETTLEMENT ASSOCIATION CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 0 0 8291705 32844 36236 EARLY CHILDHOOD EDUCATION: HIGH-QUALITY, FULL-DAY EDUCATIONAL PROGRAMS SERVING UP TO 700 INFANTS, TODDLERS AND PRESCHOOLERS, AGES EIGHT WEEKS TO FIVE YEARS. OUR SEVEN EARLY CHILDHOOD CENTERS SUPPORT COGNITIVE, SOCIAL, CREATIVE AND PHYSICAL DEVELOPMENT, AND OUR FAMILY CHILD CARE NETWORK PREPARES COMMUNITY MEMBERS TO ESTABLISH AND RUN THEIR OWN HOME-BASED CHILD CARE BUSINESSES IN AN EDUCATIONALLY STIMULATING ENVIRONMENT. 4925962 36301 19998 YOUTH SERVICES: OUR YOUTH SERVICES DEPARTMENT PROVIDES MORE THAN 3,000 CHILDREN, ADOLESCENTS AND YOUNG ADULTS WITH PROGRAMS THAT FOSTER CREATIVITY, CURIOSITY, RESILIENCE AND PROBLEM SOLVING; INSTILL HABITS OF PERSISTENCE AND PERSEVERANCE; AND ENHANCE SOCIAL AND EMOTIONAL SKILLS. SERVICES INCLUDE AFTERSCHOOL AND SUMMER PROGRAMS, COLLEGE PREPARATION, JOB READINESS, AND PROGRAMS FOR DISCONNECTED AND COURT-INVOLVED YOUTH. 3702809 441 3761910 MENTAL HEALTH SERVICES: OUR LICENSED OUTPATIENT MENTAL HEALTH COUNSELING CLINIC PROVIDES CRITICAL STRENGTH-BASED AND TRAUMA-INFORMED MENTAL HEALTH SERVICES TO OVER 1,300 CHILDREN, ADOLESCENTS, ADULTS AND SENIORS EACH YEAR, HELPING THEM TO HEAL, DEVELOP RESILIENCY, AND LEAD FULFILLING AND PRODUCTIVE LIVES. 5331479 1397834 1337789 SENIOR SERVICES - OUR FIVE OLDER ADULT CENTERS, MEALS ON WHEELS, AND NATURALLY OCCURRING RETIREMENT COMMUNITY (NORC) PROGRAMS PROVIDE NUTRITION, WELLNESS, EDUCATION, CASE ASSISTANCE, TRANSPORTATION AND OTHER SERVICES TO OVER 1,500 OLDER ADULTS EACH YEAR.ADULT EDUCATION - ENGLISH LANGUAGE, LITERACY, HIGH SCHOOL EQUIVALENCY, DIGITAL LITTERACY, JOB TRAINING AND OTHER EDUCATIONAL CLASSES FOR OVER 400 ADULT STUDENTS EACH YEAR.SMALL BUSINESS SERVICES - BUSINESS CLASSES, TECHNOLOGY EDUCATION, NEIGHBORHOOD IMPROVEMENTS, ACCESS TO CAPITAL AND TECHNNICAL ASSISTANCE PROVIDED TO OVER 500 ENTREPRENEURS AND SMALL BUSINESSES THROUGHOUT EAST HARLEM. 5331479 1397834 1337789 22251955 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 227 0 497 1 0 0 0 0 0 0 0 0 0 0 0 0 X 23 23 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X LIJO CHIRAYIL VARGHESE 3153009059 118 E 108TH STREET NEW YORK NY 10029 GABRIELLE SHAPIRO PSYCHIATRIST 40.00 X 201541 0 16590 DAVID NOCENTI EXECUTIVE DIRECTOR 40.00 X 194232 0 8140 ROD AMAZAN NURSE PRACTITIONER 40.00 X 174014 0 15275 LIJO VARGHESE CHIEF FINANCIAL OFFICER 40.00 X 142509 0 4190 DERRICK BOONE ASSOCIATE EXECUTIVE DIRECTOR 40.00 X 132789 0 11613 KRISTINE COOPER DIRECTOR OF DEVELOPMENT 40.00 X 121599 0 12248 ONEIDA PEREZ CHIEF HUMAN RESOURCES OFFICER 40.00 X 116700 0 13547 LISSA SOUTHERLAND CHIEF OPERATING OFFICER (THRU SEP 2021) 40.00 X 117689 0 939 JENNIFER GEILING CHIEF EXECUTIVE OFFICER (EFF. APRIL 2022) 40.00 X 0 0 0 AMY SHERMAN CHAIR 4.00 X X 0 0 0 ELI GROSS VICE CHAIR 2.00 X X 0 0 0 DAWN M ZAPPETTI VICE CHAIR 2.00 X X 0 0 0 WILLIAM ARNOLD TREASURER 2.00 X X 0 0 0 ROBIN SPARKMAN DIRECTOR SECRETARY (EFF. JUNE 14 2022) 1.00 X X 0 0 0 REGINALD E HARWELL SECRETARY (THRU JUNE 14, 2022) 2.00 X X 0 0 0 ED ADLER DIRECTOR 1.00 X 0 0 0 JO-ANN BARRETT DIRECTOR 1.00 X 0 0 0 DAVID CASTELBLANCO DIRECTOR 1.00 X 0 0 0 SUSAN CHAPMAN DIRECTOR 1.00 X 0 0 0 COURTNEY DANKWORTH DIRECTOR 1.00 X 0 0 0 JAGDEEP DAYAL DIRECTOR 1.00 X 0 0 0 ERICA DONOVAN ESTADES DIRECTOR (THRU DEC 2021) 1.00 X 0 0 0 KALAIVANI S DUANE DIRECTOR 1.00 X 0 0 0 EDWARD FITZPATRICK III DIRECTOR 1.00 X 0 0 0 ROBERT V EDGAR DIRECTOR (THRU MAY 2022) 1.00 X 0 0 0 ELSIE ENCARNACION DIRECTOR (THRU MAY 2022) 1.00 X 0 0 0 BRAD GREEN DIRECTOR 1.00 X 0 0 0 KATE HAMILL DIRECTOR 1.00 X 0 0 0 MICKIE KERSON DIRECTOR 1.00 X 0 0 0 SALIQ KHAN DIRECTOR 1.00 X 0 0 0 KEVIN LIBBY DIRECTOR 1.00 X 0 0 0 LATEEFAH ODEDINA DIRECTOR 1.00 X 0 0 0 RUTH PACHMAN DIRECTOR 1.00 X 0 0 0 KATIA PEDRAZA DIRECTOR (THRU MAY 2022) 1.00 X 0 0 0 MAXINE L ROCKOFF PHD DIRECTOR (THRU SEP 2021) 1.00 X 0 0 0 GINA RUSCH DIRECTOR (THRU MAY 2022) 1.00 X 0 0 0 KATE B TOWNSEND DIRECTOR 1.00 X 0 0 0 DREW WARSHAW DIRECTOR 1.00 X 0 0 0 ARIANA YOUNAI DIRECTOR 1.00 X 0 0 0 1201073 0 82542 16 0 1 0 SPK LEWIS CONSTRUCTION LLC 19 W 21ST ST 402 NEW YORK NY 10010 CONSTRUCTION SERVICES 2152545 BTQ FINANCIAL 115 BROADWAY 19TH FLOOR NEW YORK NY 10006 FINANCIAL MANAGEMENT SERVICES 799022 PKF O'CONNOR DAVIES 500 MAMARONECK AVENUE HARRISON NY 10528 ACCOUNTING SERVICES 114850 VISUAL MEDIA COMPUTERS LLC 216 MORRIS AVENUE SUITE 15 UNION NJ 07083 IT SERVICES 108232 4 370155 18750158 3622550 208916 22742863 PROGRAM SERVICE FEES 624110 3937463 3937463 COMMUNITY GROUP SERVICES 624110 1218470 1218470 5155933 288245 288245 1587144 1398020 189124 189124 189124 0 370155 17456 -17456 -17456 OTHER REVENUE 900099 27174 27174 CREDIT CARD POINTS RED. 900099 18848 18848 46022 28404731 5155933 0 505935 702154 702154 765266 765266 354936 354936 14382708 12705506 1377292 299910 608877 528238 68204 12435 1314808 1126133 162165 26510 1695629 1449346 212164 34119 617578 617578 41146 19280 20994 872 139611 65417 71234 2960 2251712 1500079 561707 189926 133041 104633 22294 6114 1049330 803217 204049 42064 458632 441766 16612 254 90512 87032 3436 44 32915 25459 7456 431645 67044 364601 PROGRAM SUPPLIES 588910 561095 3659 24156 REPAIRS AND MAINTENANCE 534863 443295 91274 294 FOOD 507365 501292 6073 BAD DEBT EXPENSE 225458 225458 238578 130245 94513 13820 27165674 22251955 4260241 653478 1536457 425950 5786127 2258442 8181861 14995384 482749 787029 133592 112923 5508122 8076220 36533 40877 21665441 26696825 2541125 2206838 2506045 8191138 5102446 4457172 10149616 14855148 X 8545888 8686193 2969937 3155484 11515825 11841677 21665441 26696825 X 1239057 -1356826 443621 X X 0 1 X 1 1 1 X 22598975 22483791 22086235 32082926 22742863 121994790 5380351 5642429 5914252 6185833 6370578 29493443 27979326 28126220 28000487 38268759 29113441 151488233 151488233 89905 109427 169804 82516 288245 739897 56278 109573 36385 44570 46022 292828 152520958 25295458 0.99320 0.99410 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2017 AMOUNT: $ 12,443. 2018 AMOUNT: $ 51,776. 2019 AMOUNT: $ 5,183. 2020 AMOUNT: $ 44,570. 2021 AMOUNT: $ 27,174. INSURANCE RECOVERIES - 2017 AMOUNT: $ 38,585. REIMBURSEMENTS - 2017 AMOUNT: $ 2,288. 2018 AMOUNT: $ 57,797. 2019 AMOUNT: $ 31,202. VENDING INCOME - 2017 AMOUNT: $ 2,962. CREDIT CARD POINTS RED - 2021 AMOUNT: $ 18,848. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4858173 240096 -946126 148089 4004054 3438870 760704 658599 4858173 2701228 588370 149272 3438870 742459 1603486 355283 2701228 684536 57923 742459 0.41340 0.57410 0.01250 0 0 0 ACCRUED PENSION LIABILITY 3358825 RECOVERABLE GRANT 1098347 4457172 X 33909347 -1356826 6417821 443621 5504616 28404731 0 28404731 33583495 6417821 6417821 27165674 0 27165674 PART V, LINE 4: UNION SETTLEMENT'S ENDOWMENT CONSISTS OF GIFTS FROM VARIOUS DONORS. INCOME FROM THE ENDOWMENT IS USED TO SUPPORT THE ORGANIZATION'S PROGRAMS. PART X, LINE 2: UNION SETTLEMENT RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT UNION SETTLEMENT HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. UNION SETTLEMENT BELIEVES IT IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION LIABILITY ADJUSTMENT 443,621. SPRING BENEFIT 370155 370155 17456 370155 370155 17456 17456 -17456 SCHEDULE G, PART II THE SPRING BENEFIT EVENT WAS HELD VIRTUALLY. 1 ABV NY LLC DBA THE ROCHARD NYC 1504 LEXINGTON AVE NEW YORK NY 10029 451287431 12300 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES AKBAR ALI DBA INDO PAK HALAL RESTAURANT 2173 2ND AVE NEW YORK NY 10029 593840027 20000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES BF SOUL FOOD RESTAURANT NYC INC 54E 125 STREET NEW YORK NY 10035 834670552 20000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES BUTCHER JAMES INC 477E 115 ST NEW YORK NY 10029 843151152 8000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES CA NAIL SALON INC 124E 116TH STREET NEW YORK NY 10029 383971528 19200 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES CHARLIE'S PLACE I INC 1960 MADISON AVENUE NEW YORK NY 10035 824453398 20000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES DANNY MACAROONS INC 156E 117TH STREET NEW YORK NY 10035 273196751 5700 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES DIFFERENT NOT ALIKE 240E 119TH STREET NEW YORK NY 10035 824410626 12000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES DISFRUTING LLC 1651 LEXINGTON AVENUE NEW YORK NY 10029 833658691 20000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES ENYC RESTAURANT GROUP LLC 1621 LEXINGTON AVE NEW YORK NY 10029 842281212 20000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES GUAJILLO RESTAURANT CORP 2277 1ST AVE NEW YORK NY 10035 474629580 11700 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES LARSTASO LLC 1392 MADISON AVENUE NEW YORK NY 10029 463914712 20000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES LASH OUT LASHES NYC 2165 2ND AVENUE NEW YORK NY 10029 832321369 12400 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES LECHONERA LA ISLA INC 254E 125TH STREET NEW YORK NY 10035 471199731 16000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES MCE CREDIT EMPOWERMENT 438E 120 STREET NEW YORK NY 10035 472867667 5500 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES MOES UNISEX HAIR HUT INC 52 E 125TH ST 3 NEW YORK NY 10035 460610940 7900 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES MRS AN THAI INC 173E 99TH STREET NEW YORK NY 10029 821680107 20000 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES NEW MOONLIGHT NAIL SALON LTD 2020 2ND AVENUE NEW YORK NY 10029 450680833 10500 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES OCHUN NAILS SALON INC 251E 119 STREET NEW YORK NY 10029 821140127 9700 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSESCOVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES SALIR BELLA BEAUTY SALON 149E 118TH STREET NEW YORK NY 10035 462449950 7200 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES SUKSUMRAN INC 2021 LEXINGTON AVENUE NEW YORK NY 10035 812663719 11300 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES TSM 2ND AVE GOURMET INC 248E 119TH STREET NEW YORK NY 10035 272388475 7500 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES WOMEN OF COLOR PRODUCTIONS INC 163E 104TH STREET NEW YORK NY 10029 262581894 6500 0 COVID-19 FINANCIAL ASSISTANCE FOR EAST HARLEM SMALL BUSINESSES 0 25 SCHOLARSHIPS 10 15000 FOOD ASSISTANCE 2098 686297 STUDENT AID AND AWARDS 17 63969 PART I, LINE 2: GRANTS TO ORGANIZATIONS: IN FISCAL YEAR 2022, THE ORGANIZATION MADE OVER 300 GRANTS TO EAST HARLEM SMALL BUSINESSES IN NEED OF COVID-19 FINANCIAL ASSISTANCE. THE FUNDS WERE DISTRIBUTED BASED ON BUDGETS THE GRANTEE ORGANIZATIONS SUBMITTED ALONG WITH THEIR APPLICATIONS. THE ACTUAL EXPENSES INCURRED WERE AUDITED BY THE STAFF OF UNION SETTLEMENT ASSOCIATION, INC. ASSISTANCE TO INDIVIDUALS: HOUSING AND BASIC NECESSITIES ASSISTANCE WAS OFFERED TO INDIVIDUALS BY PAYING EXPENSES DIRECTLY. INDIVIDUAL ASSISTANCE AMOUNTS WERE DETERMINED BY THE SENIOR PROGRAM DIRECTOR. SCHOLARSHIPS: COLLEGE SCHOLARSHIPS FUNDS WERE AWARDED TO STUDENTS IN THE AMOUNT OF $1,500 EACH AS APPROVED BY THE EXECUTIVE DIRECTOR. SCHOLARSHIP RECIPIENTS WERE SELECTED BASED ON THEIR ACADEMIC PERFORMANCE THROUGHOUT THE YEAR, BASED ON THE ASSESSMENTS OF THE UNION SETTLEMENT COLLEGE READINESS PROGRAM STAFF. X X X 0 0 0 0 0 0 0 0 0 GABRIELLE SHAPIRO PSYCHIATRIST 201541 0 0 0 0 0 5776 0 10814 0 218131 0 0 0 DAVID NOCENTI EXECUTIVE DIRECTOR 194232 0 0 0 0 0 5944 0 2196 0 202372 0 0 0 ROD AMAZAN NURSE PRACTITIONER 174014 0 0 0 0 0 5363 0 9912 0 189289 0 0 0 X 4 208916 AVG. SELLING PRICE 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN COLUMN (B). FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION ENGAGED BTQ FINANCIAL FOR FINANCIAL MANAGEMENT SERVICES. NO EMPLOYEES OF THE ORGANIZATION ARE COMPENSATED BY BTQ FINANCIAL. THE ORGANIZATION INCURRED $617,578 OF EXPENSES FOR THESE SERVICES IN FISCAL YEAR 2022. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND IS REVIEWED BY THE ORGANIZATION'S CHIEF FINANCIAL OFFICER. IT IS DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR REVIEW AND APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY APPLICABLE TO DIRECTORS, OFFICERS, AND KEY PERSONS. COVERED PERSONS HAVE A DUTY TO DISCLOSE TO UNION SETTLEMENT'S COMPLIANCE OFFICER THE EXISTENCE OF ANY POSSIBLE CONFLICT OF INTEREST. THE COMPLIANCE OFFICER IS RESPONSIBLE FOR REPORTING POSSIBLE CONFLICTS OF INTEREST TO THE BOARD. DETERMINATIONS REGARDING CONFLICT MATTERS ARE TO BE MADE BY THE BOARD OF DIRECTORS BY A MAJORITY VOTE OF THE DIRECTORS PRESENT AT THE TIME OF THE VOTE, IF A QUORUM IS PRESENT AT THAT TIME. NO RELATED PARTY OR OTHER COVERED PERSON MAY PARTICIPATE IN DELIBERATIONS OR VOTING RELATING TO A MATTER WITH RESPECT TO WHICH THEY MAY BE CONFLICTED. HOWEVER, SUCH PERSON MAY PRESENT INFORMATION CONCERNING THE TRANSACTION AT A MEETING OF THE BOARD OF DIRECTORS PRIOR TO THE COMMENCEMENT OF DELIBERATIONS OR VOTING RELATING TO SUCH TRANSACTION. IN NO EVENT MAY A COVERED PERSON OR A RELATED PARTY INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. DELIBERATIONS AND DECISIONS REGARDING CONFLICTS OF INTEREST ARE DOCUMENTED IN THE BOARD MINUTES. EACH DIRECTOR, OFFICER AND KEY PERSON MUST, PRIOR TO THE TIME SUCH PERSON ASSUMES SUCH POSITION, BE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY AND COMPLETE, SIGN AND SUBMIT A WRITTEN CONFLICT OF INTEREST DISCLOSURE FORM TO THE SECRETARY OF UNION SETTLEMENT. AT LEAST ANNUALLY THEREAFTER, EACH DIRECTOR, OFFICER AND KEY PERSON MUST SUBMIT A SIGNED STATEMENT DISCLOSING ANY POSSIBLE CONFLICTS OF INTEREST AND CONFIRMING THAT SUCH PERSON HAS AGREED TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15A EXECUTIVE DIRECTOR GOALS ARE ESTABLISHED ANNUALLY AND REVIEWED WITH THE BOARD CHAIR THROUGHOUT THE YEAR. AT THE CONCLUSION OF THE PERFORMANCE YEAR, THE ED CONDUCTS A SELF-EVALUATION, AS WELL AS A 360-SURVEY WITH STAFF, ALL OF WHICH IS REVIEWED BY THE BOARD CHAIR. THE COMPENSATION FOR THE ORGANIZATION'S EXECUTIVE DIRECTOR IS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS FOLLOWING A REVIEW OF THE EVALUATION; IN ADDITION, RESULTS OF THE SALARY SURVEY CONDUCTED BY UNITED NEIGHBORHOOD HOUSES ("UNH"), AS WELL AS OTHER RELEVANT MARKET SALARY INFORMATION IS TAKEN INTO ACCOUNT. THE APPROVAL IS DISCUSSED DURING EXECUTIVE SESSION AND THEREFORE IS NOT DOCUMENTED IN THE MINUTES OF THE MEETING OF THE EXECUTIVE COMMITTEE. THE PROCESS WAS LAST CONDUCTED IN 2022. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS AVAILABLE ON THE ORGANIZATIONS' WEBSITE AND IS ALSO POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE ORGANIZATION MAKES ITS FORM 990, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: PENSION LIABILITY ADJUSTMENT 443,621. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. EAST 103RD STREET HOUSING DEVELOPMENT FUND CORPORATION 237 EAST 104TH STREET NEW YORK NY 10029 453201632 AFFORDABLE HOUSING NY 501(C)(4) UNION SETTLEMENT ASSOCIATION INC 1 EAST 104TH STREET HOUSING DEVELOPMENT FUND COMPANY 237 EAST 104TH STREET NEW YORK NY 10029 237401864 AFFORDABLE HOUSING NY 501(C)(3) LINE 7 UNION SETTLEMENT ASSOCIATION INC 1 UNION SETTLEMENT HOME CARE INC 237 EAST 104TH STREET NEW YORK NY 10029 133018240 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 UNION SETTLEMENT HOME CARE SERVICES INC 237 EAST 104TH STREET NEW YORK NY 10029 133018240 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0