2023-05-15T12:27:04-05:00 2022-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD SUITE 1100 LOS ANGELES CA 90024 990 2021-07-01 951644589 HENRY E HUNTINGTON LIBRARY AND ART GALLERY HENR 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 JANET ALBERTI VICE PRESIDENT & CFO 6264052150 2023-05-11 1 JANET ALBERTI 999009999 NANAZ BENYAMINI P00666808 3104773924 2023-05-11 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z HUNTINGTON LIBRARY ART MUSEUM & BOTANICAL GARDENS KAREN LAWRENCE 1151 OXFORD ROAD SAN MARINO CA 911081218 422919661 0 X WWW.HUNTINGTON.ORG X 1919 CA SEE SCHEDULE O 7 7 578 1200 357060 0 52651253 68063350 9136995 15439604 45332358 43304786 1460151 2053993 108580757 128861733 844555 2116401 0 0 32269419 36306716 0 0 4911480 37840718 62426761 70954692 100849878 37626065 28011855 965906123 862313980 26113171 25929770 939792952 836384210 X THE HUNTINGTON LIBRARY, ART MUSEUM, AND BOTANICAL GARDENS SHARES ITS WORLD-RENOWNED COLLECTIONS TO SUPPORT SCHOLARSHIP, FOSTER LEARNING, INSPIRE CREATIVITY, AND OFFER TRANSFORMATIVE EXPERIENCES FOR DIVERSE AUDIENCES. 0 0 27035923 251507 SEE SCHEDULE O 24311706 2116401 145508 SEE SCHEDULE O 18763821 357628 SEE SCHEDULE O 13921590 16626054 THE HUNTINGTON LIBRARY, ART MUSEUM, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC.EACH YEAR, THE HUNTINGTON:* PROVIDES MORE THAN 2,000 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, DECORATIVE ARTS.* AWARDS $1.8 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH.* EDUCATES THOUSANDS OF SCHOOL CHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS.* ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING.* HOSTS MORE THAN 800,000 VISITORS.THE HUNTINGTON HAS A MEMBERSHIP TOTALING NEARLY 54,000 HOUSEHOLDS, AN ACTIVE VOLUNTEER CORPS OF MORE THAN 1,200, AND A FULL- AND PART-TIME STAFF OF ABOUT 500. IT IS AN INDEPENDENT NON-PROFIT ORGANIZATION, SUPPORTED BY GIFTS AND GRANTS FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES AND BY A PRIVATE ENDOWMENT. 13921590 16626054 84033040 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 279 0 1 578 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 7 7 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JANET ALBERTI 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 GREGORY A PIESCHALA CHAIRMAN 10.00 X X 0 0 0 ANDREW BARTH TRUSTEE 10.00 X 0 0 0 CHRISTINE BENDER TRUSTEE 10.00 X 0 0 0 SIMON KC LI TRUSTEE 10.00 X 0 0 0 J MARIO MOLINA TRUSTEE 10.00 X 0 0 0 WENDY MUNGER TRUSTEE 10.00 X 0 0 0 MEI-LEE NEY TRUSTEE 10.00 X 0 0 0 KAREN LAWRENCE PRESIDENT 40.00 X 546864 0 109638 JANET ALBERTI VP & CFO 40.00 X 414591 0 37479 MISTY BENNETT FROM 12021 CHIEF HR OFFICE 40.00 X 201753 0 60053 RANDY SHULMAN VP FOR ADVANCEMENT & EXTER 40.00 X 295098 0 34346 SANDRA BROOKE DIRECTOR OF LIBRARY 40.00 X 261473 0 29744 NICOLE CAVENDER FROM 52021 DIR OF THE BOTANICAL GARDENS 40.00 X 154315 0 97855 STEVE HINDLE DIRECTOR OF RESEARCH 38.00 X 325969 0 43947 CHRISTINA NIELSEN DIRECTOR OF THE ART MUSEUM 38.00 X 251509 0 67669 RONALD GALLES AVP/CONTROLLER 38.00 X 229473 0 73740 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS 38.00 X 194814 0 34330 HEATHER HART VP DIGITAL & TECH 38.00 X 201747 0 24365 3077606 0 613166 11 0 1 0 SNYDER LANGSTON LLC 17962 COWAN IRVINE CA 92614 CONTRACTOR SERVICES 2433791 MUNGER TOLLES & OLSON LLP 350 SOUTH GRAND AVE 50TH FLOOR LOS ANGELES CA 90071 LEGAL SERVICES 140847 STAR INSIGHTS LLC 1376 ECHO PARK AVE LOS ANGELES CA 90026 CONSULTING SERVICES 135000 TECLAUNCH LLC 1968 S COAST HWY 2441 LAGUNA BEACH CA 92651 SOFTWARE LICENSING & IT 130515 SAMUEL ANDERSON ARCHITECTS 307 W 38TH ST STE 1901 NEW YORK NY 10018 CONTRACTOR SERVICES 124682 10 273652 67789698 11759950 68063350 ADMISSION 900099 11442294 11442294 RENTAL INCOME 900099 1167691 1167691 FOOD SERVICES 900099 1059124 1059124 PROGRAMS 900099 979549 979549 BON APPETIT AMORTIZATI 900099 479471 479471 311475 169073 142402 15439604 9879855 234517 9645338 324927031 277078 291779178 0 33147853 277078 33424931 33424931 0 9643 -9643 -9643 4332743 2269107 2063636 1941093 122543 128861733 15699700 357060 44741623 1963626 1963626 152775 152775 2749067 892919 1483449 372699 192393 192393 24780359 20986030 1791964 2002365 1882916 1773330 80212 29374 4731311 4455948 201554 73809 1970670 1855976 83951 30743 259968 45392 199757 14819 151587 151587 4417820 4417820 4751414 3757470 693818 300126 344710 323554 17844 3312 5091163 3290240 495933 1304990 2330775 1526088 386362 418325 2713573 2563261 107747 42565 559453 277151 82962 199340 116552 106770 8022 1760 14053786 13579233 391133 83420 994561 994561 ACQUISITIONS & COLLECTI 24283032 24267982 15050 MAINTENANCE & REPAIRS 2358367 2022902 301632 33833 100849878 84033040 11905358 4911480 7432081 5181266 92803260 109750672 26309350 22746736 374711 627050 716011 896373 427302 419012 311095191 186770640 130713439 124324551 669032248 569220845 38097721 29147475 965906123 862313980 11197807 14251343 14915364 11678427 26113171 25929770 X 437924754 390311354 501868198 446072856 939792952 836384210 965906123 862313980 28011855 -131420597 0 X 0 1 X 1 0 X 38743735 34042787 49096413 52651253 68063350 242597538 38743735 34042787 49096413 52651253 68063350 242597538 14650375 227947163 10443312 10730169 11811391 15400326 9611588 57996786 63018 63018 196328 196328 300853670 68477995 0.75770 0.77760 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2018 AMOUNT: $ 196,328. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3111754 X X X X 1 746844432 10816524 -88068662 25473986 4417820 639700488 564258055 12284871 197868145 23392225 4174414 746844432 524858675 18477291 46692366 22357241 3413036 564258055 504275546 3107306 42506068 22470358 2559887 524858675 478903959 3969006 48178462 23310693 3465188 504275546 0.39000 0.27000 0.34000 0 0 2082008 2082008 189021970 114118107 74903863 80260983 48505702 31755281 22243217 21607605 635612 17487013 2539226 14947787 124324551 ASSET RETIREMENT OBLIGATION 558108 OBLIGATIONS UNDER UNITRUST 11120319 11678427 X -10368001 -131420597 2278750 -129141847 118773846 4417820 5670067 10087887 128861733 93040741 2278750 2278750 90761991 4417820 5670067 10087887 100849878 PART III, LINE 1A: BASED ON THE HUNTINGTON ELECTION UNDER FASB 116, THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE HUNTINGTON'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. THE COLLECTIONS ARE HELD FOR PUBLIC EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. HOWEVER, THE HUNTINGTON, FOR PURPOSES OF THE INFORMATION RETURN (990 AND RELATED) REPORTED THE COLLECTIONS ACQUIRED THROUGH CONTRIBUTIONS AS INCOME REVENUES AND OFFSET BY EXPENSES. THE AMOUNT IS SHOWN AS A RECONCILING ITEM BETWEEN THE GAAP FINANCIALS AND THE INFORMATION RETURN FINANCIALS. COLLECTIONS ITEMS ARE EXPENSED WHEN PURCHASED. CONTRIBUTED COLLECTIONS ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. THE ESTIMATED FAIR VALUE OF CONTRIBUTED COLLECTIONS ITEMS AMOUNTED TO $5,700,000 AND $2,900,000 FOR THE YEARS ENDED JUNE 30, 2022 AND 2021, RESPECTIVELY. THE HUNTINGTON CONTINUALLY REVIEWS ITS COLLECTIONS AND MAY DEACCESSION OR ACQUIRE ADDITIONAL ITEMS. PROCEEDS FROM DEACCESSIONS ARE CLASSIFIED AS WITHOUT DONOR RESTRICTIONS, EXCEPT WHEN DONOR RESTRICTIONS APPLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM DEACCESSIONING TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. DURING FISCAL YEAR 2022 AND 2021, THERE WERE NO ITEMS DEACCESSIONED AT AUCTION. ANY PROCEEDS WOULD BE RESTRICTED FOR FUTURE ACQUISITIONS OF ART. PART III, LINE 4: THE HUNTINGTON LIBRARY, ART MUSEUM, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC. THE LIBRARY'S COLLECTION CONSISTS OF RARE BOOKS AND MANUSCRIPTS IN THE FIELDS OF BRITISH AND AMERICAN HISTORY AND LITERATURE. IT ALSO INCLUDES COLLECTION OF MATERIALS THAT SPAN THE FULL RANGE OF AMERICAN WESTERN SETTLEMENT, INCLUDING THE OVERLAND PIONEER EXPERIENCE, THE GOLD RUSH, AND THE DEVELOPMENT OF SOUTHERN CALIFORNIA. THE HUNTINGTON ART COLLECTIONS FOCUS ON TWO DISTINCT AREAS--EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY, AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE BOTANICAL GARDENS ENCOMPASS APPROXIMATELY 130 ACRES OF THE 207-ACRE GROUNDS, MORE THAN A DOZEN SPECTACULAR THEMED GARDENS. EACH YEAR, THE HUNTINGTON: 1) PROVIDES NEARLY 2,000 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, AND DECORATIVE ARTS. 2) AWARDS $1.8 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH. 3) EDUCATES THOUSANDS OF SCHOOL CHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS. 4) ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING. 5) HOSTS MORE THAN 800,000 VISITORS. PART V, LINE 4: THE RESTRICTED ENDOWMENT FUNDS ARE USED FOR A SPECIFIC PURPOSE DESIGNATED BY THE DONOR, AND THE CORPUS IS HELD IN PERPETUITY. THE RESTRICTED SPEND RATE DISTRIBUTION IS TYPICALLY USED TO SUPPORT A SPECIFIC PROGRAM, EVENT OR ACQUISITION. THE UNRESTRICTED ENDOWMENT FUND SPEND RATE DISTRIBUTION IS USED TO SUPPORT THE OPERATIONS OF THE HUNTINGTON. PART X, LINE 2: THE HUNTINGTON IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE"), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. THE HUNTINGTON HAS ALSO BEEN RECOGNIZED BY THE CALIFORNIA FRANCHISE TAX BOARD AS EXEMPT FROM CALIFORNIA FRANCHISE AND INCOME TAXES UNDER SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE HUNTINGTON HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. THE HUNTINGTON HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THERE HAVE BEEN NO MATERIAL RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE STATEMENT OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,269,107. FUNDRAISING EVENT EXPENSES 9,643. PART XI, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 5,670,067. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,269,107. FUNDRAISING EVENT EXPENSES 9,643. PART XII, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 5,670,067. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 94508773 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 11891054 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GRANT 107275 NORTH AMERICA GRANT 38500 ASIA GRANT 7000 0 0 0 0 0 0 106552602 0 106552602 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EUROPE/ICELAND/GREEN 23 107275 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION ASIA 1 7000 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION NORTH AMERICA 5 38500 CHECK NONE NONE 1 0 1 1 1 0 PART I, LINE 2: THE HUNTINGTON ASSEMBLED FOUR SEPARATE EXTERNAL PEER REVIEW COMMITTEES, MOSTLY FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS RESEARCH FELLOWSHIPS: ONE FOR LONG-TERM FELLOWSHIPS, ONE FOR THE DIBNER PROGRAM IN THE HISTORY OF SCIENCE (BOTH LONG- AND SHORT-TERM FELLOWSHIPS), AND TWO FOR SHORT-TERM FELLOWSHIPS (FOR PERIODS BETWEEN ONE AND FIVE MONTHS). ALL THE COMMITTEE MEMBERS HAVE A DISTINGUISHED RECORD OF SCHOLARLY ACHIEVEMENT AND PUBLICATIONS IN THEIR FIELD. THE COMMITTEE THAT SELECTED THE FELLOWS IN THE DIBNER PROGRAM CONSISTED OF FIVE HISTORIANS IN THE FIELDS OF SCIENCE, TECHNOLOGY, AND MEDICINE. THREE COMMITTEE MEMBERS ALSO SPECIALIZED IN OTHER FIELDS WHICH BROADENED THE DECISION-MAKING DURING THE MEETING. EACH OF THE OTHER THREE COMMITTEES HAD REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE SELECTED PEER REVIEWERS WHO HAD A BROAD OVERVIEW OF THEIR FIELD AND WHO WERE COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE COMMITTEES' DECISIONS, BASED ON THE EVALUATION AND DISCUSSION OF THE APPLICATIONS, WERE INDEPENDENT, AND FELLOWSHIPS WERE AWARDED BASED ON THE PEER REVIEWERS' EXPERTISE AND CONSIDERING THE HUNTINGTON'S COMMITMENT TO INCLUSIVE EXCELLENCE. THE DIRECTOR OF RESEARCH CHAIRED THE SELECTION COMMITTEE MEETINGS BUT DID NOT VOTE. AFTER SUSPENDING OUR SHORT-TERM FELLOWSHIP PROGRAM LAST YEAR DUE TO THE PANDEMIC, WE WERE ABLE TO RESUME THE COMPETITION FOR THIS ACADEMIC YEAR. AT THE END OF THE AWARD PERIOD EACH RESEARCH FELLOW IS REQUESTED TO PROVIDE THE HUNTINGTON'S DIRECTOR OF RESEARCH WITH A WRITTEN STATEMENT OF PROGRESS MADE ON THEIR PROJECT. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLICATIONS (ESPECIALLY MONOGRAPHS) THAT ARE INFORMED BY THEIR RESEARCH: A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. PART III ACCOUNTING METHOD: 1 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION 98 1963626 PART I, LINE 2: THE HUNTINGTON ASSEMBLES FOUR SEPARATE EXTERNAL PEER REVIEW COMMITTEES, GENERALLY FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS RESEARCH FELLOWSHIPS. ALL OF THE COMMITTEE MEMBERS MUST HAVE A DISTINGUISHED RECORD OF SCHOLARLY ACHIEVEMENT AND PUBLICATIONS IN THEIR FIELD. THE COMMITTEE THAT SELECTS THE FELLOWS IN THE DIBNER PROGRAM IN THE HISTORY OF SCIENCE FELLOWS CONSISTS OF FIVE HISTORIANS IN THE FIELDS OF SCIENCE, TECHNOLOGY, AND MEDICINE. EACH OF THE OTHER THREE COMMITTEES HAS REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE LOOK FOR PEER REVIEWERS WHO HAVE A BROAD OVERVIEW OF THEIR FIELD AND WHO WERE COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE COMMITTEES' DECISIONS, BASED ON THE EVALUATION AND DISCUSSION OF THE APPLICATIONS, ARE SOVEREIGN; AND FELLOWSHIPS ARE AWARDED ON THE BASIS OF THE PEER REVIEWERS' EXPERTISE AND IN LIGHT OF THE HUNTINGTON'S COMMITMENT TO INCLUSIVE EXCELLENCE. THE DIRECTOR OF RESEARCH CHAIRS THE SELECTION COMMITTEE MEETINGS BUT DOES NOT VOTE. AFTER SUSPENDING OUR SHORT-TERM FELLOWSHIP PROGRAM LAST YEAR DUE TO THE PANDEMIC, WE WERE ABLE TO RESUME THE COMPETITION FOR THIS ACADEMIC YEAR. AT THE END OF THE AWARD PERIOD EACH RESEARCH FELLOW IS REQUESTED TO PROVIDE THE HUNTINGTON'S DIRECTOR OF RESEARCH WITH A WRITTEN STATEMENT OF PROGRESS MADE ON THEIR PROJECT. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLICATIONS (ESPECIALLY MONOGRAPHS) THAT ARE INFORMED BY THEIR RESEARCH: A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 KAREN LAWRENCE PRESIDENT 546864 0 0 0 0 0 23200 0 86438 0 656502 0 0 0 JANET ALBERTI VP & CFO 414591 0 0 0 0 0 23200 0 14279 0 452070 0 0 0 STEVE HINDLE DIRECTOR OF RESEARCH 325969 0 0 0 0 0 20781 0 23166 0 369916 0 0 0 RANDY SHULMAN VP FOR ADVANCEMENT & EXTER 295098 0 0 0 0 0 23200 0 11146 0 329444 0 0 0 CHRISTINA NIELSEN DIRECTOR OF THE ART MUSEUM 251509 0 0 0 0 0 14237 0 53432 0 319178 0 0 0 RONALD GALLES AVP/CONTROLLER 229473 0 0 0 0 0 19276 0 54464 0 303213 0 0 0 SANDRA BROOKE DIRECTOR OF LIBRARY 261473 0 0 0 0 0 18763 0 10981 0 291217 0 0 0 MISTY BENNETT FROM 12021 CHIEF HR OFFICE 201753 0 0 0 0 0 16726 0 43327 0 261806 0 0 0 NICOLE CAVENDER FROM 52021 DIR OF THE BOTANICAL GARDENS 154315 0 0 0 0 0 10734 0 87121 0 252170 0 0 0 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS 194814 0 0 0 0 0 15789 0 18541 0 229144 0 0 0 HEATHER HART VP DIGITAL & TECH 201747 0 0 0 0 0 16213 0 8152 0 226112 0 0 0 PART I, LINE 1A PER THE EMPLOYMENT CONTRACT FOR THE PRESIDENT, AND EMPLOYMENT LETTERS FOR THE DIRECTOR OF THE BOTANICAL GARDENS, RESIDENCE ON-CAMPUS IS A CONDITION OF THEIR EMPLOYMENT AND HOUSING IS PROVIDED FOR THE CONVENIENCE OF THE EMPLOYER. THE PRESIDENT'S PERSONAL-USE PORTION OF THE ON-CAMPUS RESIDENCE HAS BEEN INCLUDED IN COLUMN D OF PART II OF SCHEDULE J AS PART OF NONTAXABLE FRINGE BENEFITS. IN CONNECTION WITH THE PRESIDENT'S SERVICES TO THE HUNTINGTON, THE PRESIDENT'S SPOUSE MAY, ON OCCASION, TRAVEL FOR BUSINESS PURPOSES WITH HER/HIM IN CONNECTION WITH FUNDRAISING AND DONOR CULTIVATION EVENTS ON BEHALF OF THE HUNTINGTON. THIS TRAVEL IS PREAPPROVED BY THE CHAIR OF THE BOARD OF TRUSTEES. AN AUTOMOBILE ALLOWANCE IS PROVIDED TO THE PRESIDENT AND REPORTED AS TAXABLE INCOME AS PER THE EMPLOYMENT CONTRACT. LOUISE HINDLE DIRECTOR'S SPOUSE 105670 EMPLOYEE 0 MONA SHULMAN VP'S SPOUSE 86723 EMPLOYEE 0 PART IV, LINE 1 LOUISE HINDLE, SPOUSE OF STEVE HINDLE, DIRECTOR OF RESEARCH AND MONA SHULMAN, SPOUSE OF RANDY SHULMAN, VP FOR ADVANCEMENT. THE TRANSACTION AMOUNTS INCLUDE SALARIES AND BENEFITS TO THE EMPLOYEES. X 12 2960159 APPRAISAL X 46 6089883 FMV X MANUSCRIPTS 5 1966982 APPRAISAL X PHOTOGRAPHS 1 315000 APPRAISAL X RARE BOOKS 4 274305 APPRAISAL X SCHOLAR STONES 1 150150 APPRAISAL X 10 CASES WINES 2 1921 APPRAISAL X PLANTS 1 1398 APPRAISAL X GENERAL BOOKS 105 105 ESTIMATE X PLANTS 33 47 ESTIMATE 6 0 1 1 PART I, LINE 32B: THE HUNTINGTON USES A BROKER TO SELL STOCK GIFTS. FORM 990, PART I, LINE I, DESCRIPTION OF ORGANIZATION MISSION: THE HUNTINGTON LIBRARY, ART MUSEUM, AND BOTANICAL GARDENS SHARES ITS WORLD-RENOWNED COLLECTIONS TO SUPPORT SCHOLARSHIP, FOSTER LEARNING, INSPIRE CREATIVITY, AND OFFER TRANSFORMATIVE EXPERIENCES FOR DIVERSE AUDIENCES. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: THE ART MUSEUM FEATURES EUROPEAN AND AMERICAN ART SPANNING MORE THAN 500 YEARS AND INCLUDES MORE THAN 42,000 OBJECTS. EXTRAORDINARY EXAMPLES OF DECORATIVE ARTS AND FOLK ART, PAINTINGS, PRINTS AND DRAWINGS, PHOTOGRAPHY, AND SCULPTURE ARE DISPLAYED IN THE HUNTINGTON ART GALLERY, THE ORIGINAL HOME OF HENRY AND ARABELLA HUNTINGTON, AND IN THE VIRGINIA STEELE SCOTT GALLERIES OF AMERICAN ART. BOTH BUILDINGS ALSO SHOWCASE SMALLER, TEMPORARY EXHIBITIONS THAT FOCUS ON MASTERWORKS IN THE COLLECTION, OR PLACE THE HUNTINGTON'S HISTORIC WORKS IN CONVERSATION WITH CONTEMPORARY ARTISTIC PRACTICE. ONE OF THE GREATEST COLLECTIONS OF 18TH-CENTURY BRITISH GRAND MANNER PORTRAITURE OUTSIDE OF THE UNITED KINGDOM, INCLUDING THOMAS GAINSBOROUGH'S THE BLUE BOY AND JOSHUA REYNOLDS' SARAH SIDDONS AS THE TRAGIC MUSE, AS WELL AS IMPORTANT EXAMPLES OF 19TH-CENTURY BRITISH LANDSCAPE PAINTING BY SUCH ARTISTS AS JOHN CONSTABLE AND J.M.W. TURNER; MAJOR HOLDINGS OF MATERIALS RELATED TO THE ARTS AND CRAFTS MOVEMENT, INCLUDING WORKS BY EDWARD BURNE-JONES AND WALTER CRANE, WITH PARTICULAR STRENGTH IN THE DESIGNS PRODUCED BY THE WILLIAM MORRIS FIRMS; MORE THAN 13,000 BRITISH DRAWINGS, RANGING FROM THE 17TH THROUGH THE 20TH CENTURY, INCLUDING WILLIAM BLAKE'S WATERCOLOR DESIGNS FOR ILLUSTRATIONS TO JOHN MILTON'S PARADISE LOST, FINE EXAMPLES BY ARTIST ASSOCIATED WITH THE PRE-RAPHAELITE BROTHERHOOD, AND SUCH MODERNISTS AS DAVID BOMBERG AND PAUL NASH. BEGUN WITH A MAJOR GIFT FROM THE VIRGINIA STEELE SCOTT FOUNDATION IN 1979, THE AMERICAN ART HOLDINGS NUMBER ABOUT 320 PAINTINGS, 90 WORKS OF SCULPTURE, 1,400 DECORATIVE ART OBJECTS, 2,600 PRINTS AND 7,600 DRAWINGS, AND 1,900 PHOTOGRAPHS. EXHIBITS DURING THE YEAR FOR OTHER PROGRAMS INCLUDED: * ANDREW RAFTERY: THE AUTOBIOGRAPHY OF A GARDEN * MADE IN L.A. 2020: A VERSION * KEHINDE WILEY: A PORTRAIT OF A YOUNG GENTLEMAN * GHETTO FILM SCHOOL * BORDERLANDS * SCIENCE AND THE SUBLIME: A MASTERPIECE BY JOSEPH WRIGHT OF DERBY * METHOD AND MATERIAL: TEMPERA PAINTING IN FOCUS * MINEO MIZUNO * 100 GREAT BRITISH DRAWINGS FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: THE HUNTINGTON LIBRARY IS ONE OF THE WORLD'S GREAT INDEPENDENT RESEARCH LIBRARIES WITH SOME 11 MILLION ITEMS SPANNING THE 11TH TO 21ST CENTURY. THESE EXTRAORDINARY AND DIVERSE MATERIALS ARE CENTERED ON 14 INTERSECTING COLLECTION STRENGTHS: AMERICAN HISTORY, ARCHITECTURE, BRITISH HISTORY; EARLY PRINTED BOOKS; HISPANIC HISTORY AND CULTURE; HISTORY OF SCIENCE, MEDICINE, AND TECHNOLOGY; LITERATURE IN ENGLISH; MAPS AND ATLASES; MEDIEVAL MANUSCRIPTS; PRINTS, POSTERS, AND EPHEMERA; PHOTOGRAPHY; PACIFIC RIM HISTORY AND CULTURE; CALIFORNIA HISTORY AND CULTURE, AND HISTORY OF THE AMERICAN WEST. ITS COLLECTIONS ENCOMPASS: 8.8 MILLION MANUSCRIPTS; 455,000 RARE BOOKS; 454,000 REFERENCE BOOKS; 908,000 PRINTS AND EPHEMERA, 800,000 PHOTOGRAPHS, AND 475,000 DIGITAL FILES. SOME 1,700 RESEARCHERS FROM 30 COUNTRIES VISIT THE LIBRARY ANNUALLY TO STUDY RARE COLLECTIONS IN THE READING ROOMS. LIBRARY STAFF ASSIST AN ADDITIONAL 4,000 RESEARCHERS FROM ALL OVER THE WORLD THROUGH REMOTE REFERENCE SERVICES. DIGITIZED COLLECTIONS IN THE HUNTINGTON DIGITAL LIBRARY RECEIVE 1.3 MILLION PAGE VIEWS PER YEAR. A TEAM OF PROFESSIONAL BOOK, PAPER, AND PAINTINGS CONSERVATORS CARRY OUT THOUSANDS OF HOURS OF COLLECTIONS TREATMENT AND CARE ANNUALLY FOR LIBRARY AND ART COLLECTIONS. THREE LIBRARY EXHIBITION HALLS, WITH A COMBINED 9,000 SQUARE FEET OF DEDICATED SPACE, SHOWCASE SOME OF THE MOST OUTSTANDING MATERIALS IN THE COLLECTION. THE MAIN HALL FEATURES 150 RARE ITEMS GROUPED THEMATICALLY AROUND 12 ICONIC WORKS LIKE THE GUTENBERG BIBLE AND THOREAU'S WALDEN MANUSCRIPTS. THE 90,000-SQUARE-FOOT MUNGER RESEARCH CENTER PROVIDES WORK SPACE FOR SCHOLARS AND STAFF, AND FACILITIES FOR CONSERVATION AND DIGITAL IMAGING, AS WELL AS COLLECTIONS STORAGE. DUE TO COVID, DURING FISCAL YEAR ENDING JUNE 30, 2022, THE LIBRARY READING ROOMS WERE OPEN TO FELLOWS FOR 275 DAYS, WITH AN AVERAGE OF 36 READERS PER DAY. EXHIBITS DURING THE YEAR FOR THE LIBRARY AND RESEARCH INCLUDED: * REMARKABLE WORKS, REMARKABLE TIMES * STORIES AND VOICES FROM L.A. CHINATOWN * WHAT NOW: COLLECTING FOR THE LIBRARY IN THE 21ST CENTURY, PART 2 * MAPPING FICTION FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: ENCOMPASSING APPROXIMATELY 130 ACRES OF THE 207-ACRE GROUNDS, THE BOTANICAL GARDENS CONTAIN MORE THAN A DOZEN SPECTACULAR THEMED GARDENS. HIGHLIGHTS * LIU FANG YUAN, THE GARDEN OF FLOWING FRAGRANCE, REFLECTS THE TRADITIONAL STYLE OF SCHOLAR GARDENS IN SUZHOU, CHINA, AND FEATURES A 1.5-ACRE LAKE, A COMPLEX OF PAVILIONS, A TEAHOUSE AND TEA SHOP, STONE BRIDGES AND WATERFALLS SET AGAINST A WOODED BACKDROP OF MATURE OAKS AND PINES. THE GARDEN'S FINAL PHASE INCLUDES NEW PAVILIONS, A RESTAURANT, AND AN EXHIBITION COMPLEX. AT MORE THAN 15 ACRES, THE GARDEN IS ONE OF THE LARGEST CLASSICAL-STYLE CHINESE GARDENS IN THE WORLD. * THE JAPANESE GARDEN, SET ALONG A CANYON TO THE SOUTH OF THE CHINESE GARDEN, COMPRISES A TRADITIONAL JAPANESE HOUSE, A MOON BRIDGE, A WALLED ZEN GARDEN, BONSAI COURT, AND SEIFU-AN, A CEREMONIAL TEAHOUSE AND GARDEN. * THE DESERT GARDEN FEATURES ONE OF THE LARGEST OUTDOOR COLLECTIONS OF MATURE CACTI AND SUCCULENTS IN THE WORLD. * THE FRANCES AND SIDNEY BRODY CALIFORNIA GARDEN IN THE STEVEN S. KOBLIK EDUCATION AND VISITOR CENTER IS ARRANGED ALONG A CENTRAL ALLEE OF OLIVE TREES. THE GARDEN INCLUDES NATIVE AND ADAPTIVE PLANTINGS SET AMONG HEDGE ROOMS IN A NOD TOWARD MORE FORMAL LANDSCAPE DESIGN. * THE FRANCES LASKER BRODY BOTANICAL CENTER FEATURES: * THE HELEN AND PETER BING CHILDREN'S GARDEN, INTRODUCING YOUNGSTERS TO THE WONDERS OF THE NATURAL WORLD THROUGH INTERACTIVE SCULPTURAL ELEMENTS * THE ROSE HILLS FOUNDATION CONSERVATORY FOR BOTANICAL SCIENCE AND THE ASSOCIATED FOUNDATIONS TEACHING GREENHOUSE, PROVIDING HANDS-ON BOTANICAL SCIENCE OPPORTUNITIES FOR CHILDREN AND FAMILIES, AND SHOWCASING ORCHIDS AND OTHER TROPICAL COLLECTIONS * LABORATORIES FOR BOTANICAL RESEARCH WHERE BOTANISTS ARE USING CRYOPRESERVATION TECHNIQUES TO SAFELY FREEZE AND CONSERVE FRAGILE PLANT TISSUE, AND WHERE GENETIC RESEARCH REVEALS MUCH ABOUT THE EVOLUTIONARY HISTORY OF CYCADS * THE RANCH GARDEN, FOR TESTING AND DEMONSTRATING CONTEMPORARY IDEAS ABOUT SUSTAINABLE URBAN AGRICULTURE * COLLECTIONS INCLUDE MORE THAN 16,000 SPECIES OF PLANTS. * ADDITIONAL GARDEN AREAS ARE DEVOTED TO ROSES AND CAMELLIAS, EACH COLLECTION WITH MORE THAN 1,000 DIFFERENT CULTIVARS. * THE AUSTRALIAN, HERB, JUNGLE, LILY PONDS, PALM, AND SUBTROPICAL GARDENS ARE AMONG OTHER IMPORTANT BOTANICAL ATTRACTIONS. EACH YEAR, THE HUNTINGTON HOSTS BOTANICAL SHOWS, CONFERENCES, LECTURES, AND PLANT SALES THAT FOCUS ON SPECIFIC THEMES. MORE THAN 150 PEOPLE ATTENDED THE ANNUAL SUCCULENT PLANTS SYMPOSIUM. THE AISEKI KAI VIEWING STONES SHOW WAS HOSTED ONLINE AND THE SOUTHERN CALIFORNIA CAMELLIA SHOW WAS CANCELED. THE BONSAI-A-THON, NORTH AMERICAN CLIVIA SHOW, CALIFORNIA BONSAI SOCIETY SHOW, CACTUS & SUCCULENT SOCIETY OF AMERICA SHOW, AND THE HUNTINGTON ORCHID SHOW WERE ALL OPEN TO THE PUBLIC. THE GARDENS HOSTED THE LARGE ANNUAL PLANT SALE AND RETURNED TO HOSTING MONTHLY LECTURES AND PLANT SALES FOR THE PUBLIC. THE CENTER FOR EAST ASIAN GARDEN STUDIES LECTURE SERIES (6-8 LECTURES PER YEAR) CONTINUES AND AVERAGES ABOUT 125 WHEN IN PERSON, AND FROM 300 TO 600 WHEN ONLINE. GARDENS STAFF CONTINUE TO DEVELOP STRONG PROGRAMS IN CONSERVATION AND RESEARCH FOCUSING ON PLANT VARIATION, CRYOPRESERVATION AND PROPAGATION, AS WELL AS PRODUCTIVITY IN URBAN SETTINGS. EXHIBITS DURING THE YEAR FOR BOTANICAL INCLUDED: * RED EARTH * A GARDEN OF WORDS: THE CALLIGRAPHY OF LIU FANG YUAN, PART 2 FORM 990, PART VI, SECTION A, LINE 4 DURING FISCAL YEAR END JUNE 30, 2022, THE ORGANIZATION AMENDED ITS BYLAWS IN ORDER TO INCREASE THE NUMBER OF TRUSTEES FROM FIVE TO SEVEN. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO THE FILING, THE ENTIRE DRAFT 990 WAS SENT TO ALL TRUSTEES. THE FORM WAS REVIEWED AND DISCUSSED IN A MEETING OF THE AUDIT COMMITTEE. IN ADDITION, AN OUTSIDE CPA FIRM, SINGERLEWAK, REVIEWED THE FORM AND WENT OVER THE FORM IN DETAIL WITH THE ASSISTANT VICE PRESIDENT FOR FINANCIAL AFFAIRS/CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS OF INTEREST STATEMENTS ARE REQUESTED ANNUALLY FROM ALL TRUSTEES, BOARD OF GOVERNORS, CHAIRS OF ACTIVE COMMITTEES AS WELL AS SENIOR LEADERS. ANY CONFLICTS OR POTENTIAL CONFLICTS ARE REPORTED TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE MAKES A DECISION ON HOW EACH CONFLICT SHOULD BE HANDLED, INCLUDING ABSTAINING FROM VOTING ON CERTAIN MATTERS. FORM 990, PART VI, SECTION B, LINE 15 IN REVIEWING AND APPROVING THE COMPENSATION FOR THE PRESIDENT AND CFO, THE HUNTINGTON'S BOARD OF TRUSTEES (REFERRED TO AS THE "APPROVAL BODY" BELOW), USES THE FOLLOWING PROCESS: 1. IMPARTIAL DECISION MAKERS: THE COMPENSATION ARRANGEMENT MUST BE APPROVED IN ADVANCE (BEFORE ANY PAYMENT IS MADE) BY THE APPROVAL BODY OF THE HUNTINGTON COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT (EXAMPLE: NEITHER THE EXECUTIVE WHOSE COMPENSATION IS BEING DETERMINED NOR ANY OF HIS/HER FAMILY MEMBERS MAY BE PRESENT DURING THE DISCUSSION/DEBATE OR PARTICIPATE IN THE VOTE). 2. COMPARABILITY DATA: WHEN THE APPROVAL BODY IS CONSIDERING COMPENSATION TO COVERED INDIVIDUALS, IT MUST RELY ON COMPARABILITY DATA THAT DEMONSTRATES THE FAIR MARKET VALUE OF THE COMPENSATION IN QUESTION. FOR EXAMPLE, WHEN CRAFTING COMPENSATION PACKAGES, THE APPROVAL BODY MUST SECURE DATA THAT DOCUMENTS COMPENSATION LEVELS FOR SIMILARLY QUALIFIED INDIVIDUALS IN LIKE POSITIONS AT LIKE ORGANIZATIONS. THIS DATA MAY INCLUDE THE FOLLOWING: A) EXPERT COMPENSATION STUDIES BY INDEPENDENT FIRMS; B) INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS; AND C) USE OF AN INDEPENDENT COMPENSATION CONSULTANT. 3. CONCURRENT DOCUMENTATION: THE APPROVAL BODY MUST DOCUMENT HOW IT REACHED ITS DECISIONS, INCLUDING THE DATA ON WHICH IT RELIED. TO QUALIFY AS CONCURRENT DOCUMENTATION, WRITTEN OR ELECTRONIC RECORDS OF THE APPROVAL BODY (SUCH AS MEETING MINUTES) MUST NOTE: A) THE TERMS OF THE COMPENSATION AND THE DATE IT WAS APPROVED; B) THE MEMBERS OF THE APPROVAL BODY WHO WERE PRESENT DURING THE DEBATE ON THE COMPENSATION THAT WAS APPROVED AND THOSE WHO VOTED ON IT; C) THE COMPARABILITY DATA OBTAINED AND RELIED UPON AND HOW THE DATA WAS OBTAINED; AND D) ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE COMPENSATION BY ANYONE WHO IS OTHERWISE A MEMBER OF THE APPROVAL BODY BUT WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE DECISION ON THE COMPENSATION. ALL OTHER OFFICERS AND KEY EMPLOYEES HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE APPROVAL BODY, WHICH MAY OR MAY NOT INCLUDE COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN ALSO BE VIEWED BY THE PUBLIC ON WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE AVAILABLE TO THE PUBLIC UPON REQUEST. POOLED INCOME FUND CA N/A 0 CHARITABLE REMAINDER TRUSTS (20) FUNDRAISING CA N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING NM N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING OR N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING WA N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING DE N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING PA N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING NY N/A T 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 POOLED INCOME FUND C 10000 MARKET VALUE