2023-05-15T10:47:14-07:00 2022-06-30 990 2021-07-01 620475697 UNIVERSITY OF THE SOUTH UNIV 9315981349 735 University Ave Sewanee TN 373831000 Douglass Williams Treasurer 9315981349 2023-05-15 1 11 1 AAL2 2021 2023-04-26 12:10:37Z Nancy J Berner 735 University Ave Sewanee TN 37383 298941816 0 X www.sewanee.edu X 1858 TN An Episcopal University composed of the College of Arts and Sciences and the School of Theology. 143 140 1975 1000 167367 98992 16628187 19209731 115419910 131187504 123341687 -63373665 510229 914909 255900013 87938479 43411633 50988928 0 0 59661232 66491833 0 0 2273919 43460055 49357231 146532920 166837992 109367093 -78899513 873880393 787587757 110847707 108385667 763032686 679202090 The College of Arts and Sciences is committed to the development of the whole person through a liberal arts education of the highest quality. The School of Theology educates women and men to serve the broad whole of the Episcopal Church in ordained and lay vocations. 0 0 93075067 48997043 90755006 INSTRUCTION: IN THE COLLEGE OF ARTS AND SCIENCES, STUDENTS WORK CLOSELY WITH DISTINGUISHED AND DIVERSE FACULTY IN A DEMANDING COURSE OF HUMANE AND SCIENTIFIC STUDY THAT PREPARES THEM FOR LIVES OF ACHIEVEMENT AND SERVICE. A STUDENT-FACULTY RATIO OF 11:1 ENABLES CLOSE STUDENT-FACULTY INTERACTION IN THE CLASSROOM AND ALLOWS FOR FACULTY GUIDANCE IN STUDENT RESEARCH. 17123614 0 2231156 STUDENT SERVICES: A WIDE RANGE OF CO-CURRICULAR AND RECREATIONAL OPPORTUNITIES ARE AVAILABLE TO COMPLEMENT THE ACADEMIC EXPERIENCE AND SUPPORT STUDENT LIFE. MORE THAN A HUNDRED ORGANIZATIONS AND CLUBS FACILITATE SOCIAL INTERACTION BETWEEN STUDENTS AND BETWEEN STUDENTS AND THE BROADER SEWANEE COMMUNITY. 21642409 0 36229708 HOUSING AND AUXILIARY SERVICES: THE COLLEGE IS A RESIDENTIAL LIBERAL ARTS COLLEGE. ROOM AND BOARD PROGRAMS ARE DESIGNED TO ENCOURAGE OPPORTUNITIES FOR CONVERSATION AND COMMUNITY BUILDING BEYOND THE CLASSROOM. BESIDES TRADITIONAL RESIDENCE DORMITORIES, STUDENTS MAY ALSO CHOOSE TO LIVE IN A THEME HOUSE WHICH BRINGS TOGETHER STUDENTS WITH A COMMON INTEREST. 7153106 0 1971634 OTHER PROGRAM SERVICES: OTHER PROGRAM EXPENSES ARE PRIMARILY COMPRISED OF EXPENSES RELATED TO FACULTY RESEARCH ACTIVITIES AND OF EXPENSES RELATED TO PLANT MAINTENANCE AND OPERATION. 7153106 0 1971634 138994196 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1033 0 1 1975 1 1 1 1 SP 0 0 0 1 1 0 0 0 0 0 0 X 143 140 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 0 1 1 0 AL AR CA FL HI MD NC NH NY OR TN TX WA X Doug Williams 9315981349 735 University Ave Sewanee TN 373831000 Reuben Brigety Former Vice Chancellor/President 40 X 690182 0 111214 John M McCardell Jr Professor 40 X 411708 0 40610 Nancy Berner Acting Vice Chancellor/Provost 40 X 231343 0 55748 Lisa Stephenson Vice Provost for Student Success 40 X 250225 0 19329 Jay Fisher Former VP of Advancement 40 X 191961 0 58127 Terry Papillon Dean of the College 40 X 206229 0 39628 Earl Williams Treasurer 40 X 217679 0 18025 David Shipps VP Econ Dev 40 X 160810 0 72377 Nicole Noffsinger-Fraizer Assoc VP Marketing 40 X 165578 0 57869 Marquitte Starkey General Counsel 40 X 205449 0 16727 Scott Wilson Acting Provost 40 X 161661 0 36797 Alyssa Summers Assoc Professor 40 X 175084 0 9571 Jim Turrell Dean School of Theology 40 X 106796 0 45178 Erica Howard Dean of Students 40 X 135222 0 14125 Lee Ann Backlund Former Dean of Admission 40 X 133583 0 5351 Robert E Bachman Board Member 40 X 115665 0 21594 Ruth Sanchez Imizcoz Board Member 40 X 111898 0 14907 Alan Ramirez Dean of Admissions 40 X 85979 0 12565 Deborah Vaughn VP University Relations 40 X 63493 0 11155 Kate Reed Board Member 40 X 63349 0 9129 Julia M Gatta Board Member 40 X 61295 0 1399 Abby Cole Board Member 2 X 0 0 0 Allen Petit Board Member 2 X 0 0 0 Amanda Moran Board Member 2 X 0 0 0 Amber Singleton Camiul Board Member 2 X 0 0 0 Andrew Carter Board Member 2 X 0 0 0 Anna Graham Board Member 2 X 0 0 0 Anne Hodges-Copple Board Member 2 X 0 0 0 Bill Gage Board Member 2 X 0 0 0 Bill Harper Board Member 2 X 0 0 0 Bill Stiefel Jr Board Member 2 X 0 0 0 Bonnie Underwood Board Member 2 X 0 0 0 Bradley Drell Board Member 2 X 0 0 0 Brian L Cole Board Member 2 X 0 0 0 Brian R Seage Board Member 2 X 0 0 0 C Andrew Doyle Board Member 2 X 0 0 0 Canon Christian Brady Board Member 2 X 0 0 0 Canon Doris Westfall Board Member 2 X 0 0 0 Carmen Germino Board Member 2 X 0 0 0 Carol Titus Board Member 2 X 0 0 0 Catherine Foster Board Member 2 X 0 0 0 Chalankis Brown Board Member 2 X 0 0 0 Chris Sturgeon Board Member 2 X 0 0 0 Christina Vial Comer Board Member 2 X 0 0 0 Christopher Bright Board Member 2 X 0 0 0 Clifford Athey Board Member 2 X 0 0 0 Cornelia LaRussa Board Member 2 X 0 0 0 Cynthia Phelps-Streit Board Member 2 X 0 0 0 Dabney Smith Board Member 2 X 0 0 0 Dallas J Gingles Board Member 2 X 0 0 0 Dalton Lyon Board Member 2 X 0 0 0 Daniel P Richards Board Member 2 X 0 0 0 David Elliott III Board Member 2 X 0 0 0 David M Goldberg Board Member 2 X 0 0 0 David M Sanders Board Member 2 X 0 0 0 David Reed Board Member 2 X 0 0 0 Deon Johnson Board Member 2 X 0 0 0 Don WF Rodgers Board Member 2 X 0 0 0 Emmanuel Bessay Board Member 2 X 0 0 0 Eric Stevenson Board Member 2 X 0 0 0 Eugene F Reuman Board Member 2 X 0 0 0 Frances L Webster Board Member 2 X 0 0 0 Frances Ladd Board Member 2 X 0 0 0 Frank Sullivan Logue Board Member 2 X 0 0 0 George G Clarke Jr Board Member 2 X 0 0 0 George R Sumner Board Member 2 X 0 0 0 George Williamson Board Member 2 X 0 0 0 Glenda S Curry Board Member 2 X 0 0 0 Gregory O Brewer Board Member 2 X 0 0 0 Gretchen M Rehberg Board Member 2 X 0 0 0 H E Miller Jr Board Member 2 X 0 0 0 Harris Powers Board Member 2 X 0 0 0 Henry Setser Board Member 2 X 0 0 0 Hilary Jarvis Board Member 2 X 0 0 0 Isabella Stuart Reeves Board Member 2 X 0 0 0 J Malone Gilliam Board Member 2 X 0 0 0 J Russell Kendrick Board Member 2 X 0 0 0 J Scott Mayer Board Member 2 X 0 0 0 Jack Lauless Board Member 2 X 0 0 0 Jackson Byron Greene Board Member 2 X 0 0 0 Jacob W Owensby Board Member 2 X 0 0 0 Jane Hart Lewis Board Member 2 X 0 0 0 Jeff W Fisher Board Member 2 X 0 0 0 Jeffery Patenaude Board Member 2 X 0 0 0 Jennifer Hargrave Board Member 2 X 0 0 0 Jessica C Osaki Board Member 2 X 0 0 0 Jim Liggett Board Member 2 X 0 0 0 Johanna Oliver Rousseaux Board Member 2 X 0 0 0 John Bauerschmidt Board Member 2 X 0 0 0 Jose A McLoughlin Board Member 2 X 0 0 0 Joseph B Mays Jr Board Member 2 X 0 0 0 Kathryn M Ryan Board Member 2 X 0 0 0 Katie C Pearson Board Member 2 X 0 0 0 Ken Baxter Board Member 2 X 0 0 0 Kirby L Colson Board Member 2 X 0 0 0 Kristin J Harrison Board Member 2 X 0 0 0 Kristine Laudadio Devine Board Member 2 X 0 0 0 Larry R Benfield Board Member 2 X 0 0 0 Lenore Adediran Board Member 2 X 0 0 0 Leslie Newman Board Member 2 X 0 0 0 Liz Dalrymple Board Member 2 X 0 0 0 Lori Ranner Board Member 2 X 0 0 0 Lucy Lacey Shackelford Board Member 2 X 0 0 0 M Sanjeeva Senanayake Board Member 2 X 0 0 0 Mac Jefferson Board Member 2 X 0 0 0 Mallory L Dimmitt Board Member 2 X 0 0 0 Marcel Lettre Board Member 2 X 0 0 0 Marguerite H Gray Board Member 2 X 0 0 0 Mark Richard Board Member 2 X 0 0 0 Mark Van Koevering Board Member 2 X 0 0 0 Marti Dalby Board Member 2 X 0 0 0 Mary Alice Mathison Board Member 2 X 0 0 0 Maryetta M Anschutz Board Member 2 X 0 0 0 Matthew Farr Board Member 2 X 0 0 0 Michael Bordelon Board Member 2 X 0 0 0 Michael Goldsmith Board Member 2 X 0 0 0 Michael Kirk Battle Board Member 2 X 0 0 0 Michael Reeves Board Member 2 X 0 0 0 Michael Smith Board Member 2 X 0 0 0 Miranda Cully Board Member 2 X 0 0 0 Molly Dougall Board Member 2 X 0 0 0 Molly Holdeman Board Member 2 X 0 0 0 Molly Nabors Board Member 2 X 0 0 0 Morris K Thompson Jr Board Member 2 X 0 0 0 Nick Funk Board Member 2 X 0 0 0 PJ Deschenes Board Member 2 X 0 0 0 Paige Fisher Board Member 2 X 0 0 0 Perrin Dargan Board Member 2 X 0 0 0 Peter Eaton Board Member 2 X 0 0 0 Phoebe A Roaf Board Member 2 X 0 0 0 Polly H Robb Board Member 2 X 0 0 0 R Allan McCaslin Board Member 2 X 0 0 0 Raj Sivananthan Board Member 2 X 0 0 0 Randy Poitevent DeFoor Board Member 2 X 0 0 0 Rayford High Board Member 2 X 0 0 0 Rebecca Crumrine Rieder Board Member 2 X 0 0 0 Richard Ammons Board Member 2 X 0 0 0 Richard T Earle III Board Member 2 X 0 0 0 Robert Beazley Board Member 2 X 0 0 0 Robert Fowler Board Member 2 X 0 0 0 Robert Wright Board Member 2 X 0 0 0 Rondal Richardson Board Member 2 X 0 0 0 Ruth M Woodliff-Stanley Board Member 2 X 0 0 0 Ryan Currie Board Member 2 X 0 0 0 Samuel Johnson Howard Board Member 2 X 0 0 0 Samuel Regonini Board Member 2 X 0 0 0 Samuel Rodman Board Member 2 X 0 0 0 Scott Bagley Board Member 2 X 0 0 0 Susan Griffith Board Member 2 X 0 0 0 Suzanne L Cate Board Member 2 X 0 0 0 Tara Bartal Board Member 2 X 0 0 0 Terry Allen White Board Member 2 X 0 0 0 Tom Purdy Board Member 2 X 0 0 0 Trippe Cheek Board Member 2 X 0 0 0 Val Crumpton Board Member 2 X 0 0 0 Vicki T Burgess Board Member 2 X 0 0 0 W A Stringer Board Member 2 X 0 0 0 W Christopher Behnke Board Member 2 X 0 0 0 WR McCown Board Member 2 X 0 0 0 William Campbell Board Member 2 X 0 0 0 William Stokes Board Member 2 X 0 0 0 Allie Dent Board Member 2 X 0 0 0 Kristen E Paul Board Member 2 X 0 0 0 Pratham Singhal Board Member 2 X 0 0 0 3945189 0 671425 128 1 1 0 Howard Morton Construction 949 Taft Ave Chattanooga TN 37408 Construction 1075825 Edgehill Endowment Partners 205 Whitney Avenue Suite 201 New Haven CT 06511 Endowment Management 1388129 Ebsco Information Services 17 19 Washington St Tenafly NJ 07670 Research Databases 450963 CapFinancial Partners LLC 4208 Six Forks Rd 1700 Raleigh NC 27609 Investment Advisory Services 207269 CHC Mechanical Contractors 347 E Stevens St Cookeville TN 38501 Engineering, design, and energy solutions 593354 22 0 0 0 0 3521760 15687971 1241682 19209731 Tuition and Fees 611310 90755006 90755006 0 0 Auxiliary Sales and Services 611310 36229708 36062341 167367 0 Education Sales and Services 611310 2231156 2231156 0 0 1971634 1971634 0 0 131187504 29671167 0 0 29671167 5494 0 0 5494 914909 0 0 914909 0 0 117953011 0 211008737 -5400 -93055726 5400 -93050326 0 0 -93050326 0 0 87938479 131020137 167367 -62458756 0 0 48997043 48997043 1991885 1991885 0 0 3564647 1154388 2264012 146247 0 0 0 0 46606002 37501334 7913906 1190762 4182560 3068324 1002594 111642 8956869 6583957 2128565 244347 3181755 2315569 781933 84253 0 0 0 0 281327 28975 252282 70 128450 0 128450 0 0 0 0 0 0 0 1407658 0 1407658 0 14967353 12544269 2239055 184029 2102612 1489821 568085 44706 2738960 2247788 434896 56276 1358428 504290 848504 5634 438 438 0 0 1343963 1142025 170892 31046 1229619 1004251 191332 34036 0 0 0 0 907546 558371 327174 22001 1766888 1507152 259736 0 0 0 0 0 6527144 5769625 757519 0 1260383 134410 1122403 3570 Food 5512782 4545862 921399 45521 Equipment Rental/Maintenance 384326 232900 133249 18177 Utilities 2862313 2783974 78339 0 Renewals and Replacements 1827249 867603 952836 6810 2749792 2019942 685058 44792 166837992 138994196 25569877 2273919 8636066 7111637 107855928 73332946 34156773 28973643 3204457 2180778 0 0 0 0 186995 227558 505828 517952 1146143 1262800 326756772 118144582 205895888 208612190 116082894 130604561 361566664 305483534 1744814 1740672 3614428 3438593 29283515 24100893 873880393 787587757 17003355 17424298 865471 792751 82473414 81106348 2035492 1558314 8469975 7503956 110847707 108385667 X 289787083 270913335 473245603 408288755 763032686 679202090 873880393 787587757 X -78899513 -1945239 0 0 0 -2985844 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 2 3208 0 0 0 1 1 450 10000 1 0 0 X X X 0 519143301 9074463 -63071918 11580357 13594333 0 439971156 419515040 3903120 119630531 10996479 12908911 0 519143301 408769263 11824002 20972060 10143131 11907154 0 419515040 410985859 4926176 13593015 9538462 11197325 0 408769263 395006424 14115944 24387177 10360896 12162790 0 410985859 0.22 0.78 0 1 0 0 20136652 20136652 196779 256048576 84725820 171519535 0 0 0 0 0 39880354 33418762 6461592 0 10494411 0 10494411 208612190 Global Equities 108299725 F Hedge Funds 54337134 F Private Equity 142846675 F 305483534 0 Refundable government advances 1047711 Postretirement benefit liability 3249236 Asset retirement obligation 3207009 7503956 X 32036643 -1945239 0 0 -52543445 -54488684 86525327 1407658 5494 1413152 87938479 115867239 0 0 0 0 0 115867239 1407658 49563095 50970753 166837992 Schedule D, Part II, Line 5 THE LAND TRUST MONITORS EACH PROPERTY AT LEAST ANNUALLY TO ENSURE THAT THE TERMS OF THE EASEMENT ARE BEING MET. Schedule D, Part II, Line 9 CONSERVATION EASEMENT(S) ARE NOT REFLECTED IN THE BALANCE SHEET; INCIDENTAL EXPENSES REFERENCED IN SCHEDULE D PART II, LINE 7 FLOW THROUGH ON THE STATEMENT OF ACTIVITIES. Schedule D, Part III, Line 1 Collections - The University collects works of art, historical treasures, and similar assets, which reflect the history of the institution and/or support its educational purpose. The collections are maintained for public exhibition, education, and research in furtherance of public service rather than for financial gain. Collections are protected, kept unencumbered, cared for, and preserved. As a matter of policy, the proceeds of items in collections that are sold are used to acquire other items for collections. The University does not include either the cost or the value of its collections on the statements of financial position, nor does it recognize gifts of collection items as revenues in the statements of activities. The proceeds from items disposed of are reported as increases in the appropriate class of net assets in the statements of activities. Contributed works of art, historical treasures, and similar assets that are not added to collections are reported as assets held for sale on the statements of financial position at their fair values at the date of the gift. Schedule D, Part III, Line 4 THE UNIVERSITY COLLECTS WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS WHICH REFLECT THE HISTORY OF THE INSTITUTION AND/OR SUPPORT ITS EDUCATIONAL PURPOSE. THE COLLECTIONS ARE MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FOR FINANCIAL GAIN. COLLECTIONS ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. AS A MATTER OF POLICY, THE PROCEEDS OF ITEMS IN COLLECTIONS THAT ARE SOLD ARE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. Schedule D, Part V, Line 4 ENDOWMENT FUNDS ARE HELD IN PERPETUITY AND THE EARNINGS ARE USED FOR PURPOSES DESIGNATED BY DONORS IN GIFT AGREEMENTS. THESE PURPOSES INCLUDE, BUT ARE NOT LIMITED TO: STUDENT FINANCIAL AID, INTERNSHIPS, FACULTY SUPPORT, FACILITIES, MAINTENANCE, AND OPERATIONS. BOARD-DESIGNATED ENDOWMENT FUNDS ARE UNRESTRICTED FUNDS EARMARKED BY THE BOARD TO BE TREATED AS AN ENDOWMENT. EARNINGS ARE AVAILABLE FOR GENERAL OPERATIONS OR CERTAIN SPECIFIC PURPOSES. THE PERCENTAGE REPORTED FOR PERMANENT ENDOWMENTS INCLUDES AMOUNTS THAT MUST BE MAINTAINED IN PERPETUITY AS WELL AS ACCUMULATED EARNINGS ON SUCH AMOUNTS THAT HAVE NOT YET BEEN APPROPRIATED FOR EXPENDITURES. Schedule D, Part X, Line 2 THE UNIVERSITY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A MORE LIKELY THAN NOT THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER EXAMINATION BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A CUMULATIVE PROBABILITY ASSESSMENT THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. TAX POSITIONS FOR THE UNIVERSITY INCLUDE, BUT ARE NOT LIMITED TO, THE TAX EXEMPT STATUS AND DETERMINATION OF WHETHER INCOME IS SUBJECT TO UNRELATED BUSINESS INCOME TAX; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. Schedule D, Part XI, Line 2d SCHOLARSHIP ALLOWANCE -$49,563,096 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT -$2,980,349 Schedule D, Part XI, Line 4b BOND INTEREST INCOME $5,494. Schedule D, Part XII, Line 4b SCHOLARSHIPS $49,563,095 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY DRAWS A LARGE PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHIC SECTION. THE UNIVERSITY FOLLOWS A RACIALLY IN ITS RECRUITING, ADMISSIONS, AND SCHOLARSHIP BROCHURES AND THE UNIVERSITY OF THE SOUTH CATALOGUES. Schedule E, Part I, Line 6 FUNDS FOR FINANCIAL AID TO STUDENTS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION FOR COLLEGE WORK STUDY, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND PELL GRANTS. PERKINS LOANS CONTINUE TO BE DISBURSED FROM THE REVOLVING LOAN FUND. FEDERAL DIRECT LOAN PROCEEDS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION AND CREDITED TO STUDENTS' ACCOUNTS RECEIVABLE. THE UNIVERSITY WAS ALSO AWARDED FUNDING FROM THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) THROUGH THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY (THE "CARES") ACT TO PROVIDE EMERGENCY FINANCIAL AID GRANTS TO STUDENTS FOR EXPENSES RELATED TO THE DISRUPTION OF CAMPUS OPERATIONS AND TO COVER EXPENSES ASSOCIATED WITH SIGNIFICANT CHANGES TO THE DELIVERY OF INSTRUCTION DUE TO THE CORONAVIRUS. 1 Europe (including Iceland and Greenland) 0 3 Program Services Study Abroad 300652 Central America and the Caribbean 0 0 Grantmaking 110251 East Asia and the Pacific 0 0 Grantmaking 88680 Europe (including Iceland and Greenland) 0 0 Grantmaking 455981 Middle East and North Africa 0 0 Grantmaking 478744 North America (including Canada and Mexico, but not the United States) 0 0 Grantmaking 50418 Russia and the newly independent States 0 0 Grantmaking 65130 South America 0 0 Grantmaking 35209 South Asia 0 0 Grantmaking 487776 Sub-Saharan Africa 0 0 Grantmaking 219696 Central America and the Caribbean 0 0 Investments INVESTMENTS IN CAYMAN ISLANDS. 158093081 0 3 160385618 Scholarships Central America and the Caribbean 19 110251 Scholarship Credited to Student Account Scholarships East Asia and the Pacific 20 88680 Scholarship Credited to Student Account Scholarships Europe (including Iceland and Greenland) 45 455981 Scholarship Credited to Student Account Scholarships Middle East and North Africa 48 478744 Scholarship Credited to Student Account Scholarships North America (including Canada and Mexico, but not the United States) 4 50418 Scholarship Credited to Student Account Scholarships Russia and the newly independent States 3 65130 Scholarship Credited to Student Account Scholarships South America 3 35209 Scholarship Credited to Student Account Scholarships South Asia 53 487776 Scholarship Credited to Student Account Scholarships Sub-Saharan Africa 31 219696 Scholarship Credited to Student Account 1 0 1 1 1 0 Schedule F, Part I, Line 2 SCHOLARSHIP AWARDS ARE CREDITED TO THE STUDENTS' ACCOUNTS RECEIVABLE AT THE UNIVERSITY OF THE SOUTH. CREDIT IS APPLIED DIRECTLY AGAINST TUITION AND FEES CHARGED TO THE STUDENT FOR SUMMER ABROAD PROGRAMS AND ONE SEMESTER ABROAD PROGRAM. 1 SCHOLARSHIPS AWARDED TO STUDENTS ENROLLED AT THE UNIVERSITY OF THE SOUTH. 1823 47571209 STUDENT'S ACCOUNT IS CREDITED BY THE VALUE OF THE SCHOLARSHIP AWARD. Emergency financial aid grants to students from the CARES act. 838 1425834 Schedule I, Part I, Line 2 MERIT BASED SCHOLARSHIPS AND NEED BASED SCHOLARSHIPS AWARDED TO ENROLLED STUDENTS ARE CREDITED TO STUDENT'S ACCOUNT TO COVER TUITION AND FEES. GRADE REPORTS ARE GENERATED FOR EACH TERM AND EACH INDIVIDUAL STUDENT IS REVIEWED TO INSURE THEY ARE MAKING SATISFACTORY ACADEMIC PROGRESS TO MAINTAIN THEIR GRANT OR SCHOLARSHIP FUNDING. NOTIFICATIONS ARE SENT BY THE DEAN OF THE COLLEGE TO ALERT DEPARTMENTS OF WITHDRAWALS. ALSO, FINANCIAL AID RUNS ENROLLMENT REPORTS EACH TERM TO CHECK THE NUMBER OF CREDIT HOURS FOR EACH STUDENT. THIRD PARTY SOFTWARE IS ALSO CODED TO PREVENT THE CREDIT OF FUNDS TO A STUDENT WITHOUT ENROLLED HOURS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 Reuben Brigety Former Vice Chancellor/President 690092 0 0 0 90 0 39917 0 71826 0 801925 0 0 0 John M McCardell Jr Professor 391472 0 0 0 20236 0 28100 0 13093 0 452901 0 0 0 Lisa Stephenson Vice Provost for Student Success 249989 0 0 0 237 0 13005 0 6832 0 270063 0 0 0 Nancy Berner Acting Vice Chancellor/Provost 231085 0 0 0 258 0 39386 0 16891 0 287620 0 0 0 Earl Williams Treasurer 217283 0 0 0 396 0 11139 0 7416 0 236234 0 0 0 Terry Papillon Dean of the College 205833 0 0 0 396 0 11086 0 29072 0 246387 0 0 0 Marquitte Starkey General Counsel 205311 0 0 0 138 0 10200 0 7057 0 222706 0 0 0 Jay Fisher Former VP of Advancement 191565 0 0 0 396 0 21226 0 37430 0 250617 0 0 0 Alyssa Summers Assoc Professor 175024 0 0 0 60 0 7795 0 2306 0 185185 0 0 0 Nicole Noffsinger-Fraizer Assoc VP Marketing 165488 0 0 0 90 0 7250 0 39076 0 211904 0 0 0 Scott Wilson Acting Provost 161403 0 0 0 258 0 8925 0 28402 0 198988 0 0 0 David Shipps VP Econ Dev 160552 0 0 0 258 0 8500 0 64407 0 233717 0 0 0 Jim Turrell Dean School of Theology 106382 0 0 0 414 0 30906 0 14802 0 152504 0 0 0 Lee Ann Backlund Former Dean of Admission 133202 0 0 0 381 0 0 0 5616 0 139199 0 0 0 Schedule J, Part I, Line 1a THE UNIVERSITY PROVIDES HOUSING AND CERTAIN CUSTODIAL SERVICES FOR THE VICE CHANCELLOR AS A CONDITION OF EMPLOYMENT SO THAT HE CAN PERFORM ESSENTIAL UNIVERSITY BUSINESS AND ACTIVITIES AT THE HOME. THE PORTION OF THE STRUCTURE ALLOCATED TO THE PERSONAL LIVING QUARTERS AND THE RELATED SERVICES FOR SUCH QUARTERS ARE INCLUDED IN HIS NON-TAXABLE BENEFITS REPORTED ON SCHEDULE J PART II, COLUMN (D). Schedule J, Part I, Line 3 THE CHAIR OF THE BOARD OF REGENTS, IN CONSULTATION WITH THE EXECUTIVE COMMITTEE (WHICH ALSO ACTS AS THE COMPENSATION COMMITTEE) OF THE BOARD, REQUESTS AND RECEIVES COMPENSATION DATA FROM HUMAN RESOURCES WHEN THE BOARD IS CONSIDERING A CHANGE IN COMPENSATION. THE CHAIR INFORMS HR VIA LETTER OR EMAIL OF EACH YEAR'S COMPENSATION EVEN IF THERE IS NO CHANGE IN RATE. WHEN A CHANGE IN PAY IS CONSIDERED, SALARY SURVEYS PROVIDED BY CUPA AND SALARY INFORMATION FROM COMPARABLE INSTITUTIONS ARE USED. THE EXECUTIVE COMMITTEE SHALL REVIEW COMPENSATION POLICIES AND PRACTICES TO ENSURE THAT COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES SUPPORTS AND ENHANCES UNIVERSITY'S PURPOSE AND MISSION AND ATTRACTS AND RETAINS KEY EXECUTIVES. EXECUTIVE COMPENSATION SHOULD BE REASONABLE AND COMPETITIVE, REFLECT THE INDIVIDUAL'S EXPERIENCE, SKILLS, EDUCATION AND PERFORMANCE, AND GENERALLY CONSISTENT WITH RELEVANT SURVEY DATA FROM COMPARABLE INSTITUTIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. TOTAL EXECUTIVE COMPENSATION IS DESIGNED TO BE FLEXIBLE IN ORDER TO ATTRACT HIGH CALIBER INDIVIDUALS, REWARD ACCOMPLISHMENTS, AND BALANCE THE NEED TO BE COMPETITIVE WITH AVAILABLE RESOURCES. A Franklin Co Health and Education Facilities Board 521282324 353325ED1 2015-04-01 7031896 Dormitory Constuctions 0 0 0 B Franklin Co Health and Education Facilities Board 521282324 2016-07-21 3000000 Dorm Renovation 0 0 0 C Franklin Co Health and Education Facilities Board 521282324 2019-03-28 22274000 New Wellness Commons and renovations 0 0 0 D Franklin Co Health and Education Facilities Board 521282324 2021-08-11 31315510 Redemption of Prior Bonds 0 0 0 A 696896 0 7031896 0 0 0 0 91535 0 0 6490361 0 2016 1 1 1 1 B 1045268 0 3000000 0 0 0 0 0 0 3000000 0 0 2017 0 0 1 1 C 688270 0 22692764 0 0 0 52500 0 0 16267795 0 6372469 0 0 0 1 D 0 0 31315510 0 0 0 254098 0 0 0 31061412 0 2016 1 0 1 1 A 0 0 0 0 0 0 0 0 0 1 B 0 0 0 0 0 0 0 0 0 1 C 0 0 0 0 0 0 0 0 0 1 D 0 0 0 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 Schedule K, Part I, Column e-03/28/2019 22,274,000 Franklin Co Health and Education Facilities Board Schedule K, Part I, Column e-03/28/2019 22,274,000 Franklin Co Health and Education Facilities Board - The total proceeds of issue includes $418,765 in interest earned on the bond proceeds. Schedule K, Part IV, Line 2c-04/01/2015 7,031,896 Franklin Co Health and Education Facilities Board Rebate computation performed in 2019. No rebate is due. Schedule K, Part IV, Line 2c-07/21/2016 3,000,000 Franklin Co Health and Education Facilities Board Rebate computation performed in 2021. No rebate is due. A Franklin Co Health and Education Facilities Board 521282324 2022-06-03 19432000 Redemption of Prior Bonds 0 0 0 A 0 0 19432000 0 0 0 69500 0 0 0 19362500 0 2017 1 0 1 1 A 0 0 0 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 Various Board and Others 86611 Need Based Room, Board, Tuition Assistance Various Board and Others 60997 Merit Based Room, Board, Tuition Assistance X 2 0 No revenue reported X 0 No revenue reported X 78 1241682 Quoted Price X Athletic Equipment 2 0 No revenue reported X Furniture 1 0 No revenue reported X Horse 6 0 No revenue reported X Musical Instrument 1 0 No revenue reported X Silver Item 1 0 No revenue reported X Sewanee Crew Boathouse 1 0 No revenue reported 0 0 1 0 Form 990, Part VI, Section A, Line 7a THE DIOCESES ELECT OR APPOINT LAY TRUSTEES. Form 990, Part VI, Section A, Line 7b THE BOARD OF TRUSTEES HAS DESIGNATED THE BOARD OF REGENTS AS THE EXECUTIVE BODY OF THE UNIVERSITY. THE BOARD OF REGENTS IS VESTED WITH ALL POWERS AND AUTHORITY GRANTED IN THE COMMITTEE) OF THE BOARD, REQUESTS AND RECEIVES Form 990, Part VI, Section B, Line 11b THE AUDIT COMMITTEE OF THE BOARD OF REGENTS REVIEWS THE 990 IN DETAIL BEFORE SUBMISSION. THE BOARD OF REGENTS IS PROVIDED A COPY AT THE FIRST MEETING FOLLOWING SUBMISSION. Form 990, Part VI, Section B, Line 12c IN ACCORDANCE WITH THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, THE POLICY AND CONFLICT DISCLOSURE FORMS SHALL BE CIRCULATED ANNUALLY BY MEMBERS OF THE EXECUTIVE OFFICE'S STAFF TO TRUSTEES, REGENTS, OFFICERS, AND OTHERS DESIGNATED BY THE VICE CHANCELLOR. THE COMPLETED DISCLOSURE FORMS SHALL BE REVIEWED BY LEGAL COUNSEL OR HER/HIS DESIGNEE FOR THE PURPOSES OF MONITORING COMPLIANCE WITH THE POLICY AND DETERMINING WHAT ACTION, IF ANY, IS NEEDED REGARDING DISCLOSURE CONFLICTS. Form 990, Part VI, Section B, Line 15 THE CHAIR OF THE BOARD OF REGENTS, IN CONSULTATION WITH THE EXECUTIVE COMMITTEE (WHICH ALSO ACTS AS THE COMPENSATION COMMITTEE) OF THE BOARD, REQUESTS AND RECEIVES COMPENSATION DATA FROM HUMAN RESOURCES WHEN THE BOARD IS CONSIDERING A CHANGE IN COMPENSATION. THE CHAIR INFORMS HR VIA LETTER OR EMAIL OF EACH YEAR'S COMPENSATION EVEN IF THERE IS NO CHANGE IN RATE. WHEN A CHANGE IN PAY IS CONSIDERED, SALARY SURVEYS PROVIDED BY CUPA AND SALARY INFORMATION FROM COMPARABLE INSTITUTIONS ARE USED. THE EXECUTIVE COMMITTEE SHALL REVIEW COMPENSATION POLICIES AND PRACTICES TO ENSURE THAT COMPENSATION OF THE UNIVERSITY'S OFFICERS AND KEY EMPLOYEES SUPPORTS AND ENHANCES UNIVERSITY'S PURPOSE AND MISSION AND ATTRACTS AND RETAINS KEY EXECUTIVES. EXECUTIVE COMPENSATION SHOULD BE REASONABLE AND COMPETITIVE, REFLECT THE INDIVIDUAL'S EXPERIENCE, SKILLS, EDUCATION AND PERFORMANCE, AND GENERALLY CONSISTENT WITH RELEVANT SURVEY DATA FROM COMPARABLE INSTITUTIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. TOTAL EXECUTIVE COMPENSATION IS DESIGNED TO BE FLEXIBLE IN ORDER TO ATTRACT HIGH CALIBER INDIVIDUALS, REWARD ACCOMPLISHMENTS, AND BALANCE THE NEED TO BE COMPETITIVE WITH AVAILABLE RESOURCES. Form 990, Part VI, Section C, Line 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. GOVERNING DOCUMENTS ARE ALSO AVAILABLE AT: HTTP://ABOUT.SEWANEE.EDU/TRUSTEES/DOCUMENTS. Form 990, Part XI, Line 9 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS AND INTEREST INCOME FROM BOND PROCEEDS Extension filed.