2023-05-12T14:36:51-05:00 2022-06-30 FORVIS LLP 211 N BROADWAY SUITE 600 ST LOUIS MO 631022733 990 2021-07-01 430652675 UNIVERSITY OF HEALTH SCIENCES AND PHARMACY IN ST LOUIS % LISA VANSICKLE UNIV 3143678700 1 PHARMACY PLACE SAINT LOUIS MO 63110 LISA K VANSICKLE CFO/VP FINANCE 3143678700 2023-05-15 true JOHN PIEPER 999009999 DONNA J LARSON P00043751 3142315544 2 2021 2023-04-26 12:10:37Z DAVID D ALLEN 1 PHARMACY PLACE SAINT LOUIS MO 63110 201922413 false X WWW.UHSP.EDU X 1864 MO PRIVATE NOT-FOR-PROFIT INSTITUTION OF HIGHER LEARNING AND RESEARCH. 20 20 681 20 1049094 409563 6750303 7257628 44602307 36848549 23526967 14420786 394298 1263082 75273875 59790045 8050392 8378292 0 0 27381855 24423891 0 0 680195 25748552 25917605 61180799 58719788 14093076 1070257 314379266 280610372 126305996 120605783 188073270 160004589 X THE UNIVERSITY'S MISSION IS TO EDUCATE AND ADVANCE COMMUNITIES OF DISCOVERY TO FOSTER A HEALTHIER SOCIETY. false true 43448102 8217087 32216623 STUDENT EDUCATION - PROVIDE CURRICULUM THAT COMBINES A LIBERAL ARTS AND SCIENCES FOUNDATION WITH PATHWAYS TO HEALTH SCIENCE RELATED MASTER PROGRAMS OR A PROFESSIONAL PROGRAM LEADING TO A DOCTOR OF PHARMACY (PHARM D). NUMBER OF PERSONS ENROLLED AS OF FALL 2021= 779 7207874 161205 4631926 STUDENT HOUSING AND PARKING - PROVIDE ROOM AND BOARD FOR STUDENTS OF THE UNIVERSITY. NUMBER OF PERSONS HOUSED ON CAMPUS AS OF FALL 2021 WAS 276. ALSO INCLUDES THE MANAGEMENT OF 919 UNIVERSITY CONTROLLED PARKING SPACES. 50655976 true true false false false false false true false true true true false false true true true false true false true false false false false false false false true true true false false false false false false false false false false false false false false false true true true false false true 1194 0 true 681 true true true true CJ UK false false false true true false false false false false false X 20 20 false false false false false false false true true false false true true true true true true true false true true X LISA VANSICKLE 3144468179 1 PHARMACY PLACE SAINT LOUIS MO 63110 X JOHN PIEPER FORMER PRESIDENT 40.0 0.0 X 468452 0 30013 THOMAS BURRIS VICE PRESIDENT FOR RESEARCH AN 40.0 0.0 X 369409 0 20803 DAVID D ALLEN PRESIDENT 40.0 0.0 X 276620 0 7117 BRENDA GLEASON INTERIM CHIEF ACADEMIC OFFICER 40.0 0.0 X 244209 0 15895 GIOVANNI PAULETTI INTERIM DEAN OF PHARMACY & DEA 40.0 0.0 X 214101 0 15046 LISA VANSICKLE CFO 40.0 0.0 X 198734 0 9853 KIMBERLY KILGORE CONSULTANT FOR ACCREDITATION & 40.0 0.0 X 187158 0 10666 ISAAC BUTLER VICE PRESIDENT, CAMPUS LIFE & 40.0 0.0 X 181921 0 14594 TRICIA BERRY ASSISTANT DEAN FOR STUDENT ACA 40.0 0.0 X 176116 0 19942 EHREN BUCHOLTZ INTERIM DEAN OF ARTS AND SCIEN 40.0 0.0 X 139573 0 19259 JOANNE LEVY BOARD CHAIR 1.0 0.0 X X 0 0 0 NEAL SAMPLE SENIOR VICE CHAIR 1.0 0.0 X X 0 0 0 DARRYL MUNDEN VICE CHAIR 1.0 0.0 X X 0 0 0 AL LI TREASURER 1.0 0.0 X X 0 0 0 KENDRA HOLMES SECRETARY 1.0 0.0 X X 0 0 0 WILLIAM L BAILEY TRUSTEE 1.0 0.0 X 0 0 0 JERRY CALLAHAN TRUSTEE 1.0 0.0 X 0 0 0 SANDRA VAN TREASE TRUSTEE 1.0 0.0 X 0 0 0 YEMI AKANDE-BARTSCH TRUSTEE 1.0 0.0 X 0 0 0 SANDRA BOLLINGER TRUSTEE 1.0 0.0 X 0 0 0 ADRIAN E BRACY TRUSTEE 1.0 0.0 X 0 0 0 LAURA BUTKIEVICH TRUSTEE 1.0 0.0 X 0 0 0 JOEL HENNENFENT TRUSTEE 1.0 0.0 X 0 0 0 TOM HUNT TRUSTEE 1.0 0.0 X 0 0 0 DANIEL KISTNER TRUSTEE 1.0 0.0 X 0 0 0 DON LOHMAN TRUSTEE 1.0 0.0 X 0 0 0 JANE PRUEMER TRUSTEE 1.0 0.0 X 0 0 0 BRIAN SEIZ TRUSTEE 1.0 0.0 X 0 0 0 BERNARD L SHORE TRUSTEE 1.0 0.0 X 0 0 0 JACKIE TISCHLER TRUSTEE 1.0 0.0 X 0 0 0 2456293 0 163188 65 true true false PEDESTAL FOODS 2967 SIDCO DR NASHVILLE TN 37204 FOOD SERVICES 1162953 ICON MECHANICAL 1616 CLEVELAND BLVD GRANITE CITY IL 62040 CONTRACTOR 1206294 4M BUILDING SOLUTIONS PO BOX 870784 KANSAS CITY MO 64187 CLEANING SERVICES 566118 ORANGE 142 716 CONGRESS AVE STE 100 AUSTIN TX 78701 MARKETING 431239 BAM MARKETING AGENCY 1000 CLARK AVENUE ST LOUIS MO 63102 MARKETING 393653 13 5682504 1575124 7257628 TUITION & HOUSING 611600 36848549 36372582 475967 36848549 1929942 573127 1356815 0 0 0 0 0 154623212 142132368 12490844 12490844 12490844 0 0 0 0 0 0 0 0 0 MISCELLANEOUS REVENUE 900099 1263082 1263082 1263082 59790045 36372582 1049094 15110741 0 8378292 8378292 0 0 1266254 366942 899312 0 19239637 16721807 2234429 283401 307132 229611 73363 4158 2202504 1737914 419813 44777 1408364 1149642 238356 20366 0 108471 108471 108296 108296 0 0 1140350 1140350 3113208 2798369 268714 46125 893079 451210 441869 953204 850831 58808 43565 1454392 1369024 79724 5644 0 1850895 1798499 52396 240431 240431 0 239551 153268 76392 9891 5165765 4993841 171924 0 5169605 4950744 218861 844750 674679 170071 FOOD COSTS 1297860 1297860 SPECIAL EVENTS 605116 270854 299758 34504 DUES, BOOKS, AND SUBSCRIPTIONS 514280 408903 98794 6583 OTHER 2218352 1813255 223916 181181 58719788 50655976 7383617 680195 4613904 3252367 11441276 6917849 333709 327628 4365306 3676317 0 0 0 0 0 0 0 0 631622 651922 187959480 60026634 131464978 127932846 105199956 81701910 43141384 45033058 4698319 4639326 0 0 8488812 6477149 314379266 280610372 4571511 4148995 0 0 4691617 3755796 109982604 106426825 0 0 0 0 4887870 4706507 0 0 2172394 1567660 126305996 120605783 X 158311773 133784865 29761497 26219724 188073270 160004589 314379266 280610372 X 1070257 -27950868 -1188070 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 63775 X X X false 156212741 387331 -14670432 9416650 132512990 133519625 237068 32482547 10026499 156212741 139382303 175978 1189791 7228447 133519625 138957901 481718 7169350 7226666 139382303 136197855 274636 9291956 6806546 138957901 0.84900 0.07200 0.07900 false false 2622399 2622399 159675356 41922110 117753246 3584751 2876473 708278 21525423 15228051 6297372 551551 551551 127932846 ALTERNATE STRATEGIES 43634522 F REAL ESTATE 1398536 F 45033058 0 OPERATING LEASE LIABILITY 621301 DEFERRED COMPENSATION 289531 ASSETS HELD FOR OTHERS 568195 ANNUITIES PAYABLE 88633 1567660 X 22883689 -27950868 -27950868 50834557 1140350 7815138 8955488 59790045 50952370 50952370 1140350 6627068 7767418 58719788 SCHEDULE D, PART X, LINE 2 THE UNIVERSITY IS EXEMPT FROM INCOME TAXES UNDER SECTION 501 OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF STATE LAW. HOWEVER, THE UNIVERSITY IS SUBJECT TO FEDERAL INCOME TAX ON ANY UNRELATED BUSINESS TAXABLE INCOME. THE UNIVERSITY FILES INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND THE STATE OF MISSOURI. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. GENERALLY, THE UNIVERSITY IS NO LONGER SUBJECT TO U.S. FEDERAL AND STATE INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2018. SCHEDULE D, PART III, LINE 4 THE MORTAR AND PESTLE COLLECTIONS WERE DISPLAYED IN THE LIBRARY AND ADVANCEMENT OFFICES. THE ITEMS PRESERVE THE HISTORY OF THE PHARMACY PROFESSION FOR FUTURE GENERATIONS. SCHEDULE D, PART V, LINE 4 TO SUPPORT THE MISSION OF THE UNIVERSITY OF HEALTH SCIENCES AND PHARMACY IN ST. LOUIS SCHEDULE D, PART XI, LINE 4B OTHER ADJUSTMENTS: TUITION DISCOUNTS AND SCHOLARSHIPS $6,627,068 CHANGE IN CASH SURRENDER VALUE $1,613 NET CHANGE - UNIVERSITY CONTRIBUTION TO FEDERAL LOAN PROGRAM $29,704 CHANGE IN SPLIT INTEREST AGREEMENTS $112,707 CHANGE IN INTEREST IN PERPETUAL TRUSTS $1,044,046 ------------ TOTAL $7,815,138 SCHEDULE D, PART XII, LINE 4B OTHER ADJUSTMENTS: TUITION DISCOUNTS AND SCHOLARSHIPS $6,627,068 true true true true true true true false false false false false false false false true false true SCHEDULE E, PART I, LINE 3 THE UNIVERSITY POLICY OF RACIAL NON DISCRIMINATION IS PUBLISHED IN ALL ADMISSIONS CATALOGS AND MATERIALS. IT IS ALSO MADE AVAILABLE TO ALL PROSPECTIVE STUDENTS ON THE UNIVERSITY WEBSITE. SCHEDULE E, PART I, LINE 6A THE UNIVERSITY RECEIVES FINANCIAL AID OR ASSISTANCE FROM THE DEPARTMENT OF EDUCATION HIGHER EDUCATION PROGRAMS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 13596110 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 173718 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 265727 0 0 0 0 14035555 14035555 true false true true true false SCHEDULE F, PART 1, LINE 3 (3) AMOUNT ON PART 1, LINE 3 (3) IS INVESTMENT FEES THAT ARE REPORTED ON ACCRUAL BASIS. true ATHLETIC SCHOLARSHIP 147 2265766 UNIVERSITY CONTRIBUTION - WS 266 85737 UNIVERSITY CONTRIBUTION - SEOG 84 47799 UNIVERSITY SPONSORED SCHOLARSHIPS - MISC. 212 594781 GRADUATE AWARDS 279 1234663 NEED BASED GRANTS 63 378925 PRESIDENT'S SPECIAL MERIT AWARD 26 400000 SEOG 84 191194 TUITION/ROOM/BOARD REMISSION 13 257295 UNDERGRADUATE AWARDS 173 2108908 HEERF GRANTS 819 813223 SCHEDULE I, PART I, LINE 2 THE STUDENT GRANTS AND AWARDS ARE FINANCIAL AID FUNDS WHICH THE FINANCIAL AID OFFICE HAS DETERMINED EACH STUDENT WAS ELIGIBLE TO RECEIVE. THE BUSINESS OFFICE REVIEWS THEIR LIST, PRIOR TO ENTERING THE AWARDS DIRECTLY TO EACH STUDENT'S TUITION ACCOUNT, AS PAYMENT. FINANCIAL AID OFFICE IS PROVIDED MONTHLY REPORTS AS THESE AWARDS ARE EXPENSED OUT OF THE FINANCIAL AID BUDGET. STUDENTS ARE AWARE OF THESE AWARDS THROUGH VARIOUS PUBLICATIONS. STUDENTS HAVE DIRECT ACCESS TO ALL DETAILS OF THEIR TUITION ACCOUNT. X X X true true X X X X false false false false false false false true false DAVID D ALLEN PRESIDENT 226589 0 48000 0 2031 0 3792 0 3325 0 283737 0 EHREN BUCHOLTZ INTERIM DEAN OF ARTS AND SCIEN 139199 0 0 0 374 0 2973 0 16286 0 158832 0 GIOVANNI PAULETTI INTERIM DEAN OF PHARMACY & DEA 203086 0 9965 0 1050 0 4166 0 10880 0 229147 0 LISA VANSICKLE CFO 198074 0 0 0 660 0 4040 0 5813 0 208587 0 JOHN PIEPER FORMER PRESIDENT 212617 0 206019 0 49816 0 23816 0 6197 0 498465 0 TRICIA BERRY ASSISTANT DEAN FOR STUDENT ACA 175518 0 0 0 598 0 3703 0 16239 0 196058 0 THOMAS BURRIS VICE PRESIDENT FOR RESEARCH AN 308130 0 29895 0 31384 0 5800 0 15003 0 390212 0 ISAAC BUTLER VICE PRESIDENT, CAMPUS LIFE & 181533 0 0 0 388 0 3734 0 10860 0 196515 0 BRENDA GLEASON INTERIM CHIEF ACADEMIC OFFICER 243610 0 0 0 599 0 4978 0 10917 0 260104 0 KIMBERLY KILGORE CONSULTANT FOR ACCREDITATION & 185935 0 0 0 1223 0 3790 0 6876 0 197824 0 SCHEDULE J, PART I, LINE 1A DR. JOHN A. PIEPER, THE FORMER PRESIDENT RECEIVED HEALTH/SOCIAL CLUB MEMBERSHIPS, AN AUTO ALLOWANCE, AS WELL AS TAX GROSS UP PAYMENTS. THE PRESIDENT PAID THE UNIVERSITY FOR HIS PERSONAL USE OF THE HEALTH/SOCIAL CLUB MEMBERSHIPS. THE PERSONAL USE OF THE HEALTH/SOCIAL CLUB MEMBERSHIP DUES, THE AUTO ALLOWANCE, AND THE TAX GROSS UP PAYMENTS ARE INCLUDED AS TAXABLE COMPENSATION. THOMAS BURRIS AND GIOVANNI PAULETTI RECEIVED DISCRETIONARY SPENDING ACCOUNTS PER THEIR EMPLOYMENT CONTRACTS. NO DISCRETIONARY SPENDING ACCOUNTS WERE TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 7 OUR FACULTY RESEARCH INCENTIVE PROGRAM REWARDS FACULTY FOR SUSTAINED EXTERNALLY FUNDED PRODUCTIVITY AND SCHOLARLY ACTIVITIES. ANY RESEARCHERS THAT HIT CERTAIN THRESHOLDS ARE ENTITLED TO A BONUS OR DISCRETIONARY FUNDS BASED ON A PRE-DETERMINED CALCULATION. BONUSES ARE APPROVED BY THE CFO, HR AND PRESIDENT. A SEE PART VI 431178966 60636AFY4 2013-11-15 78293770 SEE PART VI false false false B SEE PART VI 431178966 000000000 2014-11-14 12090000 SEE PART VI false false false C SEE PART VI 431178966 60636amh3 2015-09-30 41871192 SEE PART VI false false false A 18470000 0 78362189 0 4525268 0 796623 0 0 50496862 22543436 0 2015 true false true true B 0 0 12090000 0 0 0 207514 0 0 0 11882486 0 2003 true false true true C 5710000 0 41890507 0 1477660 0 578524 0 0 39834324 0 0 2018 false false true true A false false true true true true 0.00000 0.00000 0.00000 false false false true B 0 C false false true true true true 0.00000 0.00000 0.00000 false false false true A false false false true false false 0 false 0 false true B false false true true true false 0 false 0 false true C false false false true true false 0 false 0 false true A true B true C true PART I: LINE A, COLUMN (A), LINE B, COLUMN(A), AND LINE C, COLUMN(A): HEALTH AND EDUCATIONAL FACILITIES AUTHORITY OF THE STATE OF MISSOURI PART I, LINE A, COLUMN (F) PROCEEDS OF THE SERIES 2013 BONDS WERE USED (A) TO CURRENT REFUND THE SERIES 2006 BONDS ISSUED 2/24/2006 AND (B) TO CONSTRUCT A NEW ACADEMIC BUILDING. PART I, LINE B, COLUMN (F) PROCEEDS OF THE SERIES 2014 BONDS WERE USED TO CURRENT REFUND THE SERIES 2006 BONDS ISSUED 2/24/2006. PART I, LINE C, COLUMN (F) PROCEEDS OF THE SERIES 2015 BONDS WERE USED FOR THE CONSTRUCTION OF A NEW SEVEN-STORY BUILDING ON THE CAMPUS OF THE UNIVERSITY. PART III, COLUMN B PROCEEDS OF THE SERIES 2014 BONDS WERE USED TO REFUND SERIES 2006 BONDS. PROCEEDS OF THE SERIES 2006 BONDS WERE USED TO REFUND SERIES 2001 BONDS. WHICH FINANCED NEW MONEY PROJECTS AND WERE ISSUED PRIOR TO 1/1/2003. ACCORDINGLY, IN PART III, COLUMN B, THE UNIVERSITY IS NOT REQUIRED TO REPORT ON THE PROJECTS REFINANCED BY THE SERIES 2014 BONDS. PART IV, LINE 2(A), COLUMN A REBATE COMPUTATION SHOWING NO REBATE WAS DUE WAS COMPLETED 11/1/2015. SUBSEQUENTLY TO 11/1/2015, NO GROSS PROCEEDS OF THE BONDS HAVE BEEN INVESTED, OUTSIDE OF A BONA FIDE DEBT SERVICE FUND. PART IV, LINE 2(A), COLUMN B BOND PROCEEDS WERE ALLOCATED WITHIN 6-MONTHS OF ISSUE DATE TO REDEEM PRIOR ISSUE AND PAY COSTS OF ISSUANCE. NO GROSS PROCEEDS OF THE BONDS HAVE BEEN INVESTED, OUTSIDE OF A BONA FIDE DEBT SERVICE FUND. FORM 990, PART III, LINE 3 THE INSTITUTION APPROVED THE CREATION OF TWO NEW COLLEGES IN OCTOBER 2021: THE COLLEGE OF GLOBAL POPULATION HEALTH AND THE COLLEGE OF GRADUATE STUDIES. THE NEW COLLEGES ARE DESIGNED TO BUILD ON THE PRIDE, LEGACY AND MISSION OF ST. LOUIS COLLEGE OF PHARMACY AND THE COLLEGE OF ARTS AND SCIENCES BY CREATING NEW, EXPANDED PATHWAYS AND OPPORTUNITIES FOR STUDENTS TO CREATE HEALTHIER SOCIETIES ACROSS THE GLOBE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY MEMBERS OF THE BUSINESS OFFICE AND CFO. THEN THE FORM IS PROVIDED TO THE PRESIDENT FOR REVIEW. PRIOR TO FILING WITH THE IRS, THE 990 IS PROVIDED TO THE AUDIT COMMITTEE AS WELL AS ALL BOARD MEMBERS FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST FORM. THE PRESIDENT'S OFFICE IS RESPONSIBLE FOR ENSURING ALL BOARD MEMBERS HAVE COMPLETED THE FORM. IT IS THE UNIVERSITY'S PRACTICE THAT ANY BOARD MEMBERS WITH A CONFLICT OF INTEREST RECUSE THEMSELVES FROM BOARD DISCUSSION AS WELL AS FROM ANY BOARD VOTE. FACULTY AND STAFF ARE INSTRUCTED PER UNIVERSITY POLICY TO DISCLOSE CONFLICTS OF INTEREST AS THEY ARISE. ALL CONFLICTS OF INTEREST ARE REVIEWED BY THE FACULTY GOVERNANCE COMMITTEE, THE AVP OF HUMAN RESOURCES, AND THE BOARD OF TRUSTEES. ALL PERSONS ARE INSTRUCTED TO REFRAIN FROM ACTIVITIES THAT GIVE RISE TO CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A SALARY INFORMATION FOR PRESIDENTS OF SIMILAR SIZED UNIVERSITIES AND FORM 990S WERE PROVIDED BY A RECRUITING FIRM DURING THE INITIAL HIRING PROCESS. THE LATEST CONTRACT WITH THE PRESIDENT WENT INTO EFFECT AS OF JULY 1, 2021. COMPENSATION CHANGES SINCE THE INITIAL HIRING OCCUR ON AN ANNUAL BASIS, INCLUDING A REVIEW OF THE PRESIDENT'S PERFORMANCE RATING BY THE BOARD. BONUSES ARE BASED ON CONTRACT TERMS AND THE PRESIDENT'S PERFORMANCE AS COMPARED TO OBJECTIVES. THE BOARD OF TRUSTEES MEETS IN THE 2ND QUARTER OF FY TO APPROVE CHANGES TO COMPENSATION. THE CHAIRPERSON MEETS WITH THE PRESIDENT TO DISCUSS PAST GOALS, NEW GOALS, AND SALARY ADJUSTMENTS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9 OTHER ADJUSTMENTS: CHANGE IN CASH SURRENDER VALUE -$1,613 NET CHANGE - UNIVERSITY CONTRIBUTION TO FEDERAL LOAN PROGRAM -$29,704 CHANGE IN SPLIT INTEREST AGREEMENTS -$112,707 CHANGE IN INTEREST IN PERPETUAL TRUSTS -$1,044,046 ------------ TOTAL -1,188,070 OJ CLOUGHLY EDUCATION FOUNDATION 9070 US HIGHWAY 45 NORTH TUNNEL HILL IL 62972 436110578 FBO OF UHSP IL 501(C)(3) PF UHSP true BALLMANN FAMILY PRIVATE FOUNDATION PO BOX 387 ST LOUIS MO 63166 436466750 GIFTS/GRANTS MO 501(C)(3) PF UHSP true PERSONAL PHARMACIST LLC 1 PHARMACY PLACE ST LOUIS MO 63110 384008130 PHARMACEUTICALS MO RELATED 0 0 false false 0.50000 CHARITABLE REMAINDER TRUSTS 1 PHARMACY PLACE ST LOUIS MO 63110 REMAINDER TRUST MO UHSP TRUST 1.00000 true false false true false false false false false false false false false false false false false false false false OJ CLOUGHLY EDUCATION FOUNDATION C 149323 FMV BALLMAN FAMILY PRIVATE FOUNDATION C 93500 FMV