2023-05-17T18:58:02-05:00 2022-06-30 910189318 MOSS ADAMS LLP 3121 W MARCH LN STE 200 STOCKTON CA 952192367 990 2021-07-01 951667177 OCCIDENTAL COLLEGE OCCI 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 BARBARA VALIENTE ASSISTANT TREASURER 3232591417 2023-05-17 1 BARBARA VALIENTE 999009999 TRACY S PAGLIA P00366884 2099556100 2023-05-17 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z AMOS R HIMMELSTEIN 1600 CAMPUS ROAD LOS ANGELES CA 90041 308327550 0 X WWW.OXY.EDU X 1887 CA TO PROVIDE STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. 40 39 2277 982 -114139 0 24714039 41336592 106463517 144429410 26249539 33391242 0 0 157427095 219157244 50329055 51385831 0 0 69366363 78003309 0 0 6806949 35021790 48988843 154717208 178377983 2709887 40779261 902945083 900952929 140390830 130609585 762554253 770343344 X SEE SCHEDULE OTHE MISSION OF OCCIDENTAL COLLEGE IS TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY - ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. THE DISTINCTIVE INTERDISCIPLINARY AND MULTICULTURAL FOCUS OF THE COLLEGE'S ACADEMIC PROGRAM SEEKS TO FOSTER BOTH THE FULFILLMENT OF INDIVIDUAL ASPIRATIONS AND A DEEPLY ROOTED COMMITMENT TO THE PUBLIC GOOD. THIS MISSION IS ANCHORED BY FOUR CORNERSTONES: EXCELLENCE, EQUITY, COMMUNITY AND SERVICE. THESE BUILDING BLOCKS, IN ONE FORM OR ANOTHER, HAVE LONG BEEN THE BASIS FOR THE COLLEGE'S COMMITMENT TO PROVIDING RESPONSIBLE LEADERS AND CITIZENS FOR OUR DEMOCRATIC SOCIETY. CHOOSING THEM TO SUPPORT THE FUTURE HELPS TO ENSURE THAT THE COLLEGE REMAINS TRUE TO ITS MISSION WHILE ADAPTING TO A CHANGING WORLD. 0 0 104919739 48013064 114914149 SEE SCHEDULE OACADEMIC PROGRAM: AS A PRIVATE, CO-EDUCATIONAL COLLEGE OF THE LIBERAL ARTS AND SCIENCES, OCCIDENTAL COLLEGE SEEKS TO PROVIDE ITS STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY. ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD. FOUNDED IN LOS ANGELES IN 1887, OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES IN CALIFORNIA AND TODAY IS ONE OF THE COUNTRY'S FEW LIBERAL ARTS COLLEGES IN AN URBAN SETTING. OCCIDENTAL OFFERS UNDERGRADUATE DEGREES IN A WIDE RANGE OF DISCIPLINES AND A MASTER'S DEGREE IN BIOLOGY. ITS 1,982 STUDENTS, DRAWN FROM 51 STATES AND TERRITORIES AND 23 COUNTRIES, CHOOSE FROM 45 MAJORS AND MINORS TAUGHT BY 192 FULL-TIME AND 28 PART-TIME FACULTY. COURSE WORK IS INTEGRATED WITH OPPORTUNITIES FOR INDEPENDENT STUDY, COMMUNITY ENGAGEMENT, ONE OF THE COUNTRY'S TOP UNDERGRADUATE RESEARCH PROGRAMS, STUDY IN DOZENS OF FOREIGN COUNTRIES, AND THE COUNTRY'S ONLY CAMPAIGN SEMESTER AND RESIDENTIAL UNITED NATIONS PROGRAMS FOR UNDERGRADUATES. SINCE PRODUCING ITS FIRST RHODES SCHOLAR IN 1907, OCCIDENTAL HAS CONSISTENTLY WON NATIONAL AND INTERNATIONAL RECOGNITION FOR ACADEMIC ACHIEVEMENT. THE COLLEGE HAS BEEN ONE OF THE COUNTRY'S LEADING PRODUCERS OF STUDENT FULBRIGHT SCHOLARS FOR 15 CONSECUTIVE YEARS, ACCORDING TO THE CHRONICLE OF HIGHER EDUCATION. DEDICATED TO EXCELLENCE AND EQUITY, OCCIDENTAL ALSO IS ONE OF THE COUNTRY'S MOST ECONOMICALLY DIVERSE CAMPUSES, ACCORDING TO THE NEW YORK TIMES. SOME 76 PERCENT OF OXY STUDENTS RECEIVE SOME FORM OF FINANCIAL AID; 17 PERCENT ARE PELL GRANT RECIPIENTS; AND 12 PERCENT ARE THE FIRST IN THEIR FAMILY TO ATTEND COLLEGE. 42972548 2399042 28526896 SEE SCHEDULE OCO-CURRICULAR: OCCIDENTAL OFFERS A WIDE RANGE OF CO-CURRICULAR PROGRAMS, FROM THE STUDENT-RUN BLYTH FUND, WHICH OVERSEES A SIX-FIGURE INVESTMENT FUND, TO THE INTERNSHIPS AND CAREER COUNSELING SERVICES OFFERED THROUGH THE HAMEETMAN CAREER CENTER. THERE ARE MORE THAN 100 STUDENT CLUBS AND ORGANIZATIONS, AS WELL AS AN ONLINE RADIO STATION AND AWARD-WINNING WEEKLY NEWSPAPER. AS ONE OF THE FOUNDERS OF INTERCOLLEGIATE ATHLETICS IN SOUTHERN CALIFORNIA, OCCIDENTAL OFFERS 20 VARSITY SPORTS FOR MEN AND WOMEN, AS WELL AS SEVERAL CLUB SPORTS AND INTRAMURAL PROGRAMS FOR MEN AND WOMEN. 7402798 973725 737255 SEE SCHEDULE OPUBLIC SERVICE: OCCIDENTAL WAS ONE OF THE FIRST LIBERAL ARTS COLLEGES SELECTED AS COMMUNITY ENGAGEMENT INSTITUTIONS BY THE CARNEGIE FOUNDATION FOR THE ADVANCEMENT OF TEACHING AND HAS REPEATEDLY BEEN NAMED TO THE PRESIDENT'S HIGHER EDUCATION COMMUNITY SERVICE HONOR ROLL FOR ITS EXEMPLARY SERVICE EFFORTS. OCCIDENTAL'S TRADITION OF COMMUNITY OUTREACH DATES BACK TO 1963, WHEN THE COLLEGE'S COMMUNITY LITERACY CENTER WAS FOUNDED TO PROVIDE ONE-ON-ONE READING AND WRITING INSTRUCTION FOR LOCAL K-6 CHILDREN. IT ALSO IS HOME TO ONE OF CALIFORNIA'S OLDEST, LARGEST AND MOST SUCCESSFUL UPWARD BOUND PROGRAMS. OCCIDENTAL HAS INTEGRATED COMMUNITY ENGAGEMENT INTO ITS CURRICULUM, TAKING ADVANTAGE OF ITS LOCATION IN LOS ANGELES. THREE LINKED PROGRAMS THE OFFICE FOR COMMUNITY ENGAGEMENT, THE CENTER FOR COMMUNITY BASED LEARNING, AND THE URBAN & ENVIRONMENTAL POLICY INSTITUTE CONNECT CURRICULUM, CO-CURRICULAR ACTIVITIES, AND RESEARCH AND COMMUNITY-BASED EFFORTS. 155295085 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 1 0 1 0 0 0 1 1 1 0 0 0 1 2317 0 1 2277 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 40 39 0 0 1 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA WA MI X BARBARA VALIENTE 3232591417 1600 CAMPUS ROAD LOS ANGELES CA 90041 HARRY J ELAM JR PRESIDENT/EX-OFFICIO 50.00 X X 712981 0 147498 STEPHEN ROUNTREE CHAIR 3.00 X X 0 0 0 DAVE BERKUS BOARD VICE-CHAIR/TRUSTEE 2.50 X X 0 0 0 DAVID ANDERSON TRUSTEE 2.50 X 0 0 0 OLAMIDE AJOSE TRUSTEE 2.50 X 0 0 0 MAGDALENA ARENAS MD TRUSTEE 1.50 X 0 0 0 CARL BALLTON TRUSTEE 1.50 X 0 0 0 COIT BLACKER PHD BOARD VICE-CHAIR/TRUSTEE 2.50 X X 0 0 0 JOHN BRANCA TRUSTEE 1.50 X 0 0 0 EILEEN BROWN TRUSTEE 1.50 X 0 0 0 DAVID BURCHAM BOARD VICE-CHAIR/TRUSTEE 2.50 X X 0 0 0 ANNE CANNON TRUSTEE 2.50 X 0 0 0 LISA COSCINO TRUSTEE 2.50 X 0 0 0 NANCY DAMBRO MD TRUSTEE 1.50 X 0 0 0 HECTOR DE LA TORRE TRUSTEE 1.50 X 0 0 0 GLORIA DUFFY TRUSTEE 1.50 X 0 0 0 LOUISE EDGERTON TRUSTEE 1.50 X 0 0 0 DIANE EVANS TRUSTEE 1.50 X 0 0 0 BRADLEY FAUVRE TRUSTEE 1.50 X 0 0 0 ALAN FREEMAN TRUSTEE 1.50 X 0 0 0 MICHAEL GIBBY TRUSTEE 2.50 X 0 0 0 RONALD HAHN TRUSTEE 2.50 X 0 0 0 MAURINE HALPERIN TRUSTEE 2.50 X 0 0 0 TIMOTHY ALLISON-HATCH TRUSTEE 1.50 X 0 0 0 ALLSION HAWKINS TRUSTEE 2.50 X 0 0 0 LORI MOORE HUNTER TRUSTEE 1.50 X 0 0 0 BOB JOHNSON TRUSTEE 2.50 X 0 0 0 GARY KAPLAN TRUSTEE 1.50 X 0 0 0 GILES GIL KEMP TRUSTEE 2.50 X 0 0 0 LISA H LINK BOARD VICE-CHAIR & CHAIR ELECT 2.50 X X 0 0 0 GORDON MACINNES TRUSTEE 1.50 X 0 0 0 SUSAN MALLORY TRUSTEE 1.50 X 0 0 0 GRETA MANDELL MD TRUSTEE 1.50 X 0 0 0 BONNIE MILLS TRUSTEE (THRU 3/7/22) 1.50 X 0 0 0 THEODORE R MITCHELL PHD TRUSTEE 2.50 X 0 0 0 ARTHUR PECK TRUSTEE 2.50 X 0 0 0 STEVEN ROBINSON TRUSTEE 1.50 X 0 0 0 RICHARD RICK RUGANI TRUSTEE 2.50 X 0 0 0 REID SAMUELSON TRUSTEE 2.50 X 0 0 0 SOROOSH SHAMBAYATI TRUSTEE 1.50 X 0 0 0 CHRISTOPHER VARELAS TRUSTEE (THRU 1/25/22) 1.50 X 0 0 0 J GRANT WOODS TRUSTEE (THRU 10/21/21) 1.50 X 0 0 0 TUAN NGO BOARD OF GOVERNORS PRESIDENT/EX-OFFICIO 1.50 X 0 0 0 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE COLLEGE 50.00 X 276173 0 96471 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUDENTS 50.00 X 215109 0 108362 AMOS HIMMELSTEIN VP FOR FINANCE/ COO/TREASURER 50.00 X 759138 0 98269 CHARLES CARDILLO VP FOR INSTITUTIONAL ADVANCEMENT 50.00 X 337015 0 24800 MARTY SHARKEY VP FOR COMMUNICATIONS AND INSTITUTIONAL INITIATIVE 50.00 X 235193 0 17796 JAMES UHRICH VP FOR ITS AND CIO 50.00 X 222513 0 27557 DAVID T CARRREON BRADLEY VP FOR EQUITY & CHIEF DIVERSITY OFFICER 50.00 X 93342 0 12919 MARSHA SCHNIRRING SECRETARY 50.00 X 147701 0 38658 BARBARA VALIENTE ASSISTANT TREASURER 50.00 X 193797 0 49727 VINCENT CUSEO VP/DEAN (THRU 6/30/21) 50.00 X 180031 0 8872 JONATHAN A VEITCH FORMER PRESIDENT; PROFESSOR 50.00 X 374357 0 73462 MICHAEL HILL PROFESSOR 50.00 X 237247 0 32987 ELIZABETH KENNEDY SR.ADVISOR, GIVING 50.00 X 229524 0 38391 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 50.00 X 190328 0 47678 SALVADOR C FERNANDEZ PROFESSOR 50.00 X 184592 0 18872 KERRY THOMPSON FORMER INTERIM DEAN OF THE COLLEGE 50.00 X 121550 0 33556 4710591 0 875875 142 1 1 0 TOVEYSHULTZ CONSTRUCTION INC 18261 COLLIER AVE UNIT A LAKE ELSINORE CA 92530 GENERAL CONTRACTORS 1753702 MESA ENERGY SYSTEMS INC 2 CROMWELL IRVINE CA 92618 GENERAL CONTRACTORS 1275211 SHIELD T3 LLC 506 S WRIGHT ST 349 HAB URBANA IL 61801 COVID TESTING 1066053 TOWN & COUNTRY EVENT RENTALS 7725 AIRPORT BUSINESS PARK WAY VAN NUYS CA 91406 COVID TENT RENTALS 765231 CAMBRIDGE ASSOCIATES LLC ONE WINTHROP SQUARE SUITE 500 BOSTON MA 021101276 CONSULTING FIRM 558000 36 11079287 30257305 3791635 41336592 TUITION AND FEES 561499 114410578 114410578 ROOM AND BOARD 561499 26790333 26790333 BOOKSTORE 561499 651357 651357 CONFERENCES AND EVENTS 561499 276833 166518 110315 FOOD SERVICE 561499 227052 134454 92598 2073257 2025060 48197 144429410 16105366 -365249 16470615 106456182 89170306 17285876 17285876 17285876 219157244 144178300 -114139 33756491 1008739 1008739 50377092 50377092 3943312 654560 2898762 389990 622938 467752 76621 78565 56101093 48580382 3744623 3776088 4290608 3606437 377446 306725 8891747 7248426 997614 645707 4153611 3312465 533294 307852 232009 232009 155476 155476 1431914 1431914 6170794 4869524 1131807 169463 144086 40298 103728 60 5107208 3987473 578638 541097 2727856 2171573 374394 181889 5407488 4316483 1091005 1225611 1155318 25000 45293 459829 406391 36296 17142 3464692 2999560 465132 10542253 10064352 365809 112092 840929 60240 780689 COST OF SALES 5039032 5039032 INTERNATIONAL PROGRAMS 2605536 2604125 1411 MAINTENANCE & IMPROVEME 1673621 1546426 127195 LIBRARY BOOKS, PERIODIC 543997 325601 138175 80221 1216512 452836 608911 154765 178377983 155295085 16275949 6806949 6535193 13281973 79276997 97597055 10765648 10600384 451099 725123 73500 73500 652679 737157 788343 564717 337177008 149910419 190825991 187266589 387156350 345238413 200358589 222927456 17476013 16036664 8584681 5903898 902945083 900952929 17492754 15246076 4910896 2998998 30440000 28510000 68164136 67565495 19383044 16289016 140390830 130609585 X 248781448 258235808 513772805 512107536 762554253 770343344 902945083 900952929 X 40779261 -33849583 859413 X 0 1 X 1 1 1 X 23698720 27333104 32537251 24714039 41336592 149619706 23698720 27333104 32537251 24714039 41336592 149619706 1221966 148397740 10094651 12637523 7684547 10518828 16470615 57406164 207025870 670352659 0.71680 0.68980 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 X X X 0 575809817 19615964 3215133 10243332 11734383 730094 575933105 439089409 10701304 153367407 12082530 14589707 676066 575809817 448094636 18571934 -5462767 9938869 11502626 672899 439089409 434234019 9217196 26122904 9907669 10939404 632410 448094636 413429864 9419724 32460536 9853567 10563926 658612 434234019 0.21000 0.79000 0.00000 0 0 501403 1481532 1982935 281507341 131989087 149518254 33035683 8364487 24671196 15187617 9556845 5630772 5463432 5463432 187266589 PRIVATE EQUITY & VENTURE CAPITAL 222927456 F 222927456 ANNUITIES PAYABLE 10599684 BONDS PREMIUM, NET 2865381 ASSET RETIREMENT OBLIGATION 2823951 16289016 X 137915124 -33849583 2745 -25151 -33871989 171787113 1431914 45938217 47370131 219157244 130126033 2745 2745 130123288 1431914 46822781 48254695 178377983 PART III, LINE 1A: COLLECTIONS, SUCH AS RARE BOOKS AND WORKS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE COLLEGE'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS. THESE COLLECTIONS ARE HELD SOLELY FOR THEIR POTENTIAL EDUCATIONAL VALUE OR HISTORICAL SIGNIFICANCE. MANAGEMENT HAS DETERMINED THAT THE COST TO ESTABLISH THE CURRENT MARKET VALUE IS DEEMED TO EXCEED THE BENEFIT AND THEREFORE THE COLLECTIONS WERE NOT ASSIGNED A VALUE FOR THE PURPOSE OF CAPITALIZATION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS HAVE BEEN RESTRICTED BY DONORS. PART III, LINE 4: THE COLLEGE RECEIVED A SHELL AND BIRD COLLECTION TO BE USED FOR RESEARCH. THE COLLEGE MAINTAINS COLLECTIONS OF ART FOR DISPLAY AND EDUCATIONAL PURPOSES. PART V, LINE 4: THE COLLEGE'S ENDOWMENT FUNCTIONS TO SUPPORT STUDENT SCHOLARSHIPS, PROFESSORSHIPS, STUDENT AND FACULTY RESEARCH, ACADEMIC PROGRAMS, THE LIBRARY, VISITING SPEAKERS, AND OTHER GENERAL COLLEGE PROGRAMS. PART X, LINE 2: AS REQUIRED BY GAAP, THE COLLEGE AND OTWAY HAVE IDENTIFIED AND EVALUATED THEIR SIGNIFICANT TAX POSITIONS AND HAVE DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THERE ARE NO UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2022 OR 2021. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: PLEDGE WRITE OFF -25,151. PART XI, LINE 4B - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS 1,230,709. ANNUITIES ADJUSTMENT -1,750,024. FINANCIAL AID 46,822,781. NET INCOME FROM K-1'S -365,249. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 46,822,781. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE ADVERTISES THE POLICY IN BROCHURES TO POTENTIAL STUDENTS AND IN A NEWSPAPER OF GENERAL CIRCULATION ANNUALLY. SCHEDULE E, PART I, LINE 5 GENERALLY, OCCIDENTAL COLLEGE AWARDS SCHOLARSHIPS AND OTHER FINANCIAL ASSISTANCE IN A WAY TO AFFIRM OUR MISSION, "TO PROVIDE A GIFTED AND DIVERSE GROUP OF STUDENTS WITH A TOTAL EDUCATIONAL EXPERIENCE OF THE HIGHEST QUALITY -- ONE THAT PREPARES THEM FOR LEADERSHIP IN AN INCREASINGLY COMPLEX, INTERDEPENDENT AND PLURALISTIC WORLD." IN PARTICULAR, THE ACHIEVEMENT AND OPPORTUNITY GRANT IS USED TO ENSURE THAT OUR STUDENT POPULATION MAINTAINS AS ETHNICALLY DIVERSE POPULATION AS POSSIBLE, AND IN THIS CASE, THE AWARD MIGHT BE USED TO MAKE IT POSSIBLE TO INCREASE THE ATTENDANCE OF STUDENTS OF COLOR. SCHEDULE E, PART I, LINE 6 OCCIDENTAL COLLEGE PARTICIPATES IN THE FEDERAL PELL GRANT, CAMPUS-BASED PROGRAMS (FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT, FEDERAL WORK STUDY AND FEDERAL PERKINS LOAN PROGRAM) AND FEDERAL DIRECT LOAN AND PLUS LOAN PROGRAMS. IN ADDITION WE RECEIVE GRANTS FROM VARIOUS STATE GOVERNMENTS. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 67954826 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 5601353 NORTH AMERICA (CANADA AND MEXICO) 0 0 INVESTMENTS 1353226 0 0 0 0 0 0 74909405 0 74909405 1 0 1 1 1 0 PART III ACCOUNTING METHOD: 1 CITIZENS FOR A SUSTAINABLE FUTURE 1935 SABRA DRIVE TALLAHASSEE FL 32303 455008784 501(C)3 10000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. CLEAN WATER FUND 198 BRIGHTON AVENUE LONG BRANCH NJ 07740 521043444 501(C)3 224500 0 SUPPORT THE "COALITION FOR HEALTH PORTS NY NJ: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE, WHICH IS FOCUSED ON ACCELERATING THE WIDESPREAD USE OF ZERO-EMISSION TECHNOLOGY IN FREIGHT TRANSPORTATION IN THE NEW YORK/NEW JERSEY REGION TO REDUCE GREEN HOUSE GAS EMISSIONS AND PROTECT PUBLIC HEALTH. CLEANAIRNOW ASSOCIATION 714 MISSISSIPPI STREET LAWRENCE KS 66044 823986787 501(C)3 162000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. DIXIE STATE UNIVERSITY 225 S UNIVERSITY AVENUE ST GEORGE UT 84770 876000488 501(C)3 5161 0 BRING TOGETHER UNDERGRADUATE STUDENTS TO PARTICIPATE IN AN IMMERSIVE RESEARCH EXPERIENCE THAT WILL SUPPORT THEM IN BECOMING FUTURE MATHEMETICIANS. EAST YARD COMMUNITIES FOR ENVIRONMENTAL JUSTICE 2317 ATLANTIC BLVD COMMERCE CA 90040 465685097 501(C)3 162000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. GROUNDWORK NORTHEAST REVITALIZATION 803 ARMSTRONG AVENUE KANSAS CITY KS 66101 454925472 501(C)3 10000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. HARAMBEE HOUSE INC 1115 HABERSHAM STREET SAVANNAH GA 31401 582219332 501(C)3 167000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. IRONBOUND COMMUNITY CORPORATION 317 ELM STREET NEWARK NJ 07105 221916086 501(C)3 75000 0 SUPPORT THE "COALITION FOR HEALTH PORTS NY NJ: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE, WHICH IS FOCUSED ON ACCELERATING THE WIDESPREAD USE OF ZERO-EMISSION TECHNOLOGY IN FREIGHT TRANSPORTATION IN THE NEW YORK/NEW JERSEY REGION TO REDUCE GREEN HOUSE GAS EMISSIONS AND PROTECT PUBLIC HEALTH. MOBILE ENVIRONMENTAL JUSTICE ACTION COALITION PO BOX 717 MOBILE AL 36601 465243511 501(C)3 10000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. NEW JERSEY ENVIRONMENTAL JUSTICE ALLIANCE 1 N JOHNSTON AVENUE A250 HAMILTON NJ 08609 814338010 501(C)3 10000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. SILENT SPRING INSTITUTE 320 NEVADA STREET SUITE 302 NEWTON MA 02460 043237106 501(C)3 14286 0 RESEARCH PARTNER ASSISTING WITH CONDUCTING STUDY PROTOCOLS FOR IN-HOME PRODUCT USE, DEVELOPING SURVEY INSTRUMENT FOCUS GROUP MATERIALS, DATA ANALYSIS, CONDUCTING ANALYTICAL TESTING OF PRODUCTS, AND PREPARING PEER-REVIEWED MANUSCRIPTS. TALLAHASSEE FOOD NETWORK PO BOX 365 TALLAHASSEE FL 32302 461175320 501(C)3 10000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. TEXAS ENVIRONMENTAL JUSTICE ADVOCACY 900 WAYSIDE HOUSTON TX 77011 020749601 501(C)3 90000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. UNIVERSITY OF FLORIDA 207 GRINTER HALL PO BOX 115500 GAINSVILLE FL 32611 596002052 501(C)3 8908 0 COLLABORATIVE RESEARCH THAT WILL FOCUS ON INTEGRATING THE OBIRD PEN WITH ON-GOING DIGITIZATION EFFORTS CONDUCTED BY THE OVERT THEMATIC COLLECTIONS NETWORK. THE UNIVERSITY OF FLORIDA WILL ALSO LEAD COORDINATION FOR THIS PROJECT WITH MORPHOSOURCE SUPPORT ACCESS TO PHOTOGRAMMETRY DATA GENERATED BY OBIRD. WEST LONG BEACH ASSOCIATION PO BOX 9422 LONG BEACH CA 90810 931127818 501(C)4 10000 0 SUPPORT THE "ZERO-EMMISSIONS NOW: FRONTLINE SOLUTIONS TO ADDRESS THE CLIMATE CRISIS" PROJECT OF THE COLLEGE FOCUSED ON PROTECTING PUBLIC HEALTH BY STRENGTHENING THE GRASSROOTS-LED NATIONAL MODEL, EFFECTIVELY PROMOTING FRONTLINE SOLUTIONS TO THE CLIMATE CRISIS, AND ACCELERATING THE WIDESPREAD USE OF ZERO EMISSION TECHNOLOGY. 14 1 SCHOLARSHIPS 1422 46822781 STUDY GRANTS 2580 3523672 PRIZES AND AWARDS 341 30639 PART I, LINE 2: ALL GRANT AND CONTRACT ACTIVITY IS MONITORED TO ASSURE THAT IT IS IN COMPLIANCE WITH ALL APPLICABLE REGULATIONS. ALL EXPENDITURES ARE REVIEWED ON A WEEKLY BASIS FOR ALLOWABILITY. X X X 1 1 X X X X 0 1 0 0 0 0 0 0 0 HARRY J ELAM JR PRESIDENT/EX-OFFICIO 689606 0 0 0 23375 0 32150 0 115348 0 860479 0 0 0 AMOS HIMMELSTEIN VP FOR FINANCE/ COO/TREASURER 291399 0 0 0 467739 0 23671 0 74598 0 857407 0 448239 0 JONATHAN A VEITCH FORMER PRESIDENT; PROFESSOR 373157 0 0 0 1200 0 28193 0 45269 0 447819 0 0 0 WENDY STERNBERG VP FOR ACADEMIC AFFAIRS/ DEAN OF THE 247875 0 0 0 28298 0 19663 0 76808 0 372644 0 0 0 CHARLES CARDILLO VP FOR INSTITUTIONAL ADVANCEMENT 320457 0 0 0 16558 0 22626 0 2174 0 361815 0 0 0 ROBERT FLOT VP FOR STUDENT AFFAIRS/ DEAN OF STUD 215109 0 0 0 0 0 12943 0 95419 0 323471 0 0 0 MICHAEL HILL PROFESSOR 222789 0 0 0 14458 0 18305 0 14682 0 270234 0 0 0 ELIZABETH KENNEDY SR.ADVISOR, GIVING 229524 0 0 0 0 0 18725 0 19666 0 267915 0 0 0 MARTY SHARKEY VP FOR COMMUNICATIONS AND INSTITUTIO 206001 0 0 0 29192 0 16450 0 1346 0 252989 0 0 0 JAMES UHRICH VP FOR ITS AND CIO 222513 0 0 0 0 0 17650 0 9907 0 250070 0 0 0 BARBARA VALIENTE ASSISTANT TREASURER 193797 0 0 0 0 0 16200 0 33527 0 243524 0 0 0 KRISTI ALLEN AVP, INSTITUTIONAL PLANNING 190328 0 0 0 0 0 15795 0 31883 0 238006 0 0 0 SALVADOR C FERNANDEZ PROFESSOR 184592 0 0 0 0 0 15183 0 3689 0 203464 0 0 0 VINCENT CUSEO VP/DEAN (THRU 6/30/21) 172531 0 0 0 7500 0 7783 0 1089 0 188903 0 0 0 MARSHA SCHNIRRING SECRETARY 147701 0 0 0 0 0 12363 0 26295 0 186359 0 0 0 KERRY THOMPSON FORMER INTERIM DEAN OF THE COLLEGE 121550 0 0 0 0 0 10254 0 23302 0 155106 0 0 0 PART I, LINE 1A HOUSING IS PROVIDED FOR CERTAIN INDIVIDUALS LISTED IN PART VII AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE COLLEGE. SOCIAL CLUB DUES ARE PROVIDED TO ONE OFFICER AS A CONDITION OF EMPLOYMENT AND ARE NOT INCLUDED IN TAXABLE WAGES. USE OF THE SOCIAL CLUB IS FOR BUSINESS PURPOSES ONLY. PERSONAL SERVICES ARE PROVIDED TO AN OFFICER AND ARE INCLUDED IN TAXABLE WAGES. PART I, LINE 4B VP AND COO, AMOS HIMMELSTEIN WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2016. HE VESTED ON JUNE 30, 2021 AND WAS PAID THE 457F BALANCE IN DECEMBER 2021. THE PRESIDENT WAS APPROVED FOR A 457F PLAN EFFECTIVE JULY 1, 2020 AND HE VESTS ON JUNE 30, 2025, SUBJECT TO THE TERMS AND CONDITIONS OF THE AGREEMENT. A CEFA SERIES 2015 521705592 130179EU4 2016-01-07 39056582 SEE SUPPLEMENTAL INFORMATION 0 0 0 A 9980000 39175673 418240 5119091 33638342 2021 1 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 1 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: CEFA SERIES 2015 DATE THE REBATE COMPUTATION WAS PERFORMED: 01/06/2022 PART I, LINE A COLUMN F: A) DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2005A AND SERIES 2005B (THE "2005 BONDS") AND DEFEASE THE AUTHORITY'S OUTSTANDING REVENUE BONDS (OCCIDENTAL COLLEGE), SERIES 2008 (THE "2008 BONDS"); (B) FINANCING THE CONSTRUCTION, RENOVATION, REHABILITATION, INSTALLATION, EXPANSION, FURNISHING AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES (THE "NEW MONEY PROJECT") AND (C) PAYING COSTS RELATED TO THE SALE AND ISSUANCE OF THE BONDS. THE CAPITAL IMPROVEMENTS THAT WERE FINANCED OR REFINANCED WITH THE PROCEEDS OF THE 2005 BONDS AND THE 2008 BONDS AND ARE BEING REFINANCED WITH THE PROCEEDS OF THE BONDS ARE REFERRED TO HEREIN AS THE "PRIOR PROJECT." PART II, LINE 3: THE DIFFERENCE BETWEEN THE PROCEEDS AMOUNT ON LINE 3 AND THE ISSUE PRICE IN PART I REPRESENTS INTEREST EARNED AND/OR DIFFERENCE OF THE ACTUAL ISSUANCE COST FROM THE FORM 8038 ISSUANCE COSTS THAT REDUCED THE BOND PROCEEDS. ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE MORTGAGE DOWNPAYMENT ASSISTANCE PROGRAM X 73500 73500 0 1 1 73500 ANDREW SHTULMAN FAMILY MEMBER OF STEPHEN ROUNTREE, BOARD OF TRUSTEE 167460 EMPLOYMENT 0 TAMARA HIMMELSTEIN FAMILY MEMBER OF AMOS HIMMELSTEIN, VP FINANCE & COO 78564 EMPLOYMENT 0 LUCI MASREDJIAN FAMILY MEMBER OF ROBERT FLOT, VP STUDENT AFFAIRS/DEAN OF STUDENTS 101869 EMPLOYMENT 0 SARA SEMAL RELATIVE/PARTNER OF JAMES UHRICH, VP FOR ITS & CIO 39441 EMPLOYMENT 0 JASON G FEINGOLD FAMILY MEMBER OF WENDY STERNBERG, VP ACADEMIC AFFAIRS / DEAN OF THE COLLEGE 37180 EMPLOYMENT 0 X 56 3761128 HI/LOW/MEAN X GAMING/PC EQUIPMENT 2 27841 INVOICE X AV/VR EQUIPMENT 1 1425 LETTER X AUCTION ITEMS 5 1240 DONOR VALUES/INTERNE 0 0 1 0 PART I, COLUMN (B): THE NUMBER LISTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS OF A SPECIFIC ITEM. FORM 990, PART VI, SECTION A, LINE 4 THE BOARD APPROVED BY-LAWS CHANGES THAT INSTITUTED TERM LIMITS ON APRIL 22, 2022 WITH REGARDS TO THE NUMBER AND COMPOSITION OF GOVERNING BODY'S VOTING MEMBERS. THE BOARD APPROVED CHANGES ON APRIL 22, 2022 THAT CHANGED THE MEMBERSHIP OF THE EXECUTIVE COMMITTEE AS WELL AS ITS QUORUM REQUIREMENTS. FORM 990, PART VI, SECTION B, LINE 11B THE COLLEGE PROVIDES THE FORM 990 INFORMATION TO THE INDEPENDENT TAX PREPARER. ONCE THEY HAVE COMPLETED THE FORM 990, THEY RETURN A DRAFT TO THE COLLEGE. THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND VICE PRESIDENT AND CHIEF OPERATING OFFICER PERFORM A THOROUGH REVIEW OF THE DRAFT RETURN. ALL NECESSARY CORRECTIONS ARE MADE TO THE FORM 990. THE AUDIT COMMITTEE REVIEWS THE DRAFT PUBLIC DISCLOSURE COPY OF THE FORM 990 (SCHEDULE B DOES NOT INCLUDE DONOR NAMES AND ADDRESSES). THE FULL DRAFT FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE CHAIR. THE INDEPENDENT TAX PREPARER PRESENTS THE DRAFT PUBLIC DISCLOSURE COPY OF THE RETURN TO THE AUDIT COMMITTEE AND ALLOWS FOR QUESTIONS AND DISCUSSION. ANY CHANGES THAT ARE IDENTIFIED BY THE AUDIT COMMITTEE ARE MADE TO THE FORM 990. AT THAT POINT,THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES. THE FORM 990 IS SIGNED BY THE INDEPENDENT TAX PREPARER AND SUBMITTED TO THE INTERNAL REVENUE SERVICE BY THE DUE DATE. FORM 990, PART VI, SECTION B, LINE 12C EVERY YEAR THE COLLEGE SENDS THE CONFLICT OF INTEREST QUESTIONNAIRE TO APPROPRIATE PERSONS. RESPONSES ARE FOLLOWED UP ON TO ENSURE WE RECEIVE 100% OF ALL QUESTIONNAIRES. RESPONSES ARE REVIEWED BY THE OFFICE OF THE VICE PRESIDENT AND CHIEF OPERATING OFFICER. ANY CONFLICTS THAT HAVE NOT BEEN BROUGHT TO THE AUDIT COMMITTEE PREVIOUSLY ARE BROUGHT TO THE AUDIT COMMITTEE TO DISCUSS. IF A CONFLICT EXISTS, THE INDIVIDUAL WILL RECUSE HIMSELF/HERSELF FROM INVOLVEMENT IN THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE COLLEGE'S PROCESS IN FISCAL YEAR 2022 FOR DETERMINING THE PRESIDENT AND COO'S COMPENSATION IS 1) OBTAINING COMPARISON DATA, 2) COMPARISON DATA IS CONSIDERED WHEN COMPENSATION IS DETERMINED, 3) COMPENSATION IS APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE, AND 4) THE EXECUTIVE COMPENSATION COMMITTEE'S DELIBERATION AND DECISION MAKING PROCESS REGARDING THESE TWO POSITION'S COMPENSATION IS CONTEMPORANEOUSLY SUBSTANTIATED. ALL OTHER OFFICER AND KEY EMPLOYEE COMPENSATION IS RECOMMENDED BY THE PRESIDENT, REVIEWED FOR REASONABLENESS AND PAY EQUITY BY HUMAN RESOURCES AND REVIEWED AND APPROVED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON THE COLLEGE'S WEBSITE WHICH IS ACCESSIBLE TO THE PUBLIC. THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT AVAILABLE FOR PUBLIC INSPECTION. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF ASSETS HELD IN TRUST BY OTHERS -1,230,709. ANNUITIES ADJUSTMENT 1,750,024. NET INCOME FROM K-1S 365,249. PLEDGE WRITE OFF -25,151. OTWAY PROPERTIES LLC 7435 NORTH FIGUEROA STREET LOS ANGELES CA 90041 813103529 REAL PROPERTIES CA 21372 1348927 OCCIDENTAL COLLEGE CHARITABLE REMAINDER TRUST (25) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 CHARITABLE LEAD TRUST (1) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 POOLED INCOME FUND (2) 1600 CAMPUS DRIVE LOS ANGELES CA 90041 FUNDRAISING CA N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 CHARITABLE LEAD TRUST S 72000 CASH