2023-05-15T12:39:28-05:00 2022-06-30 410746749 CLIFTONLARSONALLEN LLP 8390 EAST CRESCENT PARKWAY SUITE 300 GREENWOOD VILLAGE CO 80111 990 2021-07-01 043012897 CABLE TELEVISION LABORATORIES INC CABL 3036619100 858 COAL CREEK CIRCLE LOUISVILLE CO 800279750 MICHAEL MEHRTENS CFO 3036619100 2023-05-12 1 MICHAEL MEHRTENS XXX-XX-XXXX SARAH HINTZ P00492291 3037795710 2023-05-10 0 AAL1 IAL1 2021 2023-04-26 12:10:37Z CABLELABS MICHAEL MEHRTENS 858 COAL CREEK CIRCLE LOUISVILLE CO 800279750 79901749 0 X WWW.CABLELABS.COM X 1988 DE INNOVATING IDEAS TO IMPACT MEMBERS' BUSINESS: DRIVE SCALE, REDUCE COSTS & CREATE COMPETITION. 16 16 211 17 34110 1981 0 0 63867117 71426900 3324626 1692931 9441012 6781918 76632755 79901749 570763 485960 0 0 43889234 45962289 0 0 0 27328294 32015240 71788291 78463489 4844464 1438260 47325607 64690731 14561564 30488428 32764043 34202303 X CABLELABS CO-INNOVATES UNEXPECTED SOLUTIONS THAT TRANSFORM AND INSPIRE OUR INDUSTRY. WE STRIVE TO DELIVER INNOVATIONS THAT ENABLE OUR MEMBERS TO BE THE PROVIDER OF CHOICE IN THEIR MARKETS. 0 0 FOUNDED IN 1988 BY CABLE OPERATING COMPANIES, CABLE TELEVISION LABORATORIES, INC. (CABLELABS OR THE COMPANY) IS A NONPROFIT INNOVATION AND R&D LAB THAT IS DEDICATED TO CREATING AND LEVERAGING INNOVATIVE IDEAS THAT SIGNIFICANTLY IMPACT ITS CABLE OPERATOR MEMBERS' BUSINESS THROUGHOUT THE WORLD BY ALLOWING THEM TO BE THE PROVIDERS OF CHOICE IN THE MARKETS THEY SERVE. CONTINUED ON SCHEDULE O 0 0 0 1 0 0 0 0 0 1 0 1 1 1 1 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 1 0 0 0 0 0 0 1 1 1 1 0 1 44 0 1 211 1 1 1 1 HK 0 0 1 1 0 1 0 X 16 16 0 0 1 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 1 1 X MICHAEL MEHRTENS 3036619100 858 COAL CREEK CIRCLE LOUISVILLE CO 800279750 THOMAS RUTLEDGE CHAIRMAN 1.00 0.00 X X 0 0 0 DAVID WATSON VICE CHAIRMAN 1.00 0.00 X X 0 0 0 PATRICK J ESSER TREASURER (THRU 10/21) 1.00 0.00 X X 0 0 0 MARK GREATREX TREASURER (AS OF 10/21) 1.00 0.00 X X 0 0 0 EDWARD S ROGERS SECRETARY 1.00 0.00 X X 0 0 0 DR HANNES AMETSREITER DIRECTOR 1.00 0.00 X 0 0 0 LOUIS AUDET DIRECTOR 1.00 0.00 X 0 0 0 RON DUNCAN DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL T FRIES DIRECTOR 1.00 0.00 X 0 0 0 BIN HAGA DIRECTOR 1.00 0.00 X 0 0 0 HIROHIKO IMURA DIRECTOR 1.00 0.00 X 0 0 0 JULIE LAULIS DIRECTOR 1.00 0.00 X 0 0 0 PAT MCADARAGH DIRECTOR 1.00 0.00 X 0 0 0 JOHN PASCARELLI DIRECTOR 1.00 0.00 X 0 0 0 PIERRE KARL PLADEAU DIRECTOR 1.00 0.00 X 0 0 0 PHILIPPE ROGGE DIRECTOR 1.00 0.00 X 0 0 0 BRAD SHAW DIRECTOR 1.00 0.00 X 0 0 0 PHIL MCKINNEY PRESIDENT & CEO 40.00 0.00 X 2161130 0 82916 MARIAM SOROND SVP CHIEF RESEARCH OFFICER (THRU 12/21) 40.00 0.00 X 728305 0 93147 CHRIS LAMMERS SENIOR EXECUTIVE ADVISOR 15.00 25.00 X 650887 0 82209 LEE ZIEROTH FORMER SVP AND GENERAL COUNSEL 35.00 5.00 X 584038 0 82974 JEFF CHEN SVP & CHIEF RESEARCH OFFICER 40.00 0.00 X 565433 0 82895 BELAL HAMZEH SVP & CHIEF TECHNOLOGY OFFICER 40.00 0.00 X 505203 0 91263 RON REUSS SVP & CHIEF STRATEGY OFFICER 40.00 0.00 X 425119 0 93591 MICHAEL MEHRTENS SVP & CHIEF FINANCIAL OFFICER 30.00 10.00 X 360353 0 79354 LORI LANTZ SVP & CHIEF PEOPLE OFFICER 35.00 5.00 X 293009 0 64157 LESLIE HIELEMA SVP & CHIEF MARKETING OFFICER 30.00 10.00 X 150891 0 38957 BERNARDO HUBERMAN FELLOW, VP OF NEXT GEN. SYSTEMS 40.00 0.00 X 603463 0 81020 LUIS CAMPOS FELLOW 40.00 0.00 X 497911 0 93689 JUD CARY DEPUTY GENERAL COUNSEL 40.00 0.00 X 483145 0 77044 ANJU AHUJA VP PRODUCT STRATEGY AND INSIGHT 40.00 0.00 X 418506 0 72873 SIMON KRAUSS VP, DEPUTY GENERAL COUNSEL 40.00 0.00 X 399453 0 88164 8826846 0 1204253 137 0 1 0 SENTOSA TECHNOLOGY CONSULTANTS INC 2672 BEECH CIRCLE LONGMONT CO 80503 TECHNICAL CONTRACTOR 975578 OAM TECHNOLOGY CONSULTING LLC 1915 IRIS AVE BOULDER CO 80304 TECHNICAL CONTRACTOR 862053 ARMSTRONG TEASDALE 4643 S ULSTER ST STE 800 DENVER CO 80237 LEGAL - PATENT COUNSEL 719215 STORY 79 WOODLAND RD FAIRFAX CA 94930 MARKETING CONTRACTOR 700000 QUADRA PARTNERS LLC 2001 L STREET NW STE 500 WASHINGTON DC 20036 TECHNICAL CONTRACTOR 484553 26 MEMBERSHIP DUES 541900 64496544 64496544 ROYALTY ADMIN FEE-MPEG 525990 5057272 5057272 TECHNICAL SERVICES 541900 1362574 1362574 LICENSING FEES 541900 457900 457900 RENT-CONTROLLED GROUP 900003 34110 34110 18500 18500 71426900 1691667 1691667 6781918 6781918 1264 0 1264 1264 1264 79901749 79866375 34110 1264 425960 60000 7615808 30706103 3072328 2329549 2238501 3634858 2772301 284161 5359338 562904 6468339 3369850 807291 455372 5222 2443024 2637680 472319 MEMBERSHIP DUES 2621239 PROF DEVELOPMENT 110352 INCOME TAX 10990 78463489 14928476 12461460 7755532 10225568 4249522 3025669 37087668 29247693 5874374 7839975 0 317027 317027 7499529 8036959 6701147 22784073 47325607 64690731 9135721 8741562 982872 1049419 4442971 20697447 14561564 30488428 X 32764043 34202303 32764043 34202303 47325607 64690731 1438260 0 X X 0 1 X 1 0 0 0 0 0 1 0 0 9932957 5749812 4183145 19969248 16546248 3423000 7185463 6951633 233830 7839975 NETWORKFX, INC. 8036959 C 8036959 OTHER LONG TERM ASSETS 65926 INTERCOMPANY RECEIVABLES 9214007 POU ASSETS 13220413 ARO ASSET 283727 22784073 ARO LIABILITY 301911 LEASE OBLIGATION 16923851 DEFERRED COMPENSATION 3471685 20697447 X 95103782 15587778 15587778 79516004 385745 385745 79901749 99259580 21181836 21181836 78077744 385745 385745 78463489 PART X, LINE 2: AS AN ORGANIZATION DESCRIBED IN INTERNAL REVENUE CODE (IRC) SECTION 501(C)(6), THE COMPANY IS EXEMPT FROM FEDERAL INCOME TAX UNDER IRC SECTION 501(A) ON INCOME FROM ACTIVITIES RELATED TO ITS EXEMPT FUNCTION. THE COMPANY HAD NO MATERIAL AMOUNTS OF UNRELATED BUSINESS INCOME DURING ITS FISCAL YEAR ENDED JUNE 30, 2022. THE COMPANY DID NOT HAVE ANY TAX POSITIONS THAT WERE CONSIDERED UNCERTAIN DURING THE FISCAL YEAR ENDED JUNE 30, 2022. THE COMPANY IS NO LONGER SUBJECT TO FEDERAL, STATE, AND LOCAL EXAMINATIONS BY THE TAX AUTHORITIES IN MOST JURISDICTIONS FOR YEAR ENDED BEFORE JUNE 30, 2023. PART XI, LINE 2D - OTHER ADJUSTMENTS: AUDITED FINANCIALS - CONSOL. REVENUE RELATED TO TAXABLE SUBSIDIARY 15,587,778. PART XI, LINE 4B - OTHER ADJUSTMENTS: 457B ADJUSTMENT 385,745. PART XII, LINE 2D - OTHER ADJUSTMENTS: AUDITED FINANCIALS - CONSOL. EXPENSE RELATED TO TAXABLE SUBSIDIARY 21,181,836. PART XII, LINE 4B - OTHER ADJUSTMENTS: 457B ADJUSTMENT 385,745. 1 NORTH AMERICA 0 1 PROGRAM SERVICES SEE SCH F, PART V 14991 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SEE SCH F, PART V 47985 EUROPE (INCLUDING ICELAND & GREENLAND) 0 3 PROGRAM SERVICES SEE SCH F, PART V 808748 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANT N/A 60000 SOUTH AMERICA 0 0 MEMBERSHIP DUE REVENUE N/A NORTH AMERICA 0 0 MEMBERSHIP DUE REVENUE N/A EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 MEMBERSHIP DUE REVENUE N/A EAST ASIA AND THE PACIFIC 0 0 MEMBERSHIP DUE REVENUE N/A 0 4 0 0 0 4 931724 0 931724 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH AND DEVELOPMENT GRANT 60000 WIRE TRANSFER 0 N/A N/A 0 1 0 0 0 0 0 0 PART I, LINE 2: GRANTS ARE FOR RESEARCH AND ARE MONITORED BY OUR NEXT GENERATION SYSTEMS GROUP THROUGH PERIODIC DISCUSSION WITH GRANTEES. PART III ACCOUNTING METHOD: PART I, LINE 3, ITEMS 1-3: THE ONLY TYPES OF EXPENDITURES CABLELABS INCURS OUTSIDE OF THE U.S. ARE FOR TRAVEL, MEMBERSHIP DUES, CONFERENCE FEES, CONSULTING, AND EQUIPMENT OR SOFTWARE PURCHASES. PART I, LINE 3, COLUMN (F): THE ACCOUNTING METHOD USED IS ACCRUAL. 1 UNIVERSITY OF CHICAGO 5730 S ELLIS AVE CHICAGO IL 60637 362177139 501(C)(3) 100000 0 N/A N/A RESEARCH GRANT COLORADO STATE UNIVERISTY UNIVERSITY SERVICES CENTER 300 FORT COLLINS CO 80523 846000545 501(C)(3) 75000 0 N/A N/A RESEARCH GRANT GEORGIA TECH RESEARCH CORPORATION 760 SPRING STREET NW STE 400 ATLANTA GA 30308 580603146 501(C)(3) 65000 0 N/A N/A RESEARCH GRANT UNIVERSITY OF NORTH CAROLINA 523 EAST FRANKLIN ST CHAPEL HILL NC 27514 566001393 STATE OF NC 60000 0 N/A N/A RESEARCH GRANT THE REGENTS OF THE UNIVERSITY OF CALIFORNIA ECE DEPT 4115 HAROLD FRANK HALL SANTA BARBRA CA 93106 943067788 STATE OF CA 50000 0 N/A N/A RESEARCH GRANT SILICON FLATIRONS CENTER 01 UCB 2450 KITTREDGE LOOP DR BOULDER CO 80309 846000555 501(C)(3) 20000 0 N/A N/A RESEARCH GRANT EMMA L BOWEN FOUNDATION FOR MINORITY 300 JERICHO QUADRANGLE JEICHO NY 11753 222635292 501(C)(3) 20000 0 N/A N/A RESEARCH GRANT WALTER KAITZ FOUNDATION 25 MASSACHUSETTS AVE NW WASHINGTON DC 20001 942666764 501(C)(3) 15000 0 N/A N/A RESEARCH GRANT WICT ROCKY MOUNTAIN CHAPTER 2000 BUCHTEL BLVD DENVER CO 80210 363814358 501(C)(3) 13500 0 N/A N/A RESEARCH GRANT 9 0 PART I, LINE 2: THE STRATEGY GROUP IS RESPONSIBLE FOR BUDGETING GRANTS AND SELECTING RECIPIENTS BASED ON THEIR ALIGNED RESEARCH OBJECTIVES WITH THOSE OF CABLELABS. X 1 1 X X X 1 0 0 PHIL MCKINNEY PRESIDENT & CEO 1069849 0 1066076 0 25205 0 39900 0 43016 0 2244046 0 0 0 MARIAM SOROND SVP CHIEF RESEARCH OFFICER (THRU 12/21) 0 0 0 0 728305 0 39900 0 53247 0 821452 0 0 0 CHRIS LAMMERS SENIOR EXECUTIVE ADVISOR 425792 0 212558 0 12537 0 39900 0 42309 0 733096 0 0 0 BERNARDO HUBERMAN FELLOW, VP OF NEXT GEN. SYSTEMS 428592 0 149333 0 25538 0 39900 0 41120 0 684483 0 0 0 LEE ZIEROTH FORMER SVP AND GENERAL COUNSEL 413974 0 146140 0 23924 0 39900 0 43074 0 667012 0 0 0 JEFF CHEN SVP & CHIEF RESEARCH OFFICER 417496 0 144875 0 3062 0 39900 0 42995 0 648328 0 0 0 BELAL HAMZEH SVP & CHIEF TECHNOLOGY OFFICER 379412 0 121789 0 4002 0 37658 0 53605 0 596466 0 0 0 LUIS CAMPOS FELLOW 325415 0 120405 0 52091 0 39900 0 53789 0 591600 0 0 0 JUD CARY DEPUTY GENERAL COUNSEL 351554 0 125260 0 6331 0 39900 0 37144 0 560189 0 0 0 RON REUSS SVP & CHIEF STRATEGY OFFICER 313233 0 107672 0 4214 0 39900 0 53691 0 518710 0 0 0 ANJU AHUJA VP PRODUCT STRATEGY AND INSIGHT 309538 0 107241 0 1727 0 39900 0 32973 0 491379 0 0 0 SIMON KRAUSS VP, DEPUTY GENERAL COUNSEL 304183 0 94370 0 900 0 39900 0 48264 0 487617 0 0 0 MICHAEL MEHRTENS SVP & CHIEF FINANCIAL OFFICER 264665 0 92053 0 3635 0 37451 0 41903 0 439707 0 0 0 LORI LANTZ SVP & CHIEF PEOPLE OFFICER 215716 0 75225 0 2068 0 30380 0 33777 0 357166 0 0 0 LESLIE HIELEMA SVP & CHIEF MARKETING OFFICER 147540 0 3351 0 0 0 19250 0 19707 0 189848 0 0 0 PART I, LINE 1A CABLELABS GROSSES UP THE VALUE OF EMPLOYEE RECOGNITION AWARDS (E.G. GIFT CARDS) FOR ALL EMPLOYEES. THE FOLLOWING ITEMS WERE AWARDED AND INCLUDED IN TAXABLE COMPENSATION: - HOLIDAY BONUS: PHILIP MCKINNEY $699, MARIAM SOROND $699, BERNARDO HUBERMAN $699, CHRISTOPHER LAMMERS $699, YIXIN CHEN $699, LEE ZIEROTH $699, BELAL HAMZEH $699, JUD CARY $699, LUIS CAMPOS $699, RONALD REUSS $699, ANJU AHUJA $699, MICHAEL MEHRTENS $699, LORI LANTZ $699, LESLIE HIELEMA $699. - INDIVIDUAL SPOT BONUS RECOGNITION: BELAL HAMZEH $70, JUD CARY $1,399, LUIS CAMPOS $210, ANJU AHUJA $70, LORI LANTZ $420. PART I, LINE 4A MARIAM SOROND RECEIVED A SEVERANCE PAYMENT OF $728,305 TO TERMINATE HER EMPLOYMENT AGREEMENT. RALPH BROWN FORMER OFFICER (RETIRED 10/2019) 66472 ADVISORY SERVICES ON TECHNICAL AND INDUSTRY MATTERS 0 PART III, LINE 4A CONTINUTED: THE COMPANY'S KEY OBJECTIVES ARE: TO PROVIDE A CENTRAL SOURCE OF TIMELY INFORMATION ABOUT TECHNICAL DEVELOPMENTS OF INTEREST TO THE INDUSTRY PLAN, PERFORM, AND FUND INNOVATION AND RESEARCH AND DEVELOPMENT PROJECTS THAT ALIGN WITH THE OVERALL INTERESTS OF THE CABLE INDUSTRY FACILITATE THE TRANSFER OF RELEVANT TECHNOLOGY AND BEST PRACTICES FOR DEPLOYING NEW TECHNOLOGY TO MEMBER COMPANIES AND PROVIDERS TO THE INDUSTRY. PROVIDE SERVICES THAT PROMOTE INTEROPERABILITY OF RELEVANT TECHNOLOGIES SO THAT THEY ARE SUCCESSFULLY DEPLOYED BY MEMBER COMPANIES. THE COMPANY'S ACTIVITIES INCLUDE THE FOLLOWING MAJOR INITIATIVES: (A) STRATEGY AND INNOVATION THE STRATEGY AND INNOVATION TEAM IS FOCUSED ON DEVELOPING NEW INNOVATIONS, PERFORMING ANALYSIS PROJECTS, AND ENGAGING THE TECHNOLOGY STARTUP COMMUNITY. THIS GROUP RESEARCHES THE TECHNOLOGIES THEMSELVES, ALONG WITH THE ECONOMIC AND MARKET VIABILITY OF THE TECHNOLOGIES BOTH IN TERMS OF UNIT COSTS AND COMPETITIVE ALTERNATIVES. THE GROUP SPONSORS AND PROMOTES THE IDENTIFICATION AND DEVELOPMENT OF INNOVATIONS THAT CAN DELIVER MARKET AND TECHNOLOGICAL BREAKTHROUGHS. THE FOCUS OF THE INNOVATION WORK IN THE GROUP IS THE PURSUIT OF IDEAS WITH TRANSFORMATIONAL MARKET POTENTIAL IN THE NEXT THREE TO EIGHT YEARS. (B) WIRED TECHNOLOGIES WIRED TECHNOLOGIES ACTIVITIES RELATE PRIMARILY TO WIRELINE COMMUNICATIONS, DEFINED AS COMMUNICATION TECHNOLOGIES WHICH ARE DEPENDENT UPON A WIRE, CABLE OR FIBER TO FACILITATE THE TRANSFER OF INFORMATION FROM ONE LOCATION TO ANOTHER. WIRELINE COMMUNICATIONS IS A BROAD CATEGORY THAT, FOR PURPOSES OF WIRED TECHNOLOGIES, ENCOMPASSES FIXED NETWORK INFRASTRUCTURE IN BOTH THE ACCESS NETWORK AND INHOME NETWORK. ACCESS NETWORK WIRELINE COMMUNICATIONS INCLUDES THE DEVELOPMENT OF SPECIFICATIONS AND SOLUTIONS FOR DOCSIS 3.1, DOCSIS 4.0, DISTRIBUTED ACCESS ARCHITECTURES, PROACTIVE NETWORK MAINTENANCE, POINTTOPOINT COHERENT OPTICS, AND PASSIVE OPTICAL NETWORKING (PON). IN HOME NETWORKING ACTIVITIES FOCUS ON THE USE OF MULTIMEDIA OVER COAX ALLIANCE (MOCA) TECHNOLOGIES OR OTHER SOLUTIONS FOR DELIVERING ETHERNET OVER COAXIAL NETWORK (EOC). WIRED TECHNOLOGIES ALSO FOCUSES ON SOLUTIONS RELATED TO BACKHAUL AND FRONTHAUL TO AND FROM WIRELESS ACCESS POINTS. (C) WIRELESS TECHNOLOGIES WIRELESS TECHNOLOGIES ACTIVITIES FOCUS ON DRIVING THE TECHNOLOGY DEVELOPMENT OF WIRELESS TECHNOLOGIES FOR THE CABLE ECOSYSTEM IN PARTICULAR AND THE WIRELESS ECOSYSTEM AS A WHOLE. WIRELESS TECHNOLOGIES CURRENTLY OF FOCUS INCLUDE WIFI, 3G/4G/LTE, AND 5G TECHNOLOGIES, IN ADDITION TO EMERGING WIRELESS TECHNOLOGIES IN THE INTERNET OF THINGS (IOT) SECTOR. WIFI EFFORTS ARE FOCUSED ON IMPROVING THE WIFI EXPERIENCE FOR BOTH ENDUSERS AND CABLE OPERATORS THROUGH SUPPORT OF INDUSTRY INITIATIVES, INCLUDING CARRIER GRADE WIFI, PASSPOINT, AND HOTSPOT 2.0. IN ADDITION, THERE IS FOCUS ON INTEGRATION WITH MOBILE TECHNOLOGIES SUCH AS WIFI FIRST, IN WHICH THE WIFI LINK IS THE PREFERRED METHOD FOR BROADBAND AND VOICE CONNECTIVITY. THE PRIMARY AREA OF FOCUS FOR MOBILE WIRELESS TECHNOLOGIES IS ON DRIVING MOBILE TECHNOLOGIES INTO THE UNLICENSED BAND AND DRIVING COEXISTENCE FEATURES INTO THE TECHNOLOGY TO FACILITATE FAIR SHARING OF THE UNLICENSED SPECTRUM WITH INCUMBENT TECHNOLOGIES SUCH AS WIFI. 5G WIRELESS RESEARCH BASED ON LOW BAND, MIDBAND AND MILLIMETER WAVE TECHNOLOGIES TARGETING LOW LATENCY MULTI GBPS WIRELESS PERFORMANCE IS ALSO A SIGNIFICANT FOCUS AREA, INCLUDING THE FEASIBILITY OF USING FIXED 5G TECHNOLOGIES TO DELIVER HIGHSPEED DATA SERVICES TO ENDUSERS. ADDITIONALLY, NETWORK CONVERGENCE BETWEEN WIRED AND WIRELESS TECHNOLOGIES IS A GROWING FOCUS AREA, WITH THE GOAL OF DRIVING ENHANCEMENTS AND CAPABILITIES INTO WIRED INFRASTRUCTURE AND LEVERAGING THE WIRED INFRASTRUCTURE TO ENHANCE THE CAPABILITIES AND PERFORMANCE OF MOBILE NETWORKS. (D) SECURITY TECHNOLOGIES SECURITY TECHNOLOGIES LEADS A NUMBER OF TECHNICAL PROJECTS AIMED AT ENHANCING THE SECURITY OF SERVICES DELIVERED BY CABLE OPERATORS. THESE PROJECTS INCLUDE MAINTAINING AND IMPROVING THE COMPANYS PUBLIC KEY INFRASTRUCTURE (PKI), WHICH ALLOWS CABLE OPERATORS TO AUTHENTICATE DEVICES CONNECTED TO THEIR NETWORKS AND ENABLES THE SECURE DELIVERY OF CABLE SERVICES TO SUBSCRIBERS. IT ALSO INCLUDES IMPROVEMENTS TO THE SECURITY CONTROLS IN DOCSIS, CONSUMER AND MEDICAL IOT SECURITY, NEW HOME AND BUSINESS NETWORK ARCHITECTURES TO IMPROVE SECURITY, DISTRIBUTED DENIAL OF SERVICE AND BOTNET MITIGATION TECHNOLOGIES, AND INFORMATION SECURITY DATA SHARING. SECURITY TECHNOLOGIES INVESTIGATES EMERGING SECURITY TECHNOLOGIES, INCLUDING BLOCKCHAIN APPLICATIONS, SOFTWAREDEFINED NETWORKS, NETWORK FUNCTION VIRTUALIZATION (SDN/NFV), IMAGE SECURITY INTEGRITY, ENHANCEMENTS TO PKI PROTOCOLS, AND CRYPTOGRAPHIC RESEARCH. A STRATEGIC GOAL OF SECURITY TECHNOLOGIES IS TO CONTINUALLY IMPROVE THE SECURITY OF CABLE VOICE, VIDEO, DATA, AND WEB SERVICES THROUGH INNOVATIVE AND STANDARDSBASED SECURITY SOLUTIONS. (E) FUTURE INFRASTRUCTURE THE FUTURE INFRASTRUCTURE TEAM IS ENGAGED IN TWO FUNDAMENTAL SETS OF ACTIVITIES: 1) SOFTWARE DEVELOPMENT THAT SUPPORTS THE PROJECT ACTIVITIES OF THE WIRED, WIRELESS, SECURITY AND INNOVATION OFFICE ENGINEERING TEAMS AND 2) ENGINEERING INFRASTRUCTURE PROJECTS OR OPEN SOURCE INITIATIVES TO PROVIDE TOOLS, SYSTEMS, AND SOFTWARE THAT FURTHER THE OVERALL GOALS AND CAPABILITIES OF CABLELABS' ENGINEERING DEPARTMENTS AND ITS MEMBERS. (F) TECHNOLOGY POLICY THE TECHNOLOGY POLICY TEAM DRIVES AND SUPPORTS CABLE PRIORITIES OF SUBSTANTIAL STRATEGIC CONSEQUENCE THROUGH TECHNOLOGY POLICY AND STANDARDS TO ENABLE MARKET SUCCESS. (G) STRATEGIC PLANNING AND METRICS THE STRATEGIC PLANNING AND METRICS TEAM SUPPORTS LEADING R&D ACTIVITIES BY ADMINISTERING AND PUBLISHING TECHNICAL PAPERS, INCLUDING SPECIFICATIONS AND REPORTS, AS WELL AS BY DISTRIBUTING KEY TECHNICAL INFORMATION TO MEMBERS AND TECHNOLOGY PARTNERS TO FURTHER CABLE TECHNOLOGIES. PART III, LINE 4A CONTINUTED: (H) NETWORK FX, INC. NETWORK FX, INC., (DBA KYRIO), A WHOLLY OWNED FOR-PROFIT SUBSIDIARY OF THE COMPANY, PROVIDES TECHNOLOGY AND ONLINE BASED SERVICES TO NETWORK COMMUNICATIONS PROVIDERS, DEVICE MANUFACTURERS, AND INDUSTRY TRADE ASSOCIATIONS. KYRIO'S SERVICES ARE COMPRISED OF: LAB SERVICES, SOFTWARE SOLUTIONS, EXTENDED SECURITY MANAGEMENT ACROSS INDUSTRIES, AND AN IMPROVED ONLINE BUYING EXPERIENCE FOR HOMEBASED, AND BUSINESS SERVICES. LAB SERVICES GROUP'S PRIMARY ACTIVITIES ARE CERTIFICATION/QUALIFICATION TESTING, INTEROPERABILITY EVENTS, MEMBER DEVICE TESTING, AND DEVELOPMENT LAB SERVICES. THE GROUP ALSO SUPPORTS THE COMPANY'S RESEARCH AND DEVELOPMENT INITIATIVES PROVIDING EXPERTISE FOR DEVELOPMENT OF NEW TECHNOLOGIES AND DEVELOPING LABORATORY AND FIELD PROCESSES FOR TESTING THESE NEW TECHNOLOGIES. THE GROUP TESTS AND EVALUATES EQUIPMENT FOR COMPLIANCE WITH THE APPLICABLE COMPANY SPECIFICATIONS USING PROCEDURES THAT HAVE BEEN DEVELOPED IN COOPERATION WITH THE MANUFACTURERS OF THE EQUIPMENT IN BOTH LABORATORY AND TEST HOUSE ENVIRONMENTS, ALL DEVELOPED PURSUANT TO SUCH SPECIFICATIONS AND MEMBERS' REQUIREMENTS. KYRIOS SOFTWARE SOLUTIONS INCLUDE ADAPTIVE ROUTE CONTROL SOFTWARE THAT INCREASES THE RELIABILITY OF BROADBAND SERVICE FOR HOMES AND BUSINESSES, AND SOFTWARE THAT AUTOMATES TRAFFIC STEERING BETWEEN WI-FI AND CELLULAR NETWORKS TO OPTIMIZES THE USER EXPERIENCE FOR MOBILE DEVICE CUSTOMERS. KYRIO MANAGES PKI DIGITAL CERTIFICATES FOR INDUSTRY TRADE ASSOCIATIONS AND COMMUNICATIONS PROVIDERS. KYRIO SERVICES PROVIDE THE DESIGN, IMPLEMENTATION, PROVISIONING, REVOCATION, AND GOVERNANCE OF DIGITAL CERTIFICATES FOR WIFI PASSPOINT HOTSPOT 2.0, SETTOP BOXES, CABLE MODEMS, WEB SERVERS, ENERGY DEMAND MANAGEMENT DEVICES, IOT, WIRELESS AND OTHER NETWORKED DEVICES. KYRIO PROVIDES THE GO2BROADBAND ONLINE LEAD MANAGEMENT SERVICE CONNECTING BROADBAND, VIDEO, AND VOICE SERVICE PROVIDERS WITH CHANNEL RESELL PARTNERS. THROUGH AN ONLINE PORTAL AND PREDEFINED APIS, THE GO2BROADBAND CLOUDBASED SERVICE FACILITATES END CUSTOMERS' INQUIRY ABOUT THE SERVICEABILITY OF THEIR LOCATION, REVIEW, AND SELECTION OF DESIRED SERVICES AND SCHEDULE INSTALLATION OF SERVICES. (I) KYRIO MEDICAL, INC. KYRIO MEDICAL, INC., A WHOLLY OWNED SUBSIDIARY OF KYRIO, PROVIDES PKI DESIGN AND MANAGED SERVICES, DIGITAL CERTIFICATES, AND CODE VERIFICATION CERTIFICATES TO INDUSTRY TRADE ASSOCIATIONS AND SUPPLIERS. (J) UPRAMP, INC. UPRAMP, INC. (UPRAMP) A WHOLLY OWNED SUBSIDIARY OF KYRIO, OFFERED STARTUPS RELATED TO THE CABLE INDUSTRY A PROGRAM CALLED FITERATOR, WHICH WAS AN ACCELERATOR THAT WAS A GRADUATE PROGRAM FOR LATER STAGE STARTUPS THAT ALREADY HAD A PRODUCT, AND WERE LOOKING FOR PRODUCT OR MARKET FIT IN THE GLOBAL CABLE OR BROADBAND INDUSTRY. IN RETURN FOR THE SERVICES UPRAMP PROVIDED UNDER THE FITERATOR PROGRAM, THE COMPANY RECEIVED WARRANTS TO PURCHASE STOCK IN THE PARTICIPANT COMPANIES, RANGING FROM 2% TO 3% OF THE COMPANIES' EQUITY ON A FULLYDILUTED BASIS IN 2019, 2018 AND 2017. THE EXERCISE PRICES FOR THE WARRANTS IS EQUAL TO THE FAIR VALUE PER SHARE OF THE UNDERLYING EQUITY SECURITIES AND THEY HAVE EXERCISE TERMS RANGING FROM 4 TO 5 YEARS. UPRAMP ACCOUNTS FOR THE RECEIPT OF THE WARRANTS AS A NONMONETARY TRANSACTION AND VALUES THE WARRANTS USING THE BLACKSCHOLES MODEL. UPRAMP EVALUATES THE WARRANTS FOR IMPAIRMENT AT EACH REPORTING DATE AND RECORDS AN IMPAIRMENT, IF NECESSARY, EQUAL TO THE DIFFERENCE BETWEEN THE FAIR VALUE OF THE WARRANT AND ITS CARRYING VALUE. UPON EXPIRATION OF THE WARRANTS, ANY REMAINING CARRYING VALUE ASSOCIATED WITH THE UNEXERCISED WARRANTS WILL BE WRITTEN OFF. BASED ON ITS EVALUATION, UPRAMP RECORDED IMPAIRMENT EXPENSE OF $1,136,868 AND $947,823 FROM THE FITERATOR PROGRAM DURING THE YEARS ENDING JUNE 30, 2022 AND 2021, RESPECTIVELY, WITH ACORRESPONDING DECREASE IN INVESTMENTS. (K) THE SOCIETY OF CABLE TELECOMMUNICATIONS ENGINEERS, INC. FOUNDED IN 1969, SCTE IS A 501(C)(6), NONPROFIT PROFESSIONAL ASSOCIATION, DEDICATED TO ADVANCING TECHNOLOGY, STANDARDS AND WORKFORCE EDUCATION FOR THE BENEFIT OF THE CABLE TELEVISION INDUSTRY. EFFECTIVE JANUARY 1, 2021, CABLELABS BECAME THE SOLE MEMBER AND SOLE VOTING MEMBER OF THE SOCIETY OF CABLE TELECOMMUNICATIONS ENGINEERS, INC. ("SCTE"). AS A RESULT, SCTE EFFECTIVELY BECAME A SUBSIDAIRY OF CABLELABS. UPON THE CLOSING OF THE TRANSACTION, SCTE'S BOARD OF DIRECTORS EXPANDED TO 14 MEMBERS. THE BOARD OF DIRECTORS OF CABLELABS HAS THE RIGHT TO OVER SCTE. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE FOLLOWING FIVE MEMBERS OF THE BOARD OF DIRECTORS, SUBJECT TO INCREASE OR DECREASE BY ACTION OF THE BOARD OF DIRECTORS, INCLUDING THE CHAIRMAN OF THE BOARD, WHO SHALL BE THE CHAIRMAN OF THE EXECUTIVE COMMITTEE, VICE CHAIRMAN OF THE BOARD, TREASURER, SECRETARY AND PRESIDENT/CEO OF THE CORPORATION. THE BUSINESS OF THE EXECUTIVE COMMITTEE SHALL BE CONDUCTED AS NEARLY AS POSSIBLE IN THE SAME MANNER AS IS PROVIDED IN THESE BY-LAWS FOR THE BOARD OF DIRECTORS, PROVIDED THAT THE NUMBER OF MEMBERS OF THE EXECUTIVE COMMITTEE WHICH SHALL CONSTITUTE A QUORUM AT ALL MEETINGS THEREOF SHALL BE FOUR. FORM 990, PART VI, SECTION A, LINE 4 SIGNIFICANT CHANGES TO CABLELABS' BYLAWS INCLUDED THE FOLLOWING: ON FEBRUARY 9, 2021, CABLELABS AMENDED AND RESTATED ITS BY-LAWS. AS A RESULT, THE FOLLOWING AMENDMENTS WERE MADE: CABLELABS ESTABLISHED AN SCTE COMMITTEE, THE PURPOSE OF WHICH IS TO ADVISE THE CABLELABS BOARD OF DIRECTORS AND THE PRESIDENT ON MATTERS OF SCTE STANDARDS ACTIVITIES AND PROVIDE SUCH SCTE ASSISTANCE, AS THE CABLELABS PRESIDENT MAY FROM TIME TO TIME REQUEST. CABLELABS ESTABLISHED THE MOBILE CONVERGENCE COMMITTEE (MCC), THE PURPOSE OF WHICH IS TO ADVISE THE CABLELABS BOARD OF DIRECTORS AND THE PRESIDENT ON MOBILE CROSS-INDUSTRY PROJECTS, CONVERGENCE RELATED INITIATIVES AND MATTERS OF MOBILE POLICY AND STRATEGIC TECHNICAL INTEREST AND PROVIDE SUCH MOBILE AND CONVERGENCE ASSISTANCE, AS THE PRESIDENT MAY FROM TIME TO TIME REQUEST. BOTH THE SCTE COMMITTEE AND THE MCC ACT IN AN ADVISORY CAPACITY ONLY AND DO NOT HAVE DECISION MAKING AUTHORITY ON BEHALF OF CABLELABS. FORM 990, PART VI, SECTION A, LINE 6 CABLELABS IS A NON-STOCK MEMBERSHIP CORPORATION ORGANIZED AND EXISTING UNDER THE LAWS OF THE STATE OF DELAWARE. THE MEMBERSHIP OF CABLELABS IS DIVIDED INTO THREE CLASSES OF MEMBERS AS FOLLOWS: - CLASS US MEMBERS ARE OPERATORS OF CABLE TELEVISION SYSTEMS IN THE UNITED STATES. - CLASS CA MEMBERS ARE OPERATORS OF CABLE TELEVISION SYSTEMS IN CANADA. - CLASS G MEMBERS ARE OPERATORS OF CABLE TELEVISION SYSTEMS NOT IN THE UNITED STATES OR CANADA. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS HAVE THE POWER TO DESIGNATE AND ELECT CERTAIN MEMBERS OF THE BOARD OF DIRECTORS AS ITS GOVERNING BODY. EACH OF THE TEN CLASS US AND CANADA MEMBERS, PAYING THE LARGEST AMOUNT OF DUES AT OF THE END OF THE FISCAL QUARTER IMMEDIATELY PRECEDING THE ELECTION OF DIRECTORS, IS ENTITLED TO DESIGNATE ONE DIRECTOR FOR A TOTAL OF TEN CLASS US AND CANADA DIRECTORS. EACH OF THE TWO CLASS G MEMBERS, PAYING THE LARGEST AMOUNT OF DUES AT THE END OF THE FISCAL QUARTER IMMEDIATELY PRECEDING THE ELECTION OF DIRECTORS, IS ENTITLED TO DESIGNATE ONE DIRECTOR FOR A TOTAL OF TWO CLASS G DIRECTORS. TWO AT-LARGE DIRECTORS ARE ELECTED BY CLASS US, CLASS CA, AND CLASS G MEMBERS VOTING TOGETHER AS A SINGLE CLASS. ALL OTHER RIGHTS, DUTIES AND POWERS ARE VESTED IN THE BOARD OF DIRECTORS. THE CHAIRMAN OF THE BOARD, VICE CHAIRMAN, PRESIDENT, TREASURER AND SECRETARY ARE ELECTED BY THE BOARD OF DIRECTORS VOTING ON THE BASIS OF ONE VOTE FOR EACH DOLLAR OF DUES PAID BY EACH VOTING DIRECTOR'S MEMBER COMPANY TO THE CORPORATION AS OF THE END OF THE FISCAL QUARTER OF THE CORPORATION IMMEDIATELY PRIOR TO THE ELECTION OF SUCH OFFICERS. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION ENGAGES A PAID PREPARER EXPERIENCED IN THE PREPARATION OF THE FORM 990 TO PREPARE THE FORM. ACCOUNTING DEPARTMENT STAFF, THE VICE PRESIDENT OF FINANCE AND GENERAL COUNSEL WORK CLOSELY WITH THE PAID PREPARER IN THE PREPARATION OF THE RETURN, AND THE VICE PRESIDENT OF FINANCE AND GENERAL COUNSEL REVIEW THE RETURN AS PREPARED BY THE PREPARER. A COPY OF THE FORM 990 IS THEN REVIEWED BY THE AUDIT COMMITTEE, A SUBCOMMITTEE OF THE BOARD OF DIRECTORS, BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C AN ANNUAL ACKNOWLEDGEMENT OF THE CODE OF ETHICS FOR DIRECTORS CONTAINING CONFLICT OF INTEREST PROVISIONS IS ADOPTED BY THE BOARD OF DIRECTORS. EACH BOARD MEMBER IS REQUIRED TO COMPLY WITH THE TERMS AND CONDITIONS OF THE CODE AND DISCLOSE TO THE CHAIRMAN OF THE BOARD OR CHAIRMAN OF THE AUDIT COMMITTEE ANY INTERESTS THAT COULD GIVE RISE TO A CONFLICT OF INTEREST, INCLUDING WITHOUT LIMITATION ANY FAMILY RELATIONSHIP OR BUSINESS RELATIONSHIP WITH ANY OTHER OFFICER, DIRECTOR OR KEY EMPLOYEE. THE BOARD SHALL DETERMINE APPROPRIATE ACTIONS TO BE TAKEN IN THE EVENT THAT THIS CODE IS VIOLATED. APPROPRIATE ACTIONS SHALL BE REASONABLY DESIGNED TO DETER WRONGDOING AND TO PROMOTE ACCOUNTABILITY FOR ADHERENCE TO THE CODE. SUCH ACTIONS MAY INCLUDE BUT ARE NOT LIMITED TO REMOVAL OF A BOARD MEMBER FROM THE BOARD FOR A VIOLATION OF THE CODE. CABLELABS' EMPLOYEE HANDBOOK STATES THAT EMPLOYEES MUST NOT HAVE ANY PERSONAL INTERESTS WHICH CONFLICT WITH THOSE OF THE COMPANY OR WHICH MIGHT INFLUENCE OR APPEAR TO INFLUENCE ONE'S JUDGMENT OR ACTIONS WHILE EMPLOYED AT CABLELABS. IF AN EMPLOYEE VIOLATES THIS POLICY, CABLELABS, IN ITS DISCRETION, MAY TAKE WHATEVER STEPS AND/OR DISCIPLINARY ACTIONS IT BELIEVES APPROPRIATE TO REMEDY THE VIOLATION, UP TO AND INCLUDING DISMISSAL. ANY CONFLICT OF INTEREST IS THEN REPORTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION B, LINE 15 CABELLABS IS A 501(C)(6) TRADE ASSOCIATION WHOSE PRIMARY OBJECTIVES ARE TO GATHER, ASSESS, AND DISSEMINATE TECHNICAL INFORMATION OF STRATEGIC IMPORTANCE TO THE CABLE TELEVISION INDUSTRY, TO IDENTIFY, PLAN, ENGAGE IN AND FUND THE DEVELOPMENT OF NEW TECHNOLOGIES FOR THE BENEFIT OF THE INDUSTRY, DIRECTLY OR IN PARTNERSHIP WITH OTHERS, AND TO TRANSFER SUCH TECHNOLOGIES TO THE INDUSTRY THROUGH REPORTS, SEMINARS, WORKSHOPS, LICENSES, LOANS OF PERSONNEL AND OTHER APPROPRIATE MEANS. THE HIGHLY TECHNICAL AND SPECIALIZED NATURE OF THESE ACTIVITIES REQUIRES CABLELABS TO HIRE HIGHLY EDUCATED AND TRAINED PROFESSIONALS EXPERIENCED IN THE INDUSTRY FROM A VERY COMPETITIVE EMPLOYMENT POOL OFFERING CANDIDATES SIMILAR OPPORTUNITIES AT MARKET SALARIES. THE HUMAN RESOURCES TEAM OF CABLELABS LOOKS AT THE COMPENSATION OF THE CHIEF EXECUTIVE OFFICER OF ANOTHER INDUSTRY TRADE ASSOCIATION ALONG WITH CERTAIN SENIOR TECHNICAL POSITIONS (E.G. CHIEF TECHNOLOGY OFFICER) PUBLISHED BY THIRD PARTY COMPENSATION EXPERTS. WHEN OUR CEO WAS HIRED, THE COMPENSATION COMMITTEE ALSO REVIEWED AN INDUSTRY EXECUTIVE COMPENSATION SURVEY FOR COMPARABLE POSITIONS AND CREATED CONTEMPORANEOUS SUBSTANTIAL DOCUMENTATION OF COMPENSATION IN AN EXECUTED EMPLOYMENT AGREEMENT WHICH WAS ALSO REVIEWED BY THE CHAIRMAN OF THE AUDIT COMMITTEE. ANNUAL SALARY INCREASES AND BONUSES, IF APPLICABLE, ARE DETERMINED BY THE HUMAN RESOURCES AND EXECUTIVE TEAMS, AND THE IMMEDIATE SUPERVISOR OF EACH EMPLOYEE. THE CHIEF EXECUTIVE OFFICER'S ANNUAL SALARY ADJUSTMENTS AND INCENTIVE BONUS ARE ALSO REVIEWED ANNUALLY BY THE AUDIT COMMITTEE WHICH INCLUDES THE CHAIRMAN, VICE CHAIRMAN, TREASURER, AND SECRETARY. SALARY INCREASES ARE BASED ON MARKET CONDITIONS AND GENERALLY RANGE BETWEEN 2 AND 3 PERCENT. THE CHIEF EXECUTIVE OFFICER DETERMINES THE COMPENSATION OF THE ORGANIZATION'S EXECUTIVE TEAM, INCLUDING THE CHIEF OPERATING OFFICER, CHIEF TECHNICAL OFFICER, CHIEF R&D OFFICER, CHIEF MARKETING OFFICER, CHIEF STRATEGY OFFICER, VP OF HUMAN RESOURCES AND GENERAL COUNSEL. COMPENSATION FOR THE OTHER OFFICERS AND KEY EMPLOYEES IS SET BY THE CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER, AND THE VICE PRESIDENT OF HUMAN RESOURCES. COMPREHENSIVE SALARY SURVEYS ARE COMPLETED EVERY FEW YEARS. IN THE INTERVENING YEARS, SALARY ADJUSTMENTS ARE BASED ON GENERAL MARKET TRENDS AND SURVEYS PUBLISHED BY THRID PARTY COMPENSATION EXPERTS. BOTH OF THE PROCESSES ABOVE ARE RECORDED IN THE MEETING MINUTES DURING DELIBERATION AND DECISION. THIS PROCESS WAS LAST COMPLETED IN FY2020 AND WILL BE PERFORMING ANOTHER IN FY2024. FORM 990, PART VI, SECTION C, LINE 19 CABLELABS DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE GENERAL PUBLIC. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. HC ACCELORATOR FUND LLC 2060 BROADWAY STREET STE 81 BOULDER CO 80302 821755934 DEVELOPMENT DE 0 0 CABLELABS SOCIETY OF CABLE TELEVISION ENGINEERS INC 140 PHILIPS RD EXTON PA 19341 222158409 TECHNOLOGY NJ 501(C)(6) CABLELABS 1 NETWORKFX 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 454849026 COMPUTER INFRTR. DE CABLELABS C 3135685 -2736460 1.00000 1 KYRIO MEDICAL INC 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 811425201 TECHNICAL SERVICES DE NETWORKFX C 1.00000 1 UPRAMP INC 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 811430734 DEVELOPMENT DE NETWORKFX C 1.00000 1 GRIDMETRICS INC 858 COAL CREEK CIRCLE LOUISVILLE CO 80027 861323393 TECHNICAL SERVICES DE NETWORKFX C 1.00000 1 1 0 0 0 0 0 0 0 0 1 0 1 1 1 1 0 1 0 0 NETWORKFX INC L 1187522 FMV SCTE INC L 830777 FMV GRIDMETRICS INC L 515288 FMV