2023-05-05T08:29:19-05:00 2022-06-30 135565207 KPMG LLP 1601 MARKET STREET PHILADELPHIA PA 19103 990 2021-07-01 131624124 NEW YORK HISTORICAL SOCIETY NEWY 2128733400 170 CENTRAL PARK WEST NEW YORK NY 10024 RICHARD SHEIN ASST. TREAS & CFO 2128733400 2023-05-04 1 RICHARD SHEIN 999009999 TESS FANNING P02033722 2672567000 2023-04-21 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z LOUISE MIRRER 170 CENTRAL PARK WEST NEW YORK NY 10024 117723473 0 X WWW.NYHISTORY.ORG X 1809 NY TO COLLECT, PRESERVE, AND INTERPRET, FOR THE BROADEST POSSIBLE PUBLIC, SEE SCHEDULE O 52 51 352 163 30326 0 32706118 45680267 1296470 1775154 21635856 3456150 721836 2886849 56360280 53798420 100000 60000 0 0 15477357 19314901 108000 161500 2155400 19170097 22412816 34855454 41949217 21504826 11849203 208003318 198363647 25165382 22011682 182837936 176351965 X THE FOUNDING MISSION OF THE NEW-YORK HISTORICAL SOCIETY ("NEW-YORK HISTORICAL") IS TO COLLECT, PRESERVE, AND INTERPRET, FOR THE BROADEST POSSIBLE PUBLIC, MATERIAL RELEVANT TO THE HISTORY OF THE UNITED STATES IN GENERAL AND OF NEW YORK STATE AND CITY IN PARTICULAR. 0 0 18150275 924463 MUSEUM AND MUSEUM EXHIBITIONS - THE FOUNDING MISSION OF NEW-YORK HISTORICAL'S MUSEUM IS TO GATHER, PRESERVE, AND INTERPRET MATERIALS RELATED TO AMERICAN HISTORY THROUGH THE LENS OF NEW YORK. IT HOLDS ONE OF THE WORLD'S GREATEST COLLECTIONS OF HISTORICAL ARTIFACTS, AMERICAN ART, AND OTHER MATERIALS. THE MUSEUM'S COLLECTION HOLDINGS COMPRISE MORE THAN TWO MILLION WORKS. EXHIBITIONS, BOTH PERMANENT AND ROTATING, IN-HOUSE AND TRAVELING, ENABLE THE NEW-YORK HISTORICAL SOCIETY TO INTERPRET AND SHOWCASE THESE MATERIALS TO THE BROADEST POSSIBLE PUBLIC. FOR MORE INFORMATION, SEE SCHEDULE O. 8192123 771262 EDUCATIONAL AND PUBLIC PROGRAMS - THE NEW-YORK HISTORICAL SOCIETY INFORMS AND EDUCATES THE PUBLIC THROUGH ITS SCHOOL PROGRAMS, ADULT PUBLIC PROGRAMS, AND WEBSITE. FOR MORE INFORMATION, SEE SCHEDULE O. 5617915 60000 3875 LIBRARY - THE PATRICIA D. KLINGENSTEIN LIBRARY AT THE NEW-YORK HISTORICAL SOCIETY IS ONE OF THE FIRST INDEPENDENT RESEARCH LIBRARIES IN THE UNITED STATES. ITS EXTENSIVE COLLECTIONS, DATING FROM THE 16TH CENTURY TO THE PRESENT, PROVIDE UNIQUE INSIGHTS INTO THE HISTORY OF NEW YORK AND THE NATION. FOR MORE INFORMATION, SEE SCHEDULE O. 3710971 75554 OTHER PROGRAM SERVICESOTHER PROGRAMS INCLUDE THE NYHISTORY STORE, SPACE RENTALS, AND RIGHTS AND REPRODUCTION SERVICES. 3710971 75554 35671284 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 1 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 1 323 0 1 352 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 52 51 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AR CA CO CT DC FL IL KY MD MA MI MN MS NH NJ NY NC OH OK PA RI SC TN VA WA X X RICHARD A SHEIN 2128733400 170 CENTRAL PARK WEST NEW YORK NY 10024 LOUISE MIRRER PRESIDENT AND CEO 35.00 0.00 X X 763739 0 104130 AGNES HSIN-MEI HSU-TANG CHAIR 1.00 0.00 X X 0 0 0 JOHN MONSKY VICE CHAIR 1.00 0.00 X X 0 0 0 SUZANNE F PECK VICE CHAIR 1.00 0.00 X X 0 0 0 RUSSELL P PENNOYER TREASURER 1.00 0.00 X X 0 0 0 HELEN APPEL TRUSTEE 1.00 0.00 X 0 0 0 CLIFF ASNESS TRUSTEE (AS OF 10/2021) 1.00 0.00 X 0 0 0 BARRY BARNETT TRUSTEE 1.00 0.00 X 0 0 0 NORMAN BENZAQUEN TRUSTEE 1.00 0.00 X 0 0 0 JUDITH ROTH BERKOWITZ TRUSTEE 1.00 0.00 X 0 0 0 FRANCI J BLASSBERG TRUSTEE (END 11/2021) 1.00 0.00 X 0 0 0 JAMES S CHANOS TRUSTEE 1.00 0.00 X 0 0 0 LOIS CHILES TRUSTEE 1.00 0.00 X 0 0 0 DANIEL COHEN TRUSTEE (AS OF 5/2022) 1.00 0.00 X 0 0 0 BETSY COHN TRUSTEE 1.00 0.00 X 0 0 0 RAVENEL B CURRY III TRUSTEE 1.00 0.00 X 0 0 0 SUSAN FRIER DANILOW TRUSTEE 1.00 0.00 X 0 0 0 ELIZABETH B DATER TRUSTEE 1.00 0.00 X 0 0 0 BARBARA KNOWLES DEBS TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH A DIMENNA TRUSTEE 1.00 0.00 X 0 0 0 KRIS DOERFLER TRUSTEE 1.00 0.00 X 0 0 0 BUZZY GEDULD TRUSTEE 1.00 0.00 X 0 0 0 DOROTHY GOLDMAN TRUSTEE 1.00 0.00 X 0 0 0 MARTIN J GROSS TRUSTEE 1.00 0.00 X 0 0 0 ROGER HERTOG TRUSTEE 1.00 0.00 X 0 0 0 EDWARD R HINTZ TRUSTEE 1.00 0.00 X 0 0 0 ELIE HIRSCHFELD TRUSTEE 1.00 0.00 X 0 0 0 BRIAN KANE TRUSTEE 1.00 0.00 X 0 0 0 PATRICIA KLINGENSTEIN TRUSTEE 1.00 0.00 X 0 0 0 SIDNEY LAPIDUS TRUSTEE 1.00 0.00 X 0 0 0 TARKY LOMBARDI JR TRUSTEE 1.00 0.00 X 0 0 0 PETER W MAY TRUSTEE 1.00 0.00 X 0 0 0 JONATHAN M MOSES TRUSTEE 1.00 0.00 X 0 0 0 JOEL I PICKET TRUSTEE 1.00 0.00 X 0 0 0 JEAN MARGO REID TRUSTEE 1.00 0.00 X 0 0 0 RICHARD REISS JR TRUSTEE 1.00 0.00 X 0 0 0 THOMAS A SAUNDERS III TRUSTEE 1.00 0.00 X 0 0 0 PAM B SCHAFLER TRUSTEE 1.00 0.00 X 0 0 0 BERNARD L SCHWARTZ TRUSTEE 1.00 0.00 X 0 0 0 ALAN A SHUCH TRUSTEE 1.00 0.00 X 0 0 0 GILLIAN STEEL TRUSTEE 1.00 0.00 X 0 0 0 SY STERNBERG TRUSTEE 1.00 0.00 X 0 0 0 ANDREW H TISCH TRUSTEE 1.00 0.00 X 0 0 0 ERNEST TOLLERSON TRUSTEE 1.00 0.00 X 0 0 0 IRA UNSCHULD TRUSTEE 1.00 0.00 X 0 0 0 BRIDGET VAN KRALINGEN TRUSTEE 1.00 0.00 X 0 0 0 SUSAN WATERFALL TRUSTEE 1.00 0.00 X 0 0 0 SUE ANN WEINBERG TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL WEISBERG TRUSTEE 1.00 0.00 X 0 0 0 JANE WEITZMAN TRUSTEE 1.00 0.00 X 0 0 0 BYRON R WIEN TRUSTEE 1.00 0.00 X 0 0 0 KEITH WOFFORD TRUSTEE 1.00 0.00 X 0 0 0 DAVID W ZALAZNICK TRUSTEE 1.00 0.00 X 0 0 0 FREDDY TAVERAS SECRETARY,EVP & GEN. COUNSEL 35.00 0.00 X 235491 0 51063 RICHARD SHEIN ASSISTANT TREASURER AND CFO 35.00 0.00 X 239497 0 69718 VALERIE PALEY SVP AND LIBARY DIRECTOR 35.00 0.00 X 228211 0 56105 MATTHEW BREGMAN VP DEVELOPMENT 35.00 0.00 X 217959 0 63631 MARCI REAVEN-TANIS VP HISTORY EXHIBITS 35.00 0.00 X 195277 0 18311 MARGARET HOFER VP MUSEUM DIRECTOR 35.00 0.00 X 191518 0 64046 DALE GREGORY VP PUBLIC PROGRAMS 35.00 0.00 X 170669 0 43940 INES ASLAN-SCHWED VP MARKETING & COMM.(END 10/2021) 35.00 0.00 X 163238 0 55168 FRANK DIMAIOLO VP HUMAN RESOURCES 35.00 0.00 X 150497 0 27594 YASHIRIS MORETA VP OPERATIONS AND CAPITAL PROJECTS 35.00 0.00 X 141375 0 25799 ARLENE BARNARD CONTROLLER 35.00 0.00 X 129608 0 27048 EMILY CROLL DEPUTY MUSEUM DIRECTOR 35.00 0.00 X 122290 0 54297 MICHAEL RYAN VP LIBRARY DIRECTOR (END 6/2021) 35.00 0.00 X 119167 0 15821 3068536 0 676671 27 1 1 0 ROBERT AM STERN ARCHITECTS LLP ONE PARK AVENUE NEW YORK NY 10016 ARCHITECTS 2593814 ZUBATKIN OWNER REPRESENTATION LLC 333 W 52ND ST 6TH FL NEW YORK NY 10019 CONSTRUCTION CONSULTANT 581383 LA PLACA COHEN 520 BROADWAY 11TH FLOOR NEW YORK NY 10012 ADVERTISING 531165 CLANCY MOVING SYSTEMS INC 2963 ROUTE 22 PATTERSON NY 12563 STORAGE 508475 NOUVEAU ELEVATOR INDUSTRIES INC 47-55 37TH STREET LONG ISLAND CITY NY 11101 ELEVATOR MAINTENANCE AND REPAIR 446252 33 1065351 5770719 6287259 32556938 1650986 45680267 EDUCATION & PUBLIC PRO 900099 732387 732387 ADMISSION 900099 729370 729370 TRAVELING EXHIB & LOAN 900099 156218 156218 MEMBERSHIP DUES 900099 77750 77750 REPRODUCTION FEES 900099 75554 75554 3875 3875 1775154 592140 592140 84210 84210 2116327 0 2116327 2116327 2116327 66085901 58500 63280391 0 2805510 58500 2864010 2864010 254200 5770719 266629 -12429 -12429 767507 378033 389474 30326 359148 CAFE/CATERING 900099 134750 134750 REIMBURSEMENT/REBATE 900099 119754 119754 CAFE AMORTIZATION 900099 53869 53869 894 894 309267 53798420 1775154 30326 6312673 60000 60000 2626060 1180731 1209726 235603 12354838 10655455 1134504 564879 726538 636640 53973 35925 2475672 2007827 333004 134841 1131793 884599 182264 64930 72808 31394 40732 682 205385 205385 161500 161500 254784 254784 2507806 2044335 171509 291962 854004 829285 14312 10407 844845 660883 74985 108977 593189 496411 41513 55265 2768246 2623560 107574 37112 44993 44993 47757 12929 31234 3594 8372271 8246687 89583 36001 317512 299935 13724 3853 EQUIP AND REPAIR 1686804 1516999 56625 113180 EXHIBITION COSTS 1369692 1313595 73 56024 COLLECTION ACQUISITIONS 834325 834325 OTHER SUPPLIES 557561 372787 41625 143149 1080834 917914 65404 97516 41949217 35671284 4122533 2155400 4475225 3849103 21718810 11218558 22340008 31608964 1368482 752450 448164 413477 4120276 3360777 196211374 101488450 97410747 94722924 49420849 49288688 6700757 3148706 208003318 198363647 5394980 4728001 1587979 1067693 12500000 12199946 5682423 4016042 25165382 22011682 X 83341889 72393532 99496047 103958433 182837936 176351965 208003318 198363647 11849203 -18335174 0 X 0 1 X 1 1 1 X 32085523 31667398 34991506 32706118 45680267 177130812 32085523 31667398 34991506 32706118 45680267 177130812 18050197 159080615 1762587 2514700 1915058 826155 2792677 9811177 608037 950765 391978 190596 309267 2450643 189392632 20624494 0.84000 0.83400 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2017 AMOUNT: $ 608,037. 2018 AMOUNT: $ 950,765. 2019 AMOUNT: $ 391,978. 2020 AMOUNT: $ 190,596. 2021 AMOUNT: $ 309,267. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X X 0 78023497 365557 -14429937 2157674 61801443 65390673 27704 14656087 2050967 78023497 64288869 3222665 -167851 1953010 65390673 61578181 2153021 2327205 1769538 64288869 58884549 210326 4841322 2358016 61578181 0.25050 0.74950 0.00000 0 0 2335100 2335100 149921202 71484075 78437127 482644 482644 0 9418760 8497077 921683 34053668 21024654 13029014 94722924 ASSET RETIREMENT OBLIGATION 4016042 4016042 X 35082694 -18335174 -453801 -18788975 53871669 254784 -378033 -123249 53748420 41568665 378033 378033 41190632 254784 453801 708585 41899217 PART III, LINE 1A: DESCRIPTION OF COLLECTION PER AUDITED FINANCIAL STATEMENTS - COLLECTIONS ARE NOT CAPITALIZED IN THE NEW-YORK HISTORICAL SOCIETY'S FINANCIAL STATEMENTS. COLLECTIONS, INCLUDING LIBRARY HOLDINGS, ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, AND RESEARCH. THE NEW-YORK HISTORICAL SOCIETY'S BOARD HAS ADOPTED A POLICY WHEREBY ANY PROCEEDS FROM THE SALE OF COLLECTION ITEMS CAN BE UTILIZED ONLY FOR ACQUISITIONS, DIRECT CARE (E.G., CONSERVATION, PRESERVATION, REHOUSING, OR STORAGE) PROCESSING, AND/OR CATALOGING OF THE COLLECTIONS AND COLLECTIONS MANAGEMENT. PART III, LINE 4: DESCRIPTION OF NEW-YORK HISTORICAL'S COLLECTIONS - THE NEW-YORK HISTORICAL SOCIETY HAS TWO MAIN COLLECTIONS - A MUSEUM COLLECTION AND A LIBRARY COLLECTION. THE MUSEUM'S HOLDINGS COMPRISE MORE THAN TWO MILLION WORKS RELATING TO THE FOUNDING OF THE UNITED STATES, THE HISTORY OF ART IN AMERICA, AND THE HISTORY OF NEW YORK AND ITS PEOPLE. THE COLLECTION INCLUDES PAINTINGS, DRAWINGS, SCULPTURES, FURNITURE, DECORATIVE ARTS, SHIP MODELS, TOYS, AND CARRIAGES. THE LIBRARY'S VAST AND INTERRELATED COLLECTIONS INCLUDE 20,000 LINEAR FEET OF MANUSCRIPTS AND ARCHIVES 350,000 BOOKS AND PAMPHLETS; 500,000 PHOTOGRAPHIC PRINTS AND NEGATIVES; 560,000 DRAWINGS, PLANS, AND BLUEPRINTS IN THE ARCHITECTURE COLLECTIONS; 15,000 MAPS AND ATLASES; 10,000 NEWSPAPER TITLES (INCLUDING THE FOURTH LARGEST COLLECTION OF PRE-1820 AMERICAN NEWSPAPER TITLES IN THE UNITED STATES); 275,000 PRINTS AND GRAPHIC ARTWORKS; 20,000 BROADSIDES; AND SUBSTANTIAL COLLECTIONS OF EPHEMERA. THE COLLECTIONS ARE AN ESSENTIAL PART OF NEW-YORK HISTORICAL'S MISSION TO COLLECT, PRESERVE, AND INTERPRET AMERICAN HISTORY AND ART THROUGH ITS MATERIAL CULTURE LEGACY. MORE INFORMATION CAN BE OBTAINED ABOUT BOTH COLLECTIONS AT WWW.NYHISTORY.ORG. PART V, LINE 4: INTENDED USE OF THE ENDOWMENT THE ENDOWMENT SPONSORS PROGRAMMING IN THE FOLLOWING PERCENTAGES: LIBRARY 16% MUSEUM 18% PUBLIC AND EDUCATIONAL 25% COLLECTION ACQUISITION 1% UNRESTRICTED 40% PART X, LINE 2: THE NEW-YORK HISTORICAL SOCIETY IS A NOT-FOR-PROFIT ORGANIZATION, EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) FOR RELATED ACTIVITIES. CONTRIBUTIONS TO IT ARE TAX-DEDUCTIBLE BY DONORS AS PRESCRIBED BY THE CODE. IN ADDITION, THE SOCIETY IS TAX-EXEMPT FROM STATE AND LOCAL INCOME TAX FOR RELATED ACTIVITIES, PROPERTY TAXES, AND SALES TAX. THE SOCIETY RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THE SOCIETY HAS EVALUATED ITS TAX POSITIONS AND HAS DETERMINED THAT IT IS MORE LIKELY THAN NOT THAT THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS AND THAT IT WILL CONTINUE TO BE EXEMPT FROM TAXES. PART XI, LINE 2D - OTHER ADJUSTMENTS: INDIRECT COSTS OF SPECIAL EVENTS NOT DEDUCTED FROM REVENUES -453,801. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -378,033. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 378,033. PART XII, LINE 4B - OTHER ADJUSTMENTS: INDIRECT COSTS OF SPECIAL EVENTS ADDED TO EXPENSES 453,801. CENTRAL AMERICA/CARRIBEAN 0 0 INVESTMENTS 3148706 EUROPE 0 0 PROGRAM SERVICES EXHIBITION DESIGN 132485 EUROPE 0 0 PROGRAM SERVICES SPEAKER/PERFORMER 50000 EUROPE 0 0 PROGRAM SERVICES EXHIBITION/STORE MDSE 34736 NORTH AMERICA 0 0 PROGRAM SERVICES SOFTWARE DESIGN 7200 SOUTH ASIA 0 0 PROGRAM SERVICES EXHIBITION/STORE MDSE 2921 0 0 0 0 0 0 3376048 0 3376048 0 1 1 1 0 0 PART III ACCOUNTING METHOD: FORM 990, SCH F, PART I, LINE 3 ACTIVITIES OUTSIDE THE U.S. DURING THE TAX YEAR, THE NEW-YORK HISTORICAL SOCIETY RECEIVED FUNDS FROM FOREIGN SOURCES, AS FOLLOWS: (1) RIGHTS AND REPRODUCTION INCOME OF $15,421 FROM EUROPEAN SOURCES. (2) RIGHTS AND REPRODUCTION INCOME OF $720 FROM MIDDLE EASTERN SOURCES. (3) EVENT RENTAL INCOME OF $19,000 FROM NORTH AMERICAN SOURCES. (4) OTHER INCOME OF $248 FROM EUROPEAN SOURCES. THE NEW-YORK HISTORICAL SOCIETY ALSO PURCHASES SERVICES AND MATERIALS FROM FOREIGN SOURCES. DURING THE TAX YEAR, THE NEW-YORK HISTORICAL SOCIETY REMITTED FUNDS TO FOREIGN SOURCES, AS FOLLOWS: (1) TO A EUROPEAN PUBLIC SPEAKER/PERFORMER WITH FUND TRANSFERS AGGREGATING $50,000. (2) TO EUROPEAN VENDORS FOR EXHIBITION ITEMS AGGREGATING $81,185. (3) FOR ANIMATION SERVICES FROM A EUROPEAN VENDOR AGGREGATING $51,300. (4) FOR STORE MERCHANDISE (INCLUDING TRANSPORTATION) FROM EUROPEAN VENDORS AGGREGATING $22,442. (5) FOR STORE MERCHANDISE (INCLUDING TRANSPORTATION) FROM ASIAN VENDORS AGGREGATING $14,774. (6) FOR LICENSING/SUBSCRIPTION FEES FROM A EUROPEAN VENDOR AGGREGATING $440. (7) FOR SOFTWARE DESIGN FROM A CANADIAN VENDOR AGGREGATING $7,200. FORM 990, SCH F, PART I, LINE 3, COLUMN (F) METHOD OF REPORTING EXPENSES EXPENSES IN COLUMN (F) ARE REPORTED USING THE ACCRUAL METHOD. X X X X X X 1 BARBI ZAKIN EVENTS LLC 370 EAST 76TH STREET SUITE B503 NEW YORK NY 10021 SPEC EVENTS 0 6024919 161500 5868419 6024919 161500 5868419 AR CA CO CT DC FL IL KY MD MA MI MN MS NH NJ NY NC OH OK PA RI SC TN VA WA WEEKEND/HISTORY 2989252 2820752 168500 45663 124430 16500 HISTORY MAKERS GALA 2578400 2512700 65700 42966 3188 2 457267 437267 20000 13362 20520 6024919 5770719 254200 101991 148138 16500 266629 -12429 SCHEDULE G, PART I, LINE 2B, COLUMN (V) FUNDRAISER THE NEW-YORK HISTORICAL SOCIETY CONTRACTED WITH ONE PROFESSIONAL FUNDRAISER DURING THE TAX YEAR - BARBI ZAKIN EVENTS LLC CONTRACTS WITH BARBI ZAKIN EVENTS LLC RELATED TO CONSULTING WORK FOR THREE OF THE NEW-YORK HISTORICAL SOCIETY'S FUNDRAISING EVENTS AND ONE PROGRAMMING INITIATIVE DURING THE TAX YEAR. EACH CONTRACT CALLED FOR THE PAYMENT OF A FLAT FEE AND THE REIMBURSEMENT OF OUT-OF-POCKET EXPENSES (I.E. STAMPS, OFFICE SUPPLIES AND COPIES OF MATERIALS). THE NEW-YORK HISTORICAL SOCIETY DIRECTLY PAID FOR ALL MAJOR COSTS OF THE EVENTS (SUCH AS INVITATION PREPARATION AND MAILING, CATERING COSTS, AND DECORATIONS), AND THE NEW-YORK HISTORICAL SOCIETY DIRECTLY COLLECTED ALL FUNDS RAISED BY THESE EVENTS AND INITIATIVES. THE FEES AND OUT-OF-POCKET REIMBURSEMENT COSTS FOR THE YEAR AGGREGATED $161,500 AND $10,829, RESPECTIVELY. 1 BARBARA AND DAVID ZALAZNICK BOOK PRIZE 1 50000 CHILDREN'S HISTORY BOOK CLUB PRIZE 1 10000 PART I, LINE 2: MONITORING THE USE OF GRANTS THE NEW-YORK HISTORICAL SOCIETY HAS TWO BOOK AWARDS. THE MONITORING OF THE GRANTS ARE AS FOLLOWS: THE CHILDREN'S HISTORY BOOK PRIZE ($10,000) IS AWARDED ANNUALLY TO AUTHORS FOR A FICTION OR NON-FICTION BOOK ON AMERICAN HISTORY OR BIOGRAPHY FOR MIDDLE READERS THAT IS DISTINGUISHED BY ITS SCHOLARSHIP, ITS LITERARY STYLE, AND ITS APPEAL TO CHILDREN AND EDUCATORS. IN SELECTING THE RECIPIENTS OF THE AWARD, A WIDE ARRAY OF PUBLISHERS IS INVITED TO MAKE RECOMMENDATIONS FROM WHICH A JURY OF TEN (INCLUDING EDUCATORS, HISTORIANS, LIBRARIANS, AND MIDDLE READERS) SELECTS THE FINALIST. THE BARBARA AND DAVID ZALAZNICK BOOK PRIZE IN AMERICAN HISTORY ($50,000) IS AWARDED ANNUALLY TO AN AUTHOR FOR A NON-FICTION BOOK ON AMERICAN HISTORY OR BIOGRAPHY THAT IS DISTINGUISHED BY ITS SCHOLARSHIP, ITS LITERARY STYLE, AND ITS APPEAL TO BOTH A GENERAL AND AN ACADEMIC AUDIENCE. IN SELECTING THE RECIPIENT OF THE AWARD, A WIDE ARRAY OF PUBLISHERS IS INVITED TO MAKE RECOMMENDATIONS FROM WHICH A JURY OF FIVE (FROM BOTH ACADEMIA AND LAY) SELECTS THREE AUTHORS. THE FINALIST IS SELECTED FROM THIS LIST. THE BOOK PRIZE WAS AWARDED IN CONNECTION WITH THE WEEKEND/HISTORY FUNDRAISING EVENT. X X X X X 0 0 0 0 0 0 0 1 0 LOUISE MIRRER PRESIDENT AND CEO 705795 0 49410 0 8534 0 72445 0 31685 0 867869 0 0 0 RICHARD SHEIN ASSISTANT TREASURER AND CFO 217463 0 0 0 22034 0 20792 0 48926 0 309215 0 0 0 FREDDY TAVERAS SECRETARY,EVP & GEN. COUNSEL 235150 0 0 0 341 0 20420 0 30643 0 286554 0 0 0 VALERIE PALEY SVP AND LIBARY DIRECTOR 226831 0 0 0 1380 0 19385 0 36720 0 284316 0 0 0 MATTHEW BREGMAN VP DEVELOPMENT 217080 0 0 0 879 0 18528 0 45103 0 281590 0 0 0 MARGARET HOFER VP MUSEUM DIRECTOR 171925 0 0 0 19593 0 16238 0 47808 0 255564 0 0 0 INES ASLAN-SCHWED VP MARKETING & COMM.(END 10/2021) 162930 0 0 0 308 0 13530 0 41638 0 218406 0 0 0 DALE GREGORY VP PUBLIC PROGRAMS 167676 0 0 0 2993 0 13586 0 30354 0 214609 0 0 0 MARCI REAVEN-TANIS VP HISTORY EXHIBITS 185282 0 0 0 9995 0 15815 0 2496 0 213588 0 0 0 FRANK DIMAIOLO VP HUMAN RESOURCES 150388 0 0 0 109 0 11646 0 15948 0 178091 0 0 0 EMILY CROLL DEPUTY MUSEUM DIRECTOR 121692 0 0 0 598 0 9420 0 44877 0 176587 0 0 0 YASHIRIS MORETA VP OPERATIONS AND CAPITAL PROJECTS 141265 0 0 0 110 0 10655 0 15144 0 167174 0 0 0 ARLENE BARNARD CONTROLLER 129380 0 0 0 228 0 9946 0 17102 0 156656 0 0 0 MICHAEL RYAN VP LIBRARY DIRECTOR (END 6/2021) 117300 0 0 0 1867 0 8809 0 7012 0 134988 0 0 0 PART I, LINE 7 NON-FIXED PAYMENTS THE NEW-YORK HISTORICAL SOCIETY HAS A COMPENSATION COMMITTEE (CONSISTING OF KEY BOARD MEMBERS) THAT MEETS AT LEAST ONCE A YEAR TO CONSIDER THE COMPENSATION OF KEY STAFF. FOR 2021, THE EXECUTIVE COMMITTEE OF THE BOARD APPROVED THE RECOMMENDATION OF THE COMPENSATION COMMITTEE AND AWARDED LOUISE MIRRER, PRESIDENT AND CEO, ADDITIONAL COMPENSATION IN RECOGNITION OF HER LEADERSHIP. THE ADDITIONAL COMPENSATION WAS INCLUDED IN TAXABLE INCOME. X 75 0 X 54 0 X 17 1650986 FMV ON DATE RECEIVED X OTHER PRINTS 57 0 X PHOTOGRAPHS 24 0 X MANUSCRIPTS 22 0 X BOOKS, NEWSPAPERS 17 0 5 0 1 0 PART I, COLUMN (B): THE NUMBER OF ITEMS CONTRIBUTED THE NUMBER REPORTED IN COLUMN (B) REPRESENTS THE NUMBER OF ITEMS CONTRIBUTED. PART I, LINE 32B: GIFT ACCEPTANCE POLICY THE NEW-YORK HISTORICAL SOCIETY ACCEPTED NUMEROUS OBJECTS INTO BOTH ITS MUSEUM AND LIBRARY COLLECTIONS DURING THE FISCAL YEAR. (SEE SCHEDULE D, PART III, LINE 4, AND SCHEDULE D, PART XIII, FOR A DESCRIPTION OF THE NEW-YORK HISTORICAL SOCIETY'S COLLECTIONS.) FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: TO COLLECT, PRESERVE, AND INTERPRET, FOR THE BROADEST POSSIBLE PUBLIC, MATERIAL RELEVANT TO THE HISTORY OF THE UNITED STATES IN GENERAL AND OF NEW YORK STATE AND CITY IN PARTICULAR. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: MUSEUM AND MUSEUM EXHIBITIONS THE FOUNDING MISSION OF THE NEW-YORK HISTORICAL SOCIETY'S MUSEUM IS TO GATHER, PRESERVE, AND INTERPRET MATERIALS RELATED TO AMERICAN HISTORY SEEN THROUGH THE LENS OF NEW YORK. IT HOLDS ONE OF THE WORLD'S PREMIER COLLECTIONS OF HISTORICAL ARTIFACTS, AMERICAN ART, AND OTHER MATERIALS. THE MUSEUM'S COLLECTION COMPRISES MORE THAN TWO MILLION WORKS. (SEE SCHEDULE D, PART XIII FOR MORE INFORMATION ABOUT THE COLLECTION.) EXHIBITIONS, BOTH PERMANENT AND ROTATING, ENABLE THE NEW-YORK HISTORICAL SOCIETY TO INTERPRET AND SHOWCASE THESE MATERIALS TO THE BROADEST POSSIBLE PUBLIC. IN TAX YEAR 2021 NEW-YORK HISTORICAL'S EXHIBITIONS SERVED MORE THAN 100,000 PEOPLE AND INCLUDED 10 TEMPORARY EXHIBITIONS ON VIEW AT THE MUSEUM AS WELL AS TRAVELING EXHIBITIONS ON VIEW AT SEVEN (7) VENUES THROUGHOUT THE UNITED STATES. THESE EXHIBITIONS TELL THE STORY OF THE UNITED STATES THROUGH ARTIFACTS AND ART. IN ADDITION, EVERY YEAR, NEW-YORK HISTORICAL REGULARLY LENDS INDIVIDUAL OR SMALL GROUPS OF COLLECTION OBJECTS TO OTHER INSTITUTIONS TO FURTHER ITS MISSION. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: EDUCATIONAL AND PUBLIC PROGRAMS NEW-YORK HISTORICAL PROVIDES NUMEROUS EDUCATIONAL PROGRAMS THAT BENEFIT THE GENERAL PUBLIC, TEACHERS, STUDENTS AND CHILDREN. THE EDUCATION DEPARTMENT OF THE NEW-YORK HISTORICAL SOCIETY ORGANIZES AND PRESENTS AN EXTENSIVE RANGE OF SCHOOL PROGRAMS FOR STUDENTS AND PROFESSIONAL DEVELOPMENT PROGRAMS FOR TEACHERS, AS WELL AS DEVELOPS AND DISTRIBUTES CLASSROOM RESOURCES. DURING TAX YEAR 2021, APPROXIMATELY 95,000 EDUCATORS AND STUDENTS WERE SERVED DIRECTLY THROUGH EDUCATIONAL PROGRAMS IN BOTH THE MUSEUM BUILDING AND SCHOOLS THROUGHOUT THE METROPOLITAN AREA. IN ADDITION, NEW-YORK HISTORICAL'S CURRICULUMS ARE USED BY SCHOOLS THROUGHOUT THE UNITED STATES AND BEYOND. NEW-YORK HISTORICAL OFFERS AN AWARD-WINNING HIGH SCHOOL INTERNSHIP PROGRAM, AND 100% OF ITS PARTICIPANTS GO ON TO COLLEGE. INTERNSHIPS ARE ALSO AVAILABLE FOR COLLEGE STUDENTS PURSUING CAREERS IN HISTORY EDUCATION. THE NEW-YORK HISTORICAL SOCIETY IS HOME TO DIMENNA CHILDREN'S HISTORY MUSEUM, AN INTERACTIVE, EDUCATIONAL EXHIBITION SPACE FOR CHILDREN OF ALL AGES. HERE, CHILDREN HAVE FUN WHILE LEARNING ABOUT AMERICAN HISTORY THROUGH COLORFUL EXHIBITS, DIGITAL INSTALLATIONS, AND THOUGHT-PROVOKING PROGRAMS, INCLUDING LIVING HISTORY AS WELL AS STORY TIMES IN THE BARBARA K. LIPMAN CHILDREN'S HISTORY LIBRARY. THE NEW-YORK HISTORICAL SOCIETY'S CENTER FOR WOMEN'S HISTORY HAS ESTABLISHED ITSELF AS AN INDISPENSABLE DRIVER OF THE NATIONAL CONVERSATION AROUND WOMEN'S HISTORY, RIGHTS, AND NARRATIVES. FOCUSED ON THE INTERSECTION OF RACE, CLASS, GENDER, AND SEXUALITY, THE CENTER HAS BECOME A VITAL HUB FOR SCHOLARSHIP, PROGRAMMING, AND EDUCATION UNDER THE LEADERSHIP OF DIRECTOR DR. VALERIE PALEY. IT HAS ALSO BEEN BEHIND SOME OF THE MOST THRILLING INITIATIVES AT NEW-YORK HISTORICAL IN RECENT YEARS, INCLUDING THE BILLIE JEAN KING ARCHIVE, THE MERYL STREEP-NARRATED FILM "WE RISE", AND THE ANNUAL DIANE AND ADAM E. MAX CONFERENCE IN WOMEN'S HISTORY. THE PUBLIC PROGRAMS DEPARTMENT FOSTERS LIFELONG LEARNING AND A DEEPER APPRECIATION FOR THE RELEVANCE OF HISTORY THROUGH ITS ONLINE AND LIVE AUDIENCE LECTURES AND CURATORS AND OFF-SITE WALKING TOURS. DURING TAX YEAR 2021, ABOUT 13,500 PEOPLE ATTENDED THESE ADULT PROGRAMS IN THE AGGREGATE. MANY OF THESE PROGRAMS ARE ALSO AVAILABLE TO A GLOBAL AUDIENCE THROUGH OUR PODCAST, ON TELEVISION (PBS), AND THROUGH AUDIO AND VIDEO RECORDINGS ON NEW-YORK HISTORICAL'S WEBSITE. THE TANG ACADEMY FOR AMERICAN DEMOCRACY IS AN INNOVATIVE CIVICS AND HISTORY EDUCATION PROGRAM FOR CLASSES OF 6TH GRADE STUDENTS THAT TAKES PLACE OVER THE COURSE OF FOUR CONSECUTIVE SCHOOL DAYS, AT THE NEW-YORK HISTORICAL SOCIETY. THIS UNIQUE RESIDENCY MODEL IMMERSES STUDENTS IN THE STUDY OF DEMOCRACY THROUGH GALLERY VISITS, PRIMARY SOURCE-DRIVEN DISCUSSIONS, INTERACTIVE SIMULATIONS, AND ART-MAKING. STUDENTS TRACE THE EVOLUTION OF DEMOCRACY BY COMPARING ITS ORIGINS IN ANCIENT ATHENS TO ITS DEVELOPMENT IN THE UNITED STATES, FROM THE FOUNDING ERA TO THE PRESENT DAY. THROUGHOUT THE EXPERIENCE, STUDENTS LEARN NEW HISTORICAL CONTENT, PRACTICE CRITICAL THINKING SKILLS, AND DEVELOP AN APPRECIATION FOR THE FRAGILITY AND IMPORTANCE OF OUR NATION'S PARTICIPATORY FORM OF GOVERNMENT, WITH THE OVERARCHING GOAL OF MOTIVATING STUDENTS TO TAKE ON THE ROLE OF ACTIVE CIVIC AGENTS NOW AND IN ADULTHOOD. THE NEW-YORK HISTORICAL SOCIETY PROVIDES THIS PROGRAM FREE OF CHARGE TO ALL PARTNER SCHOOLS, COVERING THE COST OF INSTRUCTORS, CLASSROOM SPACE IN THE MUSEUM, TRAVEL TO/FROM THE MUSEUM, AND LIGHT SNACKS AND OTHER MATERIALS. FOR THOSE SCHOOLS UNABLE TO TRAVEL TO THE MUSEUM, VIRTUAL AND IN-SCHOOL VERSIONS OF THE PROGRAM ARE ALSO AVAILABLE FOR FREE. THE NEW-YORK HISTORICAL SOCIETY OPERATES THE INSTITUTE FOR CONSTITUTIONAL STUDIES, A LEADING NATIONAL FORUM FOR THE INTERDISCIPLINARY STUDY OF AMERICAN CONSTITUTIONAL HISTORY. THE INSTITUTE OFFERS ADVANCED SEMINARS, AS WELL AS WORKSHOPS DEVOTED TO IMPROVING THE TEACHING OF CONSTITUTIONAL HISTORY. THESE PROGRAMS ARE DESIGNATED FOR DOCTORAL STUDENTS, JUNIOR FACULTY MEMBERS, LAWYERS, AND EDUCATORS. THE NEW-YORK HISTORICAL SOCIETY ESTABLISHED THE CITIZENSHIP PROJECT TO EDUCATE IMMIGRANTS AS THEY PURSUE U.S. CITIZENSHIP. THIS INNOVATIVE PROGRAM USES THE MUSEUM'S EXHIBITIONS AND COLLECTIONS ITEMS TO HELP PERMANENT RESIDENTS STUDY FOR THE CIVICS QUESTIONS ON THE U.S. NATURALIZATION EXAM. THE NEW-YORK HISTORICAL SOCIETY EDUCATES AND INFORMS THE PUBLIC THROUGH ITS WEBSITE (WWW.NYHISTORY.ORG) AND SOCIAL MEDIA CHANNELS (FACEBOOK, TWITTER, INSTAGRAM, TUMBLR, YOUTUBE, AND PINTEREST), MAKING EDUCATIONAL MATERIALS, PUBLIC PROGRAMS, AND DIGITAL EXHIBITS AVAILABLE REMOTELY. IN TAX YEAR 2021, NEW-YORK HISTORICAL'S WEBSITE HAD MORE THAN 2.4 MILLION UNIQUE PAGEVIEWS, AND ITS SOCIAL MEDIA CHANNELS REACHED MORE THAN 345,000 FOLLOWERS IN AGGREGATE. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: LIBRARY THE PATRICIA D. KLINGENSTEIN LIBRARY AT THE NEW-YORK HISTORICAL SOCIETY IS ONE OF THE FIRST INDEPENDENT RESEARCH LIBRARIES IN THE UNITED STATES. ITS EXTENSIVE COLLECTIONS, DATING FROM THE 16TH CENTURY TO THE PRESENT, PROVIDE UNIQUE INSIGHTS INTO THE HISTORY OF NEW YORK AND THE NATION. COLLECTION STRENGTHS INCLUDE: LOCAL HISTORY OF NEW YORK CITY, NEW YORK STATE AND THE EASTERN SEABOARD; EXPLORATION AND VOYAGES; COLONIAL HISTORY, THE REVOLUTIONARY WAR AND EARLY REPUBLIC; MERCANTILE HISTORY OF NEW YORK AND THE EXPANDING NATION; AMERICAN MILITARY AND NAVAL HISTORY; ANGLO-AMERICAN SLAVE TRADE AND CONDITIONS OF SLAVERY IN THE UNITED STATES; THE CIVIL WAR; RELIGION AND RELIGIOUS MOVEMENTS; NEW YORK CITY SOCIAL SERVICES AND CHARITABLE ORGANIZATIONS; NEW YORK CITY ARCHITECTURE; PORTRAITURE AND DOCUMENTARY PHOTOGRAPHY; EPHEMERA COLLECTIONS SUCH AS THE BELLA C. LANDAUER COLLECTION OF BUSINESS AND ADVERTISING ART. FORM 990, PART VI, SECTION B, LINE 11B APPROVAL PROCESS OF FORM 990 THE COMPLETED FORM 990 AND SCHEDULES ARE PRESENTED FOR REVIEW TO THE AUDIT COMMITTEE. AFTER THE AUDIT COMMITTEE'S APPROVAL, THE FULL BOARD OF TRUSTEES IS SENT (VIA EMAIL) A COMPLETE COPY OF THE FORM 990, AS IT WILL BE FILED WITH THE IRS, FOR ITS REVIEW. AFTER A COMMENT PERIOD OF A REASONABLE NUMBER OF DAYS, THE PRESIDENT AND CEO IS AUTHORIZED TO SIGN AND THE STAFF IS AUTHORIZED TO FILE THE FORM 990 AND SCHEDULES WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND COMPLIANCE WITH CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY IS MONITORED BY THE SENDING OF A CONFLICT OF INTEREST DISCLOSURE FORM AND QUESTIONNAIRE ON AN ANNUAL BASIS TO ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES. THE GENERAL COUNSEL IS CHARGED WITH MAKING A GOOD FAITH EFFORT TO COLLECT EXECUTED QUESTIONNAIRES FROM ALL RECIPIENTS, REVIEWING ALL RESPONSES FOR COMPLETENESS, AND FOLLOWING UP ON ANY MATTERS THAT ARE PRESENTED IN THE RESPONSES. PER THE CONFLICT OF INTEREST POLICY, A TRUSTEE, OFFICER, OR KEY EMPLOYEE WITH DIRECT OR INDIRECT FINANCIAL OR OTHER MATERIAL INTEREST MAY NOT PARTICIPATE IN THE VOTE ON THE MATTER PERTAINING TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMPENSATION REVIEW PROCESS IN NOVEMBER OF EACH YEAR, INDEPENDENT TRUSTEE MEMBERS OF THE EXECUTIVE COMMITTEE ACT AS A COMPENSATION COMMITTEE AND REVIEW AND APPROVE THE SALARIES AND PERFORMANCE OF THE OFFICERS AND KEY EMPLOYEES (OTHER THAN THE PRESIDENT AND CEO WHOSE COMPENSATION IS SET BY AGREEMENT AND DESCRIBED BELOW). AT THE ANNUAL COMPENSATION COMMITTEE MEETING, THE PRESIDENT AND CEO PRESENTS EXISTING STUDIES OF COMPARABLE SALARIES (I.E., EXISTING AND CURRENT COMPENSATION STUDIES PREPARED BY INDEPENDENT FIRMS OR SURVEYS OF COMPENSATION PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR FUNCTIONALLY COMPARABLE POSITIONS IN A SIMILAR GEOGRAPHIC AREA) AND MAKES SALARY RECOMMENDATIONS, TAKING INTO ACCOUNT THE COMPENSATION INFORMATION PRESENTED. THE PRESIDENT AND CEO TAKES CONTEMPORANEOUS MINUTES OF THE MEETING WHICH SHE DEPOSITS ALONGSIDE THE REGULAR MINUTES OF THE MEETING IN A SEALED ENVELOPE MARKED "BOARD CONFIDENTIAL." WHEN THE PRESIDENT AND CEO'S EMPLOYMENT AGREEMENT IS UP FOR RENEWAL, THE COMPENSATION COMMITTEE, COMPRISING INDEPENDENT TRUSTEE MEMBERS OF THE EXECUTIVE COMMITTEE, RETAINS AN OUTSIDE CONSULTANT TO UNDERTAKE A FORMAL COMPARABILITY STUDY OF HER COMPENSATION TO FACILITATE REVIEW OF THE PROPOSED SALARY FOR THE PERIOD OF THE UPCOMING CONTRACT. THE OUTSIDE CONSULTANT IS ENGAGED DIRECTLY BY THE BOARD CHAIR. THE BOARD CHAIR LEADS THE COMPENSATION COMMITTEE'S DISCUSSION OF THE PRESIDENT AND CEO'S COMPENSATION WITHOUT ANY STAFF IN THE ROOM. THE BOARD CHAIR TAKES CONTEMPORANEOUS MINUTES AND DEPOSITS ALONGSIDE THE REGULAR MINUTES OF THE MEETING IN A SEALED ENVELOPE MARKED "BOARD CONFIDENTIAL." THE MOST RECENT COMPENSATION REVIEW TOOK PLACE IN OCTOBER 2021. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC AVAILABILITY OF DOCUMENTS THE NEW-YORK HISTORICAL SOCIETY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST. IN ADDITION, THE AUDITED FINANCIAL STATEMENTS ARE FILED WITH THE CHARITIES BUREAU OF THE NEW YORK STATE ATTORNEY GENERAL'S OFFICE AND AVAILABLE TO THE PUBLIC FROM THE BUREAU. THE PUBLIC INSPECTION COPY OF THE FORM 990 IS MADE AVAILABLE TO THE PUBLIC THROUGH THE NEW-YORK HISTORICAL SOCIETY'S WEBSITE (WWW.NYHISTORY.ORG).