2023-04-13T09:46:39-07:00 2022-05-31 471371818 Tapia & Huckabay PC PO Box 38 Vergennes VT 05491 990 2021-06-01 061669185 Norwich University Applied Research Institutes Ltd NORW 8024852750 PO Box 30 Northfield VT 056630030 Philip T Susmann President 8024852750 2023-04-13 true Philip Susmann XXX-XX-XXXX William S Huckabay CPA P00154308 8028707086 3 AAL1 IAL1 FAL1 2021 2023-04-26 12:10:37Z NUARI Philip Susmann PO Box 30 Northfield VT 05663 8048924 false X www.NUARI.org X 2002 VT To serve the national public interest through the study of critical issues, to provide rapid research and development of needed technology, to enhance national response capability through educational and training programs serving as a national education center for counter-terrorism and cybercrime. 13 11 59 11 0 0 5529295 4575863 2048719 3471327 1831 1734 8 0 7579853 8048924 0 0 0 0 3304564 4674130 0 0 0 3202679 2581723 6507243 7255853 1072610 793071 3051687 3216977 1154306 526525 1897381 2690452 To serve the national public interest through the study of critical national issues; to provide rapid research, development and deployment of needed technology solutions; to address related critical policy, information management and technology issues to enhance national response capability; to develop related educational and training programs; and to serve as a national education center for counter-terrorism and cybercrime. false false 2776895 0 617467 TRAINING, EXERCISE AND SIMULATION ACTIVITIES Cyber Exercise Support Exercises - a) scenarios and exercises using the DECIDE FS Tool to demonstrate effectiveness and need for cyber incident response plans in the financial sector, b) Cyber Intrusion Planning and Detection for the State of Vermont, and c) Cyber Education Training. 1161875 0 510574 COURSEWARE DEVELOPMENT AND DESIGN ACTIVITIES Development of web-based incident response training for states and communities which will enhance their response capabilities and preparedness in the event of a cyber attack, national emergency or other disaster. 1819754 0 2343286 OTHER PROGRAM SERVICES Provided SME support and program management for visual augmentation systems and other related defense technology programs; developed educational innovation through SME support and program management, and provided other specialized technical services. 5758524 true true false false false false false false false false true false false false true true true true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true 21 0 true 59 true false false false false false false false false false false false false X 13 11 false false false false false true true true true false false true true true true true true true true false X Cheryl Willette 8024852704 63 Crescent Avenue 2nd Floor Northfield VT 05663 Robert B Mack Chair 1.00 X X 0 0 0 Mark Anarumo Director 1.00 X 0 364364 101606 Andrew Bannon Director 0.50 X 0 0 0 William Goodman Director 0.50 X 0 0 0 Gen Alfred M Gray Director 0.50 X 0 0 0 Frederick M Haynes Director 0.50 X 0 0 0 Joel Kobert Director 0.50 X 0 0 0 John Koziol Director 0.50 X 0 0 0 William Lasky Vice Chair 0.50 X X 0 0 0 Mark D Young Director 0.50 X 0 0 0 Tom Leavitt Director 0.50 X 0 0 0 Robert Lindefjeld Director 0.50 X 0 0 0 Philip T Susmann President 40.00 X X 279927 0 46078 Andrew Zybas Senior Vice President 40.00 X 122466 0 1065 Marlene Betit Treasurer 40.00 X 103434 0 36729 Michelle Leslie Secretary 6.00 X 7908 0 0 John Kunelius COO & Vice President 40.00 X 148044 0 19293 Michael Schulz Associate Vice President 40.00 X 149244 0 20020 Kristen Pedersen Vice President 40.00 X 117515 0 18473 Theodore Staake Senior Software Developer 40.00 X 107987 0 9291 Jack Skoda Cyber Operations Manager 40.00 X 103297 0 6695 1139822 364364 259250 8 false true false L3 Technologies 9 Akira Way Londonderry NH 03053 Subcontractor 1501387 Norwich University 158 Harmon Drive Northfield VT 05663 Subcontractor 304343 University of Arkansas One University Place Fayetteville AR 72701 Subcontractor 244774 3 0 0 0 0 4575863 0 0 4575863 Cyber exercise & scenario development 541700 1128041 0 0 Other scientific & technical services 541900 2343286 0 0 3471327 1734 0 1734 0 Miscellaneous income 900099 0 0 0 0 0 8048924 3471327 0 1734 0 0 0 0 0 0 0 0 762472 472991 289481 0 0 0 0 0 3083018 2472737 610281 0 156951 120240 36711 0 390018 307267 82751 0 281671 215788 65883 0 0 0 0 0 51222 0 51222 0 23816 0 23816 0 0 0 0 0 0 0 0 0 0 0 1702058 1673617 28441 0 0 0 0 0 190494 39533 150961 0 126188 109490 16698 0 0 0 0 0 24808 21525 3283 0 119140 69675 49465 0 0 0 0 0 21858 419 21439 0 0 0 0 0 0 0 0 0 9220 8000 1220 0 46632 0 46632 0 Program materials & supplies 240771 240771 0 0 Memberships 7149 2000 5149 0 Other expenses 18367 4471 13896 0 7255853 5758524 1497329 0 38972 99265 952259 1462392 1755226 1429409 204703 141967 41490 23050 27660 18440 72867 65504 3051687 3216977 721053 405547 398566 106738 34687 14240 1154306 526525 X 1897381 2690452 0 0 1897381 2690452 3051687 3216977 793071 X false true X true true true X 0 0 1245486 1402159 2420225 5529295 4575863 15173028 677412 760350 1228084 2048719 3471327 8185892 0 0 1922898 2162509 3648309 7578014 8047190 23358920 0 560736 652154 1080496 1675084 2808510 6776980 560736 652154 1080496 1675084 2808510 6776980 16581940 1697 1241 2232 1831 1734 8735 1697 1241 2232 1831 1734 8735 174 119 282 8 0 583 23368238 0.70960 0.77480 0.00040 0.00050 X Pt III Ln 12 Other Income Part III, Line 12 Description: Flexible Spending Account Forfeitures 2017: 174. 2018: 0. 2019: 282. 2020: 0. 2021: 0. Description: Miscellaneous Income 2017: 0. 2018: 119. 2019: 0. 2020: 8. 2021: 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 41490 23050 18440 0 0 0 0 0 0 0 0 18440 Due to Affiliate 14240 14240 X 8048924 8048924 8048924 7255853 7255853 7255853 Pt X, Line 2 "NUARI is a not-for-profit corporation as described in Section 501(c)(3) of the U.S. Internal Revenue Code and is generally exempt from federal and state income tax under Section 509(a)(2) of the Code. NUARI believes it has taken no significant uncertain tax positions." X X true true X X X X false false false false false false false true true true Mark Anarumo 0 356649 0 0 0 7715 0 21750 0 79856 0 465970 0 0 Philip T Susmann 254135 0 25000 0 792 0 15438 0 30640 0 326005 0 0 0 John Kunelius 140944 0 7000 0 100 0 8549 0 10744 0 167337 0 0 0 Michael Schulz 141143 0 8000 0 101 0 8601 0 11419 0 169264 0 0 0 Pt I Line 1a The Board of Directors previously approved a change to its original Expense Reimbursement Policy which allows Directors to travel at the next higher available airfare class when a scheduled flight segment is in excess of two hours. The Director must submit a printout for both the coach fare as well as a receipt for the higher fare for the same itinerary and date of travel. Pt I Line 1a Director Mark Anarumo is required by Norwich University, (a related organization), to live in a house provided by the University as a condition of his employment and for the convenience of the employer. The value of the his 2021 housing in the amount of $54,660 is included in NUARI's Form 990, Schedule J, Part (D) as part of his nontaxable benefits. Pt I Line 7 The University and NUARI may award bonuses in certain circumstances to reward effort and performance. Pt I Line 8 Director Mark Anarumo entered into an initial contract with the University effective June 1, 2020 through May 31, 2023. Pt VI, Line 7a Members of the Organization's Board of Directors are appointed by the Norwich University Board of Trustees. Pt VI, Line 7b Approval by the majority of the Norwich University Board of Trustees is only required for the appointment (including the filling of a vacant Board position), and/or removal of Directors of the Organization. Pt VI, Line 11b The Audit Committee is charged with the responsibility for reviewing and approving the annual Tax Return prior to its submission. Pt VI, Line 12c All Board Directors, Officers, and Key Employees are required to read the Organization's Conflict of Interest Policy and to sign an annual statement disclosing any real or potential conflicts of interest. Signed statements are submitted to the Board Secretary and summarized for the entire Board. In the event the Secretary perceives a potential conflict of interest, the matter is referred to the Board for further review and a determination as to how to proceed. Any further procedures are then documented in the Board minutes. Pt VI, Line 15a The Organization obtains salary comparability data for its Directors, Officers, and Key Employees; this information is then reviewed by the Organization's Compensation Committee in determining appropriate compensation for those individuals. Pt VI, Line 15b Same as above. Pt VI, Line 19 The Organization makes all organizational documents, including its Form 1023, annual tax returns, governing documents and policies, and financial statements available for public inspection upon request. Form 990, Part IX, Line 11g Training, Exercise & Simulation Support 346465. 346465. 0. 0. Form 990, Part IX, Line 11g Courseware Development & Design 889421. 889421. 0. 0. Form 990, Part IX, Line 11g Other Program Services 437731. 437731. 0. 0. Form 990, Part IX, Line 11g Virtual Marketing Consultants 25000. 0. 25000. 0. Form 990, Part IX, Line 11g Strategic Planning Consultant 2400. 0. 2400. 0. Form 990, Part IX, Line 11g Other Administrative Services 1041. 0. 1041. 0. Norwich University 158 Harmon Drive Northfield VT 05663 030179424 Higher Education VT 501(c)(3) 2 NA false false false false false false false false false false false true true true false true false true false false Norwich University (NU) NUARI provided program services to NU l 872861 Standard Rates Norwich University (NU) NU provided program services to NUARI m 292539 Standard Rates Norwich University (NU) NUARI purchases e-mail telephone and internet servi q 6249 Cost Norwich University (NU) NUARI leases office space from NU k 158755 Standard Rates Norwich University (NU) NUARI and NU share employees o 13874 Cost