2023-04-05T12:28:09-05:00 2022-05-31 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2021-06-01 340714818 FRANCISCAN UNIVERSITY OF STEUBENVILLE FRAN 7402833771 1235 UNIVERSITY BOULEVARD STEUBENVILLE OH 43952 ROBERT L DOUGHERTY VICE PRESIDENT OF FINANCE 7402833771 2023-04-04 1 ROBERT DOUGHERTY 999009999 SARAH R PIOT P01358891 4122613644 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z FR DAVE PIVONKA TOR 1235 UNIVERSITY BOULEVARD STEUBENVILLE OH 43952 179533452 0 X WWW.FRANCISCAN.EDU X 1946 OH INSTITUTION OF HIGHER EDUCATION AND CHRISTIAN OUTREACH PROGRAMMING. 22 21 2103 584 2641051 0 14086251 52377881 92070656 97911209 2973344 3787496 3026572 3072264 112156823 157148850 36691954 35905451 0 0 43302654 45883887 0 0 4190164 29011960 35139740 109006568 116929078 3150255 40219772 274293710 297369155 64575392 61755736 209718318 235613419 SEE SCHEDULE O 0 0 91138878 35905451 95688024 INSTRUCTION AND AUXILIARY SERVICES (INCLUDING ROOM AND BOARD) AS RELATED TO THE INSTRUCTION OF 3,913 UNDERGRADUATE AND GRADUATE STUDENTS (INCLUDES ONLINE DELIVERY STUDENTS) ENROLLED IN 54 MAJORS AND 46 MINOR ACADEMIC PROGRAMS. A TOTAL OF 541 UNDERGRADUATE AND 211 MASTERS DEGREES WERE CONFERRED IN THE 2021-22 ACADEMIC YEAR. 5353504 2784913 CHRISTIAN OUTREACH PROGRAMS PROVIDE SPIRITUAL FORMATION AND EDUCATION, INVITING CATHOLICS INTO A LIFELONG RELATIONSHIP WITH CHRIST AND HIS CHURCH. YOUTH AND ADULTS PARTICIPATE IN ANNUAL CONFERENCES, EVENTS, AND SEMINARS IN THE U.S AND CANADA. A DIGITAL CATECHETICAL PLATFORM ALSO FURTHERS THE UNIVERSITY'S GOALS FOR THE NEW EVANGELIZATION. PARTICIPANTS TOTALED 16,377 FOR 2021-22. DUE TO THE COVID-19 PANDEMIC CHRISTIAN OUTREACH CONFERENCES WERE NOT CONDUCTED AT FULL CAPACITY IN 2021-22. 96492382 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 1 0 1 0 0 0 1 1 0 1 0 1 4478 0 1 2103 1 1 1 1 AU 0 0 0 1 1 0 0 0 0 0 0 X 22 21 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 FL KY LA MD MA MI MN SC X DAVID F LYLE 7402833771 1235 UNIVERSITY BOULEVARD STEUBENVILLE OH 43952 DAVID DEWOLF VICE CHAIR 1.00 0.00 X X 0 0 0 REV JOSEPH LEHMAN TOR CHAIR 1.00 0.00 X X 0 0 0 FR DAVE PIVONKA TOR PRESIDENT 50.00 0.50 X X 0 0 0 SR MARY RACHEL CAPETS OP TRUSTEE 1.00 0.00 X 0 0 0 JOHN GOETZ TRUSTEE 1.00 0.00 X 0 0 0 PHILIP HOWARD TRUSTEE 1.00 0.00 X 0 0 0 CHRISTOPHER IRVIN TRUSTEE 1.00 0.00 X 0 0 0 W PAUL JONES TRUSTEE 1.00 0.00 X 0 0 0 REV JOHN MARK KLAUS TOR TRUSTEE 1.00 0.00 X 0 0 0 ALBERT H LANGSENKAMP TRUSTEE 1.00 0.00 X 0 0 0 BRIAN MCCARTHY TRUSTEE 1.00 0.00 X 0 0 0 DR DANIEL MCMAHON TRUSTEE (ENTER 1/2022) 1.00 0.00 X 0 0 0 REV JAMES PUGLIS TOR TRUSTEE 1.00 0.00 X 0 0 0 RICHARD RIEDERER TRUSTEE 1.00 0.10 X 0 0 0 RON RIGGINS TRUSTEE (ENTER 4/2022) 1.00 0.00 X 0 0 0 FR MATTHEW RUSSICK TOR TRUSTEE (ENTER 11/2021) 1.00 0.00 X 0 0 0 DR DEBORAH SAVAGE TRUSTEE (EXITED 07/2021) 1.00 0.00 X 0 0 0 HOPE SCHNEIR TRUSTEE (ENTER 5/2022) 1.00 0.00 X 0 0 0 REV MATTHEW SIMONS TOR TRUSTEE 1.00 0.00 X 0 0 0 BR MARIUS STROM TOR TRUSTEE 1.00 0.00 X 0 0 0 MARK THOMAS TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL TOBIN TRUSTEE 1.00 0.00 X 0 0 0 DR PAULA TRZEPACZ TRUSTEE 1.00 0.00 X 0 0 0 REV LARRY UHLMAN TOR TRUSTEE (EXITED 09/2021) 1.00 0.00 X 0 0 0 JOEL S RECZNIK VP OF ENROLLMENT MGMT 50.00 0.00 X 134427 0 105286 BRENAN PATRICK PERGI VP OF HR (THRU. 2/22), VP OF OP (EFF. 2/21) 50.00 0.00 X 161213 0 62808 DR DANIEL R KEMPTON VP FOR ACADEMIC AFFAIRS 50.00 0.00 X 157824 0 42323 TOM PAPPALARDO VP OF ADVANCEMENT (EXITED 9/2021) 50.00 0.00 X 166379 0 30755 RICHARD ROLLINO VP OF FINANCE (EXITED 8/2021) 50.00 0.10 X 114117 0 38161 ROBERT HICKEY CAMPAIGN DIRECTOR (ENTERED 6/2021), VP FOR ADVANCEMENT (EFF. 9/21) 50.00 0.00 X 88985 0 56529 MARK R JOSEPH VP FOR CENTER FOR EVANGELIZATION 50.00 0.00 X 127041 0 12519 DR DANIEL DENTINO VP OF STUDENT LIFE (ENTER 6/2021) 50.00 0.00 X 80800 0 27790 JANINE MURDOCK CORPORATE SECRETARY 40.00 0.00 X 43787 0 34709 FR JONATHAN ST ANDRE TOR VP FRANCISCAN LIFE 1.00 0.00 X 0 0 0 ROBERT DOUGHERTY VP OF FINANCE (ENTER 3/2022) 50.00 0.10 X 0 0 0 DANIEL KUEBLER DEAN OF SCHOOL OF NATURAL AND APPLIED SCIENCES 50.00 0.00 X 184356 0 39582 WILLIAM NEWTON PROFESSOR 50.00 0.00 X 134787 0 105679 MICHAEL ANDREOLA EXECUTIVE DIRECTOR FOR PHILANTHROPIC GIVING 50.00 0.00 X 120124 0 119156 SCOTT SOLLOM ASSOCIATE PROFESSOR 50.00 0.00 X 120933 0 115248 PAUL F SYMINGTON DIRECTOR OF ONLINE BA IN PHILOSOPHY 50.00 0.00 X 160866 0 71931 CHRISTOPHER TODD DAVIS DIRECTOR OF IT 50.00 0.00 X 126181 0 40937 1921820 0 903413 43 0 1 0 PARKHURST DINING SERVICES 285 EAST WATERFRONT DR STE 200 HOMESTEAD PA 15120 FOOD SERVICE 4127173 MASSARO CORPORATION 120 DELTA DRIVE PITTSBURGH PA 15238 CONSTRUCTION 2092751 MACLACHLAN CORNELIUS & FILONI INC 200 THE BANK TOWER 307 4TH AVE PGH PA 15222 ARCHITECTURE 1867616 SINGER ASHLAND 1324 BRASS MILL ROAD BELCAMP MD 21017 CONSTRUCTION 1064813 JEFFERSON INVESTIGATORS & SECURITY INC 1439 SUNSET BLVD STEUBENVILLE OH 43952 CAMPUS SECURITY 477677 24 130150 13417526 38830205 6083116 52377881 TUITION AND FEES 611310 76618555 76618555 AUXILIARY ACTIVITIES 611310 16135472 16135472 CHRISTIAN OUTREACH 611710 2784913 2784913 MISC STUDENT SERVICES 611310 1242940 1237788 5152 STUDENT REL. ACTIVITIES 611600 1126228 1069340 56888 3101 3101 97911209 1519786 162238 1357548 109026 0 109026 109026 109026 22810515 20224735 318070 2585780 -318070 2267710 2267710 9438 130150 86741 -77303 -77303 4795597 1755056 3040541 623768 2416773 157148850 98472937 2641051 3656981 16667 16667 32597526 32597526 3291258 3291258 1929866 1005962 470669 453235 385678 277439 108239 31064263 24816057 4596201 1652005 1583236 1336829 150657 95750 8643743 7182587 848193 612963 2277101 1843003 270430 163668 347754 20670 327084 243521 8038 235483 628851 628851 3197324 2614154 387429 195741 364554 250780 17720 96054 8486134 6640740 1462397 382997 1724136 1006678 702181 15277 928874 897031 31843 1461172 1222819 101786 136567 46932 34558 7256 5118 2130920 1597813 533107 5422444 3467777 1954667 808273 274500 533773 FOOD SERVICE 4495161 4495161 REPAIR & MAINTENANCE 2168916 930139 1051015 187762 ADMIN EXP - LLCS 1304276 1304276 HOSPITALITY 857563 581788 136701 139074 522935 82408 386574 53953 116929078 96492382 16246532 4190164 3908843 4124999 9996745 17447074 1953481 22132763 1954543 2001416 450294 359026 626467 670432 1880353 2023651 197354584 91022560 100908915 106332024 88392052 82149282 64222017 60128488 274293710 297369155 9417886 10704158 399888 216819 4749476 4654989 21710000 21125000 20415030 23707285 7883112 1347485 64575392 61755736 X 123695802 125460402 86022516 110153017 209718318 235613419 274293710 297369155 40219772 -14324671 0 X X 0 1 X 1 1 1 X 6417815 6494460 28857074 14086251 52377881 108233481 6417815 6494460 28857074 14086251 52377881 108233481 28036228 80197253 1987638 2518419 1752648 1439682 1628812 9327199 117560680 366863528 0.68220 0.60720 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 83462390 3184529 -6628075 1138767 78880077 65203254 640721 18789547 1171132 83462390 62845444 657947 3061074 1361211 65203254 60631362 1824940 1449319 1060177 62845444 56299833 441459 4802495 912425 60631362 0.35293 0.33339 0.31368 0 0 10109811 10109811 147467547 70545707 76921840 31434862 20476853 10958009 8342364 8342364 106332024 ALTERNATIVE INVESTMENT FUNDS & PARTNERSHIPS 60128488 F 60128488 STUDENT AND OTHER DEPOSITS 1347485 1347485 X 109535984 -14324671 1928645 -12396026 121932010 554643 34662197 35216840 157148850 83640883 1928645 1928645 81712238 554643 34662197 35216840 116929078 PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS INCLUDE PAINTINGS, PRINTS, PHOTOGRAPHS, SCULPTURES, DRAWINGS AND WATERCOLORS AND DECORATIVE ARTS. THESE ITEMS ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, CURATORIAL AND RELIGIOUS PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. ITEMS ARE REFLECTED IN EQUIPMENT IN THE CONSOLIDATED FINANCIAL STATEMENT AT APPRAISED VALUE ON THE DATE PURCHASED OR CONTRIBUTED. PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 160 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, INCLUDING DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. NET ASSETS ASSOCIATED WITH THESE ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND IS, THEREFORE, EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE IRC. THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAX UNDER APPLICABLE STATE STATUTES. HIH, S-8 AND GVP HAVE BEEN ORGANIZED AS LLCS, WHICH ARE NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. HOWEVER, THE TAXABLE INCOME OR LOSS FROM THESE ENTITIES IS INCLUDED IN THE INCOME TAX RETURN OF THE UNIVERSITY. ACCORDINGLY, ANY INCOME THAT IS UNRELATED TO THE EXEMPT PURPOSES OF THE UNIVERSITY IS TREATED AS UNRELATED BUSINESS INCOME ON THE UNIVERSITY'S TAX RETURN. THE UNIVERSITY FOLLOWS THE RELEVANT ACCOUNTING GUIDANCE RELATIVE TO UNCERTAINTY IN INCOME TAXES, WHICH PRESCRIBES A MINIMUM RECOGNITION THRESHOLD AND MEASUREMENT METHODOLOGY THAT A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN FINANCIAL STATEMENTS. THE UNIVERSITY FILES INFORMATION AND INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION, AND VARIOUS STATES AND FOREIGN JURISDICTIONS. WITH FEW EXCEPTIONS, THE UNIVERSITY IS NO LONGER SUBJECT TO U.S. FEDERAL, STATE AND LOCAL OR NON-U.S. EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES 86,741. COST OF GOODS SOLD 1,755,056. DISPOSAL 86,848. PART XI, LINE 4B - OTHER ADJUSTMENTS: TUITION ASSISTANCE 34,662,197. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSES 86,741. COST OF GOODS SOLD 1,755,056. DISPOSAL 86,848. PART XII, LINE 4B - OTHER ADJUSTMENTS: TUITION ASSISTANCE 34,662,197. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL UNDERGRADUATE AND GRADUATE APPLICATIONS REFLECT NON-DISCRIMINATORY POLICIES. THE POLICY STATEMENT IS CONTAINED IN PRINT AND TV ADVERTISING, AND PUBLISHED IN ADMISSIONS RECRUITMENT MATERIALS, UNIVERSITY CATALOGS, AND DOCUMENTS DISTRIBUTED TO PROSPECTIVE STUDENTS. THE POLICY IS ALSO STATED ON THE UNIVERSITY`S WEBSITE. SCHEDULE E, PART I, LINE 6 THESE FUNDS REPRESENT FINANCIAL AID ISSUED TO STUDENTS IN THE FORM OF FEDERAL AND STATE GRANTS, SCHOLARSHIPS, TUITION DISCOUNTS, AND INSTITUTIONAL FINANCIAL AID. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM FRANCISCAN UNIVERSITY ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE RESPECTIVE AWARD. ALL AID IS PROCESSED THROUGH THE FINANCIAL AID OFFICE AND IS POSTED TO THE STUDENTS' RECEIVABLE ACCOUNTS. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 19 PROGRAM SERVICES ACADEMIC, INSTRUCTION, AND SUPPORT SERVICES 2519152 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES GRANTS TO FMT/STUDY ABROAD PROGRAM 1226587 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTITUTIONAL AID - EMPLOYEE DISCOUNTS 170890 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES INSTITUTIONAL AID - RA WAIVERS 20000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 STUDENT AID SCHOLARSHIPS AND FINANCIAL AID 2064671 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH 68742 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EDUCATIONAL ADMIN 19833 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH 1350 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH 111072 SOUTH AMERICA 0 0 PROGRAM SERVICES CHRISTIAN OUTREACH & INSTRUCTION 46573 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATIONAL ADMINISTRATION CHISTIAN OUTREACH 48049 NORTH AMERICA 0 0 PROGRAM SERVICES ACADEMIC 7142 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 1368800 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 27292264 0 0 0 0 0 0 6091225 28873900 34965125 EUROPE (INCLUDING ICELAND & GREENLAND) GENERAL SUPPORT 1226587 ELECTRONIC BANK TRANSFERS 0 N/A N/A 1 0 FEDERAL, STATE, FUNDED & INSTITUTIONAL EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 262 2064671 ELECTRONIC POSTING TO STUDENT ACCOUNTS VIA GL PROCESSING 0 N/A N/A 1 0 1 1 1 0 PART I, LINE 2: THE UNIVERSITY REQUIRES PERIODIC REPORTING ON THE USE OF THE FUNDS TO ENSURE THAT THE FUNDS ARE USED FOR THEIR STATED PURPOSE. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM FRANCISCAN UNIVERSITY ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE RESPECTIVE AWARD. ALL AID IS PROCESSED THROUGH THE FINANCIAL AID OFFICE AND IS POSTED TO THE STUDENTS' RECEIVABLE ACCOUNTS. PART III ACCOUNTING METHOD: OH BARON CLUB 139588 130150 9438 39293 31015 16433 139588 130150 9438 39293 31015 16433 86741 -77303 1 HALLOW INC 333 N GREEN ST STE 805 CHICAGO IL 60607 N/A 16667 0 N/A N/A SUBSCRIPTION ASSISTANCE 0 1 FEDERAL FINANCIAL AID 40 109499 0 N/A N/A STATE FINANCIAL AID 106 225756 0 N/A N/A INSTITUTIONAL AID 2334 28363409 0 N/A N/A RESTRICTED SCHOLARSHIPS 1251 3898862 0 N/A N/A PART I, LINE 2: THESE FUNDS REPRESENT FINANCIAL AID ISSUED TO STUDENTS IN THE FORM OF FEDERAL AND STATE GRANTS, SCHOLARSHIPS, TUITION DISCOUNTS, AND INSTITUTIONAL FINANCIAL AID. STUDENTS RECEIVING SCHOLARSHIPS AND GRANTS FROM FRANCISCAN UNIVERSITY ARE MONITORED TO ENSURE THEY MEET THE ACADEMIC REQUIREMENTS OR OTHER CRITERIA ASSOCIATED WITH THE RESPECTIVE AWARD. ALL AID IS PROCESSED THROUGH THE FINANCIAL AID OFFICE AND IS POSTED TO THE STUDENTS' RECEIVABLE ACCOUNTS. X 1 1 X X 0 0 0 0 0 0 0 1 0 WILLIAM NEWTON PROFESSOR 134486 0 0 0 301 0 7843 0 97836 0 240466 0 0 0 JOEL S RECZNIK VP OF ENROLLMENT MGMT 134095 0 0 0 332 0 14004 0 91282 0 239713 0 0 0 MICHAEL ANDREOLA EXECUTIVE DIRECTOR FOR PHILANTHROPIC GIVING 119792 0 0 0 332 0 12771 0 106385 0 239280 0 0 0 SCOTT SOLLOM ASSOCIATE PROFESSOR 120647 0 0 0 286 0 7261 0 107987 0 236181 0 0 0 PAUL F SYMINGTON DIRECTOR OF ONLINE BA IN PHILOSOPHY 160563 0 0 0 303 0 7918 0 64013 0 232797 0 0 0 BRENAN PATRICK PERGI VP OF HR (THRU. 2/22), VP OF OP (EFF. 2/21) 160881 0 0 0 332 0 17411 0 45397 0 224021 0 0 0 DANIEL KUEBLER DEAN OF SCHOOL OF NATURAL AND APPLIED SCIENCES 184032 0 0 0 324 0 8664 0 30918 0 223938 0 0 0 DR DANIEL R KEMPTON VP FOR ACADEMIC AFFAIRS 157492 0 0 0 332 0 15627 0 26696 0 200147 0 0 0 TOM PAPPALARDO VP OF ADVANCEMENT (EXITED 9/2021) 166047 0 0 0 332 0 6111 0 24644 0 197134 0 0 0 CHRISTOPHER TODD DAVIS DIRECTOR OF IT 125349 0 500 0 332 0 13019 0 27918 0 167118 0 0 0 RICHARD ROLLINO VP OF FINANCE (EXITED 8/2021) 113785 0 0 0 332 0 9050 0 29111 0 152278 0 0 0 PART I, LINE 1B THE UNIVERSITY OWNS THE FRIARY BUILDING ON ITS CAMPUS. FATHER DAVID PIVONKA RESIDES IN THE FRIARY. ALL OPERATING EXPENSES ARE THE FINANCIAL RESPONSIBILITY OF THE THIRD ORDER REGULAR OF ST. FRANCIS OF PENANCE (TOR) OF THE PROVINCE OF THE MOST SACRED HEART OF JESUS, FRANCISCAN UNIVERSITY'S MEMBER. PART I, LINE 3 THE UNIVERSITY MAINTAINS A MARKET BASED COMPENSATION SYSTEM WITH ASSIGNED PAY RANGES FOR EACH POSITION REFLECTING THE MARKET WAGE AMONG A GROUP OF IDENTIFIED PEERS AND RELATIVE LEVEL OF RESPONSIBILITY WITHIN THE ORGANIZATION. KEY EMPLOYEES' COMPENSATION IS DETERMINED WITHIN THE BUDGETING PROCESS. ALL SALARY INCREASES ARE RECOMMENDED BY THE IMMEDIATE SUPERVISOR, AND REVIEWED FOR APPROVAL BY THE EXECUTIVE DIRECTOR OF HUMAN RESOURCES, THE VICE PRESIDENT OF FINANCE, AND THE VICE PRESIDENT OF OPERATIONS, OR THE PRESIDENT, DEPENDING ON THE EMPLOYEE'S LEVEL IN THE ORGANIZATION. PART I, LINE 7 VP OF STUDENT LIFE AND DIRECTOR OF INFORMATION TECHNOLOGY RECEIVED BONUS PAYMENTS IN CALENDAR YEAR 2021. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DLX2 2016-12-15 23994583 REFUND 2006 BOND 0 0 0 A 23994583 1775967 9520000 11295967 2016 1 0 1 1 A 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 146885 SCHOLARSHIPS C SULLIVAN OFFICER'S FAMILY MEMBER 103758 COMPENSATION 0 K HARRIS OFFICER'S FAMILY MEMBER 173681 COMPENSATION 0 J RIFFLE OFFICER'S FAMILY MEMBER 108239 COMPENSATION 0 X 18 6083116 FMV 0 0 1 0 PART I, COLUMN (B): PART I, COLUMN (B) REPORTS THE NUMBER OF CONTRIBUTORS. FORM 990, PART I, LINE 1 THE PURPOSE OF THE UNIVERSITY IS TO FURTHER THE HIGHER EDUCATION OF MEN AND WOMEN THROUGH PROGRAMS OF LIBERAL, PROFESSIONAL, AND PRE-PROFESSIONAL STUDIES LEADING TO THE CONFERRAL OF THE BACCALAUREATE AND MASTER DEGREES IN THE ARTS AND SCIENCES. SAID DEGREES SHALL BE CONFERRED IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF INCORPORATION OF THE UNIVERSITY AND THE LAWS OF THE STATE OF OHIO. IT SHALL BE THE FURTHER PURPOSE OF THE UNIVERSITY, PUBLICLY IDENTIFIED AS A CATHOLIC AND A FRANCISCAN INSTITUTION, TO PROMOTE THE MORAL, SPIRITUAL, AND RELIGIOUS VALUES OF ITS STUDENTS. THE UNIVERSITY WILL BE GUIDED BY THE EXAMPLE AND TEACHING OF ST. FRANCIS OF ASSISI. FORM 990, PART VI, SECTION A, LINE 1A THE UNIVERSITY`S BOARD HAS A GOVERNANCE COMMITTEE WHOSE DUTIES AND RESPONSIBILITIES ARE OUTLINED IN THE BYLAWS. THE GOVERNANCE COMMITTEE SHALL HAVE AND EXERCISE, BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, AS PROVIDED IN THE BYLAWS, ANY AND ALL THE POWERS OF THE BOARD OF TRUSTEES IN THE MANAGEMENT AND TRANSACTION OF BUSINESS OF THE UNIVERSITY AND SHALL HAVE THE POWER TO AUTHORIZE THE SEAL OF THE UNIVERSITY TO BE AFFIXED TO ALL INSTRUMENTS WHICH MAY REQUIRE IT. THE GOVERNANCE COMMITTEE SHALL MEET UPON CALL BY THE CHAIRMAN OF THE BOARD, OR THE PRESIDENT OF THE UNIVERSITY. A MAJORITY OF THE GOVERNANCE COMMITTEE, AT LEAST ONE (1) OF WHOM SHALL BE A LAY MEMBER, SHALL CONSTITUTE A QUORUM FOR THE TRANSACTION OF BUSINESS. THE GOVERNANCE COMMITTEE SHALL REPORT ITS ACTIVITIES, INCLUDING ACTIONS TAKEN ON BEHALF OF THE FULL BOARD, TO THE BOARD AT ITS NEXT MEETING. THE GOVERNANCE COMMITTEE MAY DECIDE IT APPROPRIATE TO MAIL A COPY OF THE MINUTES OF ITS MEETING TO EACH MEMBER OF THE BOARD IN ADVANCE OF THE NEXT MEETING OF THE BOARD AND IN LIEU OF MAKING A REPORT AT THAT MEETING. FORM 990, PART VI, SECTION A, LINE 2 FR. DAVE PIVONKA, T.O.R., MR. RICHARD RIEDERER AND BRENAN PERGI ARE MEMBERS OF THE MARIA THRON FOUNDATION SUPERVISORY BOARD. FORM 990, PART VI, SECTION A, LINE 6 FRANCISCAN UNIVERSITY OF STEUBENVILLE IS A 501(C)(3) NONPROFIT CORPORATION WITH MEMBERS. THE MEMBERS OF THE CORPORATION ARE THE MINISTER PROVINCIAL AND THE PROVINCIAL CURIA OF THE MOST SACRED HEART OF JESUS, THIRD ORDER REGULAR (T.O.R.). THE PRESIDENT OF THE FRANCISCAN UNIVERSITY OF STEUBENVILLE SERVES AS A MEMBER EX OFFICIO. THESE INDIVIDUALS SERVE AS MEMBERS OF THE CORPORATION DURING THEIR RESPECTIVE TERMS AS MINISTER PROVINCIAL, THE PROVINCIAL CURIA, AND PRESIDENT OF THE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7A THE MINISTER PROVINCIAL OF THE PROVINCE OF THE MOST SACRED HEART OF JESUS OF THE THIRD ORDER REGULAR AND THE PRESIDENT OF THE UNIVERSITY SHALL BE EX OFFICIO MEMBERS OF THE BOARD OF TRUSTEES. THESE INDIVIDUALS ARE ELECTED BY THE PROVINCE OF THE MOST SACRED HEART OF JESUS. SEVEN OF THE BOARD MEMBERS MUST BE MEMBERS OF THE ORDER. FORM 990, PART VI, SECTION A, LINE 7B THE FOLLOWING POWERS ARE RESERVED EXCLUSIVELY TO THE MEMBERS OF THE CORPORATION: A. TO DETERMINE THE PHILOSOPHY AND OBJECTIVES OF THE CORPORATION. B. TO ADOPT AMENDMENTS TO THE ARTICLES OF INCORPORATION, AND TO ALTER, AMEND, OR REPEAL BYLAWS. C. TO PURCHASE, SELL, LEASE, TRANSFER OR ENCUMBER, CONSTRUCT, OR UNDERTAKE THE DESTRUCTION OF LAND AND/OR BUILDINGS OWNED BY THE UNIVERSITY, OR IN WHICH THE UNIVERSITY HAS OR WILL HAVE LEGAL OR EQUITABLE TITLE. D. TO MERGE, CONSOLIDATE, OR AFFILIATE THE UNIVERSITY WITH ANY OTHER CORPORATION. E. TO DISSOLVE OR TERMINATE THE EXISTENCE OF THE UNIVERSITY AND TO DETERMINE THE DISTRIBUTION OF CORPORATE ASSETS UPON SUCH DISSOLUTION OR TERMINATION, PROVIDED THAT SUCH DISTRIBUTION BE EXCLUSIVELY MADE FOR SUCH PURPOSES AS ARE EXEMPT FROM TAXATION UNDER FEDERAL LAW. FORM 990, PART VI, SECTION B, LINE 11B THE ENTIRE BOARD OF TRUSTEES RECEIVES A COMPLETE FORM 990 FOR REVIEW. THE COMPLETE 990 IS ALSO REVIEWED BY THE PRESIDENT, VP OF OPERATIONS, AND VP OF FINANCE. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS COMPLETE A CONFLICT OF INTEREST FORM ON AN ANNUAL BASIS TO IDENTIFY POTENTIAL OR ACTUAL CONFLICTS. MEMBERS OF THE UNIVERSITY'S FINANCE MANAGEMENT TEAM REVIEW ALL COMPLETED ANNUAL DISCLOSURES. PERCEIVED OR ACTUAL CONFLICTS ARE ADVANCED TO THE BOARD FOR RESOLUTION. THE AUDIT COMMITTEE HAS RESPONSIBILITY TO MONITOR CONFLICTS OF INTEREST BETWEEN THE UNIVERSITY'S BUSINESS ACTIVITY AND MEMBERS OF MANAGEMENT, FACULTY, AND TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 A. THE PRESIDENT OF THE UNIVERSITY, A CATHOLIC PRIEST OF FRANCISCAN FRIARS TOR, HAS TAKEN A VOW OF POVERTY AND IS NOT COMPENSATED FOR HIS SERVICE TO THE UNIVERSITY. THIS ARRANGEMENT IS DISCLOSED AND REVIEWED BY THE PROVINCIAL OF THE FRANCISCAN ORDER AND THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. DUE TO THE FACT THAT NO COMPENSATION IS PAID TO THE PRESIDENT, POLICIES AND PROCESSES REGARDING AWARDING PRESIDENTIAL COMPENSATION ARE NOT RELEVANT, DISCLOSURES IN PART VII AND SCHEDULE J REFLECT THIS FACT. THE UNIVERSITY DOES MAKE A PAYMENT TO THE FRANCISCAN FRIARS TOR FOR WORK AND SERVICES PROVIDED TO THE UNIVERSITY. B. THE UNIVERSITY MAINTAINS A MARKET BASED COMPENSATION SYSTEM WITH ASSIGNED PAY RANGES FOR EACH POSITION REFLECTING THE MARKET WAGE AMONG A GROUP OF IDENTIFIED PEERS AND RELATIVE LEVEL OF RESPONSIBILITY WITHIN THE ORGANIZATION. KEY EMPLOYEES' COMPENSATION IS DETERMINED WITHIN THE BUDGETING PROCESS. ALL SALARY INCREASES ARE RECOMMENDED BY THE IMMEDIATE SUPERVISOR, AND REVIEWED FOR APPROVAL BY THE EXECUTIVE DIRECTOR OF HUMAN RESOURCES, THE VICE PRESIDENT OF FINANCE, AND THE VICE PRESIDENT OF OPERATIONS, OR THE PRESIDENT, DEPENDING ON THE EMPLOYEE'S LEVEL IN THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 FRANCISCAN UNIVERSITY OF STEUBENVILLE MAKES ITS GOVERNANCE DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENT AVAILABLE TO THE PUBLIC UPON WRITTEN REQUEST SUBMITTED TO VP OF FINANCE. FORM 990, PART XI, QUESTION 2C, OVERSIGHT OF FINANCIAL STATEMENT AUDIT: AUDIT COMMITTEE RECOMMENDS THE ENGAGEMENT OF THE INDEPENDENT AUDIT FIRM FOR APPROVAL BY THE FULL BOARD; REVIEWS THE FINANCIAL STATEMENTS AND AUDIT RESULTS, INCLUDING MANAGEMENT LETTER AND ISSUES RAISED IN ACCORDANCE WITH THE SAS NO.114; RECOMMENDS THE APPROVAL OF THE ANNUAL AUDIT TO THE FULL BOARD; AND FOLLOWS UP ON DEFICIENCIES RAISED DURING THE AUDIT AND OVERSEES CORRECTIVE ACTIONS. THE AUDIT COMMITTEE MAY ALSO REVIEW COMPLIANCE WITH ALL FINANICAL REPORTING AND REGULATORY REQUIREMENTS; MONITOR THE ADEQUACY AND INTEGRITY OF ACCOUNTING, INTERNAL CONTROLS, AND RISK MANAGEMENT, INCLUDING FRAUD RISK ASSESSMENT. FORM 990, PART VII, EMERITUS TRUSTEES: THE FOLLOWING INDIVIDUAL SERVES AS AN EMERITUS TRUSTEE OF THE FRANCISCAN UNIVERSITY OF STEUBENVILLE WITH NO VOTING RIGHTS: DR. JOHN IRVIN PAUL CARAPELLOTTI JOAN SMITH BARBARA SANDERS THOMAS MONAGHAN PAUL POHL DIANE BROWN JAMIE MCALEER WALTER E. 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